All investment adviser firms · Page 44
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- CUMBERLAND ADVISORS, LLCCRD 107964 · SARASOTA, FL$3,217,125,317.00Regulatory AUM · August 2026
- CUMBERLAND HILL CAPITAL MANAGEMENT LLCCRD 142227 · DALLAS, TX$18,150,000.00Regulatory AUM · August 2026
- CUMBERLAND INVESTMENT COUNSEL INC.CRD 110887$1,405,771,456.00Regulatory AUM · August 2026
- CUNNING CAPITAL, LLCCRD 310482$228,408,897.00Regulatory AUM · August 2026
- CURA & SENECTUS INVESTMENT AGCRD 294103$146,211,152.00Regulatory AUM · August 2026
- CURA WEALTH ADVISORS, LLCCRD 332511 · CHICAGO, IL$527,732,383.00Regulatory AUM · August 2026
- CURAFIN ADVISORS, LLCCRD 329091 · PHOENIX, AZ$748,375,338.00Regulatory AUM · August 2026
- CURASSET CAPITAL MANAGEMENT, LLCCRD 316522 · NEWARK, NJ$643,187,976.00Regulatory AUM · August 2026
- CURAT GLOBAL LLCCRD 296180$117,512,767.00Regulatory AUM · August 2026
- CURATED WEALTH PARTNERS, LLCCRD 297852 · EL SEGUNDO, CA$1,762,000,000.00Regulatory AUM · August 2026
- CURBSTONE FINANCIAL MANAGEMENT CORPORATIONCRD 13348 · MANCHESTER, NH$411,740,153.00Regulatory AUM · August 2026
- CURCIO WEBB LLCCRD 109066 · LAWRENCEVILLE, NJNot availableRegulatory AUM · August 2026
- CUREWELL CAPITAL MANAGEMENT, LLCCRD 318142 · LOS ANGELES, CA$744,310,775.00Regulatory AUM · August 2026
- CURI CAPITAL, LLCCRD 134249 · CHICAGO, IL$11,582,602,449.00Regulatory AUM · August 2026
- CURIAM CAPITAL LLCCRD 305220 · NEW YORK, NY$964,661,366.00Regulatory AUM · August 2026
- CURIO WEALTH, LLCCRD 328178 · ANNAPOLIS, MD$460,657,970.00Regulatory AUM · August 2026
- CURRAN FINANCIAL PARTNERS, LLCCRD 281943 · DANIEL ISLAND, SC$749,381,619.00Regulatory AUM · August 2026
- CURRY WEBB WEALTH MANAGEMENT LLCCRD 168692 · INDIANAPOLIS, IN$332,442,429.00Regulatory AUM · August 2026
- CURTIS ADVISORY GROUP, LLCCRD 151695 · SANTA BARBARA, CA$573,697,121.00Regulatory AUM · August 2026
- CURTIS CAPITAL ADVISORS, LLCCRD 330835 · OVERLAND PARK, KS$165,500,000.00Regulatory AUM · August 2026
- CURTIS FINANCIAL PLANNING, LLCCRD 136785$163,500,000.00Regulatory AUM · August 2026
- CURTIS WEALTH MANAGEMENT LLCCRD 312245 · HENDERSON, NV$148,504,942.00Regulatory AUM · August 2026
- CUSHING ASSET MANAGEMENT, LPCRD 131517 · DALLAS, TX$1,750,294,646.00Regulatory AUM · August 2026
- CUSHING CAPITAL PARTNERS, LLCCRD 313497 · DELAFIELD, WI$274,702,787.00Regulatory AUM · August 2026
- CUSOURCE, LLCCRD 44970 · PLANO, TX$52,373,407,058.00Regulatory AUM · August 2026
- CUSTOM WEALTH MANAGEMENT, LLCCRD 340956 · PLYMOUTH, MINot availableRegulatory AUM · August 2026
- CUSTOS FAMILY OFFICE LLCCRD 294025$346,555,336.00Regulatory AUM · August 2026
- CUTLER CAPITAL MANAGEMENT LLCCRD 107463 · WORCESTER, MA$430,827,783.00Regulatory AUM · August 2026
- CUTLER INVESTMENT COUNSEL, LLCCRD 128483 · JACKSONVILLE, OR$1,541,676,261.00Regulatory AUM · August 2026
- CUTTER FINANCIAL GROUP LLCCRD 290016 · FALMOUTH, MA$216,940,062.00Regulatory AUM · August 2026
- CV ADVISORS LLCCRD 164817 · AVENTURA, FL$15,083,670,822.00Regulatory AUM · August 2026
- CVC ADVISORS (U.S.) INC.CRD 174050 · NEW YORK, NY$25,560,740,629.00Regulatory AUM · August 2026
- CVC CREDIT PARTNERS U.S. CLO MANAGEMENT LLCCRD 284980 · NEW YORK, NY$2,333,583,223.00Regulatory AUM · August 2026
- CVC CREDIT PARTNERS, LLCCRD 138528 · NEW YORK, NY$61,627,080,086.00Regulatory AUM · August 2026
- CVC SECONDARY PARTNERS (U.S.), LLCCRD 289554 · NEW YORK, NY$22,185,972,965.00Regulatory AUM · August 2026
- CVFG LLCCRD 325310 · SHELBYVILLE, IN$1,154,353,259.00Regulatory AUM · August 2026
- CVNA, LLCCRD 340877 · PEPPER PIKE, OH$711,911,936.00Regulatory AUM · August 2026
- CW ADVISORS, LLCCRD 310873 · BOSTON, MA$15,224,527,279.00Regulatory AUM · August 2026
- CW INVESTMENT ADVISERS, LLCCRD 305926 · LOS ANGELES, CA$1,084,343,648.00Regulatory AUM · August 2026
- CW SECURITIES, LLCCRD 124496 · KNOXVILLE, TN$113,478,500.00Regulatory AUM · August 2026
- CWA ASSET MANAGEMENT GROUP, LLCCRD 158940 · NAPLES, FL$4,514,473,566.00Regulatory AUM · August 2026
- CWC ADVISORS, LLCCRD 127739 · LAKE OSWEGO, OR$445,346,348.00Regulatory AUM · August 2026
- CWCI LLCCRD 144535 · WASHINGTON, DC$255,529,906.00Regulatory AUM · August 2026
- CWM ADVISORY, LLCCRD 299923 · OCEAN PINES, MD$100,973,620.00Regulatory AUM · August 2026
- CWM PARTNERS, LLCCRD 299857$59,840,472.00Regulatory AUM · August 2026
- CWM, LLCCRD 155344 · OMAHA, NE$50,579,657,663.00Regulatory AUM · August 2026
- CWS CAPITAL PARTNERS LLCCRD 166871 · NEWPORT BEACH, CA$268,387,708.00Regulatory AUM · August 2026
- CWS FINANCIAL ADVISORS LLCCRD 297000 · KALAMAZOO, MI$1,328,605,949.00Regulatory AUM · August 2026
- CX INSTITUTIONAL, LLCCRD 292627 · AUBURN, IN$4,464,692,612.00Regulatory AUM · August 2026
- CXI ADVISORS, LLCCRD 301321 · AUBURN, INNot availableRegulatory AUM · August 2026
- CYBER HORNET ETFS LLCCRD 305171 · ST. PETERSBURG, FL$167,586,519.00Regulatory AUM · August 2026
- CYBORGWEALTH, LLCCRD 150897 · RED BANK, NJNot availableRegulatory AUM · August 2026
- CYCAP PARTNERS, LLCCRD 335347 · TALLAHASSEE, FL$143,204,838.00Regulatory AUM · August 2026
- CYGNET FINANCIAL PLANNING INC.CRD 123430 · WATERFORD, MI$212,902,407.00Regulatory AUM · August 2026
- CYGNUS CAPITAL ADVISORS, LLCCRD 323041 · ATLANTA, GA$229,725,346.00Regulatory AUM · August 2026
- CYNDEO WEALTH PARTNERS, LLCCRD 307781 · ST. PETERSBURG, FL$3,151,489,364.00Regulatory AUM · August 2026
- CYNOSURE PORTFOLIO ADVISORS LLCCRD 337747 · SALT LAKE CITY, UT$5,782,490.00Regulatory AUM · August 2026
- CYPRESS ADVISORY GROUP, LLCCRD 172113 · SCOTTSDALE, AZ$152,721,993.00Regulatory AUM · August 2026
- CYPRESS ASSET MANAGEMENT INCCRD 106593 · HOUSTON, TX$455,795,968.00Regulatory AUM · August 2026
- CYPRESS ASSET MANAGEMENT, INC.CRD 145415$152,800,615.00Regulatory AUM · August 2026
- CYPRESS CAPITAL MANAGEMENT US LIMITEDCRD 139037$106,218,886.00Regulatory AUM · August 2026
- CYPRESS CAPITAL MANAGEMENT, LLCCRD 130401 · SHERIDAN, WY$121,672,219.00Regulatory AUM · August 2026
- CYPRESS CAPITAL PARTNERS, LLCCRD 140754 · CHICAGO, IL$464,414,004.00Regulatory AUM · August 2026
- CYPRESS CAPITAL WEALTH MANAGEMENT, LLCCRD 312340 · ANN ARBOR, MI$330,221,401.00Regulatory AUM · August 2026
- CYPRESS CAPITAL, LLCCRD 171266 · FRANKLIN, TN$426,048,161.00Regulatory AUM · August 2026
- CYPRESS FINANCIAL PLANNING, LLCCRD 151014 · HADDON HEIGHTS, NJ$490,443,121.00Regulatory AUM · August 2026
- CYPRESS INVESTMENT MANAGEMENT, LLCCRD 327810 · OAKBROOK TERRACE, IL$302,200,000.00Regulatory AUM · August 2026
- CYPRESS POINT CAPITAL MANAGEMENT, LLCCRD 167195$184,400,000.00Regulatory AUM · August 2026
- CYPRESS POINT INVESTMENT MANAGEMENT LPCRD 316549 · MILL VALLEY, CA$512,361,156.00Regulatory AUM · August 2026
- CYPRESS POINT WEALTH MANAGEMENT, LLCCRD 143771 · DALLAS, TX$1,465,685,639.00Regulatory AUM · August 2026
- CYPRESS WEALTH MANAGEMENT, LLCCRD 324524 · OAKBROOK TERRACE, IL$282,700,000.00Regulatory AUM · August 2026
- CYPRESS WEALTH SERVICES, LLCCRD 288992 · PALM DESERT, CA$1,339,348,214.00Regulatory AUM · August 2026
- CYPRIUM INVESTMENT PARTNERS LLCCRD 160746 · CLEVELAND, OH$760,188,529.00Regulatory AUM · August 2026
- CYR FINANCIAL INC.CRD 277118 · HENNEPIN, IL$180,516,603.00Regulatory AUM · August 2026
- CYRUS CAPITAL PARTNERS, L.P.CRD 136713 · NEW YORK, NY$3,866,538,836.00Regulatory AUM · August 2026
- CYSTEIN MANAGEMENT LLCCRD 290365$4,460,154.00Regulatory AUM · August 2026
- CYTIUM INVESTMENT MANAGEMENT, LLCCRD 327890 · NEW YORK, NY$749,024,030.00Regulatory AUM · August 2026
- CYWP FUND LLCCRD 337234 · BOCA RATON, FL$160,808,303.00Regulatory AUM · August 2026
- CZECH ASSET MANAGEMENT, L.P.CRD 159308 · STAMFORD, CT$1,479,887,835.00Regulatory AUM · August 2026
- D & G ADVISORY GROUP, L.L.C.CRD 125055$190,913,758.00Regulatory AUM · August 2026
- D & P INVESTMENT ADVISORS, LTD.CRD 119631 · WAKEFIELD, RI$197,759,856.00Regulatory AUM · August 2026
- D C VOSS & COMPANY, LLCCRD 123392$232,930,585.00Regulatory AUM · August 2026
- D. E. SHAW & CO., L.P.CRD 108679 · NEW YORK, NY$213,364,737,381.00Regulatory AUM · August 2026
- D. E. SHAW INVESTMENT MANAGEMENT, L.L.C.CRD 135284 · NEW YORK, NY$33,368,169,339.00Regulatory AUM · August 2026
- D. M. BRENNER, INC.CRD 134398 · SOLANA BEACH, CA$193,620,246.00Regulatory AUM · August 2026
- D.A. DAVIDSON & CO.CRD 199 · GREAT FALLS, MT$41,839,245,699.00Regulatory AUM · August 2026
- D.A.C. DAVIS INVESTMENT COUNSEL, INC.CRD 107015$12,911,532.00Regulatory AUM · August 2026
- D.B. FITZPATRICK & CO., INC.CRD 105671 · BOISE, ID$487,007,072.00Regulatory AUM · August 2026
- D.B. ROOT & COMPANY, LLCCRD 188512 · PITTSBURGH, PA$952,367,792.00Regulatory AUM · August 2026
- D.F. DENT AND COMPANY, INC.CRD 105179 · BALTIMORE, MD$7,880,660,780.00Regulatory AUM · August 2026
- D.H. HILL ADVISORS, INC.CRD 116324 · KINGWOOD, TX$226,395,564.00Regulatory AUM · August 2026
- D'ANNUNZIO CONSULTING GROUP, LLCCRD 144422 · TACOMA, WA$1,900,775,791.00Regulatory AUM · July 2026
- D'ARCY CAPITAL MANAGEMENT, LLCCRD 156264 · SAN DIEGO, CA$225,614,935.00Regulatory AUM · August 2026
- D'ORAZIO & ASSOCIATES, INC.CRD 131976 · VIENNA, VA$1,442,740,447.00Regulatory AUM · August 2026
- D&A ADVISORS, LLCCRD 307227 · RENO, NV$127,071,586.00Regulatory AUM · August 2026
- D1 CAPITAL PARTNERS L.P.CRD 297298 · NEW YORK, NY$40,160,910,862.00Regulatory AUM · August 2026
- D2 ASSET MANAGEMENT, LPCRD 331542 · DALLAS, TX$1,825,931,886.00Regulatory AUM · August 2026
- DA INV LLCCRD 334514$28,000,000.00Regulatory AUM · August 2026
- DABA ADVISORS LLCCRD 319371 · MIAMI, FL$228,411.00Regulatory AUM · August 2026
- DACHTLER WEALTH ADVISORS, LLCCRD 335863 · FOLSOM, CA$120,350,195.00Regulatory AUM · August 2026