All investment adviser firms · Page 5
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- ADVENT CAPITAL MANAGEMENT, LLCCRD 113013 · NEW YORK, NY$8,819,458,038.00Regulatory AUM · August 2026
- ADVENT GLOBAL OPPORTUNITIES MANAGEMENT LLCCRD 174333 · BOSTON, MA$2,015,779,403.00Regulatory AUM · August 2026
- ADVENT INTERNATIONAL, L.P.CRD 105673 · BOSTON, MA$91,634,619,258.00Regulatory AUM · August 2026
- ADVICE & PLANNING SERVICES LLCCRD 283626 · YOUNGWOOD, PA$187,120,487.00Regulatory AUM · August 2026
- ADVICE ONLY, PBCCRD 334039 · SAN DIEGO, CANot availableRegulatory AUM · August 2026
- ADVICEONE ADVISORY SERVICES, LLCCRD 111614 · GLASTONBURY, CT$2,045,736,720.00Regulatory AUM · August 2026
- ADVISIFI LLCCRD 332477 · ST PETERSBURG, FL$1,832,843.00Regulatory AUM · August 2026
- ADVISOR COMPLIANCE PARTNERS LLCCRD 338484 · KAILUA-KONA, HI$131,872,386.00Regulatory AUM · August 2026
- ADVISOR FINANCIAL SERVICES INCCRD 118537 · CHATHAM, NY$62,625,801.00Regulatory AUM · August 2026
- ADVISOR LOGISTICS, LLCCRD 292784 · BOERNE, TX$6,289,000,000.00Regulatory AUM · August 2026
- ADVISOR OS LLCCRD 287792 · CHICAGO, IL$5,093,186,796.00Regulatory AUM · August 2026
- ADVISOR PARTNERS II, LLCCRD 321633 · WALNUT CREEK, CA$13,910,765,668.00Regulatory AUM · August 2026
- ADVISOR RESOURCE COUNCILCRD 164109 · DALLAS, TX$3,486,476,414.00Regulatory AUM · August 2026
- ADVISOR SHARE WEALTH MANAGEMENT, LLCCRD 307997 · VANCOUVER, WA$376,943,321.00Regulatory AUM · August 2026
- ADVISORENGINE PORTFOLIO SOLUTIONS INC.CRD 336317 · RALEIGH, NC$176,392,715.00Regulatory AUM · August 2026
- ADVISORNET FINANCIAL, INC.CRD 113074 · MINNETONKA, MN$3,149,498,789.00Regulatory AUM · August 2026
- ADVISORS ASSET MANAGEMENT, INC.CRD 46727 · MONUMENT, CO$2,209,285,931.00Regulatory AUM · August 2026
- ADVISORS CAPITAL MANAGEMENT, LLCCRD 112266 · RIDGEWOOD, NJ$12,201,257,410.00Regulatory AUM · August 2026
- ADVISORS CRYPTO, INC.CRD 109201 · AUSTIN, TX$11,247,097.00Regulatory AUM · August 2026
- ADVISORS FINANCIAL, INC.CRD 144837 · MCLEAN, VA$321,172,446.00Regulatory AUM · August 2026
- ADVISORS MANAGEMENT GROUP INCCRD 113020 · LA CROSSE, WI$819,632,981.00Regulatory AUM · August 2026
- ADVISORS PREFERRED LLCCRD 157980 · ROCKVILLE, MD$1,688,200,204.00Regulatory AUM · August 2026
- ADVISORSHARES INVESTMENTS, LLCCRD 149782 · BETHESDA, MD$1,721,894,407.00Regulatory AUM · August 2026
- ADVISORTRUST PARTNERS, LLCCRD 304967 · RALEIGH, NC$435,290,041.00Regulatory AUM · August 2026
- ADVISORY ADVOCATES LLCCRD 284100 · GRAND RAPIDS, MI$158,607,157.00Regulatory AUM · August 2026
- ADVISORY ALPHA, LLCCRD 158282 · HOLLAND, MI$4,373,624,090.00Regulatory AUM · August 2026
- ADVISORY INVESTOR SERVICES LLCCRD 173134 · MIAMI, FL$209,858,162.00Regulatory AUM · August 2026
- ADVISORY RESEARCH INCCRD 108254 · CHICAGO, IL$991,276,223.00Regulatory AUM · August 2026
- ADVISORY SERVICES NETWORK, LLCCRD 146051 · ATLANTA, GA$10,595,714,037.00Regulatory AUM · August 2026
- ADVISORY SOLUTIONS GROUP, LLCCRD 339919 · PLYMOUTH, MN$408,369,935.00Regulatory AUM · August 2026
- ADVOCACY FINANCIAL LLCCRD 305954 · COVINGTON, LA$103,416,660.00Regulatory AUM · August 2026
- ADVOCACY WEALTH MANAGEMENT, LLCCRD 141943 · ATLANTA, GA$3,244,894,203.00Regulatory AUM · August 2026
- ADVOCATE INVESTING SERVICES, LLCCRD 273035 · WOODBINE, MD$186,574,770.00Regulatory AUM · August 2026
- ADVR, INCCRD 318823 · CHARLESTON, SC$126,820,765.00Regulatory AUM · August 2026
- ADVUS FINANCIAL PARTNERS, LLCCRD 311990 · WINTER PARK, FL$3,970,976,661.00Regulatory AUM · August 2026
- ADVYZON INVESTMENT MANAGEMENT, LLCCRD 318816 · LISLE, IL$1,675,798,775.00Regulatory AUM · August 2026
- ADW CAPITAL MANAGEMENT LLCCRD 175486$296,780,492.00Regulatory AUM · August 2026
- AE INDUSTRIAL PARTNERS, LPCRD 173020 · BOCA RATON, FL$7,722,968,998.00Regulatory AUM · August 2026
- AE WEALTH MANAGEMENT, LLCCRD 282580 · TOPEKA, KS$49,837,385,888.00Regulatory AUM · August 2026
- AEA ENTERPRISE PARTNERS MANAGEMENT LPCRD 132753 · NEW YORK, NY$3,481,197,141.00Regulatory AUM · August 2026
- AEA QP ADVISERS LLCCRD 124560 · NEW YORK, NY$15,457,371,729.00Regulatory AUM · August 2026
- AECOM CAPITAL REAL ESTATE, LLCCRD 298333 · LOS ANGELES, CA$559,540,502.00Regulatory AUM · August 2026
- AECOM-CANYON PARTNERS REAL ESTATE FUND ADVISORS LLCCRD 297526 · DALLAS, TX$537,341,000.00Regulatory AUM · August 2026
- AEGIS CAPITAL CORP.CRD 15007 · NEW YORK, NY$1,777,602,590.00Regulatory AUM · August 2026
- AEGIS FINANCIAL CORPORATIONCRD 111587 · MCLEAN, VA$1,367,476,939.00Regulatory AUM · August 2026
- AEGIS WEALTH GROUP, LLCCRD 222515 · MIDVALE, UT$247,716,434.00Regulatory AUM · August 2026
- AEGIS WEALTH MANAGEMENT LLCCRD 134429 · BETHESDA, MD$744,112,341.00Regulatory AUM · August 2026
- AEGIS WEALTH MANAGEMENT, INC.CRD 301990 · GUTHRIE CENTER, IA$216,466,362.00Regulatory AUM · August 2026
- AEGIS WEALTH MANAGEMENT, LLCCRD 199511 · MAITLAND, FL$190,373,409.00Regulatory AUM · August 2026
- AEGON ASSET MANAGEMENT UK PLCCRD 289505$52,625,862,465.00Regulatory AUM · August 2026
- AEGON USA INVESTMENT MANAGEMENT, LLCCRD 114537 · CEDAR RAPIDS, IA$88,799,180,145.00Regulatory AUM · August 2026
- AEGON USA REALTY ADVISORS, LLCCRD 286438 · CEDAR RAPIDS, IA$394,495,673.00Regulatory AUM · August 2026
- AEM ASSET MANAGEMENT, LLCCRD 310360 · SOMERSET, NJ$117,863,935.00Regulatory AUM · August 2026
- AEQUIM ALTERNATIVE INVESTMENTS LPCRD 293127 · MILL VALLEY, CA$8,247,997,673.00Regulatory AUM · August 2026
- AEQUITAS INVESTMENT ADVISORS, LLCCRD 127625 · HINGHAM, MA$826,100,169.00Regulatory AUM · August 2026
- AEREF MANAGEMENT, LLCCRD 322495 · NEW YORK, NY$194,450,000.00Regulatory AUM · August 2026
- AERIE ADVISORY GROUP LLCCRD 333610 · GIG HARBOR, WA$2,518,827,849.00Regulatory AUM · August 2026
- AERODIGM WEALTH LLCCRD 282312 · LAKE OSWEGO, OR$1,463,229,855.00Regulatory AUM · August 2026
- AETERNITAS INVESTMENT MANAGEMENT, LLCCRD 338936 · YARDLEY, PA$172,503,179.00Regulatory AUM · August 2026
- AETHER INVESTMENT PARTNERS, LLCCRD 149742 · LITTLETON, CO$1,144,962,980.00Regulatory AUM · August 2026
- AETHON ENERGY MANAGEMENT LLCCRD 173136 · DALLAS, TX$700,131,864.00Regulatory AUM · August 2026
- AETNA ASSET ADVISORS, LLCCRD 161282 · HARTFORD, CT$850,239,000.00Regulatory AUM · August 2026
- AETOS ALTERNATIVES MANAGEMENT, L.P.CRD 116761 · NEW YORK, NY$5,796,667,297.00Regulatory AUM · August 2026
- AEW CAPITAL MANAGEMENT LPCRD 108633 · BOSTON, MA$3,024,891,606.00Regulatory AUM · August 2026
- AF ADVISORS, INC.CRD 149683 · SACRAMENTO, CA$479,817,614.00Regulatory AUM · August 2026
- AFBI LPCRD 331428 · MIAMI BEACH, FL$2,342,391,029.00Regulatory AUM · August 2026
- AFC MANAGEMENT, LLCCRD 311281 · WEST PALM BEACH, FL$275,834,956.00Regulatory AUM · August 2026
- AFF FUND MANAGER, LLCCRD 281296 · ATLANTA, GA$2,009,991,423.00Regulatory AUM · August 2026
- AFFIANCE FINANCIAL LLCCRD 113200 · ST. LOUIS PARK, MN$1,371,764,900.00Regulatory AUM · August 2026
- AFFILIATED FINANCIAL ADVISORS INCCRD 108154 · MILWAUKEE, WI$541,478,694.00Regulatory AUM · August 2026
- AFFILIATED PRIVATE INVESTORS LLCCRD 111545 · WEST PALM BEACH, FL$533,716,823.00Regulatory AUM · August 2026
- AFFINITY ASSET ADVISORS, LLCCRD 312788 · NEW YORK, NY$2,451,641,809.00Regulatory AUM · August 2026
- AFFINITY CAPITAL ADVISORS LLCCRD 166226 · BERKELEY, CA$851,336,597.00Regulatory AUM · August 2026
- AFFINITY INVESTMENT ADVISORS, LLCCRD 108278 · NEWPORT BEACH, CA$1,159,209,399.00Regulatory AUM · August 2026
- AFFINITY INVESTMENT GROUP, LLCCRD 117191 · EXETER, NH$595,103,964.00Regulatory AUM · August 2026
- AFFINITY WEALTH LLCCRD 285169 · CANTON, OH$217,543,050.00Regulatory AUM · August 2026
- AFFINITY WEALTH MANAGEMENT LLCCRD 290735 · WILMINGTON, DE$872,523,855.00Regulatory AUM · August 2026
- AFFINIUS CAPITAL ADVISORS LLCCRD 316030 · SAN ANTONIO, TX$31,105,860,115.00Regulatory AUM · August 2026
- AFG FIDUCIARY SERVICES LIMITED PARTNERSHIPCRD 309943 · HINGHAM, MA$166,256,181.00Regulatory AUM · August 2026
- AFINITIV LLCCRD 305672 · SHERIDAN, WY$270,831.00Regulatory AUM · August 2026
- AFLAC ASSET MANAGEMENT LLCCRD 304316 · NEW YORK, NY$133,471,127,208.00Regulatory AUM · August 2026
- Not availableRegulatory AUM · August 2026
- AFT US CAPITAL LLCCRD 335448 · SAN FRANCISCO, CA$214.00Regulatory AUM · August 2026
- AFT, FORSYTH & SOBER, LLCCRD 162858 · VALRICO, FL$368,484,447.00Regulatory AUM · August 2026
- AFT, FORSYTH AND COMPANY, INC.CRD 137404 · JUPITER, FL$258,578,067.00Regulatory AUM · August 2026
- AFTON ADVISORS, LLCCRD 300884$109,338,019.00Regulatory AUM · August 2026
- AG ASSET ADVISORY, LLCCRD 154406 · LOS ANGELES, CA$440,473,336.00Regulatory AUM · August 2026
- AG DILLON ASSET MANAGEMENT LPCRD 328384 · NEW YORK, NY$262,003,096.00Regulatory AUM · August 2026
- AG FINANCIAL, LLCCRD 140226 · SALT LAKE CITY, UT$103,463,706.00Regulatory AUM · August 2026
- AG GLOBAL ADVISORS LLCCRD 155398$104,698,536.00Regulatory AUM · August 2026
- AGAMERICA LENDING LLCCRD 164866 · LAKELAND, FL$1,373,000,000.00Regulatory AUM · August 2026
- AGATE PASS INVESTMENT MANAGEMENT, LLCCRD 155049 · BAINBRIDGE ISLAND, WA$336,046,126.00Regulatory AUM · August 2026
- AGELLUS CAPITAL, LLCCRD 330152 · CLAYTON, MO$507,794,558.00Regulatory AUM · August 2026
- AGEMY WEALTH ADVISORS, LLCCRD 218512 · DEVER, CO$130,500,000.00Regulatory AUM · August 2026
- AGF INVESTMENTS LLCCRD 153781 · BOSTON, MA$4,921,927,233.00Regulatory AUM · August 2026
- AGH WEALTH ADVISORS, LLCCRD 146796 · WICHITA, KS$456,334,303.00Regulatory AUM · August 2026
- AGILE INVESTMENT MANAGEMENT, LLCCRD 331966$1,165,278,064.00Regulatory AUM · August 2026
- AGILIS INVESTMENT MANAGEMENT LLCCRD 336358 · WILTON, CT$123,781,946.00Regulatory AUM · August 2026
- AGILITY EQUITY PARTNERS, LLCCRD 338602 · PITTSBURGH, PA$173,062,956.00Regulatory AUM · August 2026
- AGINCOURT CAPITAL MANAGEMENT, LLCCRD 112096 · RICHMOND, VA$9,950,307,001.00Regulatory AUM · August 2026