All investment adviser firms · Page 6
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- AGIS MANAGEMENT LLCCRD 172457 · CLEARWATER, FL$428,739,551.00Regulatory AUM · August 2026
- AGL CREDIT MANAGEMENT LLCCRD 299601 · NEW YORK, NY$25,798,216,911.00Regulatory AUM · August 2026
- AGL US DL MANAGEMENT LLCCRD 331398 · NEW YORK, NY$1,236,503,000.00Regulatory AUM · August 2026
- AGMAN CAPITAL LLCCRD 334799 · OMAHA, NE$140,197,963.00Regulatory AUM · August 2026
- AGNELLO FINANCIAL GROUP, INC.CRD 141522 · WEST PALM BEACH, FL$378,642,582.00Regulatory AUM · August 2026
- AGP FRANKLIN, LLCCRD 331699 · FRANKLIN, TN$247,058,110.00Regulatory AUM · August 2026
- AGR PARTNERS LLCCRD 283081 · CHICAGO, IL$1,165,268,523.00Regulatory AUM · August 2026
- AGRIGLOBE LAND ADVISORS, LLCCRD 337868 · FRESNO, CA$602,222,114.00Regulatory AUM · August 2026
- AGTB FUND MANAGER, LLCCRD 318665 · NEW YORK, NY$4,512,968,555.00Regulatory AUM · August 2026
- AGUSTONI, EMANUELE GUISEPPECRD 169306$7,805,633.00Regulatory AUM · August 2026
- AGVICTUS CAPITAL MANAGEMENT LLCCRD 307047 · ALPHARETTA, GA$384,731,903.00Regulatory AUM · August 2026
- AHAKISTA CAPITAL LLCCRD 337864$345,000,000.00Regulatory AUM · August 2026
- AHARA ADVISORS LLCCRD 312385 · JERSEY CITY, NJ$185,356,924.00Regulatory AUM · August 2026
- AHL PARTNERS LLPCRD 167882$68,022,695,954.00Regulatory AUM · August 2026
- AHOY CAPITAL MANAGEMENT LLCCRD 300100 · PALO ALTO, CA$540,337,305.00Regulatory AUM · August 2026
- AI ALPHA LLCCRD 334908 · GRAND RAPIDS, MI$200,000,000.00Regulatory AUM · August 2026
- AI FUNDS, INC.CRD 328886 · SAUSALITO, CA$2,100,691.00Regulatory AUM · August 2026
- AI STOCK PROPHET, LLCCRD 340421 · AKRON, OHNot availableRegulatory AUM · August 2026
- AIFAM GROUP LLCCRD 158290 · RYE, NY$289,165,267.00Regulatory AUM · August 2026
- AIFG CONSULTANTS LTD.CRD 281122 · HALFMOON, NY$213,017,281.00Regulatory AUM · August 2026
- AIGA CAPITAL PARTNERS LLCCRD 311692 · JERSEY CITY, NJ$289,162,704.00Regulatory AUM · August 2026
- AIGEN INVESTMENT MANAGEMENT, LPCRD 297391 · NEW YORK CITY, NY$110,308,344.00Regulatory AUM · August 2026
- AIGH CAPITAL MANAGEMENT, LLCCRD 285013$472,733,684.00Regulatory AUM · August 2026
- AII CAPITAL MANAGEMENT, LLCCRD 299674 · MOORPARK, CA$108,624,916.00Regulatory AUM · August 2026
- AIKYA INVESTMENT MANAGEMENT LIMITEDCRD 310490$5,847,220,589.00Regulatory AUM · August 2026
- AIM ADVISORS, LLCCRD 325125 · RALEIGH, NC$158,201,404.00Regulatory AUM · August 2026
- AIMZ INVESTMENT ADVISORS LLCCRD 155810 · LOS ALTOS, CA$584,799,436.00Regulatory AUM · August 2026
- AIO FINANCIAL, LLCCRD 114030 · TUCSON, AZ$199,162,733.00Regulatory AUM · August 2026
- AIP CAPITAL ADVISORS LLCCRD 328465 · STAMFORD, CT$340,000,000.00Regulatory AUM · August 2026
- AIP MANAGEMENT LPCRD 322494 · HOUSTON, TX$1,334,206,031.00Regulatory AUM · August 2026
- AIP MANAGEMENT US INCCRD 322515 · NEW YORK, NY$2,329,557,992.00Regulatory AUM · August 2026
- AIP, LLCCRD 156878 · NEW YORK, NY$17,473,970,965.00Regulatory AUM · August 2026
- AIRE ADVISORS, LLCCRD 307450 · BEVERLY HILLS, CA$1,006,434,599.00Regulatory AUM · August 2026
- AIS CAPITAL MANAGEMENT L.P.CRD 107971 · WILTON, CT$358,299,608.00Regulatory AUM · August 2026
- AISA FINANCIAL PLANNING LTDCRD 172777$126,458,697.00Regulatory AUM · August 2026
- AISLING CAPITAL MANAGEMENT LPCRD 269994 · NEW YORK, NY$716,442,890.00Regulatory AUM · August 2026
- AJ ADVISORS, LLCCRD 321606 · NASHVILLE, TN$393,857,212.00Regulatory AUM · August 2026
- AJ CAPITAL MANAGEMENT LLCCRD 291880 · NASHVILLE, TN$2,636,817,438.00Regulatory AUM · August 2026
- AJAX CAPITAL LLCCRD 298032$114,559,491.00Regulatory AUM · August 2026
- AJAX HEALTH MANAGEMENT COMPANY, LLCCRD 340280 · MENLO PARK, CA$214,502,129.00Regulatory AUM · August 2026
- AJF CAPITAL MANAGEMENT, INC.CRD 126414 · NEW YORK, NY$178,528,881.00Regulatory AUM · August 2026
- AJOVISTA, LLCCRD 314924 · BOSTON, MA$269,023,336.00Regulatory AUM · August 2026
- AK GLOBAL ASSET MANAGEMENT, LLCCRD 137530 · OAKLAND, CA$117,775,139.00Regulatory AUM · August 2026
- AKKADIAN VENTURES, INC.CRD 171036 · SAN FRANCISCO, CA$841,158,708.00Regulatory AUM · August 2026
- AKKR FUND II MANAGEMENT COMPANY, LPCRD 156498 · MENLO PARK, CA$23,808,800,000.00Regulatory AUM · August 2026
- AKRE CAPITAL MANAGEMENT, LLCCRD 109242 · MIDDLEBURG, VA$11,821,915,481.00Regulatory AUM · August 2026
- AKSIA LLCCRD 143422 · NEW YORK, NY$35,204,913,706.00Regulatory AUM · August 2026
- ALAETHES WEALTH, LLCCRD 304920$526,430,850.00Regulatory AUM · August 2026
- ALAIA CAPITAL, LLCCRD 226775 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- ALAMAR CAPITAL MANAGEMENT, LLCCRD 154413 · SANTA BARBARA, CA$260,310,097.00Regulatory AUM · August 2026
- ALAMO ADVISORS, LPCRD 122290 · SAN ANTONIO, TX$3,867,222,474.00Regulatory AUM · August 2026
- ALAMO CAPITALCRD 26193 · WALNUT CREEK, CA$103,590,000.00Regulatory AUM · August 2026
- ALAMOS CAPITAL, LLCCRD 332985 · TUCSON, AZ$1,000,000.00Regulatory AUM · August 2026
- ALAMUT CAPITAL ADVISORS INCCRD 335611$123,392.00Regulatory AUM · July 2026
- ALAN B. LANCZ & ASSOCIATES, INC.CRD 105363 · TOLEDO, OH$175,381,499.00Regulatory AUM · August 2026
- ALAN D BILLER & ASSOCIATES, INC.CRD 105283 · MENLO PARK, CA$65,069,635,580.00Regulatory AUM · August 2026
- ALAN W. WEBERCRD 163137$680,700,000.00Regulatory AUM · August 2026
- ALASKA PERMANENT CAPITAL MANAGEMENT, LLCCRD 106233 · ANCHORAGE, AK$4,400,285,151.00Regulatory AUM · August 2026
- ALATUS CAPITAL LLCCRD 281625$2,398,433,096.00Regulatory AUM · August 2026
- ALBANY ROAD INVESTMENT ADVISERS, LLCCRD 290302 · DEDHAM, MA$1,245,098,453.00Regulatory AUM · August 2026
- ALBANYADVISOR GROUP LLCCRD 316226 · ALBANY, NY$302,795,621.00Regulatory AUM · August 2026
- ALBERT BRIDGE CAPITAL MANAGEMENT LPCRD 326763$117,429,091.00Regulatory AUM · August 2026
- ALBERT D MASON INCCRD 107412 · BOSTON, MA$210,604,947.00Regulatory AUM · August 2026
- ALBERT INVESTMENTS, LLCCRD 298006 · SANTA BARBARA, CA$22,658,113.00Regulatory AUM · August 2026
- ALBION MANAGEMENT GROUPCRD 105957 · SALT LAKE CITY, UT$2,013,640,676.00Regulatory AUM · August 2026
- ALBION RIVER MANAGEMENT LLCCRD 322098 · ROCKVILLE, MD$2,062,247,355.00Regulatory AUM · August 2026
- ALBITZ/MILOE AND ASSOCIATES, INC.CRD 104777 · TORRANCE, CA$820,648,864.00Regulatory AUM · August 2026
- ALBOURNE AMERICA LLCCRD 126582 · SAN FRANCISCO, CANot availableRegulatory AUM · August 2026
- ALBRIGHT CAPITAL MANAGEMENT LPCRD 133613 · ARLINGTON, VA$49,762,640.00Regulatory AUM · August 2026
- ALBRITTON CAPITAL MANAGEMENT COCRD 112772 · ALPHARETTA, GA$1,521,000,000.00Regulatory AUM · August 2026
- ALCHEMI WEALTH, LLCCRD 310451 · ESSEX, CT$286,870,000.00Regulatory AUM · August 2026
- ALCHEMY INVESTMENT MANAGEMENT LLPCRD 323282$53,141,511.00Regulatory AUM · August 2026
- ALCION VENTURES, LIMITED PARTNERSHIPCRD 160505 · BURLINGTON, MA$153,835,466.00Regulatory AUM · July 2026
- ALCOSTA CAPITAL MANAGEMENT, INC.CRD 128679 · SAN RAMON, CA$210,198,851.00Regulatory AUM · August 2026
- ALCOVA CAPITAL MANAGEMENT LPCRD 298021 · NEW YORK, NY$289,262,311.00Regulatory AUM · August 2026
- ALCYON WEALTH ADVISORS, LLCCRD 334909 · YOUNGSTOWN, OH$356,492,833.00Regulatory AUM · August 2026
- ALDEBARAN CAPITAL, LLCCRD 122360 · CARMEL, IN$166,904,220.00Regulatory AUM · August 2026
- ALDEBARAN FINANCIAL INCCRD 105741 · KINGSPORT, TN$222,811,637.00Regulatory AUM · August 2026
- ALDEMAR RESEARCH CORPORATIONCRD 178523$89,485,313.00Regulatory AUM · August 2026
- ALDEN CAPITAL MANAGEMENT INC.CRD 293551 · WAYNE, PA$1,515,030,643.00Regulatory AUM · August 2026
- ALDEN INVESTMENT ADVISORS, LLCCRD 317077 · WAYNE, PA$385,691,088.00Regulatory AUM · August 2026
- ALDER FINANCIAL GROUP INCCRD 108837 · ATLANTA, GA$224,134,685.00Regulatory AUM · August 2026
- ALDER POINT CAPITAL MANAGEMENT LLCCRD 337839 · LAFAYETTE, CO$121,307,020.00Regulatory AUM · August 2026
- ALDRICH CAPITAL PARTNERS LLCCRD 283127 · MCLEAN, VA$1,117,530,189.00Regulatory AUM · August 2026
- ALDRICH WEALTH, LIMITED PARTNERSHIPCRD 147200 · LAKE OSWEGO, OR$7,615,331,850.00Regulatory AUM · August 2026
- ALERA INVESTMENT ADVISORS, LLCCRD 287906 · DEERFIELD, IL$5,286,012,785.00Regulatory AUM · August 2026
- ALERA MANAGEMENT PARTNERS LLCCRD 341220Not availableRegulatory AUM · August 2026
- ALERCE INVESTMENT MANAGEMENT, L.P.CRD 285746 · CHICAGO, IL$226,936,881.00Regulatory AUM · August 2026
- ALERE PLANNING LLCCRD 286121$208,037,455.00Regulatory AUM · August 2026
- ALESCO ADVISORS, LLC, AN ESL COMPANYCRD 339091 · PITTSFORD, NY$5,611,340,728.00Regulatory AUM · August 2026
- ALESSANDRA CAPITAL MANAGEMENT, LLCCRD 123305 · TORRANCE, CA$153,517,000.00Regulatory AUM · August 2026
- ALETHEA CAPITAL MANAGEMENT, LLCCRD 156500$302,636,121.00Regulatory AUM · August 2026
- ALETHEIA ANALYST NETWORK LIMITEDCRD 172882Not availableRegulatory AUM · August 2026
- ALETHEIAN WEALTH ADVISORS LLCCRD 304623 · BELLEVUE, WA$412,522,414.00Regulatory AUM · August 2026
- ALEXANDER BEARD (USA), INC.CRD 134642$48,851,595.00Regulatory AUM · August 2026
- ALEXANDER CAPITAL ADVISORS, LLCCRD 140508 · NEW CANAAN, CT$104,168,000.00Regulatory AUM · August 2026
- ALEXANDER CAPITAL WEALTH MANAGEMENT LLCCRD 157714 · RED BANK, NJ$238,078,668.00Regulatory AUM · August 2026
- ALEXANDER INVESTMENT SERVICES CO.CRD 1037 · LOUISVILLE, KY$496,269,176.00Regulatory AUM · August 2026
- ALEXANDER LABRUNERIE & CO., INC.CRD 117153 · COLUMBIA, MO$618,861,751.00Regulatory AUM · August 2026
- ALEXANDER RANDOLPH ADVISORY INCCRD 106024 · MCLEAN, VA$403,909,657.00Regulatory AUM · August 2026