All investment adviser firms · Page 73
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- HEMISPHERE PARTNERS LLCCRD 136535 · NEW YORK, NY$228,854,438.00Regulatory AUM · August 2026
- HEMISTA INC.CRD 301888 · BOSTON, MANot availableRegulatory AUM · July 2026
- HEMMING& WEALTH MANAGEMENT, INC.CRD 300918 · TRAVERSE CITY, MI$292,580,381.00Regulatory AUM · August 2026
- HEMSLEY ADVISORS, LTD.CRD 106414 · CHICAGO, IL$638,060,823.00Regulatory AUM · August 2026
- HENDERSHOT INVESTMENTS, INC.CRD 115472$1,070,570,296.00Regulatory AUM · August 2026
- HENDERSHOTT WEALTH MANAGEMENT, LLCCRD 170839 · FISHERS, IN$305,773,253.00Regulatory AUM · August 2026
- HENDERSON BROTHERS FINANCIAL PARTNERS LLCCRD 333732 · PITTSBURGH, PA$406,803,000.00Regulatory AUM · August 2026
- HENDERSON FINANCIAL GROUP LLCCRD 333013 · VIRGINIA BEACH, VA$136,405,284.00Regulatory AUM · August 2026
- HENDLEY & CO INCCRD 110465 · ZANESVILLE, OH$438,175,596.00Regulatory AUM · August 2026
- HENGEHOLD CAPITAL MANAGEMENT LLCCRD 107700 · CINCINNATI, OH$1,230,580,072.00Regulatory AUM · August 2026
- HENLEY & COMPANY WEALTH MANAGEMENT LLCCRD 144884 · UNIONDALE, NY$93,923,336.00Regulatory AUM · August 2026
- HENNESSY ADVISORS, INC.CRD 110770 · NOVATO, CA$4,252,155,951.00Regulatory AUM · August 2026
- HENNION & WALSH ASSET MANAGEMENT, INC.CRD 126236 · PARSIPPANY, NJ$768,827,843.00Regulatory AUM · August 2026
- HENRICKSON NAUTA WEALTH ADVISORS, INC.CRD 141201 · BELMONT, MI$805,385,600.00Regulatory AUM · August 2026
- HENRY BRAGG & CO., LLCCRD 311388 · HOUSTON, TX$468,655,772.00Regulatory AUM · August 2026
- HENRY H. ARMSTRONG ASSOCIATES, INC.CRD 105510 · PITTSBURGH, PA$1,231,153,237.00Regulatory AUM · August 2026
- HENRY JAMES INTERNATIONAL MANAGEMENT, INC.CRD 169293 · NEW YORK, NY$402,409,350.00Regulatory AUM · August 2026
- HENSLER & ASSOCIATES WEALTH MANAGEMENT LLCCRD 291609 · FENTON, MI$199,972,345.00Regulatory AUM · August 2026
- HENSON-EDGEWATER MANAGEMENT, LLCCRD 135316 · AVON, OH$225,000,000.00Regulatory AUM · August 2026
- HEP MANAGEMENT CORPORATIONCRD 161855 · NEW YORK, NY$426,584,973.00Regulatory AUM · August 2026
- HEP PARTNERS LLCCRD 161386 · DALLAS, TX$257,907,470.00Regulatory AUM · August 2026
- HEPWORTH EQUITY PARTNERS, LLCCRD 145774$135,594,276.00Regulatory AUM · August 2026
- HERBEIN FINANCIAL GROUP, LLCCRD 322194 · ALLENTOWN, PANot availableRegulatory AUM · August 2026
- HERBERT J. SIMS CAPITAL MANAGEMENT, INC.CRD 134510 · FAIRFIELD, CT$436,943,333.00Regulatory AUM · August 2026
- HERCULES ADVISER LLCCRD 310662 · SAN MATEO, CA$1,557,986,711.00Regulatory AUM · August 2026
- HERGENROEDER FINANCIAL ADVISORS, INC.CRD 121278 · TIMONIUM, MD$304,505,678.00Regulatory AUM · August 2026
- HERITAGE ASSET ADVISORS LTD., LLPCRD 144125$306,593,684.00Regulatory AUM · August 2026
- HERITAGE ASSET MANAGEMENT, LLCCRD 323344 · BELTON, MO$155,000,000.00Regulatory AUM · August 2026
- HERITAGE CAPITAL ADVISORS, LLCCRD 310306$1,255,623,248.00Regulatory AUM · August 2026
- HERITAGE CAPITAL, LLCCRD 127650 · WOODBRIDGE, CT$146,923,516.00Regulatory AUM · August 2026
- HERITAGE FAMILY OFFICES, LLPCRD 323930 · SCOTTSDALE, AZ$423,261,650.00Regulatory AUM · August 2026
- HERITAGE FINANCIAL ADVISORS, LLCCRD 154955 · WATERVILLE, OH$188,025,569.00Regulatory AUM · August 2026
- HERITAGE FINANCIAL COUNSELORS, LLCCRD 288232 · BEDMINSTER, NJ$235,870,466.00Regulatory AUM · August 2026
- HERITAGE FINANCIAL, LLCCRD 285149 · GAINESVILLE, VA$407,976,663.00Regulatory AUM · August 2026
- HERITAGE GROVE WEALTH MANAGEMENT, LLCCRD 336771$88,820,000.00Regulatory AUM · August 2026
- HERITAGE HAUS WEALTH PARTNERS LLCCRD 342736 · NEW BRAUNFELS, TXNot availableRegulatory AUM · August 2026
- HERITAGE HOLDING MANAGEMENT, LPCRD 331677 · BOSTON, MA$277,650,636.00Regulatory AUM · August 2026
- HERITAGE INVESTMENT GROUP, INC.CRD 113204 · POMPANO BEACH, FL$2,228,296,610.00Regulatory AUM · August 2026
- HERITAGE INVESTORS MANAGEMENT CORPCRD 110420 · BETHESDA, MD$4,632,533,441.00Regulatory AUM · August 2026
- HERITAGE OAK WEALTH ADVISORS LLCCRD 323925 · SANTA ROSA BEACH, FL$347,388,042.00Regulatory AUM · August 2026
- HERITAGE STRATEGIC WEALTH, LLCCRD 338025 · CARY, IL$45,732,772.00Regulatory AUM · August 2026
- HERITAGE WEALTH ADVISORS, LLCCRD 137484 · RICHMOND, VA$4,858,545,649.00Regulatory AUM · August 2026
- HERITAGE WEALTH MANAGEMENT GROUP, LTDCRD 148459 · NORFOLK, VA$152,216,991.00Regulatory AUM · August 2026
- HERITAGE WEALTH MANAGEMENT INC.CRD 312545 · CINCINNATI, OH$604,683,842.00Regulatory AUM · August 2026
- HERITAGE WEALTH MANAGEMENT, INC.CRD 122394 · HOUSTON, TX$357,815,556.00Regulatory AUM · August 2026
- HERITAGE WEALTH MANAGEMENT, INC.CRD 159158 · MEDFORD, MA$153,221,579.00Regulatory AUM · August 2026
- HERITAGE WEALTH MANAGEMENT, INC.CRD 316956 · SAN DIEGO, CA$643,361,063.00Regulatory AUM · August 2026
- HERMES GPE (USA) INCCRD 166839 · NEW YORK, NY$1,656,491,067.00Regulatory AUM · August 2026
- HERMES GPE LLPCRD 151848$8,880,550,345.00Regulatory AUM · August 2026
- HERMES INVESTMENT MANAGEMENT LIMITEDCRD 153104$24,786,291,713.00Regulatory AUM · August 2026
- HERMITAGE WEALTH MANAGEMENT, INC.CRD 333235 · RICHMOND, VA$37,535,475.00Regulatory AUM · August 2026
- HEROLD ADVISORS, INC.CRD 105090 · NEW YORK, NY$540,163,645.00Regulatory AUM · August 2026
- HERON ADVISORY INC.CRD 327608 · SAN FRANCISCO, CA$37,684,104.00Regulatory AUM · August 2026
- HERON BAY CAPITAL MANAGEMENT, LLCCRD 305537 · BLOOMFIELD HILLS, MI$643,782,110.00Regulatory AUM · August 2026
- HERON VIEW PARTNERS LLCCRD 105926 · NEW YORK, NY$2,674,376,492.00Regulatory AUM · August 2026
- HERONBRIDGE INVESTMENT MANAGEMENT LLPCRD 164314$935,272,788.00Regulatory AUM · August 2026
- HERONETTA MANAGEMENT, L.P.CRD 157307 · NEW YORK, NY$253,627,326.00Regulatory AUM · August 2026
- HERSHEY FINANCIAL ADVISERS, LLCCRD 149907 · LANCASTER, PA$151,711,016.00Regulatory AUM · August 2026
- HESEN & HASLAM, LLCCRD 286235 · WOODLAND HILLS, CA$283,659,028.00Regulatory AUM · August 2026
- HESMER WEALTH MANAGEMENT LLCCRD 340213$288,419,511.00Regulatory AUM · August 2026
- HEWELL FINANCIAL GROUP, INC.CRD 333535$334,398,515.00Regulatory AUM · August 2026
- HEXAGON CAPITAL PARTNERS, LLCCRD 305850 · ROGERS, AR$964,960,000.00Regulatory AUM · August 2026
- HEXIMER INVESTMENT MANAGEMENT INC.CRD 105344$134,098,272.00Regulatory AUM · August 2026
- HEXIS CAPITAL MANAGEMENT LIMITEDCRD 338598$1,000,000.00Regulatory AUM · August 2026
- HEYDORN STONE CAPITAL MANAGEMENT LLCCRD 125903 · LARCHMONT, NY$142,014,260.00Regulatory AUM · August 2026
- HF ADVISORY GROUP, LLCCRD 309051 · ANNAPOLIS, MD$321,503,925.00Regulatory AUM · August 2026
- HFG ADVISORS, INC.CRD 282027 · CINCINNATI, OH$426,724,964.00Regulatory AUM · August 2026
- HFG ADVISORS, INC.CRD 316446 · KENNEWICK, WA$113,419,403.00Regulatory AUM · August 2026
- HFG COLORADO, INC.CRD 113511 · GREENWOOD VILLAGE, CO$108,767,232.00Regulatory AUM · August 2026
- HFG WEALTH MANAGEMENT, LLCCRD 148406 · THE WOODLANDS, TX$505,616,927.00Regulatory AUM · August 2026
- HFH PLANNING INC.CRD 114046$206,110,519.00Regulatory AUM · August 2026
- HFM INVESTMENT ADVISORS, INC.CRD 115799$493,085,991.00Regulatory AUM · August 2026
- HFM INVESTMENT ADVISORS, LLCCRD 289103 · GLASSBORO, NJ$404,097,894.00Regulatory AUM · August 2026
- HFR ASSET MANAGEMENT, L.L.CCRD 111705 · CHICAGO, IL$326,180,124.00Regulatory AUM · August 2026
- HFR INVESTMENTS, LLCCRD 307372 · CHICAGO, IL$326,180,124.00Regulatory AUM · August 2026
- HFR WEALTH MANAGEMENT, LLCCRD 106913$588,662,553.00Regulatory AUM · August 2026
- HG CAPITAL MANAGEMENT, LLCCRD 163613 · NASHVILLE, TN$1,210,962,266.00Regulatory AUM · August 2026
- HG VORA CAPITAL MANAGEMENT, LLCCRD 161788 · NEW YORK, NY$5,872,580,973.00Regulatory AUM · August 2026
- HGC ADVISOR LLCCRD 327883$626,935,148.00Regulatory AUM · August 2026
- HGGC, LLCCRD 145684 · PALO ALTO, CA$10,836,694,172.00Regulatory AUM · August 2026
- HH CAPITAL MANAGEMENT, INC.CRD 310147 · HERMOSA BEACH, CA$851,400,000.00Regulatory AUM · August 2026
- HHM WEALTH ADVISORS, LLCCRD 150843 · CHATTANOOGA, TN$1,472,017,490.00Regulatory AUM · August 2026
- HI-LINE CAPITAL MANAGEMENT, LLCCRD 149522 · WATERTOWN, SD$756,593,567.00Regulatory AUM · August 2026
- HIBERNIA WEALTH PARTNERS, LLCCRD 319509 · BATON ROUGE, LA$372,536,792.00Regulatory AUM · August 2026
- HICKORY WEALTH MANAGEMENT, LLCCRD 298475 · SPRINGFIELD, MO$126,543,180.00Regulatory AUM · August 2026
- HICKS & ASSOCIATES WEALTH MANAGEMENT, LLCCRD 323171 · CARY, NC$119,572,858.00Regulatory AUM · August 2026
- HICKS CAPITAL MANAGEMENT, LLCCRD 158609 · COLUMBUS, OH$344,741,000.00Regulatory AUM · August 2026
- HIDDEN COVE WEALTH MANAGEMENT, LLCCRD 318677 · BAINBRIDGE ISLAND, WA$403,507,194.00Regulatory AUM · August 2026
- HIDDEN HARBOR CAPITAL MANAGEMENT, L.P.CRD 285401 · BOCA RATON, FL$2,245,093,352.00Regulatory AUM · August 2026
- HIDDEN HILLS WEALTH, LLCCRD 312877$127,534,750.00Regulatory AUM · August 2026
- HIDDEN LAKE ASSET MANAGEMENT LPCRD 298209 · NEW YORK, NY$378,263,704.00Regulatory AUM · August 2026
- HIDDENITE CAPITAL PARTNERS LPCRD 309942 · NEW YORK, NY$665,755,255.00Regulatory AUM · August 2026
- HIGGINBOTHAM RETIREMENT ADVISORS, INC.CRD 128561 · HOUSTON, TXNot availableRegulatory AUM · August 2026
- HIGGINS & SCHMIDT WEALTH STRATEGIES LLCCRD 286063 · DENVER, CO$279,455,572.00Regulatory AUM · August 2026
- HIGH FALLS ADVISORS, INC.CRD 108678 · ROCHESTER, NY$694,723,183.00Regulatory AUM · August 2026
- HIGH NOTE WEALTH, LLCCRD 305768 · DEEPHAVEN, MN$683,471,720.00Regulatory AUM · August 2026
- HIGH PINES WEALTH MANAGEMENT LLCCRD 285191 · DUXBURY, MA$184,043,653.00Regulatory AUM · August 2026
- HIGH PLAINS INVESTMENT ADVISORS, INC.CRD 114404 · LUBBOCK, TX$191,167,024.00Regulatory AUM · August 2026
- HIGH POINT WEALTH MANAGEMENT, LLCCRD 147111 · CHESTER, NJ$192,944,404.00Regulatory AUM · August 2026
- HIGH PROBABILITY ADVISORS, LLCCRD 289541 · PITTSFORD, NY$1,046,309,873.00Regulatory AUM · August 2026