All investment adviser firms · Page 4
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- ACIMA PRIVATE WEALTH LLCCRD 281496 · RICHMOND, VA$420,356,892.00Regulatory AUM · August 2026
- ACK ASSET MANAGEMENT LLCCRD 155136 · GREENWICH, CT$1,068,346,088.00Regulatory AUM · August 2026
- ACKER FINLEY ASSET MANAGEMENT USA INC.CRD 110888Not availableRegulatory AUM · August 2026
- ACKERMAN ASSET MANAGEMENT, LLCCRD 137958$793,512,864.00Regulatory AUM · August 2026
- ACKERMAN CAPITAL ADVISORS, LLCCRD 123824 · DALLAS, TX$604,018,630.00Regulatory AUM · August 2026
- ACM ADVISORS, LLCCRD 282022 · JACKSON, WY$309,386,493.00Regulatory AUM · August 2026
- ACM MANAGEMENT COMPANY, LLCCRD 283037 · PORTLAND, OR$650,085,451.00Regulatory AUM · August 2026
- ACME CREDIT PARTNERS LLCCRD 328087 · NEW YORK, NY$43,814,741.00Regulatory AUM · August 2026
- ACME JACK INVESTMENTS, LLCCRD 330120$178,000,000.00Regulatory AUM · August 2026
- ACME, LLCCRD 168736 · SAN FRANCISCO, CA$767,467,698.00Regulatory AUM · August 2026
- ACON EQUITY MANAGEMENT, L.L.C.CRD 159517 · WASHINGTON, DC$4,165,343,441.00Regulatory AUM · August 2026
- ACON INVESTMENTS MANAGEMENT, LLCCRD 162033 · WASHINGTON, DC$192,819,764.00Regulatory AUM · August 2026
- ACON LATAM MANAGEMENT, L.L.C.CRD 161535 · WASHINGTON, DC$1,236,650,688.00Regulatory AUM · August 2026
- ACORE CAPITAL, LPCRD 175054 · NEW YORK, NY$18,271,945,621.00Regulatory AUM · August 2026
- ACORN ADVISORY CAPITAL, L.P.CRD 133040 · NEW YORK, NY$2,962,177,248.00Regulatory AUM · August 2026
- ACORN ASSET MANAGEMENT LLCCRD 340572 · PRINCETON, NJ$6,600,000.00Regulatory AUM · August 2026
- ACORN CAPITAL ADVISORS, LLCCRD 304164 · NEW YORK, NY$355,296,078.00Regulatory AUM · August 2026
- ACORN CREEK CAPITAL LLCCRD 325809 · FORT COLLINS, CO$488,690,719.00Regulatory AUM · August 2026
- ACORN FINANCIAL ADVISORY SERVICES, INC.CRD 116763 · RESTON, VA$1,398,636,857.00Regulatory AUM · August 2026
- ACORN GROWTH COMPANIES, LCCRD 164499 · OKLAHOMA CITY, OK$893,183,647.00Regulatory AUM · August 2026
- ACORN WEALTH ADVISORS, LLCCRD 170462 · GRAND BLANC, MI$561,359,388.00Regulatory AUM · August 2026
- ACORNS ADVISERS, LLCCRD 165926 · IRVINE, CA$13,386,348,075.00Regulatory AUM · August 2026
- ACP CAPITAL MANAGEMENT, LLCCRD 138556 · MIAMI, FL$360,343,993.00Regulatory AUM · August 2026
- ACQUIRERS FUNDS, LLCCRD 298309 · ROLLING HILLS, CA$33,100,000.00Regulatory AUM · August 2026
- ACR ALPINE CAPITAL RESEARCH, LLCCRD 110933 · ST. LOUIS, MO$10,792,944,280.00Regulatory AUM · August 2026
- ACRE CAPITAL ADVISORS, LLCCRD 328401 · LOS ANGELES, CA$1,160,297,907.00Regulatory AUM · August 2026
- ACRE MANAGER, LLCCRD 311363 · NEW YORK, NY$4,658,616,632.00Regulatory AUM · August 2026
- ACRES CAPITAL, LLCCRD 281190 · UNIONDALE, NY$4,388,068,808.00Regulatory AUM · August 2026
- ACROPOLIS INVESTMENT MANAGEMENT, L.L.C.CRD 121307 · CHESTERFIELD, MO$2,612,315,378.00Regulatory AUM · August 2026
- ACRUENCE CAPITAL, LLCCRD 305482 · DALLAS, TX$37,352,100.00Regulatory AUM · August 2026
- ACRYLIC FINANCIAL, INC.CRD 288263 · FOUNTAIN HILLS, AZ$73,548,448.00Regulatory AUM · August 2026
- ACT ADVISORS, LLCCRD 173120 · ASHEVILLE, NC$498,875,199.00Regulatory AUM · August 2026
- ACT CAPITAL MANAGEMENT, LLCCRD 307272 · WAYNE, PA$163,932,575.00Regulatory AUM · August 2026
- ACT TWO INVESTORS LLCCRD 294046$646,971,049.00Regulatory AUM · August 2026
- ACT WEALTH MANAGEMENT, LLCCRD 155131 · ALLEN, TX$568,799,540.00Regulatory AUM · August 2026
- ACTITRUST WEALTH MANAGEMENT LLCCRD 284827 · PLANTATION, FL$140,515,766.00Regulatory AUM · August 2026
- ACTIV8 FAMILY OFFICE LLCCRD 337753 · MCLEAN, VA$1,542,366,700.00Regulatory AUM · August 2026
- ACTIVANT CAPITAL GROUP LLCCRD 173856 · DARIEN, CT$1,608,332,256.00Regulatory AUM · August 2026
- ACTIVE WEALTH ADVISORS LLCCRD 336793 · WOODCLIFF LAKE, NJ$75,406,765.00Regulatory AUM · August 2026
- Not availableRegulatory AUM · August 2026
- ACTIVEST WEALTH MANAGEMENT, LLCCRD 156150 · AVENTURA, FL$1,460,270,243.00Regulatory AUM · August 2026
- ACTS FINANCIAL ADVISORS, LLCCRD 325930 · MCLEAN, VA$126,541,551.00Regulatory AUM · August 2026
- ACTUSRAYPARTNERS LIMITEDCRD 313897$2,339,219,168.00Regulatory AUM · August 2026
- ACUITAS INVESTMENTS, LLCCRD 155782 · SEATTLE, WA$1,481,084,662.00Regulatory AUM · August 2026
- ACUMEN FINANCIAL ADVISORS, LLCCRD 152748 · EDINA, MN$465,210,861.00Regulatory AUM · August 2026
- ACUMEN WEALTH ADVISORS, LLCCRD 282565 · CHATTANOOGA, TN$638,474,990.00Regulatory AUM · August 2026
- ACUTE INVESTMENT ADVISORY, LLCCRD 170368 · MESA, AZ$238,432,347.00Regulatory AUM · August 2026
- ADAGE CAPITAL MANAGEMENT, L.P.CRD 160679 · BOSTON, MA$70,436,360,710.00Regulatory AUM · August 2026
- ADALTA CAPITAL MANAGEMENT LLCCRD 283771 · NEW YORK, NY$305,531,576.00Regulatory AUM · August 2026
- ADAMO CAPITAL FAMILY OFFICE LLCCRD 315653 · MIAMI, FL$1,116,208,521.00Regulatory AUM · August 2026
- ADAMS ADVISORY SERVICES, LLCCRD 341683Not availableRegulatory AUM · August 2026
- ADAMS ASSET ADVISORS LLCCRD 120573 · DALLAS, TX$839,428,961.00Regulatory AUM · August 2026
- ADAMS DIVERSIFIED EQUITY FUND, INC.CRD 281263 · BALTIMORE, MD$3,028,642,556.00Regulatory AUM · August 2026
- ADAMS FUNDS ADVISERS, LLCCRD 226613 · BALTIMORE, MDNot availableRegulatory AUM · August 2026
- ADAMS STREET ADVISORS, LLCCRD 333783 · CHICAGO, IL$672,092,504.00Regulatory AUM · August 2026
- ADAMS STREET PARTNERS, LLCCRD 109358 · CHICAGO, IL$66,491,435,004.00Regulatory AUM · August 2026
- ADAMS WEALTH MANAGEMENT LLCCRD 286087 · LOGAN, UT$565,770,135.00Regulatory AUM · August 2026
- ADAMSBROWN WEALTH CONSULTANTS LLCCRD 308410 · WICHITA, KS$1,121,047,762.00Regulatory AUM · August 2026
- ADAPT WEALTH ADVISORS, LLCCRD 329448 · ATLANTA, GA$469,203,918.00Regulatory AUM · August 2026
- ADAPTATION FINANCIAL ADVISORS INC.CRD 309192 · OKLAHOMA CITY, OK$233,603,057.00Regulatory AUM · August 2026
- ADAPTIVE ADVISERS, LLCCRD 318716 · BOSTON, MA$450,000.00Regulatory AUM · August 2026
- ADAPTIVE FINANCIAL CONSULTING, LLCCRD 288185 · BEACHWOOD, OH$547,099,663.00Regulatory AUM · August 2026
- ADAR1 CAPITAL MANAGEMENT, LLCCRD 299694 · AUSTIN, TX$1,675,126,109.00Regulatory AUM · August 2026
- ADARE ASSET MANAGEMENT, LLCCRD 152471 · LANCASTER, PA$159,301,674.00Regulatory AUM · August 2026
- ADC WEALTH MANAGEMENT, LLCCRD 159083 · MASSAPEQUA, NY$206,122,106.00Regulatory AUM · August 2026
- ADDABLE MONEY LLCCRD 318018Not availableRegulatory AUM · August 2026
- ADDENDA CAPITAL INC.CRD 137034$29,022,731,837.00Regulatory AUM · August 2026
- ADDICUS ADVISORY, LLCCRD 282244 · TUPELO, MS$221,740,527.00Regulatory AUM · August 2026
- ADDIGENCE CORPORATIONCRD 323504 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- ADDINGTON FINANCIAL GROUP LLCCRD 114584$338,089,764.00Regulatory AUM · August 2026
- ADDIS & HILL, INCORPORATEDCRD 117495 · WAYNE, PA$253,958,290.00Regulatory AUM · August 2026
- ADDISON ADVISORS LLCCRD 154744 · MIDDLEBURY, VT$582,695,913.00Regulatory AUM · August 2026
- ADDISON CAPITAL, LLCCRD 144853 · CONSHOHOCKEN, PA$1,124,039,201.00Regulatory AUM · August 2026
- ADDITIVE ADVISORY PBCCRD 283979 · MEMPHIS, TN$140,930,286.00Regulatory AUM · August 2026
- ADE, LLCCRD 168345 · BALTIMORE, MD$447,507,954.00Regulatory AUM · August 2026
- ADELANTE CAPITAL MANAGEMENT LLCCRD 107382 · ALAMEDA, CA$1,488,002,915.00Regulatory AUM · August 2026
- ADELL HARRIMAN & CARPENTER INCCRD 107488 · HOUSTON, TX$2,087,058,406.00Regulatory AUM · August 2026
- ADG WEALTH MANAGEMENT GROUP, LLCCRD 132341 · METAIRIE, LA$336,337,565.00Regulatory AUM · August 2026
- ADIRONDACK CAPITAL ADVISORS, LLCCRD 133305 · SYRACUSE, NY$422,261,355.00Regulatory AUM · August 2026
- ADIRONDACK FINANCIAL SERVICES CORPCRD 126155 · UTICA, NY$461,794,854.00Regulatory AUM · August 2026
- ADIRONDACK RESEARCH & MANAGEMENT INC.CRD 130987 · GUILDERLAND, NY$126,126,085.00Regulatory AUM · August 2026
- ADIT VENTURES MANAGEMENT, LLCCRD 283262 · NEW YORK, NY$465,858,315.00Regulatory AUM · August 2026
- ADKINS SEALE CAPITAL MANAGEMENT LLCCRD 166749 · SHREVEPORT, LA$448,179,388.00Regulatory AUM · August 2026
- ADLER ASSET MANAGEMENT, LLCCRD 293512 · NEW YORK, NY$4,392,972.00Regulatory AUM · August 2026
- ADOLOS ASSET MANAGEMENTCRD 315505$241,765,485.00Regulatory AUM · August 2026
- ADP STRATEGIC PLAN SERVICES, LLCCRD 286555 · ROSELAND, NJ$23,781,365,084.00Regulatory AUM · August 2026
- ADVANCE CAPITAL MANAGEMENT INCCRD 110767 · SOUTHFIELD, MI$4,980,840,651.00Regulatory AUM · August 2026
- ADVANCED ADVISOR GROUP, LLCCRD 140393 · CAMBRIDGE, MN$10,932,672.00Regulatory AUM · August 2026
- ADVANCED ASSET MANAGEMENT ADVISORS, INC.CRD 119859 · DUBLIN, OH$651,272,660.00Regulatory AUM · August 2026
- ADVANCED CAPITAL GROUP, INC.CRD 109673 · MINNEAPOLIS, MN$29,988,968,764.00Regulatory AUM · August 2026
- ADVANCED FINANCIAL STRATEGIES INCCRD 108296 · IRVINE, CA$251,748,030.00Regulatory AUM · August 2026
- ADVANCED PLANNING ADVISORS GROUP INC.CRD 313101 · NAPERVILLE, IL$120,429,005.00Regulatory AUM · August 2026
- ADVANCED PORTFOLIO MANAGEMENT, LLCCRD 138769 · NEW YORK, NY$2,697,149,188.00Regulatory AUM · August 2026
- ADVANCED RETIREMENT SOLUTIONS, LLCCRD 288022$271,876,350.00Regulatory AUM · August 2026
- ADVANCED WEALTH MANAGEMENT, LLCCRD 284438 · SARASOTA, FL$110,740,116.00Regulatory AUM · August 2026
- ADVANTAGE ADVISERS MANAGEMENT, LLCCRD 108180 · NEW YORK, NY$468,798,213.00Regulatory AUM · August 2026
- ADVANTAGE ADVISERS MULTI-MANAGER, L.L.C.CRD 108178 · NEW YORK, NY$4,912,590,790.00Regulatory AUM · August 2026
- ADVANTAGE CAPITAL INVESTMENT ADVISER, LLCCRD 171365 · NEW ORLEANS, LA$1,294,679,102.00Regulatory AUM · August 2026
- ADVANTAGE CAPITAL MANAGEMENT LLCCRD 171128 · NEW YORK, NY$8,260,036,906.00Regulatory AUM · August 2026
- ADVANTAGE INVESTING, INC.CRD 116059 · CORAL GABLES, FL$138,851,510.00Regulatory AUM · August 2026