All investment adviser firms · Page 49
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- DRIVE WEALTH MANAGEMENT, LLCCRD 174728 · LEHI, UT$1,500,752,553.00Regulatory AUM · August 2026
- DRIVEN INVESTMENTS LLCCRD 310095$239,188,627.00Regulatory AUM · August 2026
- DROMS STRAUSS ADVISORS, INC.CRD 108620 · ST. LOUIS, MO$806,291,998.00Regulatory AUM · August 2026
- DRUCKER WEALTH 3.0, LLCCRD 328909$771,198,712.00Regulatory AUM · August 2026
- DRUM CAPITAL MANAGEMENT LLCCRD 137964 · STAMFORD, CT$503,221,863.00Regulatory AUM · August 2026
- DRUM HILL CAPITAL, LLCCRD 123359 · WESTPORT, CT$194,280,234.00Regulatory AUM · August 2026
- DRYDEN CAPITAL, LLCCRD 172648 · NEW YORK, NY$76,638,894.00Regulatory AUM · August 2026
- DRYSTONE LLCCRD 146951$151,190,352.00Regulatory AUM · August 2026
- DS INVESTMENT ADVISORSCRD 319351 · GRAND RAPIDS, MI$386,142,051.00Regulatory AUM · August 2026
- DS2 CAPITAL LLCCRD 340706$250,625,000.00Regulatory AUM · August 2026
- DSC MERIDIAN CAPITAL LPCRD 296590 · NEW YORK, NY$2,183,993,790.00Regulatory AUM · August 2026
- DSF ADVISORS, LLCCRD 283411 · BOSTON, MA$1,072,848,362.00Regulatory AUM · August 2026
- DSG CAPITAL ADVISORS, LLCCRD 332056 · EDINA, MN$780,311,503.00Regulatory AUM · August 2026
- DSM CAPITAL PARTNERS LLCCRD 113609 · PALM BEACH GARDENS, FL$7,564,870,000.00Regulatory AUM · August 2026
- DST WEALTH MANAGEMENT LLCCRD 302110 · INDIAN WELLS, CA$532,112,090.00Regulatory AUM · August 2026
- DT INVESTMENT MANAGEMENT IFSC LLPCRD 334387$192,273,643.00Regulatory AUM · August 2026
- DT INVESTMENT PARTNERS, LLCCRD 157646 · CHADDS FORD, PA$1,912,849,524.00Regulatory AUM · August 2026
- DTCP USA LLCCRD 297884 · LAS VEGAS, NV$1,048,926,485.00Regulatory AUM · August 2026
- DUB ADVISORS LLCCRD 315589 · NEW YORK, NY$81,786,390.00Regulatory AUM · August 2026
- DUBEAU CAPITAL USA INC.CRD 119222$47,887,720.00Regulatory AUM · August 2026
- DUBIN CLARK & COMPANY, INCCRD 282733 · JACKSONVILLE BEACH, FL$425,226,332.00Regulatory AUM · August 2026
- DUCERE WEALTH MANAGEMENT, LLCCRD 337471 · NEWPORT BEACH, CA$503,790,101.00Regulatory AUM · August 2026
- DUDLEY & SHANLEY, INC.CRD 157515 · PALM BEACH, FL$746,831,687.00Regulatory AUM · August 2026
- DUDLEY CAPITAL MANAGEMENT LLCCRD 282958 · MIDDLEBURG, VA$291,664,828.00Regulatory AUM · August 2026
- DUET ADVISORY SERVICES LLCCRD 283584 · BINGHAM FARMS, MI$316,487,378.00Regulatory AUM · August 2026
- DUFF & PHELPS INVESTMENT MANAGEMENT CO.CRD 107296 · CHICAGO, IL$12,746,937,964.00Regulatory AUM · August 2026
- DUKE FUNDING MANAGEMENT, L.L.C.CRD 117590 · OLD GREENWICH, CT$126,850,250.00Regulatory AUM · August 2026
- DUMAINE INVESTMENTS LLCCRD 306481 · NEW ORLEANS, LA$226,991,557.00Regulatory AUM · August 2026
- DUMONT & BLAKE INVESTMENT ADVISORS LLCCRD 109318 · PRINCETON, NJ$562,266,109.00Regulatory AUM · August 2026
- DUMONT GLOBAL LPCRD 305883 · NEW YORK, NY$111,000,000.00Regulatory AUM · August 2026
- DUNBAR ASSOCIATES, LLCCRD 323134 · MONROE, CT$307,487,000.00Regulatory AUM · August 2026
- DUNCAN FINANCIAL GROUP LLCCRD 309454 · IRWIN, PANot availableRegulatory AUM · August 2026
- DUNCAN WILLIAMS ASSET MANAGEMENT, LLCCRD 174809 · MEMPHIS, TN$2,694,432,925.00Regulatory AUM · August 2026
- DUNCKER, STREETT & CO., LLCCRD 110828 · ST. LOUIS, MO$707,308,314.00Regulatory AUM · August 2026
- DUNDAS PARTNERS LLPCRD 197522$2,359,253,053.00Regulatory AUM · August 2026
- DUNDEE MAESTRO MANAGEMENT, LPCRD 329808$1,574,262,485.00Regulatory AUM · August 2026
- DUNE REAL ESTATE PARTNERS LPCRD 157455 · NEW YORK, NY$1,586,376,944.00Regulatory AUM · August 2026
- DUNES POINT CAPITAL, L.P.CRD 172538 · RYE, NY$2,563,334,390.00Regulatory AUM · August 2026
- DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.CRD 13162 · SAN DIEGO, CA$5,627,638,262.00Regulatory AUM · August 2026
- DUNHAM LANE CAPITAL PARTNERS LLCCRD 283276 · GREENWICH, CT$117,168,000.00Regulatory AUM · August 2026
- DUNHILL FINANCIAL, LLCCRD 288211$601,716,422.00Regulatory AUM · August 2026
- DUNN CAPITAL MANAGEMENT, LLCCRD 328632 · STUART, FL$268,989,599.00Regulatory AUM · August 2026
- DUPONT CAPITAL MANAGEMENT CORPCRD 107145 · WILMINGTON, DE$10,091,951,000.00Regulatory AUM · August 2026
- DUPREE & COMPANY, INC.CRD 1697 · LEXINGTON, KY$888,208,444.00Regulatory AUM · August 2026
- DUPREE FINANCIAL GROUP, LLCCRD 131091 · LEXINGTON, KY$404,368,661.00Regulatory AUM · August 2026
- DURABLE CAPITAL PARTNERS LPCRD 305221 · BETHESDA, MD$17,592,140,712.00Regulatory AUM · August 2026
- DURANTE & WATERS, LLCCRD 127216 · BREWSTER, NY$187,437,448.00Regulatory AUM · August 2026
- DURATION ASSET MANAGEMENT, LLCCRD 298651 · DALLAS, TX$1,584,640,190.00Regulatory AUM · August 2026
- DURATION CAPITAL PARTNERS LLCCRD 329842 · NEW YORK, NY$5,106,831,945.00Regulatory AUM · August 2026
- DURATIONAL CAPITAL MANAGEMENT LPCRD 291371 · NEW YORK, NY$441,981,887.00Regulatory AUM · August 2026
- DURBIN BENNETT PRIVATE WEALTH MANAGEMENT, LLCCRD 107722 · AUSTIN, TX$2,843,260,000.00Regulatory AUM · August 2026
- DUSTIN BLODGETT INSIGHT CAPITAL, LLCCRD 314558 · CONCORD, CA$330,500,000.00Regulatory AUM · August 2026
- DUTCH ASSET CORPORATIONCRD 170884 · SELKIRK, NY$186,877,957.00Regulatory AUM · August 2026
- DUVARNEY, CRAIG DOUGLASCRD 126911$370,977,170.00Regulatory AUM · August 2026
- DV CAPITAL ADVISORS, LLCCRD 330325 · CHICAGO, IL$203,395,385.00Regulatory AUM · August 2026
- DV CAPITAL MANAGEMENT, LLCCRD 147013$50,000,000.00Regulatory AUM · August 2026
- DVB PRIVATE WEALTH LLCCRD 341684 · HARRISBURG, PANot availableRegulatory AUM · August 2026
- DVSM, LPCRD 160800 · PORTLAND, OR$1,888,425,414.00Regulatory AUM · August 2026
- DW INVESTMENT SOLUTIONS, INC.CRD 150471$111,409,050.00Regulatory AUM · August 2026
- DW MANAGEMENT SERVICES, L.L.C.CRD 160555 · PARK CITY, UT$2,737,032,573.00Regulatory AUM · August 2026
- DW PARTNERS, LPCRD 155459 · NEW YORK, NY$2,273,017,018.00Regulatory AUM · August 2026
- DWD PORTFOLIO SOLUTIONS, INC.CRD 121435 · PITTSBURGH, PA$248,319,994.00Regulatory AUM · August 2026
- DWIGHT SECURITIES MANAGEMENT LLCCRD 174984 · SUNNY ISLES BEACH, FL$4,555,758,653.00Regulatory AUM · August 2026
- DWM ASSET MANAGEMENT, LLCCRD 143224 · STAMFORD, CT$645,032,634.00Regulatory AUM · August 2026
- DWM FINANCIAL GROUP, INC.CRD 111594 · PALATINE, IL$279,209,017.00Regulatory AUM · August 2026
- DWR WEALTH MANAGEMENT, LLCCRD 133743 · SAN JOSE, CA$221,184,429.00Regulatory AUM · August 2026
- DWS ALTERNATIVES GLOBAL LIMITEDCRD 139526$24,514,683,264.00Regulatory AUM · August 2026
- DWS INTERNATIONAL GMBHCRD 105075$228,868,708,325.00Regulatory AUM · August 2026
- DWS INVESTMENT MANAGEMENT AMERICAS, INC.CRD 104518 · NEW YORK, NY$199,663,682,816.00Regulatory AUM · August 2026
- DWS INVESTMENTS AUSTRALIA LIMITEDCRD 109112$1,899,627,832.00Regulatory AUM · August 2026
- DWS INVESTMENTS HONG KONG LIMITEDCRD 139666$5,103,535,600.00Regulatory AUM · August 2026
- DWV ADVISORS, LLCCRD 154148 · ESSEX JUNCTION, VT$156,605,177.00Regulatory AUM · August 2026
- DX ADVISORS LLCCRD 341725 · LAS VEGAS, NV$753,288,631.00Regulatory AUM · August 2026
- DXD SS FUND MANAGEMENT, LLCCRD 329580 · ALBUQUERQUE, NM$353,396,959.00Regulatory AUM · August 2026
- DYCHE WEALTH MANAGEMENT, INCCRD 159708 · FAYETTEVILLE, GA$162,298,479.00Regulatory AUM · August 2026
- DYNAMIC ADVISOR SOLUTIONS LLCCRD 151367 · PHOENIX, AZ$5,637,328,188.00Regulatory AUM · August 2026
- DYNAMIC BETA INVESTMENTS LLCCRD 164972 · GREENWICH, CT$5,674,259,082.00Regulatory AUM · August 2026
- DYNAMIC FINANCIAL GROUP, LLCCRD 288763 · CEDAR FALLS, IA$539,558,246.00Regulatory AUM · August 2026
- DYNAMIC MARKET ADVANTAGE, LLCCRD 323540 · LOUISVILLE, KY$361,877,303.00Regulatory AUM · August 2026
- DYNAMIC TRADING MANAGEMENT, LLC.CRD 142638 · WHITE PLAINS, NY$116,593,685.00Regulatory AUM · August 2026
- DYNAMIC WEALTH ADVISORSCRD 169792 · SURPRISE, AZ$140,084,956.00Regulatory AUM · August 2026
- DYNAMIC WEALTH GROUP, LLCCRD 326607$266,219,942.00Regulatory AUM · August 2026
- DYNAMIC WEALTH STRATEGIES, LLCCRD 167594 · GRANITE BAY, CA$190,658,400.00Regulatory AUM · August 2026
- DYNASTY EQUITY PARTNERS MANAGEMENT, LLCCRD 327607 · NEW YORK, NY$669,773,501.00Regulatory AUM · August 2026
- DYNASTY WEALTH MANAGEMENT, LLCCRD 153377 · ST. PETERSBURG, FL$13,883,576,456.00Regulatory AUM · August 2026
- E & G ADVISORS, LLCCRD 130550 · HOUSTON, TX$706,944,944.00Regulatory AUM · August 2026
- E & R WEALTH MANAGEMENT, LLCCRD 171271 · MOUNT PLEASANT, SC$104,796,418.00Regulatory AUM · August 2026
- $15,715,594,984.00Regulatory AUM · August 2026
- E-WEALTH PARTNERS, LLCCRD 327053 · MINNETONKA, MN$218,724,724.00Regulatory AUM · August 2026
- E. A. HORWITZ LLCCRD 165561 · DEERFIELD, IL$272,647,037.00Regulatory AUM · August 2026
- E. BATOFF & CO., INC.CRD 124815 · TAMPA, FL$249,200,000.00Regulatory AUM · August 2026
- E. MAGNUS OPPENHEIM & CO. INC.CRD 14268 · NEW YORK, NY$9,510,538.00Regulatory AUM · August 2026
- E.P.G., INCORPORATEDCRD 106821 · FRAMINGHAM, MA$3,203,784,558.00Regulatory AUM · August 2026
- E.S. BARR & COMPANYCRD 107447 · LEXINGTON, KY$2,220,368,166.00Regulatory AUM · August 2026
- E6 PORTFOLIOSCRD 326617 · MIDVALE, UT$239,352,615.00Regulatory AUM · August 2026
- EAAA PTE. LIMITEDCRD 300161$4,191,443,500.00Regulatory AUM · August 2026
- EAB INVESTMENT GROUP, LLCCRD 165865 · BALA CYNWYD, PA$505,976,037.00Regulatory AUM · August 2026
- EAGAN CAPITAL MANAGEMENT, LLCCRD 126599 · FAYETTEVILLE, NY$86,222,037.00Regulatory AUM · August 2026
- EAGLE ASSET MANAGEMENT INCCRD 110653 · ST. PETERSBURG, FL$60,652,760,758.00Regulatory AUM · August 2026
- EAGLE BAY ADVISORS LLCCRD 281675 · NEW YORK, NY$680,792,794.00Regulatory AUM · August 2026