All investment adviser firms · Page 74
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- HIGH RIVER RESOURCES MANAGEMENT LLCCRD 327858 · DALLAS, TX$232,753,440.00Regulatory AUM · August 2026
- HIGH TRAIL CAPITAL LPCRD 305245 · HOBOKEN, NJ$296,893,000.00Regulatory AUM · August 2026
- HIGHBAR MANAGEMENT, LLCCRD 166244 · MENLO PARK, CA$114,617,817.00Regulatory AUM · August 2026
- HIGHBRIDGE CAPITAL MANAGEMENT, LLCCRD 134776 · NEW YORK, NY$7,552,169,082.00Regulatory AUM · August 2026
- HIGHBROOK CAPITAL PARTNERS LLCCRD 338408 · ATLANTA, GA$509,064,516.00Regulatory AUM · August 2026
- HIGHBURY PACIFIC CAPITAL CORP.CRD 157778 · BELLEVUE, WA$333,336,182.00Regulatory AUM · August 2026
- HIGHBURY PARK LLCCRD 304815$176,435,755.00Regulatory AUM · August 2026
- HIGHCLERE INTERNATIONAL INVESTORS LLPCRD 140380$742,255,043.00Regulatory AUM · August 2026
- HIGHCREST CAPITAL, LLCCRD 291007 · FREDERICKSBURG, TX$823,748,217.00Regulatory AUM · August 2026
- HIGHGATE GROUP USA INC.CRD 333217$16,978,584.00Regulatory AUM · August 2026
- HIGHLAND ASSOCIATES INCCRD 104948 · BIRMINGHAM, AL$20,990,815,180.00Regulatory AUM · August 2026
- HIGHLAND CAPITAL ADVISORS, LLCCRD 139780 · ISSAQUAH, WANot availableRegulatory AUM · August 2026
- HIGHLAND CAPITAL MANAGEMENT, LLCCRD 104842 · MEMPHIS, TN$3,880,641,890.00Regulatory AUM · August 2026
- HIGHLAND CONSULTING ASSOCIATES INC.CRD 109834 · CLEVELAND, OH$21,929,961,838.00Regulatory AUM · August 2026
- HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC.CRD 282906 · CLEVELAND, OH$76,633,396.00Regulatory AUM · August 2026
- HIGHLAND FINANCIAL ADVISORS, LLCCRD 125838 · WAYNE, NJ$639,957,200.00Regulatory AUM · August 2026
- HIGHLAND INVESTMENT ADVISORS LLCCRD 141694 · PONTE VEDRA, FL$368,267,860.00Regulatory AUM · August 2026
- HIGHLAND PEAK CAPITAL, LLCCRD 306304 · OLD GREENWICH, CT$333,194,153.00Regulatory AUM · August 2026
- HIGHLINE ASSET MANAGEMENT, LLCCRD 332483 · SHERMAN OAKS, CA$10,670,012.00Regulatory AUM · August 2026
- HIGHLINE WEALTH PARTNERS, LLCCRD 284712 · SHERMAN OAKS, CA$867,921,688.00Regulatory AUM · August 2026
- HIGHMARK WEALTH MANAGEMENT LLCCRD 164790 · ST. PAUL, MN$611,673,300.00Regulatory AUM · August 2026
- HIGHPASS ASSET MANAGEMENT LLCCRD 159535 · DENVER, CO$218,216,975.00Regulatory AUM · August 2026
- HIGHPEAK ENERGY MANAGEMENT, LLCCRD 293928 · FORT WORTH, TX$391,758,930.00Regulatory AUM · August 2026
- HIGHPOINT ADVISOR GROUP, LLCCRD 316636 · DOWNERS GROVE, IL$4,783,000,000.00Regulatory AUM · August 2026
- HIGHPOST CAPITAL, LLCCRD 307798 · WEST PALM BEACH, FL$657,229,876.00Regulatory AUM · August 2026
- HIGHROAD WEALTH ADVISORS, LLCCRD 331566 · COOS BAY, OR$188,523,085.00Regulatory AUM · August 2026
- HIGHTOWER ADVISORS, LLCCRD 145323 · CHICAGO, IL$198,577,009,283.00Regulatory AUM · August 2026
- HIGHVIEW CAPITAL MANAGEMENT, LLCCRD 306195 · BUFFALO GROVE, IL$416,313,564.00Regulatory AUM · August 2026
- HIGHVISTA PRIVATE CAPITAL MANAGEMENT LLCCRD 139068 · BOSTON, MA$6,479,668,931.00Regulatory AUM · August 2026
- HIGHVISTA STRATEGIES LLCCRD 155759 · BOSTON, MA$9,102,091,254.00Regulatory AUM · August 2026
- HIGLEY, JAMES, W.CRD 118961$179,500,000.00Regulatory AUM · August 2026
- HIIVE ADVISORS INC.CRD 335888$1,129,870,005.00Regulatory AUM · August 2026
- HILBERT 8, LLCCRD 284577 · NEW YORK, NY$47,194,830.00Regulatory AUM · August 2026
- HILDENE CAPITAL MANAGEMENT, LLCCRD 160415 · STAMFORD, CT$20,183,115,317.00Regulatory AUM · August 2026
- HILDRED CAPITAL MANAGEMENT, LLCCRD 301293 · NEW YORK, NY$3,915,956,587.00Regulatory AUM · August 2026
- HILEY HUNT WEALTH MANAGEMENT, INC.CRD 164942 · OMAHA, NE$289,551,810.00Regulatory AUM · August 2026
- HILL CITY CAPITAL LPCRD 306709 · BOSTON, MA$4,864,041,930.00Regulatory AUM · August 2026
- HILL COUNTRY RETIREMENT SOLUTIONS LLCCRD 307376 · BOERNE, TX$175,519,460.00Regulatory AUM · August 2026
- HILL INVESTMENT GROUP PARTNERS, LLCCRD 312052 · ST. LOUIS, MO$1,345,844,355.00Regulatory AUM · August 2026
- HILL ISLAND FINANCIAL LLCCRD 313469 · GRAND RAPIDS, MI$623,847,941.00Regulatory AUM · August 2026
- HILL PATH CAPITAL LPCRD 281794 · NEW YORK, NY$3,408,180,964.00Regulatory AUM · August 2026
- HILLCREST CREDIT AND INCOME FUND II MANAGER, LLCCRD 288671 · NEW YORK, NY$489,966,336.00Regulatory AUM · August 2026
- HILLCREST WEALTH ADVISORS - NY, LLCCRD 126818 · HOLMDEL, NJ$390,721,478.00Regulatory AUM · August 2026
- HILLMAN CAPITAL MANAGEMENT INCCRD 110096 · BETHESDA, MD$195,890,357.00Regulatory AUM · August 2026
- HILLSDALE INVESTMENT MANAGEMENT INC.CRD 137883$7,769,548,706.00Regulatory AUM · August 2026
- HILLSPRING FINANCIAL, INC.CRD 113938 · SURPRISE, AZ$185,998,213.00Regulatory AUM · August 2026
- HILLTOP SECURITIES ASSET MANAGEMENT, LLCCRD 110760 · DALLAS, TX$37,701,591,625.00Regulatory AUM · August 2026
- HILLTOP SECURITIES INC.CRD 6220 · DALLAS, TX$2,507,522,526.00Regulatory AUM · August 2026
- HILLTOP WEALTH ADVISORS, LLCCRD 283014 · CHAPEL HILL, NC$635,538,564.00Regulatory AUM · August 2026
- HILTON CAPITAL MANAGEMENT, LLCCRD 116357 · GARDEN CITY, NY$3,161,983,610.00Regulatory AUM · August 2026
- HILTON HEAD CAPITAL PARTNERS, LLCCRD 299375 · HILTON HEAD ISLAND, SC$409,549,463.00Regulatory AUM · August 2026
- HILTON HEAD FINANCIAL ADVISORS, INC.CRD 140249 · HILTON HEAD, SC$375,112,166.00Regulatory AUM · August 2026
- HILTOP PARTNERS, LLCCRD 290981 · MISHAWAKA, IN$616,442,794.00Regulatory AUM · August 2026
- HIMALAYA CAPITAL MANAGEMENT LLCCRD 157594 · SEATTLE, WA$21,392,207,523.00Regulatory AUM · August 2026
- HINCHLEY ADVISORY GROUP, LLCCRD 157860 · CENTENNIAL, CO$193,080,000.00Regulatory AUM · August 2026
- HINDS FINANCIAL GROUP INCCRD 129971 · LAKEWOOD, CO$536,898,649.00Regulatory AUM · August 2026
- HINDUJA-LYNX INVESTMENT ADVISORY, LLCCRD 289909 · WASHINGTON, DCNot availableRegulatory AUM · August 2026
- HINES CAPITAL ADVISORS LLCCRD 307282 · HOUSTON, TX$5,148,777,472.00Regulatory AUM · August 2026
- HINSDALE ASSOCIATES, INC.CRD 108293 · HINSDALE, IL$120,116,270.00Regulatory AUM · August 2026
- HIPPOCRATIC FINANCIAL ADVISORS LLCCRD 169481 · WESTLAKE VILLAGE, CA$229,008,823.00Regulatory AUM · August 2026
- HIRST FINANCIAL INDEPENDENCE PLANNING, INC.CRD 342919 · FALL RIVER, MANot availableRegulatory AUM · August 2026
- HIRTLE & CO., LLCCRD 105403 · WEST CONSHOHOCKEN, PA$25,408,076,764.00Regulatory AUM · August 2026
- HITE HEDGE ASSET MANAGEMENT LLCCRD 160173 · BRAINTREE, MA$2,182,095,755.00Regulatory AUM · August 2026
- HIVEMIND CAPITAL PARTNERS LLCCRD 319077 · NEW YORK, NY$468,245,960.00Regulatory AUM · August 2026
- HIXON ZUERCHER, LLCCRD 123465 · FINDLAY, OH$487,710,760.00Regulatory AUM · August 2026
- HKW MANAGEMENT, LLCCRD 333392$42,464,816.00Regulatory AUM · August 2026
- HLM MANAGEMENT CO., LLCCRD 162337 · WALTHAM, MA$411,438,382.00Regulatory AUM · August 2026
- HLV VENTURESCRD 332979 · HAUPPAUGE, NY$74,829,278.00Regulatory AUM · August 2026
- HM INTERNATIONAL L.L.C.CRD 321885 · AUSTIN, TX$1,133,060,099.00Regulatory AUM · August 2026
- HMI CAPITAL MANAGEMENT, L.P.CRD 160850 · SAN FRANCISCO, CA$2,152,424,287.00Regulatory AUM · August 2026
- HMM GROUP LLCCRD 289044 · INDIAN WELLS, CA$251,031,106.00Regulatory AUM · August 2026
- HMOUNT ASSET MANAGEMENT (HK) LIMITEDCRD 305937$290,474,457.00Regulatory AUM · August 2026
- HMS CAPITAL MANAGEMENT, LLCCRD 149764 · NASHVILLE, TN$281,932,427.00Regulatory AUM · August 2026
- HMS FINANCIAL SERVICES, LLCCRD 131569 · COLUMBIA, SC$118,503,827.00Regulatory AUM · August 2026
- HMV WEALTH ADVISORS, LLCCRD 297747 · SHREVEPORT, LA$464,771,467.00Regulatory AUM · August 2026
- HOBART PRIVATE CAPITAL, LLCCRD 168494 · CHARLOTTE, NC$558,230,116.00Regulatory AUM · August 2026
- HOBBS GROUP ADVISORS LLCCRD 157274 · COLUMBIA, SC$584,400,000.00Regulatory AUM · August 2026
- HOBBS WEALTH MANAGEMENT, LLCCRD 325374 · ZIONSVILLE, IN$146,673,348.00Regulatory AUM · August 2026
- HOBE MOUNTAIN CAPITAL MANAGEMENT LLCCRD 338577 · WEST PALM BEACH, FL$1,352,133,233.00Regulatory AUM · August 2026
- HODGE FINANCIAL SERVICES, LLCCRD 127213$19,721,058.00Regulatory AUM · July 2026
- HODGES CAPITAL MANAGEMENT INCCRD 110080 · DALLAS, TX$1,240,237,495.00Regulatory AUM · August 2026
- HOERTKORN RICHARD CHARLESCRD 104649 · KENTFIELD, CA$282,468,089.00Regulatory AUM · August 2026
- HOEY INVESTMENTS, INC.CRD 152103 · COATESVILLE, PA$788,296,206.00Regulatory AUM · August 2026
- HOF CAPITAL MANAGEMENT, LLCCRD 287485 · NEW YORK, NY$7,250,639,603.00Regulatory AUM · August 2026
- HOFER & ASSOCIATES, INC.CRD 282005 · THOUSAND OAKS, CA$216,385,585.00Regulatory AUM · August 2026
- HOFF BROTHERS, LLCCRD 301001 · WAUSAU, WI$177,496,508.00Regulatory AUM · August 2026
- HOFFMAN ALAN NATHANCRD 109454$183,357,629.00Regulatory AUM · August 2026
- HOFFMAN CAPITAL ADVISORS LLCCRD 287766 · CRANBERRY TWP, PA$185,433,000.00Regulatory AUM · August 2026
- HOFFMANN HERMANSON LLCCRD 130484 · DENVER, CO$183,000,000.00Regulatory AUM · August 2026
- HOFMAN WEALTH MANAGEMENT, LLCCRD 342340 · CHESTERFIELD, MONot availableRegulatory AUM · August 2026
- HOGAN INVESTMENT COUNSEL, LLCCRD 160186 · CORDOVA, TN$107,242,702.00Regulatory AUM · August 2026
- HOGE FINANCIAL SERVICES, LLCCRD 148209 · CANONSBURG, PA$621,882,966.00Regulatory AUM · August 2026
- HOHIMER WEALTH MANAGEMENT, LLCCRD 300140 · SEATTLE, WA$1,255,914,355.00Regulatory AUM · August 2026
- HOISINGTON INVESTMENT MANAGEMENT COCRD 107710 · AUSTIN, TX$1,793,855,850.00Regulatory AUM · August 2026
- HOLBROOK HOLDINGS, INC.CRD 283258 · ATLANTA, GA$3,780,035,577.00Regulatory AUM · August 2026
- HOLCOMBE FINANCIAL, INC.CRD 142238 · ATLANTA, GA$451,562,514.00Regulatory AUM · August 2026
- HOLDCO ASSET MANAGEMENT, LPCRD 167054 · FORT LAUDERDALE, FL$2,757,768,000.00Regulatory AUM · August 2026
- HOLDER WEALTH MANAGEMENT, INC.CRD 170086 · CHAMPAIGN, IL$283,971,000.00Regulatory AUM · August 2026
- HOLDERNESS INVESTMENTS COCRD 106530 · GREENSBORO, NC$660,715,759.00Regulatory AUM · August 2026
- HOLISTIC FINANCE LLCCRD 335108$14,225,482.00Regulatory AUM · August 2026