All investment adviser firms · Page 58
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- FINANCIAL MANAGEMENT PROFESSIONALS INCCRD 110270 · AUSTIN, TX$1,340,144,068.00Regulatory AUM · August 2026
- $216,378,047.00Regulatory AUM · August 2026
- FINANCIAL MANAGEMENT STRATEGIES, INC.CRD 120818 · BROADVIEW HTS., OH$714,237,309.00Regulatory AUM · August 2026
- FINANCIAL MANAGEMENT, INC.CRD 108350 · LITTLE ROCK, AR$224,453,742.00Regulatory AUM · August 2026
- FINANCIAL MOUNTAIN INCCRD 108489 · BOULDER, CO$111,337,000.00Regulatory AUM · August 2026
- FINANCIAL NETWORK SPECIALISTS LLCCRD 109037$129,772,831.00Regulatory AUM · August 2026
- FINANCIAL NETWORK WEALTH ADVISORS LLCCRD 318842 · MURRAY, UT$515,414,028.00Regulatory AUM · August 2026
- FINANCIAL PARTNERS GROUP, INC.CRD 288644 · OVERLAND PARK, KS$1,145,591,375.00Regulatory AUM · August 2026
- FINANCIAL PARTNERS, LLCCRD 170002 · SANTA FE, NM$181,725,211.00Regulatory AUM · August 2026
- FINANCIAL PERSPECTIVES, INC.CRD 135549 · MINNEAPOLIS, MN$1,166,901,043.00Regulatory AUM · August 2026
- FINANCIAL PLAN, INC.CRD 116073 · BELLINGHAM, WA$1,604,659,908.00Regulatory AUM · August 2026
- FINANCIAL PLANNING ASSOCIATES, LLCCRD 159404 · WHITE PLAINS, NY$74,717,077.00Regulatory AUM · August 2026
- FINANCIAL PLANNING FIRST, LLCCRD 319273 · TUSCON, AZ$113,861,377.00Regulatory AUM · August 2026
- FINANCIAL PLANNING FORT COLLINS, LLCCRD 283890 · FORT COLLINS, CO$151,700,000.00Regulatory AUM · August 2026
- FINANCIAL PLANNING HAWAII, INC.CRD 153930 · HONOLULU, HI$382,363,817.00Regulatory AUM · August 2026
- FINANCIAL PLANNING NAVIGATORS CORPCRD 332831 · MAPLE GROVE, MN$355,078,609.00Regulatory AUM · August 2026
- FINANCIAL PLANNING SERVICES, INC.CRD 311146 · FORT LAUDERDALE, FL$20,000,000.00Regulatory AUM · August 2026
- FINANCIAL PLANS & STRATEGIES, INC.CRD 123793 · GREENWOOD, IN$610,600,630.00Regulatory AUM · August 2026
- FINANCIAL POTENTIAL, LLCCRD 342728 · GAINESVILLE, GANot availableRegulatory AUM · August 2026
- FINANCIAL SCAFFOLDING, LLCCRD 328270Not availableRegulatory AUM · August 2026
- FINANCIAL SECURITY ADVISORY INCCRD 110746 · VIRGINIA BEACH, VA$1,743,248,795.00Regulatory AUM · August 2026
- FINANCIAL SECURITY MANAGEMENT, INCCRD 116570 · LAKEWOOD, CO$611,525,004.00Regulatory AUM · August 2026
- FINANCIAL SENSE ADVISORS, INC.CRD 111090 · SAN DIEGO, CA$835,564,894.00Regulatory AUM · August 2026
- FINANCIAL SERVICE GROUP INCCRD 107893 · MOUNT PLEASANT, WI$214,995,359.00Regulatory AUM · August 2026
- FINANCIAL SOLUTIONS ADVISORY GROUP, INC.CRD 125218 · CHICAGO, IL$935,000,000.00Regulatory AUM · August 2026
- FINANCIAL STRATEGIES GROUP, INCCRD 289054 · OKEMOS, MI$677,379,652.00Regulatory AUM · August 2026
- FINANCIAL STRATEGIES, INC.CRD 113097 · BROOKFIELD, WI$149,831,208.00Regulatory AUM · August 2026
- FINANCIAL SYMMETRY INCORPORATEDCRD 118443 · RALEIGH, NC$1,540,631,895.00Regulatory AUM · August 2026
- FINANCIAL SYNERGIES WEALTH ADVISORS, INC.CRD 105643 · HOUSTON, TX$1,811,303,915.00Regulatory AUM · August 2026
- FINANCIAL TRUST ASSET MANAGEMENT CHARTEREDCRD 108998 · BOCA RATON, FL$141,926,313.00Regulatory AUM · August 2026
- FINANCIALLY IN TUNE, LLCCRD 156200 · STONEHAM, MA$326,246,969.00Regulatory AUM · August 2026
- FINANCIALLY SPEAKING INCCRD 106255 · GREENWOOD VILLAGE, CO$164,782,668.00Regulatory AUM · August 2026
- FINARC INVESTMENTS, INC.CRD 166571 · NORWOOD, MA$187,601,199.00Regulatory AUM · August 2026
- FINBACK INVESTMENT PARTNERS, LLCCRD 310944 · CORAL GABLES, FL$1,195,866,917.00Regulatory AUM · August 2026
- FINCADIA ADVISORS LLCCRD 338396 · MELVILLE, NY$1,003,630,329.00Regulatory AUM · August 2026
- FINDEC WEALTH SERVICES, INC.CRD 311949 · STOCKTON, CA$627,905,000.00Regulatory AUM · August 2026
- FINDELL CAPITAL MANAGEMENT LLCCRD 307394 · NEW YORK, NY$375,780,755.00Regulatory AUM · August 2026
- FINDICIA, INC.CRD 330609 · RALEIGH, NCNot availableRegulatory AUM · August 2026
- FINE CAPITAL PARTNERS, L.P.CRD 156889 · NEW YORK, NY$986,006,989.00Regulatory AUM · August 2026
- FINEC ASSET MANAGEMENT LLCCRD 231789 · SAN DIEGO, CA$157,021,943.00Regulatory AUM · August 2026
- FINEPOINT CAPITAL LPCRD 170668 · BOSTON, MA$5,010,279,404.00Regulatory AUM · August 2026
- FINEQUITIES LLCCRD 305744Not availableRegulatory AUM · July 2026
- FINER WEALTH MANAGEMENT, INC.CRD 129987 · SALEM, MA$305,764,188.00Regulatory AUM · August 2026
- FINGAGE ADVISORS LLCCRD 283340$2,116,884.00Regulatory AUM · August 2026
- FINGERLAKES WEALTH MANAGEMENT, INC.CRD 149709 · ITHACA, NY$285,398,000.00Regulatory AUM · August 2026
- FINHABITS ADVISORS, LLCCRD 210522 · NEW YORK, NY$115,963,000.00Regulatory AUM · August 2026
- FINIAT, LLCCRD 329094 · MOUNT DORA, FL$25,556,450.00Regulatory AUM · August 2026
- FINISH WELL RIA LLCCRD 321957 · COLUMBUS, OH$109,000,000.00Regulatory AUM · August 2026
- FINITE MANAGEMENT, LLCCRD 314875 · SANTA MONICA, CA$2,959,504.00Regulatory AUM · August 2026
- FINIVI INC.CRD 292329 · WESTBOROUGH, MA$308,429,675.00Regulatory AUM · August 2026
- FINLEY FINANCIAL, LLCCRD 131442 · LAS VEGAS, NV$259,820,341.00Regulatory AUM · August 2026
- FINQ AI LLCCRD 326858Not availableRegulatory AUM · August 2026
- FINSER INVESTMENT ADVISORCRD 142570 · SAN ANTONIO, TX$1,416,901,328.00Regulatory AUM · August 2026
- FINSIE FINANCE, LLCCRD 313047 · BELMONT, CANot availableRegulatory AUM · July 2026
- FINSYM PARTNERS, LLCCRD 153712$187,987,036.00Regulatory AUM · August 2026
- FINTECH COLLECTIVE MANAGEMENT LLCCRD 288031 · NEW YORK, NY$800,812,639.00Regulatory AUM · August 2026
- FINTRON ADVISORS, LLCCRD 324052 · STAMFORD, CTNot availableRegulatory AUM · July 2026
- FIO ADVISORS LPCRD 300903 · NEW YORK, NY$366,483,861.00Regulatory AUM · August 2026
- FIRE CAPITAL MANAGEMENT, LLCCRD 299218 · SAN FRANCISCO, CA$635,450,683.00Regulatory AUM · August 2026
- FIREBIRD MANAGEMENT, LLCCRD 136559 · NEW YORK, NY$745,005,000.00Regulatory AUM · August 2026
- FIRESTONE CAPITAL MANAGEMENT INCCRD 106366 · SOUTH MIAMI, FL$806,199,930.00Regulatory AUM · August 2026
- FIRETHORN PARTNERS, LLCCRD 288935$30,417,628.00Regulatory AUM · August 2026
- FIRETHORN WEALTH PARTNERS, LLCCRD 297634 · AUGUSTA, GA$671,893,050.00Regulatory AUM · August 2026
- FIRREO INC.CRD 325297Not availableRegulatory AUM · August 2026
- FIRST ADVISORS NATIONAL, LLCCRD 166212 · ATLANTA, GA$505,872,518.00Regulatory AUM · August 2026
- FIRST AFFIRMATIVE FINANCIAL NETWORK LLCCRD 109036 · COLORADO SPRINGS, CO$905,216,708.00Regulatory AUM · August 2026
- FIRST AMERICAN ASSET ADVISORY, LLC.CRD 282254 · GARDEN CITY, NY$191,788,380.00Regulatory AUM · August 2026
- FIRST ANALYSIS CAPITAL MANAGEMENT LLCCRD 161373 · CHICAGO, IL$186,193,307.00Regulatory AUM · August 2026
- FIRST ASSOCIATED INVESTMENT ADVISORS, INC.CRD 113086 · DULUTH, MN$93,144,375.00Regulatory AUM · August 2026
- FIRST CITIZENS ASSET MANAGEMENT, INCCRD 140777 · RALEIGH, NC$465,065,299.00Regulatory AUM · August 2026
- FIRST CITIZENS INSTITUTIONAL ASSET MANAGEMENT LLCCRD 285836 · NEW YORK, NY$829,190,923.00Regulatory AUM · August 2026
- FIRST CITIZENS INVESTOR SERVICES, INC.CRD 44430 · RALEIGH, NC$2,626,080,185.00Regulatory AUM · August 2026
- FIRST CITY CAPITAL MANAGEMENT INCCRD 104780 · SAVANNAH, GA$423,719,596.00Regulatory AUM · August 2026
- FIRST COMMAND ADVISORY SERVICESCRD 281958 · FORT WORTH, TX$24,429,418,155.00Regulatory AUM · August 2026
- FIRST DALLAS SECURITIES, INC.CRD 24549 · DALLAS, TX$335,711,026.00Regulatory AUM · August 2026
- FIRST EAGLE ALTERNATIVE CREDIT, LLCCRD 150900 · BOSTON, MA$12,562,376,360.00Regulatory AUM · August 2026
- FIRST EAGLE INVESTMENT MANAGEMENT, LLCCRD 108260 · NEW YORK, NY$136,477,310,831.00Regulatory AUM · August 2026
- FIRST EAGLE SEPARATE ACCOUNT MANAGEMENT, LLCCRD 300359 · NEW YORK, NY$907,634,669.00Regulatory AUM · August 2026
- FIRST ENDOWMENT DEVELOPMENT CORPCRD 105335 · HOUSTON, TX$2,800,211,607.00Regulatory AUM · August 2026
- FIRST FIDUCIARY INVESTMENT COUNSEL INCCRD 111144 · CLEVELAND, OH$565,532,900.00Regulatory AUM · August 2026
- FIRST FINANCIAL ADVISORY SERVICES INCCRD 105031 · WESTERLY, RI$278,038,908.00Regulatory AUM · August 2026
- FIRST FINANCIAL COACHING, INC.CRD 152070 · MT. CLEMENS, MI$670,646,955.00Regulatory AUM · August 2026
- FIRST FINANCIAL GROUP CORPORATIONCRD 134006 · RALEIGH, NC$316,961,802.00Regulatory AUM · August 2026
- FIRST FINANCIAL SERVICES, LLCCRD 329276 · LITTLE ROCK, AR$103,158,530.00Regulatory AUM · August 2026
- FIRST FOUNDATION ADVISORSCRD 106075 · IRVINE, CA$5,063,713,129.00Regulatory AUM · August 2026
- FIRST GLOBAL (UK) LIMITEDCRD 312469$26,030,614.00Regulatory AUM · August 2026
- FIRST GROWTH CAPITAL LLCCRD 305958$130,622,527.00Regulatory AUM · August 2026
- FIRST HEARTLAND CONSULTANTS, INC.CRD 110377 · LAKE ST. LOUIS, MO$2,085,947,725.00Regulatory AUM · August 2026
- FIRST KENTUCKY SECURITIES CORPORATIONCRD 7524 · LOUISVILLE, KY$566,003,046.00Regulatory AUM · August 2026
- FIRST LIGHT ASSET MANAGEMENT, LLCCRD 168899 · EDINA, MN$1,407,517,876.00Regulatory AUM · August 2026
- FIRST LIGHT RETIREMENT, LLCCRD 314509 · DEL MAR, CA$843,658,362.00Regulatory AUM · August 2026
- FIRST LIGHT WEALTH ADVISORS, LLCCRD 291214 · LITTLE FALLS, NJ$116,263,725.00Regulatory AUM · August 2026
- FIRST LONG ISLAND INVESTORS, LLCCRD 167212 · JERICHO, NY$1,861,290,657.00Regulatory AUM · August 2026
- FIRST LOOK CAPITAL MANAGEMENT, LLCCRD 173040$121,890,687.00Regulatory AUM · August 2026
- FIRST MANHATTAN CO. LLCCRD 325281 · NEW YORK, NY$38,086,101,541.00Regulatory AUM · August 2026
- FIRST MASON FINANCIAL, LLCCRD 145025 · MEDINA, OH$185,661,618.00Regulatory AUM · August 2026
- FIRST NATIONAL ADVISERS, LLCCRD 277146 · OMAHA, NE$7,369,671,462.00Regulatory AUM · August 2026
- FIRST NEBRASKA ADVISORY LLCCRD 298667 · NORTH PLATTE, NE$457,995,070.00Regulatory AUM · August 2026
- FIRST OAK WEALTH MANAGEMENT, LLCCRD 288316 · RALEIGH, NC$316,173,544.00Regulatory AUM · August 2026
- FIRST PACIFIC ADVISORS, LPCRD 141823 · EL SEGUNDO, CA$32,002,657,371.00Regulatory AUM · August 2026