All investment adviser firms · Page 45
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- DAEMON INVESTMENT AND ASSET MANAGEMENT, LLCCRD 285629 · MIAMI, FL$7,098,464,141.00Regulatory AUM · August 2026
- DAFNA CAPITAL MANAGEMENT, LLCCRD 129053 · LOS ANGELES, CA$645,210,327.00Regulatory AUM · August 2026
- DAGCO, INC.CRD 106950 · WESTLAKE, OH$628,669,491.00Regulatory AUM · August 2026
- DAHAB ASSOCIATES INCCRD 108356 · BAY SHORE, NYNot availableRegulatory AUM · August 2026
- DAHER CAPITAL GROUP, LLCCRD 341516 · JUPITER, FL$490,000,000.00Regulatory AUM · August 2026
- DAHRING | CUSMANO LLCCRD 301236 · NOVI, MI$781,384,466.00Regulatory AUM · August 2026
- DAI WEALTH, LLCCRD 138938 · ATLANTA, GA$329,951,743.00Regulatory AUM · August 2026
- DAIWA ASSET MANAGEMENT (AMERICA) LTD.CRD 126191 · NEW YORK, NY$5,959,831,087.00Regulatory AUM · August 2026
- DAIWA CAPITAL MANAGEMENT SILICON VALLEY INC.CRD 307581 · PALO ALTO, CA$376,374,382.00Regulatory AUM · August 2026
- DAKOTA INVESTMENTS, LLCCRD 290284 · BRYN MAWR, PA$124,775,256.00Regulatory AUM · August 2026
- DAKOTA WEALTH, LLCCRD 297987 · PALM BEACH GARDENS, FL$6,941,956,964.00Regulatory AUM · August 2026
- DALAL STREET, LLCCRD 161471 · WEST LAKE HILLS, TX$936,286,116.00Regulatory AUM · August 2026
- DALE K. EHRHART, INC.CRD 35971 · VENICE, FL$648,772,602.00Regulatory AUM · August 2026
- DALE Q. RICE INVESTMENT MANAGEMENT, LTD.CRD 310614$156,591,623.00Regulatory AUM · August 2026
- DALTON INVESTMENTS, INC.CRD 308609 · EL SEGUNDO, CA$5,717,833,544.00Regulatory AUM · August 2026
- DALY INVESTMENT MANAGEMENT, LLCCRD 149980 · MOUNT PROSPECT, IL$123,548,761.00Regulatory AUM · August 2026
- DANA INVESTMENT ADVISORS INCCRD 105879 · WAUKESHA, WI$6,076,522,387.00Regulatory AUM · August 2026
- DANER WEALTH MANAGEMENT, LLCCRD 317373 · ALPHARETTA, GA$201,683,975.00Regulatory AUM · August 2026
- DANIEL INVESTMENT ASSOCIATES, LLCCRD 157284 · SANTA BARBARA, CA$225,253,116.00Regulatory AUM · August 2026
- DANIEL INVESTMENT GROUP INC.CRD 338851 · ROYAL OAK, MI$210,062,660.00Regulatory AUM · August 2026
- DANIEL KRUG & ASSOCIATES, INC.CRD 298532 · CLARKSTON, MI$145,104,606.00Regulatory AUM · August 2026
- DANIELS & ERICKSON FINANCIAL ADVISORS, LLCCRD 119687 · DALLAS, TX$213,569,645.00Regulatory AUM · August 2026
- DARA CAPITAL US, INC.CRD 153544 · MIAMI, FL$563,125,344.00Regulatory AUM · August 2026
- DARBY INTERNATIONAL CAPITAL LLCCRD 310826$448,410,685.00Regulatory AUM · August 2026
- DARBY OVERSEAS PARTNERS, L.P.CRD 160799 · WASHINGTON, DC$154,497,095.00Regulatory AUM · August 2026
- DARCYVILLE MANAGEMENT LPCRD 337282 · WASHINGTON, DC$836,563,608.00Regulatory AUM · August 2026
- DARDANELLES CAPITAL LPCRD 323067 · BOSTON, MA$114,237,861.00Regulatory AUM · August 2026
- DARDEN WEALTH GROUP, INCCRD 294926 · ANN ARBOR, MI$379,556,400.00Regulatory AUM · August 2026
- DARK FOREST CAPITAL MANAGEMENT LPCRD 312519 · NEW YORK, NY$2,417,011,979.00Regulatory AUM · August 2026
- DARK HORSE ADVISORS LLCCRD 312741$181,732,180.00Regulatory AUM · August 2026
- DARK HORSE WEALTH LLCCRD 159999 · CAZENOVIA, NY$36,628,571.00Regulatory AUM · August 2026
- DARLINGTON PARTNERS CAPITAL MANAGEMENT, LPCRD 311926 · GREENBRAE, CA$3,275,973,823.00Regulatory AUM · August 2026
- DARSANA CAPITAL PARTNERS LPCRD 170862 · NEW YORK, NY$16,667,644,521.00Regulatory AUM · August 2026
- DARTMOUTH CAPITAL ADVISORS, INC.CRD 105933$167,574,179.00Regulatory AUM · August 2026
- DARWIN VENTURES, LLCCRD 157665 · SANDPOINT, ID$907,970,202.00Regulatory AUM · August 2026
- DARWIN WEALTH MANAGEMENT, LLCCRD 166585 · TAMPA, FL$614,495,581.00Regulatory AUM · August 2026
- DARWINS RIVER CAPITAL, LPCRD 334878 · NEW YORK, NY$283,835,000.00Regulatory AUM · August 2026
- DASH ACQUISITIONS INC.CRD 135281 · WOODLAND HILLS, CA$681,637,820.00Regulatory AUM · August 2026
- DATALIGN ADVISORY, INC.CRD 317004 · CAMBRIDGE, MANot availableRegulatory AUM · August 2026
- DAUNTLESS CAPITAL PARTNERS LLCCRD 322380 · HOUSTON, TX$283,486,947.00Regulatory AUM · August 2026
- DAUS FINANCIAL SERVICES, LLCCRD 323054 · KALAMAZOO, MI$270,510,000.00Regulatory AUM · August 2026
- DAVENPORT & COMPANY LLCCRD 1588 · RICHMOND, VA$24,699,034,685.00Regulatory AUM · August 2026
- DAVENPORT WATTS & DRAKE INVESTMENT ADVISORS, LLCCRD 127506 · RIDGELAND, MS$157,076,843.00Regulatory AUM · August 2026
- DAVENTRY GROUP LPCRD 306533 · NEW YORK, NY$179,901,634.00Regulatory AUM · August 2026
- DAVERN CAPITAL PARTNERS, LPCRD 323018 · NEW YORK, NY$715,076,699.00Regulatory AUM · August 2026
- DAVID KENNON INCORPORATEDCRD 301130 · SARASOTA, FL$300,000,008.00Regulatory AUM · August 2026
- DAVID P. GILLIAM & ASSOCIATES, INC.CRD 285515 · MUNCIE, IN$186,693,547.00Regulatory AUM · August 2026
- DAVID VAUGHAN INVESTMENTS, LLCCRD 105990 · PEORIA, IL$5,331,382,823.00Regulatory AUM · August 2026
- DAVIDOV WEALTH GROUP, LLCCRD 166794 · GARDEN CITY, NY$174,474,636.00Regulatory AUM · August 2026
- DAVIDSON ADVISORY GROUP, LLCCRD 333090 · CHARLOTTE, NC$223,538,419.00Regulatory AUM · August 2026
- DAVIDSON CAPITAL MANAGEMENT, INC.CRD 112232 · CORPUS CHRISTI, TX$630,302,467.00Regulatory AUM · August 2026
- DAVIDSON INVESTMENT ADVISORS, INC.CRD 110552 · GREAT FALLS, MT$5,200,170,370.00Regulatory AUM · August 2026
- DAVIDSON KAHN CAPITAL MANAGEMENT, LLCCRD 290062 · SHERMAN OAKS, CA$415,493,541.00Regulatory AUM · August 2026
- DAVIDSON KEMPNER CAPITAL MANAGEMENT LPCRD 155680 · NEW YORK, NY$46,633,679,170.00Regulatory AUM · August 2026
- DAVIDSON WEALTH MANAGEMENT LLCCRD 153227 · FORKED RIVER, NJ$172,351,950.00Regulatory AUM · August 2026
- DAVIES FINANCIAL ADVISORS, INC.CRD 139764 · MURRIETA, CA$123,078,109.00Regulatory AUM · August 2026
- DAVIMAN FINANCIAL, LLCCRD 285030$233,930,979.00Regulatory AUM · August 2026
- DAVINCI FINANCIAL DESIGNS LLCCRD 163362 · COLUMBIA, SC$222,823,888.00Regulatory AUM · August 2026
- DAVIS CAPITAL ADVISORS, LLCCRD 153496 · NEW YORK, NY$46,860,690.00Regulatory AUM · August 2026
- DAVIS CAPITAL MANAGEMENT LLCCRD 149014 · JACKSONVILLE, FL$259,000,000.00Regulatory AUM · August 2026
- DAVIS FINANCIAL MANAGEMENT, INC.CRD 143410 · OVERLAND PARK, KS$144,649,000.00Regulatory AUM · August 2026
- DAVIS INVESTMENT PARTNERS, LLCCRD 318783 · CHARLOTTE, NC$390,005,596.00Regulatory AUM · August 2026
- DAVIS INVESTMENT VENTURES, LLCCRD 161888 · BOSTON, MA$2,049,970,037.00Regulatory AUM · August 2026
- DAVIS PRIVATE WEALTH, LLCCRD 285952 · ROYAL PALM BEACH, FL$192,700,000.00Regulatory AUM · August 2026
- DAVIS SELECTED ADVISERS - NY, INC.CRD 106659 · NEW YORK, NY$21,978,715,086.00Regulatory AUM · August 2026
- DAVIS SELECTED ADVISERS LPCRD 108674 · TUCSON, AZ$30,120,188,911.00Regulatory AUM · August 2026
- DAVIS WEALTH ADVISORS LLCCRD 287736 · SALEM, NH$197,149,289.00Regulatory AUM · August 2026
- DAVIS, DAVIS AND CONOVER WEALTH MANAGEMENT, LLCCRD 286575 · NASHVILLE, TN$144,878,543.00Regulatory AUM · August 2026
- DAVIVIENDA INVESTMENT ADVISOR USA LLCCRD 319755 · MIAMI, FL$120,204,357.00Regulatory AUM · August 2026
- DAWSON PARTNERS (US) INC.CRD 339430 · NEW YORK, NY$999,148,689.00Regulatory AUM · August 2026
- DAWSON PARTNERS INC.CRD 281728$22,141,360,695.00Regulatory AUM · August 2026
- DAYAH CAPITAL LLCCRD 327487 · STAMFORD, CT$264,841,930.00Regulatory AUM · August 2026
- DAYBREAK FUND ADVISORS LLCCRD 163267 · HOUSTON, TX$1,007,489,318.00Regulatory AUM · August 2026
- DAYBRIGHT ADVISORY SERVICES, INC.CRD 133795 · MIAMI, FL$997,417,668.00Regulatory AUM · August 2026
- DAYMARK WEALTH PARTNERS, LLCCRD 320878 · CINCINNATI, OH$5,042,043,338.00Regulatory AUM · August 2026
- DAYTONA STREET CAPITAL LLCCRD 316666 · SAINT LOUIS, MO$189,256,439.00Regulatory AUM · August 2026
- DB & C ADVISORS, LLCCRD 155645 · HOLLAND, MI$252,161,280.00Regulatory AUM · August 2026
- DB ADVISORY AMERICA, LIMITED(LTD)CRD 313938 · NEW YORK, NY$1,300,000,000.00Regulatory AUM · August 2026
- $133,657,020.00Regulatory AUM · August 2026
- DBK FINANCIAL COUNSEL, LLCCRD 170688 · CUYAHOGA FALLS, OH$199,476,254.00Regulatory AUM · August 2026
- DBS INVESTMENT ADVISERS, LLCCRD 123283 · BAY CITY, MI$280,177,315.00Regulatory AUM · August 2026
- DBX ADVISORS LLCCRD 154558 · NEW YORK, NY$28,987,649,436.00Regulatory AUM · August 2026
- DC CAPITAL MANAGEMENT, LLCCRD 142841$107,009,732.00Regulatory AUM · August 2026
- DC CAPITAL PARTNERS MANAGEMENT, L.P.CRD 283131 · ALEXANDRIA, VA$1,402,240,761.00Regulatory AUM · August 2026
- DCA FAMILY OFFICE, LLCCRD 322047 · ROSEVILLE, CA$119,914,111.00Regulatory AUM · August 2026
- DCM ADVISORS, LLCCRD 126248 · NEW YORK, NY$260,523,078.00Regulatory AUM · August 2026
- DDD PARTNERS, LLCCRD 301548 · BELLEVUE, WA$2,390,397,962.00Regulatory AUM · August 2026
- DDELTA REAL ESTATE INVESTMENTS INC.CRD 326662 · AUSTIN, TX$169,592,200.00Regulatory AUM · August 2026
- DDFG, INCCRD 317862 · THOUSAND OAKS, CA$567,800,000.00Regulatory AUM · August 2026
- DDO ADVISORY SERVICES, LLCCRD 154944 · RHINEBECK, NY$26,833,352.00Regulatory AUM · August 2026
- DE GROOTE FINANCIAL GROUP, LLCCRD 168178 · THOUSAND OAKS, CA$1,215,942,608.00Regulatory AUM · August 2026
- DEAN CAPITAL MANAGEMENT, LLCCRD 145666 · OVERLAND PARK, KS$1,148,942,036.00Regulatory AUM · August 2026
- DEAN FINANCIAL SERVICES, LLCCRD 129679 · BEAVERCREEK, OH$382,008,860.00Regulatory AUM · August 2026
- DEAN INVESTMENT ASSOCIATES, LLCCRD 104635 · BEAVERCREEK, OH$909,330,276.00Regulatory AUM · August 2026
- DEAN ROLAND RUSSELL, LLCCRD 109480 · SAN DIEGO, CA$351,202,738.00Regulatory AUM · August 2026
- DEAN WEALTH PARTNERS, LLCCRD 298237 · AUSTIN, TX$249,810,922.00Regulatory AUM · August 2026
- DEAN, JACOBSON FINANCIAL SERVICES, LLCCRD 115879 · FORT WORTH, TX$519,412,773.00Regulatory AUM · August 2026
- DEANE RETIREMENT STRATEGIES, INC.CRD 127096 · NEW ORLEANS, LA$250,732,080.00Regulatory AUM · August 2026
- DEANS KNIGHT CAPITAL MANAGEMENT LTD.CRD 149155$538,317,811.00Regulatory AUM · August 2026
- DEARBORN CAPITAL MANAGEMENT, LLCCRD 155473 · CHICAGO, IL$360,901,576.00Regulatory AUM · August 2026