All investment adviser firms · Page 48
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- DLD ASSET MANAGEMENT, LPCRD 170377 · NEW YORK, NY$2,992,564,695.00Regulatory AUM · August 2026
- DLJ REAL ESTATE CAPITAL PARTNERS, LLCCRD 106238 · NEW YORK, NY$673,047,454.00Regulatory AUM · August 2026
- DLK INVESTMENT ADVISORS, LLCCRD 328897 · MERCER ISLAND, WA$140,734,631.00Regulatory AUM · August 2026
- DLK INVESTMENT MANAGEMENTCRD 149096 · SOLANA BEACH, CA$524,000,831.00Regulatory AUM · August 2026
- DMC GROUP, LLCCRD 174077 · BIRMINGHAM, AL$176,696,639.00Regulatory AUM · August 2026
- DME ADVISORS, LPCRD 157074 · NEW YORK, NY$906,973,741.00Regulatory AUM · August 2026
- DME CAPITAL MANAGEMENT, LPCRD 157081 · NEW YORK, NY$4,798,925,830.00Regulatory AUM · August 2026
- DMK ADVISOR GROUP, INC.CRD 41067 · LUTZ, FL$130,803,725.00Regulatory AUM · August 2026
- DMKC ADVISORY SERVICES, LLCCRD 145112 · DES MOINES, IA$902,500,171.00Regulatory AUM · August 2026
- DMLO WEALTH PLANNING, LLCCRD 316202 · LOUISVILLE, KY$30,375,862.00Regulatory AUM · August 2026
- DOBSON ASSET MANAGEMENT - NORTHERN CALIFORNIACRD 112079 · PETALUMA, CA$217,825,022.00Regulatory AUM · August 2026
- DOCEO WEALTH, LLCCRD 310415 · MERIDIAN, ID$274,000,000.00Regulatory AUM · August 2026
- DOCK STREET ASSET MANAGEMENT INCCRD 111163 · PALM BEACH, FL$1,110,121,633.00Regulatory AUM · August 2026
- DOCK STREET CAPITAL MANAGEMENT LLCCRD 157155 · WESTPORT, CT$1,652,212,784.00Regulatory AUM · August 2026
- DOCKSIDE LLCCRD 330606 · NEW YORK, NY$9,626,347,488.00Regulatory AUM · August 2026
- DODDS WEALTH, LLCCRD 323632 · GREENWOOD VILLAGE, CO$706,175,885.00Regulatory AUM · August 2026
- DODGE & COXCRD 104596 · SAN FRANCISCO, CA$466,563,043,063.00Regulatory AUM · August 2026
- DOGWOOD WEALTH MANAGEMENT, LLCCRD 317580 · LENEXA, KS$257,195,056.00Regulatory AUM · August 2026
- DOHENY ASSET MANAGEMENT, L.L.C.CRD 106434 · LOS ANGELES, CA$185,691,910.00Regulatory AUM · August 2026
- DOLAN CAPITAL ADVISORS, LLCCRD 269886 · CHARLOTTE, NC$179,147,870.00Regulatory AUM · August 2026
- DOLAN MCENIRY CAPITAL MANAGEMENT LLCCRD 108658 · CHICAGO, IL$13,758,579,052.00Regulatory AUM · August 2026
- DOLIVER ADVISORS, L.P.CRD 106247 · HOUSTON, TX$718,423,398.00Regulatory AUM · August 2026
- DOMA PERPETUAL CAPITAL MANAGEMENT LLCCRD 321046 · MIAMI, FL$307,649,123.00Regulatory AUM · August 2026
- DOMAIN CAPITAL ADVISORS, LLCCRD 110663 · ATLANTA, GA$7,270,207,917.00Regulatory AUM · August 2026
- DOMAIN MONEY ADVISORS, LLCCRD 316434 · NEW YORK, NY$43,285,190.00Regulatory AUM · August 2026
- DOMAIN TIMBER ADVISORS, LLCCRD 287750 · ATLANTA, GA$575,940,995.00Regulatory AUM · August 2026
- DOME EQUITIES, LLCCRD 159102 · NEW YORK, NY$915,422,476.00Regulatory AUM · August 2026
- DOMESTIQUE CAPITAL LLCCRD 283046$102,362,447.00Regulatory AUM · August 2026
- DOMINARI SECURITIES LLCCRD 18975 · NEW YORK, NY$28,046,499.00Regulatory AUM · August 2026
- DOMINGUEZ WEALTH MANAGEMENT SOLUTIONS, INC.CRD 173083 · WILLIAMSBURG, VA$213,124,091.00Regulatory AUM · August 2026
- DOMINI IMPACT INVESTMENTS LLCCRD 109505 · NEW YORK, NY$2,442,870,282.00Regulatory AUM · August 2026
- DOMINION PORTFOLIO MANAGEMENT, INC.CRD 106918 · TAMPA, FL$277,125,069.00Regulatory AUM · August 2026
- DOMINUS CAPITAL MANAGEMENT, L.P.CRD 156885 · NEW YORK, NY$1,673,513,037.00Regulatory AUM · August 2026
- DONALD SMITH & CO., INC.CRD 104947 · NEW YORK, NY$5,604,651,687.00Regulatory AUM · August 2026
- DONALD SMITH, L.P.CRD 285701 · NEW YORK, NY$255,953,974.00Regulatory AUM · August 2026
- DONALD W. NICHOLSON & ASSOCIATES LTDCRD 107054 · WILMINGTON, DE$171,236,167.00Regulatory AUM · August 2026
- DONALDSON CAPITAL MANAGEMENT LLCCRD 106131 · EVANSVILLE, IN$3,463,957,899.00Regulatory AUM · August 2026
- DONALIES FINANCIAL PLANNING, LLCCRD 164700$204,548,423.00Regulatory AUM · August 2026
- DONATO WEALTH MANAGEMENT, PLLCCRD 305031 · CEDAR PARK, TX$349,336,470.00Regulatory AUM · August 2026
- DONOGHUE FORLINES LLCCRD 285403 · BOSTON, MA$370,522,245.00Regulatory AUM · August 2026
- DOPKINS WEALTH MANAGEMENT, LLCCRD 124209 · WILLIAMSVILLE, NY$717,043,710.00Regulatory AUM · August 2026
- DORADO WEALTH MANAGEMENT LLCCRD 314965$268,769,992.00Regulatory AUM · August 2026
- DORATO CAPITAL MANAGEMENTCRD 110097$138,742,554.00Regulatory AUM · August 2026
- DORCHESTER CAPITAL ADVISORS, LLCCRD 157965 · LOS ANGELES, CA$1,652,959,000.00Regulatory AUM · August 2026
- DORIAN EASON ASSET MANAGEMENT, LLCCRD 113724 · MEMPHIS, TN$27,133,847.00Regulatory AUM · August 2026
- DORIAN INVESTMENT ADVISORY LLCCRD 339280 · MEMPHIS, TN$102,628,570.00Regulatory AUM · August 2026
- DORMAN FINANCIAL MANAGEMENT, P.A.CRD 136881 · MAITLAND, FL$160,580,740.00Regulatory AUM · August 2026
- DORSAL CAPITAL MANAGEMENT, LPCRD 160224 · REDWOOD CITY, CA$6,190,855,805.00Regulatory AUM · August 2026
- DORSEY ASSET MANAGEMENT LLCCRD 169056 · CHICAGO, IL$1,445,270,658.00Regulatory AUM · August 2026
- DORSEY, WRIGHT & ASSOCIATES, LLCCRD 104925 · RICHMOND, VA$1,011,889,492.00Regulatory AUM · August 2026
- DORVAL CORPORATIONCRD 309512 · MAPLE GROVE, MN$373,851,948.00Regulatory AUM · August 2026
- DOUBLE DUTY MONEY MANAGEMENT LLCCRD 326792 · NEW YORK, NY$83,669,173.00Regulatory AUM · August 2026
- DOUBLE EAGLE CAPITAL MANAGEMENT LPCRD 135522 · SOUTHLAKE, TX$133,217,451.00Regulatory AUM · August 2026
- DOUBLE EAGLE FAMILY OFFICES, LLCCRD 315523 · FORT WORTH, TX$1,398,671,728.00Regulatory AUM · August 2026
- DOUBLE EAGLE WEALTH MANAGEMENT LLCCRD 330398 · DALLAS, TX$108,579,555.00Regulatory AUM · August 2026
- DOUBLE I INVESTMENTS, LLCCRD 315372$50,000.00Regulatory AUM · July 2026
- DOUBLELINE ALTERNATIVES LPCRD 175212 · TAMPA, FL$3,473,833,512.00Regulatory AUM · August 2026
- DOUBLELINE CAPITAL LPCRD 152606 · TAMPA, FL$93,321,790,052.00Regulatory AUM · August 2026
- DOUBLELINE ETF ADVISER LPCRD 317415 · TAMPA, FL$2,125,603,486.00Regulatory AUM · August 2026
- DOUCET ASSET MANAGEMENT, LLCCRD 141546 · NEW ORLEANS, LA$120,829,895.00Regulatory AUM · August 2026
- DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.CRD 165145 · BUFFALO, MN$382,859,944.00Regulatory AUM · August 2026
- DOUGHERTY & ASSOCIATES, LLCCRD 142284 · SPRING HILL, FL$141,071,329.00Regulatory AUM · August 2026
- DOUGLAS CAPITAL MANAGEMENT INCCRD 106262 · JACKSONVILLE, FL$295,184,098.00Regulatory AUM · August 2026
- DOUGLAS LANE & ASSOCIATES, LLCCRD 282563 · NEW YORK, NY$8,440,543,357.00Regulatory AUM · August 2026
- DOUGLASS INVESTMENT GROUP LLCCRD 331223 · WICHITA, KS$173,600,000.00Regulatory AUM · August 2026
- DOUGLASS WINTHROP ADVISORS LLCCRD 108680 · NEW YORK, NY$6,456,845,951.00Regulatory AUM · August 2026
- DOVE INVESTMENT RESEARCH AND MANAGEMENT, INC.CRD 300058 · IRVINE, CA$107,371,381.00Regulatory AUM · August 2026
- DOVER ADVISORS, LLCCRD 320832$375,711,463.00Regulatory AUM · August 2026
- DOVER INVESTMENT ADVISORY CORPORATIONCRD 123499$135,408,889.00Regulatory AUM · August 2026
- DOVER PARTNERS INCCRD 105133 · DAYTON, OH$508,618,244.00Regulatory AUM · August 2026
- DOVETAIL FINANCIAL GROUP LLCCRD 311298 · WILMINGTON, NC$298,927,453.00Regulatory AUM · August 2026
- DOVETAIL WEALTH MANAGEMENT, LLCCRD 291068 · TAYLOR, TX$333,149,113.00Regulatory AUM · August 2026
- DOW FAMILY OFFICE ADVISORY, LLCCRD 340475 · LAKEWOOD RANCH, FLNot availableRegulatory AUM · August 2026
- DOWLING FINANCIAL SERVICES, INCCRD 155624 · GREENWICH, CT$179,269,632.00Regulatory AUM · August 2026
- DOWNING STREET WEALTH MANAGEMENT LLCCRD 152983 · GREENWOOD VILLAGE, CO$175,603,765.00Regulatory AUM · August 2026
- DOWNSHIFT FINANCIAL, LLCCRD 314068$214,650,000.00Regulatory AUM · August 2026
- DOWNTOWN WEALTH STUDIOS, LLCCRD 325213 · MIAMI, FL$563,471,530.00Regulatory AUM · August 2026
- DOXARA CAPITAL LPCRD 339621 · JACKSONVILLE, FL$125,000,000.00Regulatory AUM · August 2026
- DOYENNE WEALTH ADVISORS LLCCRD 315995 · CHICAGO, IL$2,044,364,737.00Regulatory AUM · August 2026
- DRA ADVISORS LLCCRD 106311 · NEW YORK, NY$14,420,756,046.00Regulatory AUM · August 2026
- DRACO EVOLUTION CORP.CRD 329860$21,760,348.00Regulatory AUM · August 2026
- DRAGON CAPITAL MANAGEMENT (HK) LIMITEDCRD 287890$168,256,000.00Regulatory AUM · August 2026
- DRAGONEER INVESTMENT GROUP, LLCCRD 161443 · SAN FRANCISCO, CA$37,035,962,249.00Regulatory AUM · August 2026
- DRAGONFLY DIGITAL MANAGEMENT, LLCCRD 300750 · SAN FRANCISCO, CA$3,437,541,969.00Regulatory AUM · August 2026
- DRAGUS CAPITAL, LLCCRD 158122 · CORAL GABLES, FL$225,942,454.00Regulatory AUM · August 2026
- DRAKE & ASSOCIATES, LLCCRD 154854 · WAUKESHA, WI$607,255,901.00Regulatory AUM · August 2026
- DRAKE CAPITAL ADVISORS LLCCRD 136716 · OLD GREENWICH, CT$713,423,000.00Regulatory AUM · August 2026
- DRAPER ASSET MANAGEMENT, LLCCRD 148136 · SMITHTOWN, NY$230,959,228.00Regulatory AUM · August 2026
- DRAVO BAY LLCCRD 298558 · REHOBOTH BEACH, DE$381,821,487.00Regulatory AUM · August 2026
- DRAWBRIDGE CAPITAL, LLCCRD 128636 · TULSA, OK$224,592,580.00Regulatory AUM · August 2026
- DRC INVESTMENT ADVISORS, LLCCRD 332680 · SANTA MONICA, CA$446,000,000.00Regulatory AUM · August 2026
- DREAM CAPITAL ADVISORS, LLCCRD 142788 · LINCOLNSHIRE, IL$695,270,432.00Regulatory AUM · August 2026
- DREAM U.S. MANAGER LLCCRD 314547 · DENVER, CO$1,040,201,358.00Regulatory AUM · August 2026
- DREAMERS MANAGEMENT LLCCRD 299919 · EL SEGUNDO, CA$135,176,014.00Regulatory AUM · August 2026
- DREAMS INVESTMENT SOLUTIONSCRD 339186 · SARASOTA, FLNot availableRegulatory AUM · August 2026
- DREXEL MORGAN & CO.CRD 151053 · RADNOR, PA$607,000,000.00Regulatory AUM · August 2026
- DRH INVESTMENTS, INC.CRD 164945 · THOUSAND OAKS, CA$190,957,928.00Regulatory AUM · August 2026
- DRIEHAUS CAPITAL MANAGEMENT LLCCRD 105757 · CHICAGO, IL$26,119,257,467.00Regulatory AUM · August 2026
- DRIFTWOOD ADVISORS, LLCCRD 307316 · CORAL GABLES, FL$568,830,000.00Regulatory AUM · August 2026
- DRIVE CAPITAL LLCCRD 169002 · COLUMBUS, OH$4,383,104,078.00Regulatory AUM · August 2026