All investment adviser firms · Page 59
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- FIRST PACIFIC FINANCIAL, INC.CRD 284736 · VANCOUVER, WA$1,925,820,843.00Regulatory AUM · August 2026
- FIRST PRINCIPLES GROUP MANAGEMENT, LLCCRD 322950$1,636,018,564.00Regulatory AUM · August 2026
- FIRST RESERVE MANAGEMENT, L.P.CRD 157056 · STAMFORD, CT$6,305,728,850.00Regulatory AUM · August 2026
- FIRST SABREPOINT CAPITAL MANAGEMENT, LPCRD 283638 · DALLAS, TX$499,542,361.00Regulatory AUM · August 2026
- $5,394,743,193.00Regulatory AUM · August 2026
- $52,930,584,077.00Regulatory AUM · August 2026
- $3,638,138,695.00Regulatory AUM · August 2026
- $6,826,532,723.00Regulatory AUM · August 2026
- $32,874,051,381.00Regulatory AUM · August 2026
- $28,499,556,638.00Regulatory AUM · August 2026
- FIRST SENTIER INVESTORS (SINGAPORE)CRD 165124$10,839,432,963.00Regulatory AUM · August 2026
- $11,867,570,451.00Regulatory AUM · August 2026
- FIRST SENTIER INVESTORS (UK) IM LIMITEDCRD 281323$13,271,630,276.00Regulatory AUM · August 2026
- FIRST SENTIER INVESTORS (US) LLCCRD 170739 · NEW YORK, NY$968,597,075.00Regulatory AUM · August 2026
- $16,087,812,857.00Regulatory AUM · August 2026
- FIRST SOURCE INVESTMENT PARTNERS, LLCCRD 322893 · LONE TREE, CO$154,027,837.00Regulatory AUM · August 2026
- FIRST STEP WEALTH PLANNING, LLCCRD 317527$31,285,253.00Regulatory AUM · August 2026
- FIRST TRUST ADVISORS LPCRD 107027 · WHEATON, IL$309,241,000,000.00Regulatory AUM · August 2026
- FIRST TRUST CAPITAL MANAGEMENT L.P.CRD 317825 · CHICAGO, IL$12,281,321,797.00Regulatory AUM · August 2026
- FIRST TRUST GLOBAL PORTFOLIOS LIMITEDCRD 169173$338,803,966.00Regulatory AUM · August 2026
- FIRST TURN MANAGEMENT, LLCCRD 327421 · SOLANA BEACH, CA$900,123,029.00Regulatory AUM · August 2026
- FIRST WASHINGTON CORPORATIONCRD 6681 · SEATTLE, WA$501,201,045.00Regulatory AUM · August 2026
- FIRST WILSHIRE SECURITIES MANAGEMENT, INC.CRD 171971 · PASADENA, CA$415,474,414.00Regulatory AUM · August 2026
- FIRSTHAND CAPITAL MANAGEMENT, INC.CRD 150647 · SAN JOSE, CA$58,567,545.00Regulatory AUM · August 2026
- FIRSTMETRIC, LLCCRD 289483 · TROY, MI$272,101,825.00Regulatory AUM · August 2026
- FIRSTRUST LLCCRD 111800 · DAYTONA BEACH, FL$250,000,000.00Regulatory AUM · August 2026
- FISCAL WISDOM WEALTH MANAGEMENT LLCCRD 168299 · CANTON, CT$386,005,788.00Regulatory AUM · August 2026
- FISCHER FINANCIAL SERVICES INCCRD 104616 · HARRISBURG, PA$636,092,927.00Regulatory AUM · August 2026
- FISCHER INVESTMENT GROUP, INC.CRD 110966 · PITTSFORD, NY$421,499,032.00Regulatory AUM · August 2026
- FISCHER INVESTMENT STRATEGIES, LLCCRD 156883 · WESTLAKE VILLAGE, CA$251,920,360.00Regulatory AUM · August 2026
- FISHER & WIENS WEALTH MANAGEMENT, LLCCRD 286079 · DANVILLE, CA$250,341,000.00Regulatory AUM · August 2026
- FISHER ASSET MANAGEMENT, LLCCRD 107342 · PLANO, TX$386,669,724,038.00Regulatory AUM · August 2026
- FISHER LYNCH CAPITAL, LLCCRD 160694 · BURLINGAME, CA$9,516,683,687.00Regulatory AUM · August 2026
- FISHER RETIREMENT SOLUTIONS LLCCRD 331205 · CARROLLTON, TX$6,847,928,139.00Regulatory AUM · August 2026
- FISHMAN JAY A LTDCRD 105609 · TROY, MI$1,251,193,908.00Regulatory AUM · August 2026
- FIT ASSET MANAGEMENT, LLCCRD 281494 · CENTENNIAL, CO$147,354,417.00Regulatory AUM · August 2026
- FITHIAN LLCCRD 287509 · NEW YORK, NY$136,172,994.00Regulatory AUM · August 2026
- FITZROY INVESTMENT ADVISORS LLCCRD 174342 · AVENTURA, FL$1,042,976,788.00Regulatory AUM · August 2026
- FITZWALTER CAPITAL (US) LLCCRD 311629 · NEW YORK, NY$3,187,181,569.00Regulatory AUM · August 2026
- FITZWILLIAMS WEALTH MANAGEMENT INC.CRD 312192 · CHESAPEAKE, VA$123,549,687.00Regulatory AUM · August 2026
- FIVANCIAL ADVISORS, INC.CRD 336326 · DALLAS, TX$925.00Regulatory AUM · August 2026
- FIVE ARROWS MANAGERS (USA) LLCCRD 286195 · NEW YORK, NY$994,023,395.00Regulatory AUM · August 2026
- FIVE ARROWS MANAGERS NORTH AMERICA LLCCRD 136191 · MANHATTAN BEACH, CA$3,365,732,319.00Regulatory AUM · August 2026
- FIVE ELEVEN FAMILY OFFICE LLCCRD 334002 · GARDEN CITY, NY$162,745,852.00Regulatory AUM · August 2026
- FIVE ELMS CAPITAL MANAGEMENT, LLCCRD 163548 · KANSAS CITY, MO$3,116,178,028.00Regulatory AUM · August 2026
- $108,692,772.00Regulatory AUM · August 2026
- FIVE OCEANS ADVISORS LLCCRD 308377$456,192,437.00Regulatory AUM · August 2026
- FIVE PINE WEALTH MANAGEMENT INC.CRD 317657 · COEUR D'ALENE, ID$191,751,292.00Regulatory AUM · August 2026
- FIVE POINT INFRASTRUCTURE LLCCRD 171158 · HOUSTON, TX$7,053,171,766.00Regulatory AUM · August 2026
- FIVE POINTS CAPITAL LLCCRD 160792 · WINSTON-SALEM, NC$1,445,310,400.00Regulatory AUM · August 2026
- FIVE SPEED FINANCIAL PLANNING LLCCRD 339660 · TUCSON, AZ$114,881,655.00Regulatory AUM · August 2026
- FIVE TALENTS FINANCIAL MANAGEMENT GROUP LLCCRD 307987 · WEST DES MOINES, IA$255,983,350.00Regulatory AUM · August 2026
- FIVESPAN PARTNERS, LPCRD 332551 · SAN FRANCISCO, CA$1,000,342,772.00Regulatory AUM · August 2026
- FJ CAPITAL MANAGEMENT LLCCRD 158049 · MCLEAN, VA$1,079,796,000.00Regulatory AUM · August 2026
- FJELL CAPITAL, LLCCRD 327541 · FARGO, ND$187,026,631.00Regulatory AUM · August 2026
- FLACK, EMBER LOUISECRD 114269$180,000,000.00Regulatory AUM · August 2026
- FLAGSHIP CAPITAL MANAGEMENT INCCRD 108354 · MEDIA, PA$199,880,000.00Regulatory AUM · August 2026
- FLAGSHIP HARBOR ADVISORS, LLCCRD 155733 · BOSTON, MA$3,419,401,101.00Regulatory AUM · August 2026
- FLAGSHIP INVESTMENT MANAGEMENT LLCCRD 332788 · HOUSTON, TX$140,035,784.00Regulatory AUM · August 2026
- FLAGSHIP PRIVATE WEALTH, LLCCRD 175277 · WOBURN, MA$447,232,172.00Regulatory AUM · August 2026
- FLAGSHIP WEALTH ADVISORS, LLC.CRD 131962 · WAKEFIELD, MA$748,622,409.00Regulatory AUM · August 2026
- FLAGSTAR SECURITIES, INC.CRD 104233 · NEW YORK, NY$784,311,024.00Regulatory AUM · August 2026
- FLAGSTONE FINANCIAL MANAGEMENT, LLCCRD 285484 · LINCOLN, NE$467,767,160.00Regulatory AUM · August 2026
- FLAHARTY ASSET MANAGEMENT, LLCCRD 168495 · CLEARWATER, FL$901,606,202.00Regulatory AUM · August 2026
- FLAHERTY & CRUMRINE INCORPORATEDCRD 105499 · PASADENA, CA$4,149,835,668.00Regulatory AUM · August 2026
- FLAMEBACK CAPITAL USA, INCCRD 329123Not availableRegulatory AUM · August 2026
- FLAT FOOTED LLCCRD 291593 · WILSON, WY$2,059,486,084.00Regulatory AUM · August 2026
- FLAT ROCK GLOBAL, LLCCRD 288551 · JACKSON, WY$1,568,097,027.00Regulatory AUM · August 2026
- FLATIRON FUND MANAGEMENT LPCRD 331871 · WEST PALM BEACH, FL$27,319,276.00Regulatory AUM · August 2026
- FLATIRON RR LLC, MANAGER SERIESCRD 314505 · NEW YORK, NY$1,197,660,337.00Regulatory AUM · August 2026
- FLATROCK WEALTH PARTNERS LLCCRD 321777 · NEWPORT BEACH, CA$417,582,237.00Regulatory AUM · August 2026
- FLAVIN FINANCIAL SERVICES, INC.CRD 144473 · MELBOURNE, FL$204,988,428.00Regulatory AUM · August 2026
- FLAX POND CAPITAL, LLCCRD 324332$222,295,161.00Regulatory AUM · August 2026
- FLC CAPITAL ADVISORSCRD 111822 · PALM DESERT, CA$822,156,813.00Regulatory AUM · August 2026
- FLEXIBLE PLAN INVESTMENTS LTDCRD 110762 · BLOOMFIELD HILLS, MI$1,484,076,880.00Regulatory AUM · August 2026
- FLEXIS CAPITAL LLCCRD 162601 · MIAMI, FL$339,051,387.00Regulatory AUM · August 2026
- FLEXPATH STRATEGIES LLCCRD 174306 · ALISO VIEJO, CA$2,913,734,672.00Regulatory AUM · August 2026
- FLEXSTONE PARTNERS, LLCCRD 147353 · NEW YORK, NY$5,303,806,003.00Regulatory AUM · August 2026
- FLFS ADVISORY LLCCRD 334771 · VICTOR, NY$161,497,846.00Regulatory AUM · August 2026
- FLIGHT DECK CAPITAL, LPCRD 311353 · SAN FRANCISCO, CA$358,665,000.00Regulatory AUM · August 2026
- FLIGHT LINE FINANCIAL, LLCCRD 169289 · PRINCETON, NJNot availableRegulatory AUM · August 2026
- FLOREK FINANCIAL, LLCCRD 152235 · DUXBURY, MA$510,993,000.00Regulatory AUM · August 2026
- FLORENCE CAPITAL ADVISORS, LLCCRD 281038$65,222,470.00Regulatory AUM · August 2026
- FLORIAN FINANCIAL GROUP LLCCRD 123869 · WILLIAMSVILLE, NY$214,969,672.00Regulatory AUM · August 2026
- FLORIDA FINANCIAL ADVISORS, LLCCRD 288811 · TAMPA, FL$456,133,125.00Regulatory AUM · August 2026
- FLORIN PENSIONS LLCCRD 161038 · SAN FRANCISCO, CANot availableRegulatory AUM · August 2026
- FLOURISH WEALTH MANAGEMENT INC.CRD 170591 · EDINA, MN$455,213,739.00Regulatory AUM · August 2026
- FLOW FOCUS LLCCRD 306849 · MIAMI, FL$174,921,971.00Regulatory AUM · August 2026
- FLOWER CITY CAPITAL LLCCRD 281503 · PITTSFORD, NY$444,590,140.00Regulatory AUM · August 2026
- $290,839,685.00Regulatory AUM · August 2026
- FLOWSTONE PARTNERS, LLCCRD 301768$767,354,456.00Regulatory AUM · August 2026
- FLOYD FINANCIAL GROUP LLCCRD 226773 · SPRINGFIELD, MO$164,475,000.00Regulatory AUM · August 2026
- FLOYD, BENJAMIN JOSEPHCRD 111576 · TEXARKANA, TX$213,518,171.00Regulatory AUM · August 2026
- FLP WEALTH MANAGEMENT, LLCCRD 294277 · BENTONVILLE, AR$169,142,476.00Regulatory AUM · August 2026
- FLUENT FINANCIAL, LLCCRD 170041 · DALLAS, TX$329,686,911.00Regulatory AUM · August 2026
- FLYING POINT ASSET MANAGEMENT LLCCRD 157858$55,737,280.00Regulatory AUM · August 2026
- FLYING POINT FINANCIAL, INC.CRD 107915 · NORTH ANDOVER, MA$206,723,000.00Regulatory AUM · August 2026
- FLYNN ZITO CAPITAL MANAGEMENT, LLCCRD 152689 · GARDEN CITY, NY$773,857,019.00Regulatory AUM · August 2026
- FLYOVER CAPITAL PARTNERS, LLCCRD 173709 · KANSAS CITY, MO$147,624,164.00Regulatory AUM · August 2026
- FLYWHEEL PRIVATE WEALTH LLCCRD 325690 · LOS ALTOS, CA$415,001,533.00Regulatory AUM · August 2026