All investment adviser firms · Page 50
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- EAGLE BLUFFS WEALTH MANAGEMENT LLCCRD 306311 · COLUMBIA, MO$294,193,033.00Regulatory AUM · August 2026
- EAGLE CAPITAL ADVISORS, LLCCRD 173730 · MIDDLEBURY, CT$102,973,611.00Regulatory AUM · August 2026
- EAGLE CAPITAL MANAGEMENT LLCCRD 106422 · NEW YORK, NY$35,796,108,152.00Regulatory AUM · August 2026
- EAGLE CAPITAL MANAGEMENT, LLCCRD 110177 · MANDEVILLE, LA$455,167,867.00Regulatory AUM · August 2026
- EAGLE GLOBAL ADVISORS LLCCRD 107306 · HOUSTON, TX$3,099,764,577.00Regulatory AUM · August 2026
- EAGLE HARBOR ASSET MANAGEMENT INCCRD 108089$160,927,748.00Regulatory AUM · August 2026
- EAGLE HEALTH INVESTMENTS LPCRD 309210 · GREENWICH, CT$605,257,757.00Regulatory AUM · August 2026
- EAGLE INVESTMENT ADVISORS, LLCCRD 144094 · DOWNINGTOWN, PA$186,087,835.00Regulatory AUM · August 2026
- EAGLE POINT CREDIT MANAGEMENT LLCCRD 166370 · GREENWICH, CT$13,243,794,410.00Regulatory AUM · August 2026
- EAGLE POINT DEFENSIVE INCOME MANAGEMENT LLCCRD 328508 · GREENWICH, CT$183,519,998.00Regulatory AUM · August 2026
- EAGLE POINT ENHANCED INCOME MANAGEMENT LLCCRD 327357 · GREENWICH, CT$124,084,657.00Regulatory AUM · August 2026
- EAGLE POINT INCOME MANAGEMENT LLCCRD 299198 · GREENWICH, CT$457,851,840.00Regulatory AUM · August 2026
- EAGLE REALTY CAPITAL PARTNERS, LLCCRD 282903 · CINCINNATI, OHNot availableRegulatory AUM · August 2026
- EAGLE ROCK INVESTMENT COMPANY, LLCCRD 313832 · ATLANTA, GA$786,723,457.00Regulatory AUM · August 2026
- EAGLE STRATEGIES LLCCRD 110826 · NEW YORK, NY$32,040,850,438.00Regulatory AUM · August 2026
- EAGLE WEALTH ADVISORSCRD 299219$164,122,638.00Regulatory AUM · August 2026
- EAGLE WEALTH MANAGEMENT GROUP INC.CRD 327052 · VALENCIA, CA$417,512,088.00Regulatory AUM · August 2026
- EAGLE WEALTH STRATEGIES, LLCCRD 323814 · MULLICA HILL, NJ$653,846,028.00Regulatory AUM · August 2026
- EAGLE'S CREST ADVISORS, LLCCRD 335252 · HUNTINGTON, NY$65,336,093.00Regulatory AUM · August 2026
- EAGLE'S VIEW CAPITAL MANAGEMENT LLCCRD 160494 · NEW YORK, NY$860,474,911.00Regulatory AUM · August 2026
- EAGLEBROOK ADVISORS, INC.CRD 304438 · NEW YORK, NY$341,960,847.00Regulatory AUM · August 2026
- EAGLECLAW CAPITAL MANAGEMENT LLCCRD 134045 · BOSTON, MA$803,279,126.00Regulatory AUM · August 2026
- EAGLESON ARNDT FINANCIAL ADVISORS, LLCCRD 134098 · THOUSAND OAKS, CA$106,630,041.00Regulatory AUM · August 2026
- EAGLETREE CAPITAL, LPCRD 281137 · NEW YORK, NY$4,391,356,042.00Regulatory AUM · August 2026
- EAN EQUITY FINANCIAL SERVICES LLCCRD 117064$144,680,225.00Regulatory AUM · August 2026
- EARLY MCCLINTIC & MCMILLAN, LLCCRD 288427 · STAFFORD, TX$652,182,319.00Regulatory AUM · August 2026
- EARLYBIRD ADVISORS LLCCRD 342697Not availableRegulatory AUM · August 2026
- EARLYBIRD CENTRAL INC.CRD 307201$14,000,000.00Regulatory AUM · July 2026
- EARNED WEALTH ADVISORS, LLCCRD 108052 · WALNUT CREEK, CA$3,105,927,342.00Regulatory AUM · August 2026
- EARNEST PARTNERS LLCCRD 107926 · ATLANTA, GA$42,608,633,836.00Regulatory AUM · August 2026
- EARTHQUAKE, INC.CRD 324439Not availableRegulatory AUM · July 2026
- EASLEY INVESTMENT CONSULTANTS, INC.CRD 307258 · RIDGELAND, MS$223,779,390.00Regulatory AUM · August 2026
- EAST BEACH ASSET MANAGEMENT, LLCCRD 310563 · LOS ANGELES, CA$125,000,000.00Regulatory AUM · August 2026
- EAST BRIDGE CAPITAL MANAGEMENT LPCRD 167207 · BOSTON, MA$442,334,238.00Regulatory AUM · August 2026
- EAST CAPITAL FINANCIAL SERVICES ABCRD 335426$4,277,000,000.00Regulatory AUM · August 2026
- EAST COAST ASSET MANAGEMENT, LLCCRD 147910 · ESSEX, MA$1,006,114,321.00Regulatory AUM · August 2026
- EAST COAST WEALTH MANAGEMENT, INC.CRD 136155 · FLORHAM PARK, NJ$152,987,459.00Regulatory AUM · August 2026
- EAST END ADVISORS, LLCCRD 147144 · NEW YORK, NY$6,056,991,882.00Regulatory AUM · August 2026
- EAST END FINANCIAL GROUP, INC.CRD 110584 · RIVERHEAD, NY$689,219,670.00Regulatory AUM · August 2026
- EAST GUILFORD FINANCIAL SERVICES LLCCRD 127481 · MADISON, CT$193,073,861.00Regulatory AUM · August 2026
- EAST ROCK CAPITAL, LLCCRD 157433 · NEW YORK, NY$4,756,628,926.00Regulatory AUM · August 2026
- EAST ROCK FINANCIAL SERVICES, LLCCRD 147949$135,781,449.00Regulatory AUM · August 2026
- EAST WEST WEALTH ADVISORS LLCCRD 342776 · PASADENA, CANot availableRegulatory AUM · August 2026
- EASTBAY ASSET MANAGEMENT, LLCCRD 166947$307,399,647.00Regulatory AUM · August 2026
- EASTERLY INVESTMENT PARTNERS LLCCRD 299607 · BEVERLY, MA$2,831,038,078.00Regulatory AUM · August 2026
- EASTGATE CAPITAL ADVISORS LLCCRD 220511 · WINNETKA, IL$271,487,167.00Regulatory AUM · August 2026
- EASTOVER INVESTMENT ADVISORS, LLCCRD 150821 · CHARLOTTE, NC$392,271,338.00Regulatory AUM · August 2026
- EASTSIDE FINANCIAL ADVISORS, LLCCRD 120371$30,100,000.00Regulatory AUM · August 2026
- EASTSOUND CAPITAL ADVISORS, LLCCRD 160180$214,576,000.00Regulatory AUM · August 2026
- $146,293,199,192.00Regulatory AUM · August 2026
- EASTSPRING INVESTMENTS INCORPORATEDCRD 169439 · CHICAGO, IL$49,741,610.00Regulatory AUM · August 2026
- EASTWARD CAPITAL PARTNERS, LLCCRD 161422 · WEST NEWTON, MA$95,963,630.00Regulatory AUM · August 2026
- EATON FINANCIAL HOLDINGS COMPANY, LLCCRD 316323 · CORAL SPRINGS, FL$382,161,339.00Regulatory AUM · August 2026
- EATON VANCE ADVISERS INTERNATIONAL LTD.CRD 283733$35,515,112,100.00Regulatory AUM · August 2026
- EATON VANCE MANAGEMENTCRD 104859 · BOSTON, MA$97,020,545,041.00Regulatory AUM · August 2026
- EATON-CAMBRIDGE INC.CRD 116798 · PHOENIX, AZ$480,696,777.00Regulatory AUM · August 2026
- EBCO TRUSTEE SERVICES LTD LIAB. CO.CRD 338094$44,665,927.00Regulatory AUM · August 2026
- EBERT CAPITAL MANAGEMENT INC.CRD 155169 · EUREKA, CA$116,304,266.00Regulatory AUM · August 2026
- EBH CAPITAL MANAGEMENT LLCCRD 316095$192,641,359.00Regulatory AUM · August 2026
- EC VENTURES V LLCCRD 340444 · COLORADO SPRINGS, CO$292,181,992.00Regulatory AUM · August 2026
- ECC FUND MANAGER II, LLCCRD 167090 · NEW YORK, NY$563,899,539.00Regulatory AUM · August 2026
- ECHELON GROUP, INC.CRD 333195 · BOISE, ID$265,200,867.00Regulatory AUM · August 2026
- ECHELONS CAPITAL, LLCCRD 325781 · PARK CITY, UT$174,388,110.00Regulatory AUM · August 2026
- ECHO FINANCIAL ADVISORS, LLCCRD 325170$23,973.00Regulatory AUM · August 2026
- ECHO WEALTH MANAGEMENT, LLCCRD 174136 · PLYMOUTH, MN$288,189,706.00Regulatory AUM · August 2026
- ECHO45 ADVISORS LLCCRD 307265 · WALNUT CREEK, CA$227,385,600.00Regulatory AUM · August 2026
- ECIO, INC.CRD 301432 · MADISON, WI$395,623,696.00Regulatory AUM · August 2026
- ECLECTIC ASSOCIATES, INC.CRD 111041 · FULLERTON, CA$1,473,498,385.00Regulatory AUM · August 2026
- ECOBRIDGE CAPITAL MANAGEMENT LPCRD 331127 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- ECON FINANCIAL SERVICES CORPORATIONCRD 226774 · HARRISBURG, PA$232,083,037.00Regulatory AUM · August 2026
- ECONOLOGICS FINANCIAL ADVISORS, LLCCRD 125738 · LARGO, FL$183,239,676.00Regulatory AUM · August 2026
- ECOR1 CAPITAL, LLCCRD 167121 · SAN FRANCISCO, CA$3,424,668,843.00Regulatory AUM · August 2026
- ECOSYSTEM INVESTMENT PARTNERS, LLCCRD 165149 · BALTIMORE, MD$1,278,830,036.00Regulatory AUM · August 2026
- ECP INVESTMENT ADVISORS LLCCRD 284686 · DALLAS, TX$167,688,787.00Regulatory AUM · August 2026
- EDDIE PATEL, INCCRD 148411 · CHICAGO, IL$160,710,806.00Regulatory AUM · August 2026
- EDEN ADVISORY SERVICES, LLCCRD 277083 · ALBANY, NY$27,800,000.00Regulatory AUM · August 2026
- EDEN CAPITAL MANAGEMENT LLCCRD 290418 · NEW YORK, NY$283,762,599.00Regulatory AUM · August 2026
- EDEN FINANCIAL TECHNOLOGIES INCORPORATEDCRD 329900 · SANTA CLARA, CANot availableRegulatory AUM · August 2026
- EDEN GLOBAL ADVISORS LLCCRD 317761 · NEW YORK, NY$285,616,776.00Regulatory AUM · August 2026
- EDENBROOK CAPITAL, LLCCRD 283465 · MOUNT KISCO, NY$278,327,572.00Regulatory AUM · August 2026
- EDGBASTON INVESTMENT PARTNERS LLPCRD 148364$944,229,448.00Regulatory AUM · August 2026
- EDGE FOCUS CAPITAL MANAGEMENT, LLCCRD 309884 · NEW YORK, NY$451,314,666.00Regulatory AUM · August 2026
- EDGE NATURAL RESOURCES LLCCRD 230787 · DALLAS, TX$1,016,746,031.00Regulatory AUM · August 2026
- EDGE PRINCIPAL ADVISORS, LLCCRD 158273 · NEW YORK, NY$1,127,189,831.00Regulatory AUM · August 2026
- EDGE WEALTH MANAGEMENT, LLCCRD 142380 · NEW YORK, NY$827,150,449.00Regulatory AUM · August 2026
- EDGEMOOR INVESTMENT ADVISORS, INC.CRD 109104 · BETHESDA, MD$1,515,154,666.00Regulatory AUM · August 2026
- EDGEPOINT INVESTMENT GROUP INC.CRD 312152$33,798,623,648.00Regulatory AUM · August 2026
- EDGEROCK CAPITAL LLCCRD 312325 · DENVER, CO$578,894,175.00Regulatory AUM · August 2026
- EDGESTREAM PARTNERS, L.P.CRD 166338 · PRINCETON, NJ$4,890,175,074.00Regulatory AUM · August 2026
- EDGEWATER CAPITAL MANAGEMENT, LLCCRD 162735 · INDEPENDENCE, OH$466,829,776.00Regulatory AUM · August 2026
- EDGEWATER SERVICES, LLCCRD 159926 · CHICAGO, IL$2,836,777,181.00Regulatory AUM · August 2026
- EDGEWOOD MANAGEMENT LLCCRD 106647 · GREENWICH, CT$21,516,592,879.00Regulatory AUM · August 2026
- EDGEWORTH CAPITAL PTY LTDCRD 335630$330,940,000.00Regulatory AUM · August 2026
- EDISON PARTNERS MANAGEMENT, LLCCRD 310951 · NASHVILLE, TN$2,581,482,867.00Regulatory AUM · August 2026
- EDMP, INC.CRD 110248 · LUTZ, FL$147,370,416.00Regulatory AUM · August 2026
- EDUCATION GROWTH PARTNERS, LLCCRD 166162 · STAMFORD, CT$347,122,552.00Regulatory AUM · August 2026
- EDWARD D. JONES & CO., L.P.CRD 250 · ST. LOUIS, MO$1,013,608,323,988.00Regulatory AUM · August 2026
- EDWARDS CAPITAL, LLCCRD 157864 · MIAMI, FL$7,894,622,348.00Regulatory AUM · August 2026
- EDWIN T. BURTON, INC.CRD 293796 · IRVINGTON, VANot availableRegulatory AUM · August 2026
- EDYN FINANCIAL INC.CRD 342781 · PHILADELPHIA, PANot availableRegulatory AUM · August 2026