All investment adviser firms · Page 40
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- CONGRESS ASSET MANAGEMENT COMPANY, LLPCRD 105161 · BOSTON, MA$14,199,956,103.00Regulatory AUM · August 2026
- CONGRESS PARK CAPITAL LLCCRD 150309 · SARATOGA SPRINGS, NY$422,313,266.00Regulatory AUM · August 2026
- CONGRUENCE CAPITAL, LLCCRD 328559 · LOS ANGELES, CA$333,540,014.00Regulatory AUM · August 2026
- CONIFER INVESTMENTS LTDCRD 106159 · WEST HARTFORD, CT$524,034,271.00Regulatory AUM · August 2026
- CONIFER MANAGEMENT, LLCCRD 283492 · NEW YORK, NY$4,531,545,388.00Regulatory AUM · August 2026
- CONNECTED WEALTH SOLUTIONS, LLCCRD 277111 · LA GRANDE, OR$226,401,522.00Regulatory AUM · August 2026
- CONNECTICUT CAPITAL MANAGEMENT GROUP, LLCCRD 305013 · MILFORD, CT$253,921,421.00Regulatory AUM · August 2026
- CONNECTICUT WEALTH MANAGEMENT, LLCCRD 154310 · FARMINGTON, CT$4,477,614,678.00Regulatory AUM · August 2026
- CONNECTIVE CAPITAL MANAGEMENT, LLCCRD 161099 · PALO ALTO, CA$230,133,537.00Regulatory AUM · August 2026
- CONNECTIVE PORTFOLIO MANAGEMENT, LLCCRD 297755 · NEW YORK, NY$121,345,569.00Regulatory AUM · August 2026
- CONNECTIVE WEALTH PARTNERS, LLCCRD 335624$77,567,476.00Regulatory AUM · August 2026
- CONNELLY CAPITAL MANAGEMENT LLCCRD 324104 · GUAYNABO, PR$1,054,080,727.00Regulatory AUM · August 2026
- CONNETIC RIA LLCCRD 329078 · COVINGTON, KY$41,308,412.00Regulatory AUM · August 2026
- CONNING INVESTMENT PRODUCTS, INC.CRD 120387 · HARTFORD, CT$572,024,783.00Regulatory AUM · August 2026
- CONNING, INC.CRD 107423 · HARTFORD, CT$106,897,084,097.00Regulatory AUM · August 2026
- CONNOR CAPITAL SB, LLCCRD 283073 · SANTA BARBARA, CA$196,660,704.00Regulatory AUM · August 2026
- $85,592,075,964.00Regulatory AUM · August 2026
- CONNORS INVESTOR SERVICES INCCRD 106993 · WYOMISSING, PA$1,281,082,279.00Regulatory AUM · August 2026
- CONQUIS FINANCIAL LLCCRD 319579 · MILLBRAE, CA$279,971,014.00Regulatory AUM · August 2026
- CONRAD CAPITAL MANAGEMENT, INC.CRD 113648 · HAUPPAUGE, NY$90,669,924.00Regulatory AUM · August 2026
- CONRAD SIEGEL INVESTMENT ADVISORS, INC.CRD 123560 · HARRISBURG, PA$10,118,593,493.00Regulatory AUM · August 2026
- CONSCIOUS CAPITAL WEALTH MANAGEMENT, LLCCRD 174670 · TAMPA, FL$131,312,290.00Regulatory AUM · August 2026
- CONSCIOUS WEALTH INVESTMENTS, LLCCRD 319143 · ATLANTA, GA$272,797,562.00Regulatory AUM · August 2026
- CONSELLO MANAGEMENT LPCRD 317399 · NEW YORK, NY$298,529,764.00Regulatory AUM · August 2026
- CONSEQUENT CAPITAL MANAGEMENT, LLCCRD 285262 · ATLANTA, GANot availableRegulatory AUM · August 2026
- CONSERVATION RESOURCE PARTNERS, LLCCRD 160706 · EXETER, NH$822,052,745.00Regulatory AUM · August 2026
- CONSERVATIVE WEALTH MANAGEMENT LLCCRD 138925$357,521,042.00Regulatory AUM · August 2026
- CONSERVEST CAPITAL ADVISORS INCCRD 111353 · WYNNEWOOD, PA$1,924,651,036.00Regulatory AUM · August 2026
- CONSILIO WEALTH ADVISORS, LLCCRD 314466 · BELLEVUE, WA$555,755,695.00Regulatory AUM · August 2026
- CONSILIUM INVESTMENT MANAGEMENT LLCCRD 131934 · FORT LAUDERDALE, FL$540,599,925.00Regulatory AUM · August 2026
- CONSILIUM WEALTH ADVISORY, LLCCRD 164993$465,984,250.00Regulatory AUM · August 2026
- CONSILIUM, LLCCRD 304503 · BOULDER, CO$215,033,000.00Regulatory AUM · August 2026
- CONSOLIDATED CAPITAL MANAGEMENT, LLCCRD 130734 · BURBANK, CA$358,371,683.00Regulatory AUM · August 2026
- CONSOLIDATED FINANCIAL MANAGEMENT GROUP, LLCCRD 119695 · DUBLIN, OH$588,710,957.00Regulatory AUM · August 2026
- CONSOLIDATED PORTFOLIO REVIEW CORPCRD 112694 · WOODBURY, NY$1,591,860,061.00Regulatory AUM · August 2026
- CONSONANCE CAPITAL PARTNERS, LPCRD 167165 · NEW YORK, NY$2,761,880,203.00Regulatory AUM · August 2026
- CONSORTIUM BRAND PARTNERS, LLCCRD 326505$180,532,057.00Regulatory AUM · August 2026
- CONSTANT GUIDANCE FINANCIAL, LLCCRD 172612 · NORTH ATTLEBORO, MA$197,973,814.00Regulatory AUM · August 2026
- CONSTELLATION ASSET MANAGEMENT, INC.CRD 125704 · FAYETTEVILLE, NY$79,293,570.00Regulatory AUM · August 2026
- CONSTELLATION CAPITAL MANAGEMENT LLCCRD 161275$310,694,949.00Regulatory AUM · August 2026
- $526,360,108.00Regulatory AUM · August 2026
- CONSTELLATION INVESTMENTS, INC.CRD 107528 · MONTGOMERY, OH$31,477,906,332.00Regulatory AUM · August 2026
- CONSTELLATION WEALTH CAPITAL, LLCCRD 326917 · CHICAGO, IL$2,524,453,615.00Regulatory AUM · August 2026
- CONSTITUTION CAPITAL EQUITY PARTNERS LPCRD 147248 · ANDOVER, MA$5,271,080,129.00Regulatory AUM · August 2026
- CONSTITUTION CAPITAL LLCCRD 310378 · SHELTON, CT$241,326,000.00Regulatory AUM · August 2026
- CONSTITUTION CAPITAL PM, L. P.CRD 319678 · ANDOVER, MA$910,776,734.00Regulatory AUM · August 2026
- CONSULTING GROUP ADVISORY SERVICES LLCCRD 137463 · PURCHASE, NY$9,819,883,135.00Regulatory AUM · August 2026
- CONSULTIVA WEALTH MANAGEMENT, CORP.CRD 111846 · SAN JUAN, PR$532,694,447.00Regulatory AUM · August 2026
- CONTANGO WEALTH MANAGEMENT LLCCRD 337757 · OAKLAND, CA$122,757,483.00Regulatory AUM · August 2026
- CONTEGO CAPITAL GROUP, INC.CRD 128518 · EDINA, MN$87,999,479.00Regulatory AUM · August 2026
- CONTEXT CAPITAL MANAGEMENT LLCCRD 115167 · LA JOLLA, CA$8,008,157,694.00Regulatory AUM · August 2026
- CONTINENTAL ADVISORS LLCCRD 109788$189,741,106.00Regulatory AUM · August 2026
- CONTINENTAL INVESTORS SERVICES, INC.CRD 29775 · LONGVIEW, WA$196,792,432.00Regulatory AUM · August 2026
- CONTINUIM EQUITY PARTNERS, LPCRD 328788 · PITTSBURGH, PA$560,424,855.00Regulatory AUM · August 2026
- CONTINUITY WEALTH MANAGEMENT, CORP.CRD 111010 · PORTLAND, OR$214,306,873.00Regulatory AUM · August 2026
- CONTINUUM ADVISORY, LLCCRD 283155 · EAGLE, ID$1,907,940,341.00Regulatory AUM · August 2026
- CONTINUUM WEALTH ADVISORS, LLCCRD 152895 · SARATOGA SPRINGS, NY$345,582,814.00Regulatory AUM · August 2026
- CONTOUR ASSET MANAGEMENT LLCCRD 154645 · NEW YORK, NY$5,915,396,845.00Regulatory AUM · August 2026
- CONTRARIAN CAPITAL MANAGEMENT LLCCRD 109979 · GREENWICH, CT$4,788,303,700.00Regulatory AUM · August 2026
- CONTRARY LEGACY LLCCRD 325014$139,651,262.00Regulatory AUM · August 2026
- CONTRARY LLCCRD 311054$480,520,000.00Regulatory AUM · August 2026
- CONTRAVISORY INVESTMENT MANAGEMENT, INC.CRD 109767 · NORWELL, MA$701,722,949.00Regulatory AUM · August 2026
- CONVERGENCE FINANCIAL, LLCCRD 304146 · COLUMBIA, MO$903,955,351.00Regulatory AUM · August 2026
- CONVERGENCE INVESTMENT PARTNERS, LLCCRD 148472 · PALM BEACH GARDENS, FL$523,573,429.00Regulatory AUM · August 2026
- CONVERIUM CAPITAL INC.CRD 312880$952,120,589.00Regulatory AUM · August 2026
- CONVERSANT CAPITAL LLCCRD 308201 · SUMMIT, NJ$3,115,964,049.00Regulatory AUM · August 2026
- CONVERSE TEAM FINANCIAL SERVICES, LLCCRD 335322$325,000,000.00Regulatory AUM · August 2026
- CONVEXITAS, LLCCRD 315145 · CHICAGO, IL$151,296,196.00Regulatory AUM · August 2026
- CONVOY INVESTMENTS, LLCCRD 174969$261,622,231.00Regulatory AUM · August 2026
- CONWAY CAPITAL MANAGEMENT, INC.CRD 133260 · BURBANK, CA$231,926,000.00Regulatory AUM · August 2026
- CONWAY FINANCIAL GROUP, LLCCRD 117608 · CHESTERFIELD, MO$177,721,549.00Regulatory AUM · August 2026
- CONWAY INVESTMENT RESEARCH, LLCCRD 154659 · SAINT LOUIS, MO$1,670,210,037.00Regulatory AUM · August 2026
- CONWAY PARTNERS MANAGEMENT, LLCCRD 319013$166,336,616.00Regulatory AUM · August 2026
- COOK & BYNUM CAPITAL MANAGEMENT, LLCCRD 149454 · BIRMINGHAM, AL$359,767,467.00Regulatory AUM · August 2026
- COOK FINANCIAL DESIGNS, INC.CRD 115241 · VIRGINIA BEACH, VA$172,400,261.00Regulatory AUM · August 2026
- COOK PINE CAPITAL LLCCRD 134911 · GREENWICH, CT$490,303,860.00Regulatory AUM · August 2026
- COOKE & BIELER, L.P.CRD 113859 · PHILADELPHIA, PA$10,559,152,509.00Regulatory AUM · August 2026
- COOKE WEALTH MANAGEMENT, LLCCRD 127309 · IRVINE, CA$136,851,490.00Regulatory AUM · August 2026
- COOKSEN WEALTH, LLCCRD 300451 · THE WOODLANDS, TX$206,249,255.00Regulatory AUM · August 2026
- COOKSON PEIRCE & CO INCCRD 110729 · PITTSBURGH, PA$2,555,384,473.00Regulatory AUM · August 2026
- $9,800,952,164.00Regulatory AUM · August 2026
- COOLABAH INVESTMENT MANAGEMENT (USA) INCCRD 341121 · MIAMI, FLNot availableRegulatory AUM · August 2026
- COOMBS WEALTH ADVISORY, LLCCRD 281132 · BLUE BELL, PA$139,646,139.00Regulatory AUM · August 2026
- COOPER CAPITAL ADVISORS, LLCCRD 305121 · ENCINITAS, CA$282,869,837.00Regulatory AUM · August 2026
- COOPER CREEK PARTNERS MANAGEMENT LLCCRD 157746 · NEW YORK, NY$3,089,075,217.00Regulatory AUM · August 2026
- COOPER FINANCIAL GROUPCRD 111458 · IRVINE, CA$2,852,543,930.00Regulatory AUM · August 2026
- COOPER FINANCIAL SERVICES, INC.CRD 104671 · SHELTON, CT$184,105,399.00Regulatory AUM · August 2026
- COOPER/HAIMS ADVISORS, LLCCRD 124122 · VICTOR, NY$1,152,418,068.00Regulatory AUM · August 2026
- COOPERATIVE FUNERAL FUND INCCRD 107631 · MADISON, CT$727,830,808.00Regulatory AUM · August 2026
- COORDINATED CAPITAL SECURITIES, INC.CRD 14762 · FORT ATKINSON, WI$136,837,741.00Regulatory AUM · August 2026
- COORDINATED FINANCIAL PLANNING CORPCRD 105143 · CINCINNATI, OH$343,168,985.00Regulatory AUM · August 2026
- COORDINATED WEALTH MANAGEMENT, L.L.C.CRD 141348 · HENDERSONVILLE, TN$113,860,323.00Regulatory AUM · August 2026
- COPELAND CAPITAL MANAGEMENT, LLCCRD 135822 · CONSHOHOCKEN, PA$4,063,157,512.00Regulatory AUM · August 2026
- COPENHAGEN INFRASTRUCTURE PARTNERS INC.CRD 321116 · NEW YORK, NY$39,353,139,960.00Regulatory AUM · August 2026
- COPIA INVESTMENT MANAGEMENT, LLCCRD 327954 · CHICAGO, IL$114,787,974.00Regulatory AUM · August 2026
- COPIA WEALTH MANAGEMENT, LLCCRD 281873 · BEND, OR$157,517,828.00Regulatory AUM · August 2026
- COPLEY FINANCIAL GROUP, INC.CRD 283070 · SAN DIEGO, CA$331,175,167.00Regulatory AUM · August 2026
- COPLEY INVESTMENT MANAGEMENT, LLCCRD 118014$307,338,121.00Regulatory AUM · August 2026
- COPPER BEECH FINANCIAL GROUP, LLCCRD 313156 · MOORESTOWN, NJ$197,401,454.00Regulatory AUM · August 2026
- COPPER FINANCIAL NETWORK, LLCCRD 168203 · LENEXA, KS$410,682,447.00Regulatory AUM · August 2026