All investment adviser firms · Page 75
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- HOLISTIC FINANCIAL PARTNERS, LLCCRD 170913 · INDIANAPOLIS, IN$444,594,951.00Regulatory AUM · August 2026
- HOLISTIC WEALTH ADVISORSCRD 332918 · CLIFTON PARK, NY$278,674,280.00Regulatory AUM · August 2026
- HOLLAND ADVISORY SERVICES, INC.CRD 136302 · ORMOND BEACH, FL$307,659,373.00Regulatory AUM · August 2026
- HOLLANDER ASSET MANAGEMENT LLCCRD 150343 · MIAMI, FL$419,680,674.00Regulatory AUM · August 2026
- HOLLENCREST CAPITAL MANAGEMENT, LLCCRD 46217 · NEWPORT BEACH, CA$2,866,743,435.00Regulatory AUM · August 2026
- HOLLINGSWORTH AVENT AVERRE & PURVIS, PACRD 118943 · RALEIGH, NC$177,409,470.00Regulatory AUM · August 2026
- HOLLOW BROOK WEALTH MANAGEMENT LLCCRD 145521 · KATONAH, NY$1,367,129,887.00Regulatory AUM · August 2026
- HOLLYPORT CAPITAL LLPCRD 289306$12,197,552,237.00Regulatory AUM · August 2026
- HOLM & CAWLEY FINANCIAL GROUP LLCCRD 150601 · LAS VEGAS, NV$128,816,000.00Regulatory AUM · August 2026
- HOLOCENE ADVISORS, LPCRD 287999 · NEW YORK, NY$50,429,577,436.00Regulatory AUM · August 2026
- HOLON WEALTH MANAGEMENT, INCCRD 336780Not availableRegulatory AUM · August 2026
- HOLOS INTEGRATED WEALTH, LLCCRD 329884 · KENNETT SQUARE, PA$233,097,307.00Regulatory AUM · August 2026
- HOLOWESKO PARTNERS LTD.CRD 155703$904,135,042.00Regulatory AUM · August 2026
- HOLT CAPITAL ADVISORS, L.L.C.CRD 117863 · FORT WORTH, TX$1,090,446,328.00Regulatory AUM · August 2026
- HOMAGE WEALTH GROUP LLCCRD 340589 · HOUSTON, TX$366,156,549.00Regulatory AUM · August 2026
- HOMESTEAD ADVISERS CORP.CRD 109845 · ARLINGTON, VA$7,450,093,556.00Regulatory AUM · August 2026
- HOMESTEAD CAPITAL USA, LLCCRD 281186 · SAN FRANCISCO, CA$1,581,879,780.00Regulatory AUM · August 2026
- HONDIUS CAPITAL MANAGEMENT, LPCRD 297991 · NORWALK, CT$129,918,199.00Regulatory AUM · August 2026
- HONEOYE FALLS CAPITAL LLCCRD 333306 · HONEOYE FALLS, NY$67,000,000.00Regulatory AUM · August 2026
- HONESTLY FINANCIAL LLCCRD 338758Not availableRegulatory AUM · August 2026
- HONEYTREE INVESTMENT MANAGEMENT LTD.CRD 313415$13,574,081.00Regulatory AUM · August 2026
- HONEYWELL CAPITAL MANAGEMENT LLCCRD 109537 · MORRIS PLAINS, NJ$12,192,468,453.00Regulatory AUM · August 2026
- HONTE ADVISORS LLCCRD 308341 · BERKELEY, CA$417,664,646.00Regulatory AUM · August 2026
- HOOD RIVER CAPITAL MANAGEMENT LLCCRD 166089 · PALM BEACH GARDENS, FL$9,454,606,945.00Regulatory AUM · August 2026
- HOOK MILL CAPITAL PARTNERS, LPCRD 316354 · NEW YORK, NY$2,698,000,000.00Regulatory AUM · August 2026
- HOOVER PRIVATE WEALTH, LLCCRD 336484 · ROYAL OAK, MI$171,345,589.00Regulatory AUM · August 2026
- HOOVEST CAPITAL MANAGEMENT INCCRD 327888Not availableRegulatory AUM · August 2026
- HOPLON ASSET MANAGEMENT, L.P.CRD 318798 · GREENWICH, CT$170,149,303.00Regulatory AUM · August 2026
- HOPWOOD FINANCIAL SERVICES, INC.CRD 127927 · RESTON, VA$750,255,685.00Regulatory AUM · August 2026
- HORACE MANN INVESTORS, INC.CRD 11643 · SPRINGFIELD, ILNot availableRegulatory AUM · August 2026
- HORAN WEALTH, LLCCRD 333974 · CINCINNATI, OH$1,470,000,000.00Regulatory AUM · August 2026
- HORIKO CAPITAL MANAGEMENT LLCCRD 126343 · NEW YORK, NY$475,063,887.00Regulatory AUM · August 2026
- HORIZON ADVISORS, LLCCRD 114102 · HOUSTON, TX$451,430,132.00Regulatory AUM · August 2026
- HORIZON ADVISORY SERVICES, INC.CRD 305239 · WEST HENRIETTA, NY$510,210,472.00Regulatory AUM · August 2026
- HORIZON CAPITAL MANAGEMENT, LLCCRD 132113 · LAKE FOREST, IL$136,184,309.00Regulatory AUM · August 2026
- HORIZON FAMILY WEALTH, INC.CRD 315484 · CHICAGO, IL$278,813,453.00Regulatory AUM · August 2026
- HORIZON FINANCIAL SERVICES, LLCCRD 158798 · WINSTON SALEM, NC$262,446,082.00Regulatory AUM · August 2026
- HORIZON INVESTMENT SERVICES, LLC.CRD 110642 · HAMMOND, IN$363,823,928.00Regulatory AUM · August 2026
- HORIZON INVESTMENTS LLCCRD 109552 · CHARLOTTE, NC$8,471,813,621.00Regulatory AUM · August 2026
- HORIZON KINETICS ASSET MANAGEMENT LLCCRD 106096 · NEW YORK, NY$9,614,045,104.00Regulatory AUM · August 2026
- HORIZON TECHNOLOGY FINANCE MANAGEMENT LLCCRD 153052 · FARMINGTON, CT$811,104,000.00Regulatory AUM · August 2026
- HORIZON WEALTH ADVISORS, LLCCRD 148338$234,983,784.00Regulatory AUM · August 2026
- HORIZON WEALTH INVESTMENT SOLUTIONS LLCCRD 333752 · DENVER, CO$147,239,402.00Regulatory AUM · August 2026
- HORIZON WEALTH MANAGEMENT, LLCCRD 170255 · LA GRANGE, IL$1,077,017,151.00Regulatory AUM · August 2026
- HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC.CRD 164970 · SANTA FE, NM$151,158,000.00Regulatory AUM · August 2026
- HORIZONS WEALTH MANAGEMENT, INC.CRD 127457 · ASHEVILLE, NC$258,228,931.00Regulatory AUM · August 2026
- HORNOR, TOWNSEND & KENT, LLCCRD 4031 · CONSHOHOCKEN, PA$9,014,857,753.00Regulatory AUM · August 2026
- HOROWITZ & COMPANY, INC.CRD 106737 · FORT LAUDERDALE, FL$180,658,367.00Regulatory AUM · August 2026
- HORRELL CAPITAL MANAGEMENT, INC.CRD 115711 · LITTLE ROCK, AR$435,070,554.00Regulatory AUM · August 2026
- HORSE COVE PARTNERS LLCCRD 172389 · ATLANTA, GA$106,620,611.00Regulatory AUM · August 2026
- HORSLEY BRIDGE PARTNERS LLCCRD 110877 · SAN FRANCISCO, CA$23,608,854,383.00Regulatory AUM · August 2026
- HORST & GRABEN WEALTH MANAGEMENT, LLCCRD 297368 · PORTLAND, OR$920,067,465.00Regulatory AUM · August 2026
- HORTER INVESTMENT MANAGEMENT, LLCCRD 119880 · CINCINNATI, OH$314,499,558.00Regulatory AUM · August 2026
- HOSKING PARTNERS LLPCRD 173527$6,951,962,684.00Regulatory AUM · August 2026
- HOT CREEK CAPITAL, L.L.C.CRD 162371 · KIRKLAND, WA$135,671,655.00Regulatory AUM · August 2026
- HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLCCRD 114649 · LOS ANGELES, CA$36,927,831,000.00Regulatory AUM · August 2026
- HOTTINGER & CO LIMITEDCRD 316515$1,472,337,208.00Regulatory AUM · August 2026
- HOULIHAN FINANCIAL RESOURCE GROUP, LTD.CRD 116670 · ASHBURN, VA$357,188,973.00Regulatory AUM · August 2026
- HOUND PARTNERS, LLCCRD 155551 · NEW YORK, NY$4,976,933,673.00Regulatory AUM · August 2026
- HOURGLASS CAPITAL, LLCCRD 147754 · HOUSTON, TX$768,905,942.00Regulatory AUM · August 2026
- HOUSATONIC MANAGEMENT COMPANY, INC.CRD 157618 · SAN FRANCISCO, CA$1,709,619,379.00Regulatory AUM · August 2026
- HOVER4PI CAPITAL MANAGEMENT LIMITEDCRD 331899$209,889,475.00Regulatory AUM · August 2026
- HOWARD BAILEY SECURITIES, LLCCRD 282712 · FORT WAYNE, IN$582,792,249.00Regulatory AUM · August 2026
- HOWARD CAPITAL MANAGEMENT GROUP, LLCCRD 310510 · LOS ANGELES, CA$2,563,442,499.00Regulatory AUM · August 2026
- HOWARD CAPITAL MANAGEMENT, LLCCRD 118070 · ALPHARETTA, GA$8,006,828,875.00Regulatory AUM · August 2026
- HOWARD FINANCIAL SERVICES, LTD.CRD 107978 · DALLAS, TX$1,401,802,140.00Regulatory AUM · August 2026
- HOWARD WEALTH MANAGEMENT, LLCCRD 299052$397,000,000.00Regulatory AUM · August 2026
- HOWE AND RUSLING, INC.CRD 104627 · ROCHESTER, NY$2,435,230,959.00Regulatory AUM · August 2026
- HOWLAND CAPITAL MANAGEMENT LLCCRD 104726 · BOSTON, MA$3,739,989,265.00Regulatory AUM · August 2026
- HOXTON PLANNING & MANAGEMENT, LLCCRD 319087 · SHEPHERDSTOWN, WV$591,549,809.00Regulatory AUM · August 2026
- HOXTON WEALTH USA LLCCRD 307387 · ORLANDO, FL$803,519,693.00Regulatory AUM · August 2026
- HOYA CAPITAL REAL ESTATE, LLCCRD 281848 · ROWAYTON, CT$140,148,397.00Regulatory AUM · August 2026
- HPE CAPITAL MANAGEMENT II, LLCCRD 283607 · CINCINNATI, OH$840,468,397.00Regulatory AUM · August 2026
- HPS ADVISORS, LLCCRD 324983 · NEW YORK, NY$28,546,149,242.00Regulatory AUM · August 2026
- HPS INVESTMENT PARTNERS, LLCCRD 282125 · NEW YORK, NY$175,724,114,956.00Regulatory AUM · August 2026
- HQ CAPITAL PRIVATE EQUITY LLCCRD 134231 · MIAMI, FL$5,396,680,267.00Regulatory AUM · August 2026
- HR ADVOCATES, INC.CRD 163588Not availableRegulatory AUM · August 2026
- HRC WEALTH MANAGEMENT, LLCCRD 117212 · MOSCOW, ID$487,408,854.00Regulatory AUM · August 2026
- HRTG GPE, LLCCRD 157389 · WILSON, WY$27,095,397,281.00Regulatory AUM · August 2026
- HS MANAGEMENT PARTNERS, LLCCRD 145480 · NEW YORK, NY$469,888,792.00Regulatory AUM · August 2026
- $149,475,491,778.00Regulatory AUM · August 2026
- $260,219,596,605.00Regulatory AUM · August 2026
- HSBC GLOBAL ASSET MANAGEMENT (USA) INC.CRD 105686 · NEW YORK, NY$156,561,215,534.00Regulatory AUM · August 2026
- HSBC SECURITIES (USA) INC.CRD 19585 · NEW YORK, NY$3,838,097,569.00Regulatory AUM · August 2026
- HST VENTURES, LLCCRD 317143 · PARK CITY, UT$551,147,001.00Regulatory AUM · August 2026
- HT PARTNERS LLCCRD 147400 · CENTERBROOK, CT$556,325,471.00Regulatory AUM · August 2026
- HTAA, LLCCRD 171391 · CHICAGO, IL$176,989,567.00Regulatory AUM · August 2026
- HTG INVESTMENT ADVISORS INCCRD 108614 · NEW CANAAN, CT$1,113,628,499.00Regulatory AUM · August 2026
- HUB INVESTMENT PARTNERS, LLCCRD 307956 · AUSTIN, TX$11,878,526,853.00Regulatory AUM · August 2026
- HUBBELL STRICKLAND WEALTH MANAGEMENT, LLCCRD 301715 · NEW ORLEANS, LA$617,882,576.00Regulatory AUM · August 2026
- HUBER CAPITAL MANAGEMENT LLCCRD 143344 · EL SEGUNDO, CA$729,218,892.00Regulatory AUM · August 2026
- HUBER, WEAKLAND & ASSOCIATES, INC.CRD 120745 · ELLICOTT CITY, MD$295,313,734.00Regulatory AUM · August 2026
- HUDOCK, INC.CRD 149255 · WILLIAMSPORT, PA$1,003,191,859.00Regulatory AUM · August 2026
- HUDSON ADVISOR SERVICES, INC.CRD 107769 · BUFFALO, NY$310,088,917.00Regulatory AUM · August 2026
- HUDSON AMERICAS L.P.CRD 156078 · DALLAS, TX$36,393,091,515.00Regulatory AUM · August 2026
- HUDSON BAY CAPITAL MANAGEMENT LPCRD 155910 · STAMFORD, CT$40,711,649,427.00Regulatory AUM · August 2026
- HUDSON CANYON CAPITAL MANAGEMENT, LLCCRD 286437 · NEW YORK, NY$263,927,000.00Regulatory AUM · August 2026
- HUDSON CAPITAL ADVISORY, INC.CRD 304163 · BUFFALO, NY$327,678,324.00Regulatory AUM · August 2026
- HUDSON CAPITAL MANAGEMENT LLCCRD 131208 · RAMSEY, NJ$642,604,900.00Regulatory AUM · August 2026
- HUDSON COVE CAPITAL MANAGEMENT LLCCRD 283128 · JERSEY CITY, NJ$1,213,458,656.00Regulatory AUM · August 2026