All investment adviser firms · Page 7
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- ALEXIS INVESTMENT PARTNERS, LLCCRD 313394$206,365,510.00Regulatory AUM · August 2026
- ALFA ALGORITHMS HK LIMITEDCRD 333190Not availableRegulatory AUM · August 2026
- ALFACAP LLC, D/B/A RECIPROCAL CAPITALCRD 285033$91,893,910.00Regulatory AUM · August 2026
- ALGEBRIS INVESTMENTS (US) INC.CRD 169236 · BOSTON, MA$6,944,681,122.00Regulatory AUM · August 2026
- ALGERT GLOBAL LLCCRD 125523 · SAN FRANCISCO, CA$10,202,363,034.00Regulatory AUM · August 2026
- ALGORITHMIC INVESTMENT MODELS, LLCCRD 306354 · BOSTON, MA$90,885,460.00Regulatory AUM · August 2026
- ALHAMBRA INVESTMENT MANAGEMENT LLCCRD 138537 · PALMETTO BAY, FL$320,167,081.00Regulatory AUM · August 2026
- ALIANZA CORP. INVESTMENT ADVISORCRD 323267 · MIAMI, FL$204,116,000.00Regulatory AUM · August 2026
- ALIDADE CAPITAL, LLCCRD 165341 · BLOOMFIELD HILLS, MI$564,944,796.00Regulatory AUM · August 2026
- ALIGHT CAPITAL MANAGEMENT LPCRD 174705 · NEW YORK, NY$754,374,209.00Regulatory AUM · August 2026
- ALIGHT FINANCIAL ADVISORS, LLCCRD 158744 · CHARLOTTE, NC$35,054,902,000.00Regulatory AUM · August 2026
- ALIGN ADVISOR GROUP, LLCCRD 336638 · VINELAND, NJ$127,540,715.00Regulatory AUM · August 2026
- ALIGN CAPITAL PARTNERS, LPCRD 284487 · SHAKER HEIGHTS, OH$2,408,330,198.00Regulatory AUM · August 2026
- ALIGN FINANCIAL, LLCCRD 309238 · HERMANTOWN, MN$433,731,160.00Regulatory AUM · August 2026
- ALIGN IMPACT, LLCCRD 176516 · DENVER, CO$715,391,755.00Regulatory AUM · July 2026
- ALIGN PRIVATE CAPITALCRD 304506 · SARASOTA, FL$226,201,990.00Regulatory AUM · August 2026
- $2,464,681,528.00Regulatory AUM · August 2026
- ALIGN WEALTH MANAGEMENT, LLCCRD 323615 · SAN JOSE, CA$116,708,805.00Regulatory AUM · August 2026
- ALIGNE WEALTH PRESERVATION & INSURANCE SERVICES, LLC.CRD 321735 · LOS ANGELES, CA$224,392,095.00Regulatory AUM · August 2026
- ALIGNED CLIMATE CAPITAL LLCCRD 304716 · NEW YORK, NY$1,771,111,877.00Regulatory AUM · August 2026
- ALIGNMENT FINANCIAL GROUP, LLCCRD 306644$77,600,000.00Regulatory AUM · August 2026
- ALIGNMENT GROWTH MANAGEMENT LLCCRD 319136 · NEW YORK, NY$593,204,613.00Regulatory AUM · August 2026
- ALINDA CAPITAL PARTNERS LTDCRD 156918 · GREENWICH, CT$1,575,592,747.00Regulatory AUM · August 2026
- ALINEA ADVISORY SERVICES LLCCRD 311782 · NEW YORK, NY$66,605,795.00Regulatory AUM · August 2026
- ALIUS CAPITAL PARTNERS LLCCRD 341875 · AVENTURA, FLNot availableRegulatory AUM · August 2026
- ALIYA CAPITAL PARTNERS LLCCRD 305988 · MIAMI, FL$5,094,584,953.00Regulatory AUM · August 2026
- ALJEN ASSET MANAGEMENT LLCCRD 128962 · CEDAR KNOLLS, NJ$230,227,440.00Regulatory AUM · August 2026
- ALJIAN CAPITAL MANAGEMENT, LLCCRD 167381 · CARSON CITY, NV$627,797,250.00Regulatory AUM · August 2026
- ALJZ CONSULTING, LLCCRD 332823$116,744,929.00Regulatory AUM · August 2026
- ALKA PARTNERS, LLCCRD 338183 · FARMERS BRANCH, TX$2.00Regulatory AUM · August 2026
- ALKEME INVESTMENTS LLCCRD 332434 · SCOTTSDALE, AZNot availableRegulatory AUM · August 2026
- ALKEME WEALTH, LLCCRD 143420 · SCOTTSDALE, AZ$420,187,982.00Regulatory AUM · August 2026
- ALKEN ASSET MANAGEMENT LTDCRD 329119$3,796,579,755.00Regulatory AUM · August 2026
- ALKEON CAPITAL MANAGEMENT, LLCCRD 118059 · NEW YORK, NY$25,287,096,835.00Regulatory AUM · August 2026
- ALL STAR FINANCIAL LLCCRD 323765 · MINNEAPOLIS, MN$881,693,500.00Regulatory AUM · August 2026
- ALL TERRAIN FINANCIAL ADVISORS, LLCCRD 286683 · COON RAPIDS, MN$379,178,566.00Regulatory AUM · August 2026
- ALLARD PARTNERS LIMITEDCRD 138933$415,859,393.00Regulatory AUM · August 2026
- ALLARIA ASSET MANAGEMENT, LLCCRD 287513 · MIAMI, FL$179,573,228.00Regulatory AUM · August 2026
- ALLEGHENY FINANCIAL GROUPCRD 104690 · PITTSBURGH, PA$5,593,591,868.00Regulatory AUM · August 2026
- ALLEGHENY INVESTMENTSCRD 7597 · PITTSBURGH, PA$742,120,123.00Regulatory AUM · August 2026
- ALLEGIANCE FINANCIAL ADVISORS, INC.CRD 127293 · JACKSONVILLE, FL$181,937,021.00Regulatory AUM · August 2026
- ALLEGIANCE FINANCIAL GROUP ADVISORY SERVICES LLCCRD 313110 · VIENNA, VA$674,998,291.00Regulatory AUM · August 2026
- ALLEGIANCE FINANCIAL GROUP, INC.CRD 113826 · SOUTH PORTLAND, ME$180,637,151.00Regulatory AUM · August 2026
- ALLEGIANT WEALTH ADVISORS, LLCCRD 330239 · TULSA, OK$1,168,282,243.00Regulatory AUM · August 2026
- ALLEGRO MINERAL PARTNERS LLCCRD 324740 · HOUSTON, TX$135,327,850.00Regulatory AUM · August 2026
- ALLEN CAPITAL GROUP, LLCCRD 135879 · GRAND ISLAND, NE$1,501,556,085.00Regulatory AUM · August 2026
- ALLEN CAPITAL MANAGEMENT, LLCCRD 135147 · VANCOUVER, WA$200,030,786.00Regulatory AUM · August 2026
- ALLEN FINANCIAL MANAGEMENT, LLCCRD 153511 · OXFORD, MI$121,209,098.00Regulatory AUM · August 2026
- ALLEN INVESTMENT MANAGEMENT, LLCCRD 124454 · NEW YORK, NY$16,914,755,305.00Regulatory AUM · August 2026
- ALLEN WEALTH MANAGEMENT, LLCCRD 133038 · BOONE, NC$664,325,517.00Regulatory AUM · August 2026
- ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLCCRD 113106 · THOMASVILLE, GA$1,074,797,415.00Regulatory AUM · August 2026
- ALLEY INVESTMENT MANAGEMENT COMPANY, LLCCRD 317544 · LAKE FOREST, IL$907,186,338.00Regulatory AUM · August 2026
- ALLGEN FINANCIAL ADVISORS, INC.CRD 126877 · ORLANDO, FL$475,182,812.00Regulatory AUM · August 2026
- ALLIANCE ADVISORY & SECURITIES, LLCCRD 18835 · WESTLAKE VILLAGE, CA$687,372,472.00Regulatory AUM · August 2026
- ALLIANCE CONSUMER GROWTH, LLCCRD 163639 · NEW YORK, NY$857,876,009.00Regulatory AUM · August 2026
- ALLIANCE INVESTMENT MANAGEMENT, LLCCRD 152012 · JENISON, MI$206,811,662.00Regulatory AUM · August 2026
- ALLIANCE OF WEALTH ADVISORS, LLCCRD 164428 · RAPID CITY, SD$130,250,000.00Regulatory AUM · August 2026
- ALLIANCE PARTNERS LLCCRD 157700 · CHEVY CHASE, MD$1,943,575,771.00Regulatory AUM · August 2026
- ALLIANCE PRIVATE WEALTH, LLCCRD 316612 · NORTH READING, MA$466,159,954.00Regulatory AUM · August 2026
- ALLIANCE WEALTH ADVISORS, LLCCRD 288394 · SCRANTON, PA$601,101,030.00Regulatory AUM · August 2026
- ALLIANCE WEALTH ADVISORS, LLCCRD 314668 · CENTERVILLE, UT$551,968,986.00Regulatory AUM · August 2026
- ALLIANCE WEALTH MANAGEMENT GROUP, LLCCRD 169573 · FLEMINGTON, NJ$517,401,818.00Regulatory AUM · August 2026
- ALLIANCE WEALTH MANAGEMENT PARTNERS LLCCRD 313195 · KNOXVILLE, TN$272,404,421.00Regulatory AUM · August 2026
- ALLIANCE WEALTH STRATEGIES, LLCCRD 173559 · LYNCHBURG, VA$330,683,413.00Regulatory AUM · August 2026
- ALLIANCEBERNSTEIN CORPORATIONCRD 107445 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- ALLIANCEBERNSTEIN HOLDING L.P.CRD 106998 · NASHVILLE, TNNot availableRegulatory AUM · August 2026
- ALLIANCEBERNSTEIN L.P.CRD 108477 · NASHVILLE, TN$763,401,000,000.00Regulatory AUM · August 2026
- ALLIANT SECURITIES, INC.CRD 7726 · LIBERTY LAKE, WA$300,000,000.00Regulatory AUM · August 2026
- ALLIANZ CAPITAL PARTNERS OF AMERICA LLCCRD 161684 · NEW YORK, NY$6,350,129,657.00Regulatory AUM · August 2026
- $15,458,144,476.00Regulatory AUM · August 2026
- ALLIANZ INVESTMENT MANAGEMENT LLCCRD 111925 · MINNEAPOLIS, MN$19,091,182,080.00Regulatory AUM · August 2026
- ALLIE FAMILY OFFICE LLCCRD 307144 · MIAMI, FL$1,321,658,406.00Regulatory AUM · August 2026
- ALLIED ASSET ADVISORS INCCRD 112441 · HOMETOWN, IL$262,000,000.00Regulatory AUM · August 2026
- ALLIED INVESTMENT ADVISORS LLCCRD 159103 · BILLINGS, MT$1,488,036,876.00Regulatory AUM · August 2026
- ALLIED PORTFOLIO MANAGEMENT, INC.CRD 113809 · TUCSON, AZ$240,209,300.00Regulatory AUM · August 2026
- ALLIED PRIVATE WEALTHCRD 328952 · BOCA RATON, FL$224,479,019.00Regulatory AUM · August 2026
- ALLIES CAPITAL MANAGEMENT, LLCCRD 319640 · NEW YORK, NY$25,000,000.00Regulatory AUM · August 2026
- ALLISON INVESTMENT MANAGEMENT, LLCCRD 124645 · COLUMBIA, SC$170,419,000.00Regulatory AUM · August 2026
- ALLIUM FINANCIAL ADVISORS, LLCCRD 288462 · LAKE OSWEGO, OR$733,507,437.00Regulatory AUM · August 2026
- ALLOCATE MANAGEMENT COMPANY, LLCCRD 316814 · PALO ALTO, CA$2,998,752,187.00Regulatory AUM · August 2026
- ALLOCATOR SOLUTIONS, LLCCRD 337300 · ST LOUIS, MO$513,515,211.00Regulatory AUM · August 2026
- ALLODIUM INVESTMENT CONSULTANTS, LLCCRD 135812 · MINNEAPOLIS, MN$576,759,336.00Regulatory AUM · August 2026
- ALLOS INVESTMENT ADVISORS, LLCCRD 155541 · OVERLAND PARK, KS$73,608,831.00Regulatory AUM · August 2026
- ALLPOINT FINANCIAL GROUP LLCCRD 301028 · PETALUMA, CA$116,768,023.00Regulatory AUM · August 2026
- ALLRED CAPITAL MANAGEMENT, LLCCRD 297533 · DALLAS, TX$493,428,431.00Regulatory AUM · August 2026
- ALLRIDGE WEALTH MANAGEMENT, P.C.CRD 117249 · ASHBURN, VA$103,273,487.00Regulatory AUM · August 2026
- ALLSPRING FUNDS MANAGEMENT, LLCCRD 110841 · CHARLOTTE, NC$324,654,889,545.00Regulatory AUM · August 2026
- $893,937,610.00Regulatory AUM · August 2026
- $30,792,859,914.00Regulatory AUM · August 2026
- ALLSPRING GLOBAL INVESTMENTS, LLCCRD 104973 · CHARLOTTE, NC$475,780,527,170.00Regulatory AUM · August 2026
- ALLSQUARE WEALTH MANAGEMENT, LLCCRD 153591 · ALBANY, NY$307,849,658.00Regulatory AUM · August 2026
- ALLSTATE FINANCIAL ADVISORS, LLCCRD 109524 · LINCOLN, NE$142,352,226.00Regulatory AUM · August 2026
- ALLSTATE INVESTMENT MANAGEMENT COMPANYCRD 107775 · CHICAGO, IL$26,455,765,427.00Regulatory AUM · August 2026
- ALLSTREET CAPITAL LLCCRD 283564 · LOS ANGELES, CA$218,000,000.00Regulatory AUM · August 2026
- ALLSTREET FINANCIAL, LLCCRD 281661 · ERIE, PA$149,715,186.00Regulatory AUM · August 2026
- ALLUVIAL CAPITAL MANAGEMENT, LLCCRD 169638$172,572,990.00Regulatory AUM · August 2026
- ALLVET FINANCIAL LLCCRD 336247$1,266,880.00Regulatory AUM · August 2026
- ALLWORTH FINANCIAL, L.P.CRD 111167 · FOLSOM, CA$33,554,007,293.00Regulatory AUM · August 2026
- ALLY BRIDGE GROUP (NY) LLCCRD 291072 · NEW YORK, NY$218,948,199.00Regulatory AUM · August 2026
- ALLY BRIDGE GROUP (PE) LLCCRD 315273 · NEW YORK, NY$1,446,585,456.00Regulatory AUM · August 2026