All investment adviser firms · Page 41
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- COPPER HARBOR INVESTMENT ADVISORS, LLCCRD 169978 · APPLETON, WI$805,000,000.00Regulatory AUM · August 2026
- COPPER LEAF FINANCIAL, LLCCRD 285378 · WILLISTON, VT$219,554,121.00Regulatory AUM · August 2026
- COPPERLEAF CAPITAL, LLCCRD 117823 · CLOVER, SC$281,643,647.00Regulatory AUM · August 2026
- COPPERLINE WEALTH MANAGEMENT & PLANNINGCRD 335796 · CODY, WY$126,553,954.00Regulatory AUM · August 2026
- COPPERPLATE CAPITAL LLCCRD 174528 · MENLO PARK, CA$293,713,791.00Regulatory AUM · August 2026
- COPPERWOOD FINANCIAL, INC.CRD 310859 · BURR RIDGE, IL$119,633,000.00Regulatory AUM · August 2026
- COQUINA PRIVATE WEALTH LLCCRD 333615 · PORT CHARLOTTE, FL$417,576,947.00Regulatory AUM · August 2026
- CORA CAPITAL ADVISORS LLCCRD 318134 · MARLTON, NJ$722,898,670.00Regulatory AUM · August 2026
- CORAL TREE MANAGEMENT, LPCRD 313118 · LOS ANGELES, CA$560,082,302.00Regulatory AUM · August 2026
- CORAL WEALTH MANAGEMENT, LLCCRD 307117 · MIAMI, FL$124,317,876.00Regulatory AUM · August 2026
- CORAZON GROUP LLCCRD 285865 · CHICAGO, IL$331,485,081.00Regulatory AUM · August 2026
- CORBEL MANAGEMENT, LLCCRD 171849 · LOS ANGELES, CA$1,237,588,918.00Regulatory AUM · August 2026
- CORBETT ROAD CAPITAL MANAGEMENT, LLCCRD 305063 · MCLEAN, VA$176,260,337.00Regulatory AUM · August 2026
- CORBIN CAPITAL PARTNERS, L.P.CRD 130819 · NEW YORK, NY$11,223,072,092.00Regulatory AUM · August 2026
- CORBYN INVESTMENT MANAGEMENT INCCRD 104716 · LUTHERVILLE, MD$1,005,472,384.00Regulatory AUM · August 2026
- CORDA INVESTMENT MANAGEMENT, LLCCRD 108046 · HOUSTON, TX$2,000,124,067.00Regulatory AUM · August 2026
- CORDANT, INC.CRD 152395 · PORTLAND, OR$370,502,204.00Regulatory AUM · August 2026
- CORDATUS WEALTH MANAGEMENT LLCCRD 282871 · YARDLEY, PA$630,374,581.00Regulatory AUM · August 2026
- CORDGRASS CAPITAL ADVISORS, LLCCRD 311528 · RALEIGH, NC$729,946,694.00Regulatory AUM · August 2026
- CORDIANT CAPITAL INC.CRD 172313$2,767,854,137.00Regulatory AUM · August 2026
- CORDILLERA INVESTMENT PARTNERS, L.P.CRD 277036 · SAN FRANCISCO, CA$1,644,236,756.00Regulatory AUM · August 2026
- CORDIS FINANCIAL, LLCCRD 294766 · MINNEAPOLIS, MN$360,728,097.00Regulatory AUM · August 2026
- CORDOBA ADVISORY PARTNERS LLCCRD 310199 · NEW YORK, NY$2,814,184,308.00Regulatory AUM · August 2026
- CORDOBA CAPITAL PARTNERS, LLCCRD 329644 · NEW YORK, NY$152,605,395.00Regulatory AUM · August 2026
- CORE ALPHA, INC.CRD 119635 · ROCHESTER, NY$146,054,102.00Regulatory AUM · August 2026
- CORE AND VALUE ADVISORS, LLCCRD 156093 · SAN FRANCISCO, CA$21,182,465,922.00Regulatory AUM · August 2026
- CORE CAPITAL MANAGEMENT AND RESEARCH INC.CRD 146285 · HOUSTON, TX$298,755,605.00Regulatory AUM · August 2026
- CORE CAPITAL MANAGEMENT, LLCCRD 162814 · CHICAGO, IL$216,182,564.00Regulatory AUM · August 2026
- CORE COMPLIANCE GROUP, LLCCRD 306661 · ROCK HILL, SC$338,381,991.00Regulatory AUM · August 2026
- CORE FINANCIAL ADVISORS, LLCCRD 168839 · SAN BERNARDINO, CA$178,523,341.00Regulatory AUM · August 2026
- CORE FINANCIAL PARTNERS INC.CRD 155205 · EL SEGUNDO, CA$301,681,828.00Regulatory AUM · August 2026
- CORE INDUSTRIAL PARTNERS, LLCCRD 293334 · CHICAGO, IL$1,804,472,112.00Regulatory AUM · August 2026
- CORE MANAGEMENT II CORPORATIONCRD 162579$1,325,235,272.00Regulatory AUM · August 2026
- CORE PLANNING, LLCCRD 154660 · OFALLON, MO$525,029,564.00Regulatory AUM · August 2026
- CORE WEALTH ADVISORS, INC.CRD 174386 · LAKELAND, FL$702,121,920.00Regulatory AUM · August 2026
- CORE WEALTH ADVISORS, LLCCRD 157436 · INDIANAPOLIS, IN$143,776,874.00Regulatory AUM · August 2026
- CORE WEALTH MANAGEMENT, INC.CRD 162870 · JUPITER, FL$404,712,669.00Regulatory AUM · August 2026
- CORE WEALTH PARTNERS LLCCRD 322365 · SANTA ROSA, CA$393,227,585.00Regulatory AUM · August 2026
- COREBRIDGE INSTITUTIONAL INVESTMENTS (U.S.), LLCCRD 150088 · JERSEY CITY, NJ$121,054,530,542.00Regulatory AUM · August 2026
- CORECAP ADVISORS, LLCCRD 158819 · SOUTHFIELD, MI$3,986,624,254.00Regulatory AUM · August 2026
- CORECOMMODITY MANAGEMENT, LLCCRD 135810 · STAMFORD, CT$2,413,910,253.00Regulatory AUM · August 2026
- COREPATH WEALTH PARTNERS LLCCRD 299951 · SCOTTSDALE, AZ$261,186,722.00Regulatory AUM · August 2026
- CORGI STRATEGIES, LLCCRD 337985 · SAN FRANCISCO, CA$10,011,200.00Regulatory AUM · August 2026
- CORIENT IA LPCRD 326262 · MIAMI, FL$5,109,695,381.00Regulatory AUM · August 2026
- CORIENT PRIVATE WEALTH LPCRD 319448 · MIAMI, FL$165,252,436,553.00Regulatory AUM · August 2026
- CORIENT SHC PARTNERS (US) LPCRD 289784 · PHILADELPHIA, PA$1,707,949,153.00Regulatory AUM · August 2026
- CORIENT SHC WEALTH MANAGEMENT (US) LPCRD 151225 · PHILADELPHIA, PA$2,343,505,235.00Regulatory AUM · August 2026
- CORINTHIA MANAGEMENT (US) LLCCRD 332982 · NEW YORK, NY$886,535,267.00Regulatory AUM · August 2026
- CORINTHIAN CAPITAL GROUP, LLCCRD 160346 · NEW YORK, NY$258,810,124.00Regulatory AUM · August 2026
- CORINTHIAN PARTNERS ASSET MANAGEMENT LLCCRD 109385 · NEW YORK, NY$62,900,000.00Regulatory AUM · August 2026
- CORINTHIAN WEALTH MANAGEMENT, INC.CRD 312196 · SAN JOSE, CA$131,665,540.00Regulatory AUM · August 2026
- CORKERN BARRY M ADVISORY SERVICES INCCRD 104730 · LITTLE ROCK, AR$161,922,149.00Regulatory AUM · August 2026
- CORMORANT ASSET MANAGEMENT, LPCRD 167820 · BOSTON, MA$3,838,575,938.00Regulatory AUM · August 2026
- CORNELL CAPITAL LLCCRD 226779 · NEW YORK, NY$5,380,768,988.00Regulatory AUM · August 2026
- CORNELL POCHILY INVESTMENT ADVISORS, INC.CRD 145355 · ITHACA, NY$654,434,441.00Regulatory AUM · August 2026
- CORNER CAPITAL MANAGEMENT, LLCCRD 317086 · NEW YORK, NY$787,385,969.00Regulatory AUM · August 2026
- CORNERMEN FINANCIAL, LLCCRD 323179 · SAN ANTONIO, TX$172,711,427.00Regulatory AUM · August 2026
- CORNERSTONE ADVISORS ASSET MANAGEMENT, LLCCRD 138638 · BETHLEHEM, PA$9,571,773,832.00Regulatory AUM · August 2026
- CORNERSTONE ADVISORS LLCCRD 325163 · FAYETTEVILLE, AR$7,181,530.00Regulatory AUM · August 2026
- CORNERSTONE ADVISORS, LLCCRD 114510 · TOPEKA, KS$265,133,083.00Regulatory AUM · August 2026
- CORNERSTONE ADVISORS, LLCCRD 300891 · ASHEVILLE, NC$3,040,951,014.00Regulatory AUM · August 2026
- CORNERSTONE ADVISORY, LLCCRD 142359 · HUNT VALLEY, MD$2,249,006,784.00Regulatory AUM · August 2026
- CORNERSTONE ALTERNATIVES LLCCRD 330043$159,360,886.00Regulatory AUM · August 2026
- CORNERSTONE CAPITAL, INC.CRD 105396 · PALO ALTO, CA$1,357,670,355.00Regulatory AUM · August 2026
- CORNERSTONE ENTERPRISES, LLCCRD 324255 · APPLETON, WI$220,180,000.00Regulatory AUM · August 2026
- CORNERSTONE FINANCIAL GROUP,LLCCRD 129246 · OMAHA, NE$292,238,045.00Regulatory AUM · August 2026
- CORNERSTONE FINANCIAL MANAGEMENT LLCCRD 140967 · BURLINGTON, MA$166,991,911.00Regulatory AUM · August 2026
- CORNERSTONE FINANCIAL MANAGEMENT, LLCCRD 125494 · ATLANTA, GA$118,000,000.00Regulatory AUM · August 2026
- CORNERSTONE FINANCIAL PLANNING, LLCCRD 129656 · PORTSMOUTH, NH$400,691,257.00Regulatory AUM · August 2026
- CORNERSTONE INVESTMENT ADVISORS, LLCCRD 116447 · BOULDER, CO$180,835,242.00Regulatory AUM · August 2026
- CORNERSTONE INVESTMENT PARTNERS, LLCCRD 111753 · ATLANTA, GA$2,654,449,338.00Regulatory AUM · August 2026
- CORNERSTONE MANAGEMENT, INC.CRD 125828 · DULUTH, GA$2,286,345,234.00Regulatory AUM · August 2026
- CORNERSTONE PARTNERS CAPITAL MANAGEMENT, LLCCRD 311296 · CHARLOTTESVILLE, VA$29,349,651,535.00Regulatory AUM · August 2026
- CORNERSTONE PLANNING GROUP INC.CRD 307189 · FAIRFIELD, NJ$951,848,121.00Regulatory AUM · August 2026
- CORNERSTONE PLANNING, LLCCRD 166886 · CHARLOTTE, NC$485,905,211.00Regulatory AUM · August 2026
- CORNERSTONE PROFESSIONAL ADVISOR SERVICES, LLCCRD 115122 · GARDEN CITY, NY$110,269,757.00Regulatory AUM · August 2026
- CORNERSTONE SECURITIES LLCCRD 140379 · OVERLAND PARK, KS$210,000,000.00Regulatory AUM · August 2026
- CORNERSTONE SELECT ADVISORS, LLCCRD 144044 · ST. LOUIS, MO$315,301,456.00Regulatory AUM · August 2026
- CORNERSTONE TRUST MANAGEMENT SERVICES LLCCRD 170864 · ALTAMONTE SPRINGS, FL$1,076,565,811.00Regulatory AUM · August 2026
- CORNERSTONE WEALTH ADVISORS, INC.CRD 124947 · EDINA, MN$608,657,729.00Regulatory AUM · August 2026
- CORNERSTONE WEALTH ADVISORS, INC.CRD 309544 · CARLSBAD, CA$145,630,000.00Regulatory AUM · August 2026
- CORNERSTONE WEALTH GROUP, LLCCRD 289971 · HUNTERSVILLE, NC$2,487,042,824.00Regulatory AUM · August 2026
- CORNERSTONE WEALTH MANAGEMENT, LLCCRD 164666 · DES PERES, MO$4,934,013,239.00Regulatory AUM · August 2026
- CORNERSTONE WEALTH PARTNERS, LLCCRD 146602 · OKEMOS, MI$145,905,522.00Regulatory AUM · August 2026
- CORNERSTONE WEALTH, LLCCRD 313269 · GREENEVILLE, TN$284,685,934.00Regulatory AUM · August 2026
- CORNWALL CAPITAL MANAGEMENT LPCRD 161451 · NEW YORK, NY$101,753,039.00Regulatory AUM · August 2026
- CORONADO RESOURCES MANAGEMENT LPCRD 282043 · DALLAS, TX$221,117,826.00Regulatory AUM · August 2026
- $9,871,479,807.00Regulatory AUM · August 2026
- CORONATION INTERNATIONAL LIMITEDCRD 321999$4,310,083,487.00Regulatory AUM · August 2026
- $6,579,190,839.00Regulatory AUM · August 2026
- CORPORATE CONSULTING GROUP, INC.CRD 123761 · TULSA, OK$240,753,338.00Regulatory AUM · August 2026
- CORPS CAPITAL ADVISORS, LLCCRD 304643 · SOUTHLAKE, TX$270,311,000.00Regulatory AUM · August 2026
- CORRADO ADVISORS, LLCCRD 111721 · RAMSEY, NJ$252,750,357.00Regulatory AUM · August 2026
- CORRALES & COMPANY, LLCCRD 332189 · MIAMI, FL$174,189,878.00Regulatory AUM · August 2026
- CORRE PARTNERS MANAGEMENT, LLCCRD 161571 · NEW YORK, NY$1,147,765,435.00Regulatory AUM · August 2026
- CORRECT CAPITAL WEALTH MANAGEMENT, LLCCRD 298774 · CLAYTON, MO$889,349,809.00Regulatory AUM · August 2026
- CORRIDOR CAPITAL, LLCCRD 160922 · LOS ANGELES, CA$275,988,808.00Regulatory AUM · August 2026
- CORRIGO INVESTMENT PARTNERS, LLCCRD 293620 · AUSTIN, TX$707,247,162.00Regulatory AUM · August 2026
- CORRY CAPITAL ADVISORS, LLCCRD 165403 · VERO BEACH, FL$2,008,850,285.00Regulatory AUM · August 2026
- CORSAIR CAPITAL LLCCRD 137887 · NEW YORK, NY$7,680,039,365.00Regulatory AUM · August 2026