All investment adviser firms · Page 52
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- ELLSWORTH ADVISORS, LLCCRD 297464 · HUDSON, OH$1,406,464,580.00Regulatory AUM · August 2026
- ELM CAPITAL MANAGEMENT LLCCRD 294012 · PITTSBURGH, PA$133,387,217.00Regulatory AUM · August 2026
- ELM PARTNERS MANAGEMENT LLCCRD 167225 · PHILADELPHIA, PA$3,018,199,851.00Regulatory AUM · August 2026
- ELM RIDGE MANAGEMENT, LLCCRD 154508 · BRIARCLIFF MANOR, NY$155,059,753.00Regulatory AUM · August 2026
- ELM3 FINANCIAL GROUP, LLCCRD 140594 · ALPHARETTA, GA$189,038,143.00Regulatory AUM · August 2026
- ELMIND CAPITAL LPCRD 333910$613,614,919.00Regulatory AUM · August 2026
- ELMTREE FUNDS, LLCCRD 338940 · ST. LOUIS, MO$7,773,898,501.00Regulatory AUM · August 2026
- ELMWOOD ASSET MANAGEMENT LLCCRD 297926 · NEW YORK, NY$24,285,364,415.00Regulatory AUM · August 2026
- ELMWOOD WEALTH MANAGEMENT, INC.CRD 165639 · BERKELEY, CA$477,926,836.00Regulatory AUM · August 2026
- ELPHINSTONE, INC.CRD 311264 · NEW YORK, NY$1,419,128.00Regulatory AUM · August 2026
- ELSER FINANCIAL PLANNING, INC.CRD 143311 · INDIANAPOLIS, IN$2,107,948,395.00Regulatory AUM · August 2026
- ELSEWHERE PARTNERS, LLCCRD 293959 · AUSTIN, TX$803,018,398.00Regulatory AUM · August 2026
- ELTEKON ADVISORS, LLC.CRD 115371 · WEST LAKE HILLS, TX$340,000,000.00Regulatory AUM · August 2026
- ELTRINGHAM WEALTH PARTNERS, LLCCRD 298885 · CINCINNATI, OH$179,034,817.00Regulatory AUM · August 2026
- ELTURA CAPITAL MANAGEMENT, LLCCRD 318320 · NEW YORK, NY$156,450,329.00Regulatory AUM · August 2026
- ELV8 INC.CRD 318417$798,408.00Regulatory AUM · August 2026
- ELWOOD & GOETZ WEALTH ADVISORY GROUP, LLCCRD 154839 · ATHENS, GA$1,073,755,031.00Regulatory AUM · August 2026
- ELYSIUM WEALTH MANAGEMENT, LLCCRD 312068 · SOUTH JORDAN, UT$352,280,703.00Regulatory AUM · August 2026
- ELYXIUM WEALTH LLCCRD 328603 · BEVERLY HILLS, CA$819,041,675.00Regulatory AUM · August 2026
- EMBARCADERO FINANCIAL INVESTMENT ADVISORY, LLCCRD 140929 · SAN FRANCISCO, CA$169,751,288.00Regulatory AUM · August 2026
- EMBARK WEALTH MANAGEMENT, LLCCRD 157950 · TEMPE, AZ$57,378,134.00Regulatory AUM · August 2026
- EMBASSY ASSET MANAGEMENT LPCRD 314768 · SHORT HILLS, NJ$773,975,853.00Regulatory AUM · August 2026
- EMBER INFRASTRUCTURE MANAGEMENT, LPCRD 309483 · NEW YORK, NY$1,680,078,904.00Regulatory AUM · August 2026
- EMBERVEST LLCCRD 338652Not availableRegulatory AUM · August 2026
- EMBLEM GROUP, L.P.CRD 329533 · BOSTON, MA$419,422,918.00Regulatory AUM · August 2026
- EMBREE FINANCIAL GROUPCRD 108233 · CHICAGO, IL$2,644,868,887.00Regulatory AUM · August 2026
- EMC CAPITAL ADVISORS, LLCCRD 169296 · BANNOCKBURN, IL$304,688,109.00Regulatory AUM · August 2026
- EMC CAPITAL MANAGEMENT, LLCCRD 167761 · HOUSTON, TX$218,888,113.00Regulatory AUM · August 2026
- EMCEE INVEST, INC.CRD 297589 · MIAMI, FLNot availableRegulatory AUM · August 2026
- EMERALD ADVISERS, LLCCRD 107496 · LEOLA, PA$3,295,095,778.00Regulatory AUM · August 2026
- EMERALD ADVISORS, LLCCRD 305125 · BELLEVUE, WA$941,396,697.00Regulatory AUM · August 2026
- EMERALD ASSET MANAGEMENT, INC.CRD 174691 · ROCKY MOUNT, NC$120,761,226.00Regulatory AUM · August 2026
- EMERALD BAY WEALTH MANAGEMENT LLCCRD 160837 · TAHOE CITY, CA$200,377,832.00Regulatory AUM · August 2026
- EMERALD HILL CAPITAL PARTNERS HOLDINGS, LLCCRD 298843 · LAKEWOOD, CO$475,955,267.00Regulatory AUM · August 2026
- EMERALD INVESTMENT ADVISERS, LLCCRD 338769 · LEOLA, PA$2,262,694,558.00Regulatory AUM · August 2026
- EMERALD LAKE CAPITAL MANAGEMENT, L.P.CRD 300395 · SANTA MONICA, CA$3,064,882,538.00Regulatory AUM · August 2026
- EMERALD MUTUAL FUND ADVISERS TRUSTCRD 135130 · LEOLA, PA$2,087,155,055.00Regulatory AUM · August 2026
- EMERALD RESEARCH CORPORATIONCRD 113918$9,381,458.00Regulatory AUM · August 2026
- EMERALD SEPARATE ACCOUNT MANAGEMENT LLCCRD 150202 · LEOLA, PA$21,300,000.00Regulatory AUM · August 2026
- EMERGE CAPITAL MANAGEMENT INC.CRD 284581 · BUFFALO, NY$30,000,483.00Regulatory AUM · August 2026
- EMERGENT CAPITAL ADVISORS, LLCCRD 156112 · HOUSTON, TX$124,117,550.00Regulatory AUM · August 2026
- EMERGENT FINANCIAL SERVICES, LLC.CRD 288434 · CHARLOTTESVILLE, VA$195,201,000.00Regulatory AUM · August 2026
- EMERGENT STRATEGIC PARTNERS, LLCCRD 333406$598,680,867.00Regulatory AUM · August 2026
- EMERGENT WEALTH ADVISORS, LLCCRD 174845 · WILLIAMSVILLE, NY$249,075,065.00Regulatory AUM · August 2026
- EMERSON EQUITY LLCCRD 130032 · SAN MATEO, CA$321,704,653.00Regulatory AUM · August 2026
- EMERY PARTNERS, LLCCRD 336787 · BOSTON, MA$78,362,924.00Regulatory AUM · August 2026
- EMET CAPITAL MANAGEMENT, LLCCRD 167047 · NEW YORK, NY$481,837,071.00Regulatory AUM · August 2026
- EMETH VALUE CAPITAL, LLCCRD 310696 · NEW ORLEANS, LA$57,392,814.00Regulatory AUM · August 2026
- EMINENCE CAPITAL, LPCRD 160611$9,803,287,917.00Regulatory AUM · August 2026
- EMISSARY WEALTH LLCCRD 308002 · HACKENSACK, NJ$185,055,983.00Regulatory AUM · August 2026
- EMMETT INVESTMENT MANAGEMENT, LPCRD 299543 · NEW YORK, NY$181,643,101.00Regulatory AUM · August 2026
- EMP MANAGEMENT LLCCRD 285104 · ATLANTA, GA$840,645,118.00Regulatory AUM · August 2026
- EMPEIRIA CAPITAL MANAGEMENT, LLCCRD 285463 · CINCINNATI, OH$339,355,000.00Regulatory AUM · August 2026
- EMPERY ASSET MANAGEMENT, LPCRD 148180 · NEW YORK CITY, NY$262,490,754.00Regulatory AUM · August 2026
- EMPIRE FINANCIAL MANAGEMENT COMPANY, LLCCRD 146097 · HOLMDEL, NJ$706,000,000.00Regulatory AUM · August 2026
- EMPIRIC ADVISORS, INC.CRD 108425 · AUSTIN, TX$64,662,525.00Regulatory AUM · August 2026
- EMPIRIC INSTITUTIONAL, LLCCRD 164683 · AUSTIN, TX$9,914,996.00Regulatory AUM · August 2026
- EMPIRICAL ASSET MANAGEMENT, LLCCRD 155436 · WELLESLEY, MA$560,018,982.00Regulatory AUM · August 2026
- EMPIRICAL CAPITAL MANAGEMENT, LLCCRD 160509 · HENDERSONVILLE, TN$152,663,331.00Regulatory AUM · August 2026
- EMPIRICAL FINANCIAL SERVICES, LLCCRD 152622 · SEATTLE, WA$8,428,968,273.00Regulatory AUM · August 2026
- EMPOWER ADVISORY GROUP, LLCCRD 112058 · GREENWOOD VILLAGE, CO$195,426,321,479.00Regulatory AUM · August 2026
- EMPOWER CAPITAL MANAGEMENT, LLCCRD 107272 · GREENWOOD VILLAGE, CO$77,957,342,110.00Regulatory AUM · August 2026
- EMPOWER FINANCIAL ADVISORY, LLCCRD 313968 · GLASTONBURY, CT$635,801,070.00Regulatory AUM · August 2026
- EMPOWER PRIVATE WEALTHCRD 331529 · NEW YORK, NY$34,549,146.00Regulatory AUM · August 2026
- EMPOWERED FUNDS, LLCCRD 171412 · NEWTOWN SQUARE, PA$29,735,322,901.00Regulatory AUM · August 2026
- EMPROS CAPITAL LLCCRD 293159 · SAN FRANCISCO, CA$2,338,357,251.00Regulatory AUM · August 2026
- EMPYREAN CAPITAL PARTNERS, LPCRD 138978 · LOS ANGELES, CA$4,969,081,000.00Regulatory AUM · August 2026
- EMQQ GLOBAL LLCCRD 343315Not availableRegulatory AUM · August 2026
- EMSTONE ADVISERS, LLCCRD 139061 · LEOLA, PA$29,259,369.00Regulatory AUM · August 2026
- EMVISION CAPITAL ADVISORS, LLCCRD 337827 · AURORA, OH$176,416,964.00Regulatory AUM · August 2026
- EN ENTERPRISES, LLCCRD 337964 · NORTH LIBERTY, IA$142,735,811.00Regulatory AUM · August 2026
- ENCLAVE ADVISORS, LLCCRD 165205 · AUSTIN, TX$1,100,667,000.00Regulatory AUM · August 2026
- ENCOMPASS ADVISORY SERVICES, LLCCRD 283574 · KATY, TX$121,263,796.00Regulatory AUM · August 2026
- ENCOMPASS CAPITAL ADVISORS LLCCRD 160113 · NEW YORK, NY$4,835,430,280.00Regulatory AUM · August 2026
- ENCOMPASS MORE ASSET MANAGEMENT LLCCRD 322382 · DANVILLE, CA$984,886,079.00Regulatory AUM · August 2026
- ENCOMPASS WEALTH ADVISORS, LLCCRD 170807 · PORTLAND, OR$472,778,228.00Regulatory AUM · August 2026
- ENCORE CONSUMER CAPITAL, LPCRD 157228 · SAN FRANCISCO, CA$786,218,636.00Regulatory AUM · August 2026
- ENCORE GLOBAL MANAGEMENT LPCRD 336829 · HOUSTON, TX$160,184,566.00Regulatory AUM · August 2026
- ENCORE HOUSING OPPORTUNITY FUND INVESTMENT MANAGER, LLCCRD 159393 · BOCA RATON, FL$679,546,496.00Regulatory AUM · August 2026
- ENCORE WEALTH ADVISORS, LLCCRD 336566 · MORRIS, MN$121,659,707.00Regulatory AUM · August 2026
- ENDEAVOR ADVISORS, LLCCRD 324925 · THE WOODLANDS, TX$559,523,188.00Regulatory AUM · August 2026
- ENDEAVOR PRIVATE WEALTH, INC.CRD 313053 · TOPEKA, KS$595,349,686.00Regulatory AUM · August 2026
- ENDEAVOR WEALTH ADVISORS, LLCCRD 305348 · PEPPER PIKE, OH$252,794,072.00Regulatory AUM · August 2026
- ENDEAVOUR CAPITAL ADVISORS INC.CRD 137689 · GREENWICH, CT$602,696,345.00Regulatory AUM · August 2026
- ENDICOTT CAPITAL MANAGEMENT, L.L.C.CRD 308447 · NEW YORK, NY$452,571,470.00Regulatory AUM · August 2026
- ENDICOTT MANAGEMENT COMPANYCRD 157119 · NEW YORK, NY$50,838,719.00Regulatory AUM · August 2026
- ENDOWE ADVISORY LLCCRD 338697 · SAN JOSE, CA$300.00Regulatory AUM · August 2026
- ENDOWMENT ADVISERS, L.P.CRD 129346 · AUSTIN, TX$499,692,477.00Regulatory AUM · August 2026
- ENDOWMENT WEALTH MANAGEMENT, INC.CRD 108652 · APPLETON, WI$609,222,636.00Regulatory AUM · August 2026
- ENDURE CAPITAL, LLCCRD 338391 · LAKE FOREST, CA$106,891,304.00Regulatory AUM · August 2026
- ENDURING WEALTH ADVISORS, LLCCRD 323320 · TEMECULA, CA$122,799,186.00Regulatory AUM · August 2026
- ENDURING WEALTH MANAGEMENT, LLCCRD 337527 · MERIDIAN, ID$181,351,001.00Regulatory AUM · August 2026
- ENERGIZE CAPITAL LLCCRD 289047 · CHICAGO, IL$1,665,755,678.00Regulatory AUM · August 2026
- ENERGY CAPITAL PARTNERS MANAGEMENT, LPCRD 155020 · SUMMIT, NJ$33,394,983,222.00Regulatory AUM · August 2026
- ENERGY IMPACT PARTNERS LPCRD 282373 · NEW YORK, NY$4,861,055,633.00Regulatory AUM · August 2026
- ENERGY INCOME PARTNERS LLCCRD 140799 · WESTPORT, CT$6,061,540,000.00Regulatory AUM · August 2026
- ENERVEST INVESTMENT SERVICES, L.L.C.CRD 297181 · HOUSTON, TX$1,013,858,537.00Regulatory AUM · August 2026
- ENGAGED CAPITAL, LLCCRD 161251 · NEWPORT BEACH, CA$432,294,709.00Regulatory AUM · August 2026
- ENGINE CAPITAL MANAGEMENT, LPCRD 168315 · NEW YORK, NY$1,725,498,840.00Regulatory AUM · August 2026
- ENGINEERS GATE MANAGER LPCRD 172249 · NEW YORK, NY$23,165,267,881.00Regulatory AUM · August 2026