All investment adviser firms · Page 46
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- DEARBORN PARTNERS L.L.C.CRD 108147 · CHICAGO, IL$2,741,716,548.00Regulatory AUM · August 2026
- DECAGON ASSET MANAGEMENT (US) LPCRD 322135 · NEW YORK, NY$720,804,987.00Regulatory AUM · August 2026
- DECAGON ASSET MANAGEMENT LLPCRD 319363$1,031,819,316.00Regulatory AUM · August 2026
- DECAMILLA CAPITAL MANAGEMENT LLCCRD 108027 · SACRAMENTO, CA$162,883,682.00Regulatory AUM · August 2026
- DECATHLON CAPITAL MANAGEMENT II, LLCCRD 175030 · PARK CITY, UT$266,722,851.00Regulatory AUM · August 2026
- DECATUR CAPITAL MANAGEMENT, INC.CRD 120679 · DECATUR, GA$253,666,885.00Regulatory AUM · August 2026
- DECCAN VALUE INVESTORS L.P.CRD 158187$1,105,852,846.00Regulatory AUM · August 2026
- DECHENG CAPITAL LLCCRD 293073 · MENLO PARK, CA$2,728,192,342.00Regulatory AUM · August 2026
- DECISION INVESTMENTS, INC.CRD 145073 · SAN DIEGO, CA$154,906,138.00Regulatory AUM · August 2026
- DECISIONMAP WEALTH MANAGEMENT, LLCCRD 328429 · GREAT FALLS, VA$363,433,557.00Regulatory AUM · August 2026
- DECISIONPOINT FINANCIAL, LLCCRD 296988 · MESA, AZ$1,224,256,610.00Regulatory AUM · August 2026
- DECKER RETIREMENT PLANNING INC.CRD 284281 · LEHI, UT$359,915,714.00Regulatory AUM · August 2026
- DECKER WEALTH MANAGEMENT, LLCCRD 150094 · NASHVILLE, TN$566,167,062.00Regulatory AUM · August 2026
- DECLARATION PARTNERS LPCRD 297786 · NEW YORK, NY$2,012,976,514.00Regulatory AUM · August 2026
- DECODE FINANCE LLCCRD 331985 · PALO ALTO, CA$1,000.00Regulatory AUM · July 2026
- DEDEKER FINANCIAL, LLCCRD 325537 · ST. LOUIS PARK, MN$165,500,000.00Regulatory AUM · August 2026
- DEDICATED CAPITAL ADVISORS, LLCCRD 168132 · SAN FRANCISCO, CA$162,469,765.00Regulatory AUM · August 2026
- DEDORA CAPITAL, INC.CRD 177523 · NAPA, CA$550,691,298.00Regulatory AUM · August 2026
- DEEP BLUE CAPITAL, LLCCRD 336045 · NEWPORT BEACH, CANot availableRegulatory AUM · August 2026
- DEEP TRACK CAPITAL, LPCRD 312459 · GREENWICH, CT$8,373,382,671.00Regulatory AUM · August 2026
- DEEPCURRENTS INVESTMENT GROUP LLCCRD 288159 · NEW YORK, NY$4,583,111,861.00Regulatory AUM · August 2026
- DEEPWATER ASSET MANAGEMENT, LLCCRD 316507 · MINNEAPOLIS, MN$626,710,008.00Regulatory AUM · August 2026
- DEEPWORK CAPITAL, LLCCRD 314673 · ORLANDO, FL$300,228,029.00Regulatory AUM · August 2026
- DEER MANAGEMENT CO. LLCCRD 159279 · LARCHMONT, NY$20,239,213,324.00Regulatory AUM · August 2026
- DEER PARK ROAD MANAGEMENT COMPANY, LPCRD 140370 · STEAMBOAT SPRINGS, CO$3,515,813,209.00Regulatory AUM · August 2026
- DEERFIELD FINANCIAL ADVISORS, INC.CRD 104964 · INDIANAPOLIS, IN$1,176,249,776.00Regulatory AUM · August 2026
- DEERFIELD MANAGEMENT COMPANY, L.P.CRD 157876 · NEW YORK, NY$19,084,042,235.00Regulatory AUM · August 2026
- DEERPATH CAPITAL MANAGEMENT, LPCRD 160791 · FORT LAUDERDALE, FL$9,033,072,653.00Regulatory AUM · August 2026
- DEFENDER CAPITAL LLCCRD 159607 · CHARLOTTE, NC$510,000,000.00Regulatory AUM · August 2026
- DEFIANCE ETFS, LLCCRD 294410 · MIAMI, FL$3,863,075,392.00Regulatory AUM · August 2026
- DEFILADE CAPITAL MANAGEMENT, L.P.CRD 337997 · EMERYVILLE, CA$1,548,605,368.00Regulatory AUM · August 2026
- DEFINE FINANCIAL, LLCCRD 286648 · SAN DIEGO, CA$314,636,290.00Regulatory AUM · August 2026
- DEFINED WEALTH MANAGEMENT, LLCCRD 306779 · BEAVERTON, OR$253,963,186.00Regulatory AUM · August 2026
- DEFINITION CAPITAL MANAGEMENT LLCCRD 321942 · NEW YORK, NY$791,895,131.00Regulatory AUM · August 2026
- DEGREEN PRIVATE WEALTH, LLCCRD 332192 · SCOTTSDALE, AZ$132,808,620.00Regulatory AUM · August 2026
- DEGROOF PETERCAM ASSET MANAGEMENTCRD 166048$16,865,977,071.00Regulatory AUM · August 2026
- DEKONING AND COMPANY, LLCCRD 141605 · NEWPORT, RI$73,678,904.00Regulatory AUM · August 2026
- DEL MAR WEALTH MANAGEMENT INCCRD 175022 · DEL MAR, CA$169,858,650.00Regulatory AUM · August 2026
- DEL-SETTE CAPITAL MANAGEMENT, LLCCRD 159052 · SCHENECTADY, NY$192,533,425.00Regulatory AUM · August 2026
- DELARME WEALTH MANAGEMENT, INC.CRD 328372 · PALOS VERDES ESTATES, CA$256,500,641.00Regulatory AUM · August 2026
- DELAWARE AVENUE WEALTH PLANNERS, LLCCRD 306818 · WILMINGTON, DE$255,567,984.00Regulatory AUM · August 2026
- DELEGATE ADVISORS, LLCCRD 159953 · CHAPEL HILL, NC$1,713,891,105.00Regulatory AUM · August 2026
- DELGADO WEALTH MANAGEMENT, LLCCRD 305721 · ORLANDO, FL$112,868,565.00Regulatory AUM · August 2026
- DELLORA INVESTMENTS LPCRD 310885 · GREENWICH, CT$148,379,005.00Regulatory AUM · August 2026
- DELOS CAPITAL MANAGEMENT, LPCRD 170010 · NEW YORK, NY$169,588,863.00Regulatory AUM · August 2026
- DELOS WEALTH ADVISORS, LLCCRD 300734 · DALLAS, TX$185,578,593.00Regulatory AUM · August 2026
- DELPHI MANAGEMENT INCCRD 106042$116,692,084.00Regulatory AUM · August 2026
- DELPHINUS FINANCIAL ADVISORS, LLCCRD 152952 · MANSFIELD, MA$157,091,655.00Regulatory AUM · August 2026
- DELTA ACCUMULATION, LLCCRD 286434 · SAUSALITO, CA$332,098,743.00Regulatory AUM · August 2026
- DELTA ADVISORY GROUP, INC.CRD 105966 · MAITLAND, FL$216,326,482.00Regulatory AUM · August 2026
- DELTA ASSET MANAGEMENT, LLCCRD 113688 · MEMPHIS, TN$1,528,043,700.00Regulatory AUM · August 2026
- DELTA CAPITAL MANAGEMENT LLCCRD 106248 · RED BANK, NJ$240,245,252.00Regulatory AUM · August 2026
- DELTA CAPITAL MANAGEMENT, LLCCRD 128350 · MAITLAND, FL$277,361,855.00Regulatory AUM · August 2026
- DELTA FINANCIAL ADVISORS, INCCRD 121907 · KENSINGTON, MD$233,958,703.00Regulatory AUM · August 2026
- DELTA FINANCIAL ADVISORS, L.L.C.CRD 122092 · METAIRIE, LA$592,287,336.00Regulatory AUM · August 2026
- DELTA GLOBAL MANAGEMENT LPCRD 327142 · NEW YORK, NY$2,989,054,241.00Regulatory AUM · August 2026
- DELTA INVESTMENT MANAGEMENT, LLCCRD 149596 · SAN FRANCISCO, CA$856,670,613.00Regulatory AUM · August 2026
- DELTA WEALTH ADVISORS LLCCRD 310504$151,829,886.00Regulatory AUM · August 2026
- DELTA WEALTH MANAGEMENTCRD 111368$522,450,532.00Regulatory AUM · August 2026
- DELTA-V CAPITAL, LLCCRD 161800 · DENVER, CO$1,567,169,497.00Regulatory AUM · August 2026
- DELTEC ASSET MANAGEMENT LLCCRD 104068 · NEW YORK, NY$782,757,470.00Regulatory AUM · August 2026
- DELTROIT ASSET MANAGEMENT (UK) LLPCRD 334286$1,655,772,537.00Regulatory AUM · August 2026
- DELTROIT ASSET MANAGEMENT (US) LLCCRD 334438$317,681,999.00Regulatory AUM · August 2026
- DEMAND WEALTH LLCCRD 307043$164,600,000.00Regulatory AUM · August 2026
- DEMARCHE ASSOCIATES INCCRD 105500 · OVERLAND PARK, KSNot availableRegulatory AUM · August 2026
- DEMARS FINANCIAL GROUP LLCCRD 116257 · SPOKANE VALLEY, WA$373,955,768.00Regulatory AUM · August 2026
- DEMERS CONSTANCE ELAINECRD 106702 · COLUMBUS, OH$125,324,415.00Regulatory AUM · August 2026
- DEMETER TACTICAL INVESTMENTS CORP.CRD 329512 · PROSPECT, KY$265,266,889.00Regulatory AUM · August 2026
- DEMIAN CAPITALCRD 288137$284,281,884.00Regulatory AUM · August 2026
- DEMMING FINANCIAL SERVICES CORP.CRD 120106 · AURORA, OH$675,718,034.00Regulatory AUM · August 2026
- DENALI ADVISORS, LLCCRD 110242 · SAN DIEGO, CA$1,387,865,090.00Regulatory AUM · August 2026
- DENALI WEALTH MANAGEMENT, INC.CRD 153323 · MEQUON, WI$226,122,000.00Regulatory AUM · August 2026
- DENDUR CAPITAL LPCRD 300823 · NEW YORK, NY$1,464,549,725.00Regulatory AUM · August 2026
- DENHAM CAPITAL MANAGEMENT LPCRD 156605 · BOSTON, MA$5,264,574,125.00Regulatory AUM · August 2026
- DENVER PWM, LLCCRD 171139 · DENVER, CO$524,370,341.00Regulatory AUM · August 2026
- DENVER WEALTH MANAGEMENT, INC.CRD 284868 · DENVER, CO$529,782,138.00Regulatory AUM · August 2026
- DEPENDABLE ALTERNATIVE INVESTMENTS, LLCCRD 300332 · MENLO PARK, CA$329,640,421.00Regulatory AUM · August 2026
- DEPRINCE, RACE & ZOLLO, INC.CRD 112099 · WINTER PARK, FL$5,893,873,474.00Regulatory AUM · August 2026
- DERASTONE LLCCRD 153748$84,323,442.00Regulatory AUM · August 2026
- DERBY COPELAND MANAGEMENT GROUP, LLCCRD 321102 · NEW YORK, NY$395,770,874.00Regulatory AUM · August 2026
- DERBY LANE PARTNERS LPCRD 334739 · NEW YORK, NY$746,275,000.00Regulatory AUM · August 2026
- DERIVATY COCRD 310249 · WHITE PLAINS, NY$28,000,000.00Regulatory AUM · August 2026
- DERIVE WEALTH LLCCRD 284619 · PASADENA, CA$141,290,000.00Regulatory AUM · August 2026
- DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL, INC.CRD 121560 · BLOOMFIELD HILLS, MI$2,580,243,168.00Regulatory AUM · August 2026
- DERRYRUSH WEALTH MANAGEMENT LLCCRD 338575 · WEST SAYVILLE, NY$25,840,002.00Regulatory AUM · August 2026
- DES MOINES INVESTMENTS, LLCCRD 146322 · DES MOINES, IA$246,000,000.00Regulatory AUM · August 2026
- DESCHUTES INVESTMENT CONSULTING, LLCCRD 155312 · PORTLAND, OR$2,888,130,797.00Regulatory AUM · August 2026
- DESCHUTES PORTFOLIO STRATEGY, LLCCRD 155424 · PORTLAND, OR$1,626,629,400.00Regulatory AUM · August 2026
- DESERANNO CORPORATIONCRD 121841 · GROSSE POINTE FARMS, MI$207,987,834.00Regulatory AUM · August 2026
- DESERT ROSE CAPITAL MANAGEMENT, INC.CRD 154331 · MERIDIAN, ID$192,134,096.00Regulatory AUM · August 2026
- DESIGNED WEALTH USA LTD.CRD 337487Not availableRegulatory AUM · August 2026
- DESIGNER TECHNOLOGIES, INC.CRD 281879$89,228,820.00Regulatory AUM · August 2026
- DESTINATION WEALTH MANAGEMENTCRD 110365 · WALNUT CREEK, CA$4,948,271,866.00Regulatory AUM · August 2026
- DESTINY ADVISORS LLCCRD 312099 · AUSTIN, TX$441,367,407.00Regulatory AUM · August 2026
- DESTINY CAPITAL CORPORATIONCRD 111196 · DENVER, CO$382,199,911.00Regulatory AUM · August 2026
- DESTINY FAMILY OFFICECRD 338015 · TAVARES, FL$605,068,786.00Regulatory AUM · August 2026
- DESTINY WEALTH PARTNERS, LLCCRD 171346 · TAVARES, FL$947,288,591.00Regulatory AUM · August 2026
- DESTRA CAPITAL ADVISORS LLCCRD 148574 · BOZEMAN, MT$463,846,135.00Regulatory AUM · August 2026
- DETALUS ADVISORS, LLCCRD 117958 · ST. LOUIS, MO$2,220,354,641.00Regulatory AUM · August 2026
- DEUTERIUM CAPITAL MANAGEMENT, LLCCRD 294051 · CLEARWATER, FL$603,665,900.00Regulatory AUM · August 2026