All investment adviser firms · Page 43
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- CREEKSIDE PARTNERS FINANCIAL ADVISERS LLCCRD 125401 · PETALUMA, CA$553,388,044.00Regulatory AUM · August 2026
- CREIGHTON CAPITAL MANAGEMENT LLCCRD 307737$223,964,000.00Regulatory AUM · August 2026
- CREO CAPITAL PARTNERS MANAGEMENT LLCCRD 296861 · MIAMI, FL$235,512,738.00Regulatory AUM · August 2026
- CRESALTA INVESTMENT MANAGEMENT, INC.CRD 339872 · GREENWOOD VILLAGE, CO$323,400,000.00Regulatory AUM · August 2026
- CRESAP, INC.CRD 25899 · RADNOR, PA$339,016,488.00Regulatory AUM · August 2026
- CRESCAT PORTFOLIO MANAGEMENT LLCCRD 139620 · DENVER, CO$536,060,213.00Regulatory AUM · August 2026
- CRESCENT ADVISOR GROUP, INC.CRD 115974 · PLANO, TX$344,367,795.00Regulatory AUM · August 2026
- CRESCENT CAP ADVISORS, LLCCRD 175430 · LOS ANGELES, CA$1,812,779,221.00Regulatory AUM · August 2026
- CRESCENT CAP NT ADVISORS, LLCCRD 324139 · LOS ANGELES, CA$1,108,150,200.00Regulatory AUM · August 2026
- CRESCENT CAPITAL GROUP LPCRD 153966 · LOS ANGELES, CA$49,714,084,717.00Regulatory AUM · August 2026
- CRESCENT CITY RETIREMENT GROUP, LLCCRD 146666 · METAIRIE, LA$130,923,958.00Regulatory AUM · August 2026
- CRESCENT COVE ADVISORS, LPCRD 288111 · SAN FRANCISCO, CA$1,114,357,690.00Regulatory AUM · August 2026
- CRESCENT GROVE ADVISORS, LLCCRD 170912 · LAKE FOREST, IL$5,504,086,413.00Regulatory AUM · August 2026
- CRESCENT HILL PARTNERS LLCCRD 166276 · SARATOGA SPRINGS, NY$298,756,272.00Regulatory AUM · August 2026
- CRESCENT PARK MANAGEMENT, L.P.CRD 172326$234,441,995.00Regulatory AUM · August 2026
- CRESCENT REAL ESTATE LLCCRD 158397 · FORT WORTH, TX$5,113,386,114.00Regulatory AUM · August 2026
- CRESCENT STERLING LTDCRD 106633 · METAIRIE, LA$210,200,000.00Regulatory AUM · August 2026
- CRESSET ASSET MANAGEMENT, LLCCRD 288566 · CHICAGO, IL$78,936,263,960.00Regulatory AUM · August 2026
- CRESSEY & COMPANY LPCRD 155606 · CHICAGO, IL$3,553,782,457.00Regulatory AUM · August 2026
- CREST ROCK MANAGEMENT COMPANY LPCRD 305101 · DENVER, CO$1,101,416,446.00Regulatory AUM · August 2026
- CRESTA ADVISORS, LTD.CRD 169641 · LAREDO, TX$786,011,371.00Regulatory AUM · August 2026
- CRESTA FUND MANAGEMENT LLCCRD 288079 · DALLAS, TX$2,044,723,282.00Regulatory AUM · August 2026
- CRESTLINE MANAGEMENT, L.P.CRD 122711 · FORT WORTH, TX$22,509,958,896.00Regulatory AUM · August 2026
- CRESTMONT PRIVATE WEALTH LLCCRD 304170 · BOERNE, TX$362,987,469.00Regulatory AUM · August 2026
- CRESTVIEW ADVISORS, L.L.C.CRD 157488 · NEW YORK, NY$7,082,373,521.00Regulatory AUM · August 2026
- CRESTWOOD ADVISORS GROUP, LLCCRD 286243 · BOSTON, MA$8,021,455,218.00Regulatory AUM · August 2026
- CRESTWOOD CAPITAL MANAGEMENT, L.P.CRD 160807 · NEW YORK, NY$263,035,648.00Regulatory AUM · August 2026
- CREW CAPITAL MANAGEMENT, LTD.CRD 125402 · CINCINNATI, OH$235,415,875.00Regulatory AUM · August 2026
- CREWCIAL PARTNERS LLCCRD 131570 · NEW YORK, NY$971,646,493.00Regulatory AUM · August 2026
- CREWE ADVISORS LLCCRD 173920 · SALT LAKE CITY, UT$3,050,592,310.00Regulatory AUM · August 2026
- CREWS & ASSOCIATES, INC.CRD 8052 · LITTLE ROCK, AR$181,087,303.00Regulatory AUM · August 2026
- CRF FINANCIAL GROUPCRD 127388 · INDIANAPOLIS, IN$279,481,430.00Regulatory AUM · August 2026
- CRG FUND MANAGER, LLCCRD 311944 · CHICAGO, IL$516,857,186.00Regulatory AUM · August 2026
- CROAK ASSET MANAGEMENT, LLCCRD 297666 · TOLEDO, OH$363,925,759.00Regulatory AUM · August 2026
- CROMWELL INVESTMENT ADVISORS, LLCCRD 314411 · BALTIMORE, MD$368,868,727.00Regulatory AUM · August 2026
- CROSS BORDER FINANCIAL PLANNING USA LLCCRD 317154 · PHILADELPHIA, PA$147,228,501.00Regulatory AUM · August 2026
- CROSS BORDER WEALTH, LLCCRD 288330 · NEW YORK, NY$221,885,239.00Regulatory AUM · August 2026
- CROSS CREEK ADVISORS, LLCCRD 165803 · SALT LAKE CITY, UT$1,347,758,636.00Regulatory AUM · August 2026
- CROSS FINANCIAL ADVISORS, LLCCRD 287686 · PORTLAND, OR$481,819,342.00Regulatory AUM · August 2026
- CROSS ISLAND ADVISORS LLCCRD 292058 · DARIEN, CT$453,000,000.00Regulatory AUM · August 2026
- CROSS LAKE PARTNERS LPCRD 297215 · NEW YORK, NY$1,177,088,615.00Regulatory AUM · August 2026
- CROSS OCEAN PARTNERS MANAGEMENT LPCRD 285340 · GREENWICH, CT$6,285,117,946.00Regulatory AUM · August 2026
- CROSS RAPIDS CAPITAL LPCRD 313143 · NEW YORK, NY$335,782,125.00Regulatory AUM · August 2026
- CROSS SHORE CAPITAL MANAGEMENT, LLCCRD 136650 · GREAT NECK, NY$147,092,605.00Regulatory AUM · August 2026
- CROSS STAFF INVESTMENTS INC.CRD 165984 · PITTSFORD, NY$443,496,840.00Regulatory AUM · August 2026
- CROSS STATE FINANCIAL GROUP LLCCRD 282011 · ALBUQUERQUE, NM$188,304,908.00Regulatory AUM · August 2026
- CROSSBEAM VENTURE PARTNERS LLCCRD 309047 · NEW YORK, NY$507,749,339.00Regulatory AUM · August 2026
- CROSSGATE WEALTH ADVISORS, LLCCRD 121856 · NEWTOWN, PA$271,873,742.00Regulatory AUM · August 2026
- CROSSGEN WEALTH LLCCRD 336270 · GREENVILLE, NC$222,779,471.00Regulatory AUM · August 2026
- CROSSGRAIN FAMILY INVESTMENTS, LLCCRD 318373$177,570,614.00Regulatory AUM · August 2026
- CROSSINGBRIDGE ADVISORS, LLCCRD 286594 · PLEASANTVILLE, NY$4,182,059,071.00Regulatory AUM · August 2026
- CROSSLAYER CAPITAL MANAGEMENT LLCCRD 318810$235,641,957.00Regulatory AUM · August 2026
- CROSSLINK CAPITAL, INC.CRD 109948 · MENLO PARK, CA$3,913,547,829.00Regulatory AUM · August 2026
- CROSSMARK GLOBAL INVESTMENTS, INC.CRD 113360 · HOUSTON, TX$8,983,812,044.00Regulatory AUM · August 2026
- CROSSMARK WEALTH MANAGEMENT, LLCCRD 289004 · HOUSTON, TX$1,185,087,606.00Regulatory AUM · August 2026
- CROSSOVER CAPITAL BRANDS LLCCRD 326625 · YARDLEY, PA$179,466,190.00Regulatory AUM · August 2026
- CROSSPLANE CAPITAL MANAGEMENT, LPCRD 300646 · DALLAS, TX$736,248,662.00Regulatory AUM · August 2026
- CROSSPOINT CAPITAL PARTNERS, LPCRD 306981 · MENLO PARK, CA$8,695,073,204.00Regulatory AUM · August 2026
- CROSSPOINT CAPITAL STRATEGIES, LLCCRD 150212 · ORINDA, CA$118,000,000.00Regulatory AUM · July 2026
- CROSSPOINT FINANCIAL, LLCCRD 286443 · TUSTIN, CA$157,077,817.00Regulatory AUM · August 2026
- CROSSTIMBERS CAPITAL GROUP, LLCCRD 285144 · HOUSTON, TX$626,156,348.00Regulatory AUM · August 2026
- CROW HOLDINGS CAPITAL PARTNERS, L.L.C.CRD 156925 · DALLAS, TX$14,446,644,303.00Regulatory AUM · August 2026
- CROW'S NEST HOLDINGS LPCRD 316652 · RICHMOND, VA$636,552,783.00Regulatory AUM · August 2026
- CROWDOUT CAPITAL LLCCRD 305018 · AUSTIN, TX$102,381,734.00Regulatory AUM · August 2026
- CROWDSTREET ADVISORS, LLCCRD 299176 · AUSTIN, TX$231,858,503.00Regulatory AUM · August 2026
- CROWN ADVISORS MANAGEMENT, INC.CRD 109720 · LARKSPUR, CA$197,759,721.00Regulatory AUM · August 2026
- CROWN MANAGEMENT ADVISORS, LLCCRD 326369 · ATLANTA, GA$142,189,038.00Regulatory AUM · August 2026
- CROWN OAK ADVISORS, LLCCRD 309749$235,630,503.00Regulatory AUM · August 2026
- CROWN WEALTH GROUP LLCCRD 299732 · CHARLOTTE, NC$437,507,251.00Regulatory AUM · August 2026
- CROWNSTONE ADVISORY & INVESTMENT CORPCRD 339959 · ATLANTA, GANot availableRegulatory AUM · August 2026
- CRUDEN BAY INVESTMENT MANAGEMENT, LLCCRD 284787 · WESTLAKE VILLAGE, CA$663,058,299.00Regulatory AUM · August 2026
- CRUISER CAPITAL ADVISORS, LLCCRD 168739 · STAMFORD, CT$104,440,949.00Regulatory AUM · August 2026
- CRUMLY AND ASSOCIATES, INCORPORATEDCRD 168998 · SPRINGFIELD, IL$1,179,588,527.00Regulatory AUM · August 2026
- CRUSONIA WEALTH ADVISORS LLCCRD 330057 · DENVER, CO$1,178,351,846.00Regulatory AUM · August 2026
- CRUX WEALTH ADVISORSCRD 330731 · LONG BEACH, CA$547,677,060.00Regulatory AUM · August 2026
- CRYSTAL CAPITAL PARTNERS, LLCCRD 146010 · BAY HARBOR ISLANDS, FL$1,296,000,000.00Regulatory AUM · August 2026
- CRYSTAL COVE ASSET MANAGEMENT, LLCCRD 289810 · NEWPORT BEACH, CA$135,190,931.00Regulatory AUM · August 2026
- CRYSTAL ROCK CAPITAL MANAGEMENT, LLC.CRD 157296 · BANNOCKBURN, IL$203,891,787.00Regulatory AUM · August 2026
- CS ADVISORS INC.CRD 130729 · BOCA RATON, FL$118,044,036.00Regulatory AUM · August 2026
- CS CAPITAL MANAGEMENT INCCRD 106492 · EL SEGUNDO, CA$1,090,257,844.00Regulatory AUM · August 2026
- CS PLANNING CORPCRD 149937 · PORTLAND, OR$1,960,873,373.00Regulatory AUM · August 2026
- CSC UPSHOT VENTURES MANAGEMENT, LLCCRD 283270 · PALO ALTO, CA$218,521,015.00Regulatory AUM · August 2026
- CSENGE ADVISORY GROUP, LLCCRD 131167 · CLEARWATER, FL$3,169,721,491.00Regulatory AUM · August 2026
- CSFC MANAGEMENT COMPANY, LLCCRD 161372 · NASHVILLE, TN$2,797,955,480.00Regulatory AUM · August 2026
- CSI GROUP ADVISORS, LLCCRD 338012 · WALL TOWNSHIP, NJNot availableRegulatory AUM · August 2026
- CSL CAPITAL MANAGEMENT, L.P.CRD 158340 · HOUSTON, TX$144,762,065.00Regulatory AUM · August 2026
- CSM ADVISORS, LLCCRD 306128 · WARRENDALE, PA$11,652,588,296.00Regulatory AUM · August 2026
- CSM CAPITAL CORPORATIONCRD 129789 · NEW YORK, NY$1,848,163,156.00Regulatory AUM · August 2026
- CSOP ASSET MANAGEMENT LIMITEDCRD 170206$25,872,126,867.00Regulatory AUM · August 2026
- CSP FINANCIAL GROUP LLCCRD 310819 · SCOTTSDALE, AZ$119,237,758.00Regulatory AUM · August 2026
- CT INVESTMENT MANAGEMENT CO., LLCCRD 160080 · NEW YORK, NY$6,592,698.00Regulatory AUM · August 2026
- CTA WEALTH ADVISORS, INC.CRD 113007 · BURBANK, CA$175,239,397.00Regulatory AUM · August 2026
- CUADRILLA CAPITAL, LLCCRD 314510 · SANTA BARBARA, CA$586,587,471.00Regulatory AUM · August 2026
- CUBETECH CAPITAL, LLCCRD 284475$18,916,505.00Regulatory AUM · August 2026
- CULLEN CAPITAL MANAGEMENT, LLCCRD 113128 · NEW YORK, NY$11,577,260,992.00Regulatory AUM · August 2026
- CULLEN INVESTMENT GROUP, LTD.CRD 18266 · LAFAYETTE, LA$909,951,360.00Regulatory AUM · August 2026
- CULLINAN ASSOCIATES, INC.CRD 108340 · LOUISVILLE, KY$1,481,599,773.00Regulatory AUM · August 2026
- CULTIVAR CAPITAL, INC.CRD 160145 · DENTON, TX$375,110,347.00Regulatory AUM · August 2026
- CULTIVATE WEALTH PARTNERS LLCCRD 340314 · BROOMFIELD, CONot availableRegulatory AUM · August 2026
- CULTIVATION CAPITAL, LLCCRD 168734 · ST. LOUIS, MO$416,351,000.00Regulatory AUM · August 2026