All investment adviser firms · Page 39
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- COMIMA LLCCRD 326664$169,117,953.00Regulatory AUM · August 2026
- COMMENCEMENT FINANCIAL PLANNING LLCCRD 154056$121,700,000.00Regulatory AUM · August 2026
- COMMERCE ADVISORS, LLCCRD 151439 · MEMPHIS, TN$337,851,115.00Regulatory AUM · August 2026
- COMMERCE INVESTMENT ADVISORS, INC.CRD 104705 · KANSAS CITY, MO$2,535,873,300.00Regulatory AUM · August 2026
- COMMERCE STREET INVESTMENT ADVISOR, LLCCRD 144278 · DALLAS, TX$891,286,277.00Regulatory AUM · August 2026
- COMMERCIAL TRUST WEALTH MANAGEMENT, LLCCRD 337704 · FAYETTE, MO$204,060,790.00Regulatory AUM · August 2026
- COMMODORE CAPITAL LPCRD 304370 · NEW YORK, NY$2,369,313,969.00Regulatory AUM · August 2026
- COMMON CENTS WEALTH MANAGEMENT, LLCCRD 153074 · PEMBROKE PINES, FL$113,726,879.00Regulatory AUM · August 2026
- COMMONFUND OCIO, INC.CRD 110689 · NORWALK, CT$22,659,256,220.00Regulatory AUM · August 2026
- COMMONS CAPITAL, LLCCRD 165738 · NEEDHAM, MA$307,403,881.00Regulatory AUM · August 2026
- COMMONWEALTH CREDIT ADVISORS, LLCCRD 312541 · WEST PALM BEACH, FL$1,730,569,835.00Regulatory AUM · August 2026
- COMMONWEALTH EQUITY SERVICES, LLCCRD 8032 · WALTHAM, MA$212,660,045,528.00Regulatory AUM · August 2026
- COMMONWEALTH FINANCIAL PLANNERS INCCRD 106831 · ROSWELL, GA$227,631,060.00Regulatory AUM · August 2026
- COMMONWEALTH FINANCIAL SERVICES, LLC.CRD 324930 · VIENNA, WV$994,745,926.00Regulatory AUM · August 2026
- COMMONWEALTH RETIREMENT INVESTMENTS LLCCRD 285998 · RICHMOND, VA$377,033,190.00Regulatory AUM · August 2026
- COMMUNITY CAPITAL ADVISORS LLCCRD 342301 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- COMMUNITY CAPITAL MANAGEMENT, LLCCRD 109368 · FORT LAUDERDALE, FL$6,995,782,784.00Regulatory AUM · August 2026
- COMMUNITY DEVELOPMENT FUND ADVISORS, LLCCRD 281617$326,440,857.00Regulatory AUM · August 2026
- COMMUNITY INVESTMENT MANAGEMENT LLCCRD 174204 · SAN FRANCISCO, CA$1,469,825,560.00Regulatory AUM · August 2026
- COMMUNITY US FUND MANAGEMENT, INC.CRD 313802$767,600,000.00Regulatory AUM · August 2026
- COMPAK ASSET MANAGEMENTCRD 109930 · NEWPORT BEACH, CA$1,516,923,776.00Regulatory AUM · August 2026
- COMPASS ADVISORY GROUP LLCCRD 288256 · MELVILLE, NY$767,495,362.00Regulatory AUM · August 2026
- COMPASS CAPITAL CORPORATIONCRD 112323 · BRAINTREE, MA$663,564,349.00Regulatory AUM · August 2026
- COMPASS CAPITAL MANAGEMENT INCCRD 107823 · MINNEAPOLIS, MN$2,556,854,435.00Regulatory AUM · August 2026
- COMPASS CAPITAL MANAGEMENT, LLCCRD 150170 · MCALESTER, OK$118,999,578.00Regulatory AUM · August 2026
- COMPASS FINANCIAL ADVISORS LLCCRD 109131 · FORT WAYNE, IN$282,474,625.00Regulatory AUM · August 2026
- COMPASS FINANCIAL ADVISORY SERVICES, LLCCRD 316843 · ORMOND BEACH, FL$527,155,793.00Regulatory AUM · August 2026
- COMPASS FINANCIAL GROUP, INCCRD 157109 · SIOUX FALLS, SD$1,482,000,000.00Regulatory AUM · August 2026
- COMPASS FINANCIAL GROUP, INC.CRD 125186 · DEERFIELD BEACH, FL$429,741,750.00Regulatory AUM · August 2026
- COMPASS FINANCIAL GROUP, INC.CRD 130867 · DUBLIN, OH$148,793,423.00Regulatory AUM · August 2026
- COMPASS FINANCIAL MANAGEMENT LLCCRD 156345 · TAMPA, FL$893,836,789.00Regulatory AUM · August 2026
- COMPASS FINANCIAL SERVICES, INC.CRD 109441 · WEST DES MOINES, IA$407,449,818.00Regulatory AUM · August 2026
- COMPASS GROUP INVESTMENTS SOLUTIONS LLCCRD 305680 · MIAMI, FL$526,823,237.00Regulatory AUM · August 2026
- COMPASS GROUP LLCCRD 108772 · NEW YORK, NY$1,654,592,245.00Regulatory AUM · August 2026
- COMPASS GROUP MANAGEMENT LLCCRD 168422 · WESTPORT, CT$3,039,184,000.00Regulatory AUM · August 2026
- COMPASS GROUP MANAGEMENT, LLCCRD 317244 · ST. LOUIS, MO$801,478,841.00Regulatory AUM · August 2026
- COMPASS INVESTMENT ADVISERS, LLCCRD 131933 · PORTLAND, OR$110,517,958.00Regulatory AUM · August 2026
- COMPASS INVESTMENTS LLCCRD 141323 · PITTSBURGH, PA$93,158,481.00Regulatory AUM · August 2026
- COMPASS ION ADVISORS, LLCCRD 166418 · CONSHOHOCKEN, PA$1,586,830,325.00Regulatory AUM · August 2026
- COMPASS PLANNING ASSOCIATES, INC.CRD 128014$213,939,625.00Regulatory AUM · August 2026
- COMPASS PRIVATE WEALTH GROUP LLCCRD 316785 · SHORT HILLS, NJ$113,345,908.00Regulatory AUM · August 2026
- COMPASS RETIREMENT GROUP LLCCRD 282420 · ST. LOUIS, MO$111,859,803.00Regulatory AUM · August 2026
- COMPASS RETIREMENT, LLCCRD 158412$105,097,361.00Regulatory AUM · August 2026
- COMPASS ROSE ASSET MANAGEMENT, LPCRD 297010 · NEW YORK, NY$16,500,609,281.00Regulatory AUM · August 2026
- COMPASS WEALTH MANAGEMENT LLCCRD 106289 · GUILFORD, CT$682,519,106.00Regulatory AUM · August 2026
- COMPASS WEALTH MANAGEMENT, LLCCRD 156482 · ATLANTA, GA$307,703,917.00Regulatory AUM · August 2026
- COMPERIO RETIREMENT CONSULTING, INC.CRD 140786 · CARY, NC$1,985,229,783.00Regulatory AUM · August 2026
- COMPLETE ADVISORS PLUS LLCCRD 307127 · VALLEY STREAM, NY$84,185,767.00Regulatory AUM · August 2026
- COMPLETE WEALTH MANAGEMENT, LLCCRD 288794$132,535,166.00Regulatory AUM · August 2026
- $5,866,561,697.00Regulatory AUM · August 2026
- COMPLUS ASSET MANAGEMENT (UK) LIMITEDCRD 329571$5,866,561,697.00Regulatory AUM · August 2026
- COMPLUS ASSET MANAGEMENT LIMITEDCRD 173003$5,866,561,697.00Regulatory AUM · August 2026
- COMPOSITION CAPITAL LPCRD 332182 · LOS ANGELES, CA$1,226,456,350.00Regulatory AUM · August 2026
- COMPOSITION WEALTH, LLCCRD 143483 · LOS ANGELES, CA$9,470,778,412.00Regulatory AUM · August 2026
- COMPOUND ADVISORS, LLCCRD 165300 · NEW YORK, NY$732,278,497.00Regulatory AUM · August 2026
- COMPOUND FAMILY OFFICES, LLCCRD 298776 · SARASOTA, FL$540,828,257.00Regulatory AUM · August 2026
- COMPOUND GLOBAL ADVISORS, LLCCRD 318889$1,190,000,000.00Regulatory AUM · August 2026
- COMPOUND PLANNING, INC.CRD 171787 · NEW YORK, NY$4,848,634,144.00Regulatory AUM · August 2026
- COMPREHENSIVE CAPITAL MANAGEMENT, INC.CRD 119890 · TOTOWA, NJ$77,535,519.00Regulatory AUM · August 2026
- COMPREHENSIVE FINANCIAL CONSULTANTS INSTITUTIONAL, INC.CRD 128257 · BLOOMINGTON, IN$595,565,339.00Regulatory AUM · August 2026
- COMPREHENSIVE FINANCIAL MANAGEMENT LLCCRD 159641 · LOS GATOS, CA$18,518,437,773.00Regulatory AUM · August 2026
- COMPREHENSIVE FINANCIAL PLANNING CORPORATIONCRD 107549 · RICHMOND, VA$263,885,687.00Regulatory AUM · August 2026
- COMPREHENSIVE FINANCIAL PLANNING INCCRD 109822 · OKLAHOMA CITY, OK$175,954,952.00Regulatory AUM · August 2026
- COMPREHENSIVE FINANCIAL PLANNING, INC.CRD 110937 · EAST PETERSBURG, PA$434,121,769.00Regulatory AUM · August 2026
- $200,303,679.00Regulatory AUM · August 2026
- COMPREHENSIVE PLANNING ASSOCIATES, INC.CRD 115932 · LEBANON, NH$138,440,661.00Regulatory AUM · August 2026
- COMPREHENSIVE WEALTH MANAGEMENT, LLCCRD 116958 · LYNNWOOD, WA$338,397,742.00Regulatory AUM · August 2026
- COMPREHENSIVE WEALTH SOLUTIONS, LLCCRD 131324 · BOCA RATON, FL$374,292,250.00Regulatory AUM · August 2026
- COMPTON WEALTH ADVISORY GROUP, LLCCRD 281732 · VIRGINIA BEACH, VA$800,333,362.00Regulatory AUM · August 2026
- COMUNIDAD FUND I MANAGER, LLCCRD 315665 · AUSTIN, TX$206,454,774.00Regulatory AUM · August 2026
- COMVEST ADVISORS LLCCRD 160753 · WEST PALM BEACH, FL$2,429,529,950.00Regulatory AUM · August 2026
- COMVEST CREDIT ADVISORS, LLCCRD 311663 · WEST PALM BEACH, FL$9,250,841,213.00Regulatory AUM · August 2026
- COMVEST CREDIT MANAGERS, LLCCRD 322342 · WEST PALM BEACH, FL$956,839,000.00Regulatory AUM · August 2026
- CONCENTRIC CAPITAL STRATEGIES L.P.CRD 313057 · STAMFORD, CT$3,105,229,105.00Regulatory AUM · August 2026
- CONCENTRUM WEALTH MANAGEMENT, INC.CRD 167151 · SAN JOSE, CA$986,752,839.00Regulatory AUM · August 2026
- CONCEPTUAL FINANCIAL ADVISORS, LLCCRD 167513 · APPLETON, WI$189,909,772.00Regulatory AUM · August 2026
- CONCERT INVESTMENT ADVISORY LLCCRD 304522$91,116,908.00Regulatory AUM · August 2026
- CONCISE CAPITAL MANAGEMENT, LPCRD 145778 · MIAMI, FL$838,564,985.00Regulatory AUM · August 2026
- CONCORD ADVISORY GROUP LTDCRD 107291 · PRINCETON, NJ$46,186,698,581.00Regulatory AUM · August 2026
- CONCORD ASSET MANAGEMENT, LLCCRD 310710 · ABINGDON, VA$639,413,236.00Regulatory AUM · August 2026
- CONCORD ATLANTIC, INC.CRD 121820$145,000,000.00Regulatory AUM · August 2026
- CONCORD INVESTMENT COUNSELCRD 107901 · IRVINE, CA$397,890,400.00Regulatory AUM · August 2026
- CONCORD MANAGEMENT SERVICES, LLCCRD 292760 · SUMMIT, NJ$301,025,697.00Regulatory AUM · August 2026
- CONCORD WEALTH PARTNERSCRD 118643 · ABINGDON, VA$1,069,864,356.00Regulatory AUM · August 2026
- CONCORDE ASSET MANAGEMENT, LLCCRD 140367 · ANN ARBOR, MI$598,360,368.00Regulatory AUM · August 2026
- CONCORDE FINANCIAL CORPORATIONCRD 105237 · DALLAS, TX$376,213,522.00Regulatory AUM · August 2026
- CONCORDE FINANCIAL RESOURCES I INC.CRD 117836 · YORK, SC$230,956,657.00Regulatory AUM · August 2026
- CONCORDIA WEALTH MANAGEMENT, LLCCRD 164278 · CONCORD, MA$197,112,273.00Regulatory AUM · August 2026
- CONCOURSE CAPITAL ADVISORS, LLCCRD 336424 · ATLANTA, GA$36,091,513.00Regulatory AUM · August 2026
- CONCREIT FUND MANAGEMENT LLCCRD 310737 · SEATTLE, WA$9,036,332.00Regulatory AUM · August 2026
- CONCURRENT ASSET MANAGEMENT, LLCCRD 330657 · TAMPA, FL$2,486,251,673.00Regulatory AUM · August 2026
- CONCURRENT INVESTMENT ADVISORS, LLCCRD 323135 · TAMPA, FL$15,727,990,844.00Regulatory AUM · August 2026
- CONDIRE MANAGEMENT, LPCRD 311762 · DALLAS, TX$1,860,020,618.00Regulatory AUM · August 2026
- CONDON WEALTH MANAGEMENT, INC.CRD 128409 · PLYMOUTH, MA$122,106,202.00Regulatory AUM · August 2026
- CONDOR CAPITAL MANAGEMENTCRD 104920 · MARTINSVILLE, NJ$2,179,700,881.00Regulatory AUM · August 2026
- CONESTOGA CAPITAL ADVISORS, LLCCRD 111750 · WAYNE, PA$6,935,030,540.00Regulatory AUM · August 2026
- CONFIDENCE WEALTH MANAGEMENT, INC.CRD 127383 · LOS ANGELES, CA$454,060,520.00Regulatory AUM · August 2026
- CONFIDENTIAL MANAGEMENT ADVISORS, INC.CRD 125936 · TROY, MI$161,889,433.00Regulatory AUM · August 2026
- CONFLUENCE INVESTMENT MANAGEMENT LLCCRD 146019 · SAINT LOUIS, MO$6,719,179,902.00Regulatory AUM · August 2026
- CONFLUENCE WEALTH SERVICES, INC.CRD 311980 · MCMURRAY, PA$6,836,016,201.00Regulatory AUM · August 2026