All investment adviser firms · Page 47
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- DEUTSCHE BANK SECURITIES INC.CRD 2525 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- DEVELOP CAPITAL PARTNERS, LP.CRD 338965 · PITTSFORD, NY$940,000,000.00Regulatory AUM · August 2026
- DEVENIR INVESTMENT ADVISORS, LLCCRD 132824 · BLOOMINGTON, MN$12,992,592,090.00Regulatory AUM · August 2026
- DEW POINT CAPITAL, INC.CRD 305010 · LOS ANGELES, CA$513,238,282.00Regulatory AUM · August 2026
- DEW WEALTH MANAGEMENT, LLCCRD 114148 · SCOTTSDALE, AZ$464,654,933.00Regulatory AUM · August 2026
- DEWITT INVESTMENT RESEARCH & MANAGEMENT INCCRD 108232 · COLLEGEVILLE, PA$123,230,422.00Regulatory AUM · August 2026
- DEXTRA ADVISORS LLCCRD 321820 · NEW YORK, NY$5,254,312,469.00Regulatory AUM · August 2026
- DF INVESTMENT MANAGER, LLCCRD 334742 · ATLANTA, GA$940,840,000.00Regulatory AUM · August 2026
- DFA AUSTRALIA LIMITEDCRD 107621$361,597,715,620.00Regulatory AUM · August 2026
- DFC PREFERRED ADVISORS LLCCRD 309927 · BOZEMAN, MT$228,689,025.00Regulatory AUM · August 2026
- DFN MANAGEMENT LLC.CRD 285057 · TAMPA, FL$241,367,405.00Regulatory AUM · August 2026
- DFW CAPITAL MANAGEMENT, LLCCRD 157337 · NEW YORK, NY$2,886,164,098.00Regulatory AUM · August 2026
- DG CAPITAL MANAGEMENT, LLCCRD 157258 · NEW YORK, NY$521,852,085.00Regulatory AUM · August 2026
- DG PARTNERS LLPCRD 161177$1,872,193,575.00Regulatory AUM · August 2026
- DGS CAPITAL MANAGEMENT, LLCCRD 281938 · JERSEY CITY, NJ$1,054,081,877.00Regulatory AUM · August 2026
- DGV SOLUTIONS LPCRD 174379 · MINNETONKA, MN$944,441,114.00Regulatory AUM · August 2026
- DHANDHO FUNDS LLCCRD 283147 · WEST LAKE HILLS, TX$104,034,265.00Regulatory AUM · August 2026
- DHH ADVISORS, LLCCRD 169687 · PRINCETON, NJ$324,280,466.00Regulatory AUM · August 2026
- DHJJ FINANCIAL ADVISORS, LTD.CRD 107034 · NAPERVILLE, IL$623,433,866.00Regulatory AUM · August 2026
- DHM PARTNERS LLCCRD 339223 · BOSTON, MA$3,546,175,074.00Regulatory AUM · August 2026
- DI INVESTMENT MANAGEMENT LPCRD 318069 · DALLAS, TX$617,591,427.00Regulatory AUM · August 2026
- DIADEMA PARTNERS LPCRD 331527 · MORRISTOWN, NJ$397,900,939.00Regulatory AUM · August 2026
- DIAMANT ASSET MANAGEMENT, INC.CRD 107788 · RIDGEFIELD, CT$211,530,484.00Regulatory AUM · August 2026
- DIAMETER CAPITAL PARTNERS LPCRD 289307 · NEW YORK, NY$28,755,794,425.00Regulatory AUM · August 2026
- DIAMETER DCF ADVISOR LLCCRD 335395 · NEW YORK, NY$342,551,336.00Regulatory AUM · August 2026
- DIAMETER PRINCIPAL FINANCE LLCCRD 328057 · NEW YORK, NY$3,446,912,000.00Regulatory AUM · August 2026
- DIAMETRIC CAPITAL, LPCRD 288409 · BOSTON, MA$1,412,859,014.00Regulatory AUM · August 2026
- DIAMOND CLIENT GROUP, LLCCRD 310570 · THE WOODLANDS, TX$185,808,906.00Regulatory AUM · August 2026
- DIAMOND HILL CAPITAL MANAGEMENT, LLCCRD 110638 · COLUMBUS, OH$29,381,933,221.00Regulatory AUM · August 2026
- DIAMOND WEALTH MANAGEMENT, LLCCRD 288603 · ALPINE, UT$211,951,903.00Regulatory AUM · August 2026
- DIASTOLE WEALTH MANAGEMENT, INC.CRD 111604 · GUILFORD, CT$396,019,097.00Regulatory AUM · August 2026
- DIAZO, LLCCRD 324419 · HENDERSON, NV$221,570,863.00Regulatory AUM · August 2026
- DIBENEDETTO & ASSOCIATES LTDCRD 108092 · LOVES PARK, IL$333,053,485.00Regulatory AUM · August 2026
- DICCIANNI FINANCIAL GROUP, INC.CRD 149332 · EAST NORRITON, PA$128,780,065.00Regulatory AUM · August 2026
- DICKMEYER BOYCE FINANCIAL MANAGEMENT, INCCRD 124281 · FORT WAYNE, IN$438,508,287.00Regulatory AUM · August 2026
- DIESSLIN GROUP, INC.CRD 110557 · FORT WORTH, TX$696,317,975.00Regulatory AUM · August 2026
- DIGITAL ALPHA ADVISORS, LLCCRD 286351 · HENDERSON, NV$2,390,301,859.00Regulatory AUM · August 2026
- DIGITAL BRIDGE ADVISORS, LLCCRD 291394 · BOCA RATON, FL$14,599,240,524.00Regulatory AUM · August 2026
- DIGITAL WEALTH PARTNERS LLCCRD 328627 · DALLAS, TX$555,135,985.00Regulatory AUM · August 2026
- DIGITALBRIDGE INVESTMENT MANAGEMENT, LLCCRD 290954 · BOCA RATON, FL$61,100,086,841.00Regulatory AUM · August 2026
- DIGNUM ET JUSTUM INVESTMENTS, LLCCRD 342404 · SAINT AUGUSTINE, FLNot availableRegulatory AUM · August 2026
- DIKER MANAGEMENT LLCCRD 119786 · NEW YORK, NY$430,004,756.00Regulatory AUM · August 2026
- DILATION CAPITAL MANAGEMENT LPCRD 307862 · NEW YORK, NY$228,831,821.00Regulatory AUM · August 2026
- DILIGENT INVESTORS, LLCCRD 158708 · REDLANDS, CA$663,058,489.00Regulatory AUM · August 2026
- DILLON & ASSOCIATES INCCRD 104662 · JACKSON, MI$916,399,032.00Regulatory AUM · August 2026
- DILLOW WEALTH MANAGEMENT LLCCRD 313192 · OAK BROOK, IL$106,259,140.00Regulatory AUM · August 2026
- DIMENSION CAPITAL MANAGEMENT LLCCRD 109380 · CORAL GABLES, FL$7,286,124,364.00Regulatory AUM · August 2026
- DIMENSIONAL FUND ADVISORS LPCRD 106482 · AUSTIN, TX$1,020,359,585,441.00Regulatory AUM · August 2026
- DIMENSIONAL FUND ADVISORS LTDCRD 107472$364,729,421,912.00Regulatory AUM · August 2026
- DIMENSIONS WEALTH MANAGEMENT, LLCCRD 298928 · ROSEVILLE, CA$152,088,347.00Regulatory AUM · August 2026
- DINALE MANAGEMENT, LLCCRD 312887 · BOSTON, MA$830,647,973.00Regulatory AUM · August 2026
- DINERAZO INC.CRD 312819 · NORTH MIAMI, FL$7,500.00Regulatory AUM · July 2026
- DINUZZO PRIVATE WEALTH, INC.CRD 112778 · BEAVER, PA$1,177,328,579.00Regulatory AUM · August 2026
- DIOSCURI CAPITAL MANAGEMENT LLCCRD 170788$5,000,000.00Regulatory AUM · August 2026
- DIPAOLO FINANCIAL GROUP, INC.CRD 309637 · LUTZ, FL$167,978,157.00Regulatory AUM · August 2026
- DIPSEA CAPITAL, LLCCRD 257787 · MILL VALLEY, CA$61,302,116.00Regulatory AUM · August 2026
- DIRECTED CAPITAL ADVISORS, LLCCRD 162277 · ST. PETERSBURG, FL$419,560,313.00Regulatory AUM · August 2026
- DIRECTIONAL ASSET MANAGEMENT, LLCCRD 152859 · ARLINGTON HEIGHTS, IL$136,932,000.00Regulatory AUM · August 2026
- DIRECTIONAL FINANCIAL SERVICES, LLCCRD 171903 · SEATTLE, WA$11,450,102.00Regulatory AUM · August 2026
- DISCERENE GROUP LPCRD 154396 · STAMFORD, CT$2,532,020,000.00Regulatory AUM · August 2026
- DISCIPLINA CAPITAL MANAGEMENT, LLCCRD 167295 · NASHVILLE, TN$3,057,804,454.00Regulatory AUM · August 2026
- DISCIPLINE STRATEGIES MANAGEMENT, LPCRD 336716 · ATLANTA, GANot availableRegulatory AUM · August 2026
- DISCIPLINE WEALTH SOLUTIONS, INC.CRD 315846 · GREENVILLE, SC$746,683,310.00Regulatory AUM · August 2026
- DISCIPLINED ALPHA LLCCRD 167254 · BOSTON, MA$36,939,229.00Regulatory AUM · August 2026
- DISCIPLINED EQUITY MANAGEMENT, INC.CRD 129436 · NEPTUNE BEACH, FL$520,953,831.00Regulatory AUM · August 2026
- DISCIPLINED GROWTH INVESTORS INCCRD 106746 · MINNEAPOLIS, MN$5,482,190,948.00Regulatory AUM · August 2026
- DISCIPLINED INVESTMENTS, LLCCRD 129696 · TULSA, OK$592,795,599.00Regulatory AUM · August 2026
- DISCIPLINED INVESTORS, L.L.C.CRD 114614 · WACO, TX$941,638,408.00Regulatory AUM · August 2026
- DISCIPLINED PORTFOLIO SOLUTIONS LLCCRD 160072$230,719,685.00Regulatory AUM · August 2026
- DISCOVERY CAPITAL MANAGEMENT, LLCCRD 161263 · SOUTH NORWALK, CT$6,748,629,715.00Regulatory AUM · August 2026
- DISCRETIONARY MANAGEMENT SERVICES, LLCCRD 145851 · OVERLAND PARK, KS$228,426,397.00Regulatory AUM · August 2026
- DISHMI CAPITAL, LLCCRD 336392 · PASADENA, CA$215,077,959.00Regulatory AUM · August 2026
- DISRUPTIVE TECHNOLOGY ADVISERS LLCCRD 164828 · DALLAS, TX$3,120,379,750.00Regulatory AUM · August 2026
- DISTILLATE CAPITAL PARTNERS LLCCRD 297521 · CHICAGO, IL$2,111,539,753.00Regulatory AUM · August 2026
- DISTRIBUTED GLOBAL MANAGER LPCRD 309673 · AUSTIN, TX$902,749,131.00Regulatory AUM · August 2026
- DISTRIBUTION COGNIZANT, LLCCRD 322048 · PALO ALTO, CA$5,309,565.00Regulatory AUM · August 2026
- DIVCO WEST REAL ESTATE SERVICES, LLCCRD 156762 · SAN FRANCISCO, CA$16,300,107,425.00Regulatory AUM · August 2026
- DIVERSIFI CAPITAL INCCRD 242788 · LOS ALTOS, CA$671,426,250.00Regulatory AUM · August 2026
- DIVERSIFIED ENTERPRISES, LLCCRD 331709 · WILMINGTON, DE$2,791,127,378.00Regulatory AUM · August 2026
- DIVERSIFIED FINANCIAL ADVISORS, LLCCRD 118261 · TOWN AND COUNTRY, MO$585,889,856.00Regulatory AUM · August 2026
- DIVERSIFIED FINANCIAL MANAGEMENT ASSOCIATES, INC.CRD 171813 · NORWELL, MA$338,750,827.00Regulatory AUM · August 2026
- DIVERSIFIED INVESTMENT STRATEGIES, LLCCRD 142202 · BATON ROUGE, LA$199,401,546.00Regulatory AUM · August 2026
- DIVERSIFIED MANAGEMENT INCCRD 106680 · MILWAUKEE, WI$1,866,259,879.00Regulatory AUM · August 2026
- DIVERSIFIED PARTNERS INCCRD 109570 · BRENTWOOD, TN$155,110,213.00Regulatory AUM · August 2026
- DIVERSIFIED PLANNING STRATEGIES ADVISORS LLCCRD 321737 · ROSELAND, NJ$154,398,323.00Regulatory AUM · August 2026
- DIVERSIFIED PORTFOLIOS INCCRD 108942 · BLOOMFIELD HILLS, MI$1,935,596,870.00Regulatory AUM · August 2026
- DIVERSIFIED RESOURCES, LLCCRD 31346 · WARWICK, RI$268,848,043.00Regulatory AUM · August 2026
- DIVERSIFY ADVISORY SERVICES, LLCCRD 326060 · SANDY, UT$4,648,787,397.00Regulatory AUM · August 2026
- DIVERSIFY WEALTH MANAGEMENT, LLCCRD 329878 · SANDY, UT$4,108,276,355.00Regulatory AUM · August 2026
- DIVERSIS CAPITAL MANAGEMENT, L.P.CRD 300773 · LOS ANGELES, CA$3,373,337,714.00Regulatory AUM · August 2026
- DIVIDEND ASSETS CAPITAL, LLCCRD 129973 · RIDGELAND, SC$540,807,741.00Regulatory AUM · August 2026
- DIVIDEX MANAGEMENT LLCCRD 171322 · WESTWOOD, MANot availableRegulatory AUM · August 2026
- DIVISADERO STREET CAPITAL MANAGEMENT, LPCRD 317392 · MIAMI, FL$2,611,255,091.00Regulatory AUM · August 2026
- DIVISAR CAPITAL MANAGEMENT, LLCCRD 149091 · SAN FRANCISCO, CA$812,831,802.00Regulatory AUM · August 2026
- DIVVI WEALTH MANAGEMENT LLCCRD 318241 · KANSAS CITY, MO$127,446,693.00Regulatory AUM · August 2026
- DIXON FINANCIAL SERVICES INCCRD 107166$1,086,887,166.00Regulatory AUM · August 2026
- DJ WEALTH SYSTEMS, LLCCRD 299360$44,000,000.00Regulatory AUM · August 2026
- DJA CAPITAL MANAGEMENT, LPCRD 332825 · NEW YORK, NY$32,153,255.00Regulatory AUM · August 2026
- DKM WEALTH MANAGEMENT, INC.CRD 316778 · STOCKTON, CA$316,769,863.00Regulatory AUM · August 2026
- DL CARLSON INVESTMENT GROUP INC.CRD 105729 · CONCORD, NH$735,526,470.00Regulatory AUM · August 2026