All investment adviser firms · Page 3
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- ABBEY CAPITAL LIMITEDCRD 153498$6,815,702,574.00Regulatory AUM · August 2026
- ABBEY STREET, LLCCRD 305107 · EDEN PRAIRIE, MN$375,395,430.00Regulatory AUM · August 2026
- ABBINGTON INVESTMENT GROUP, LLCCRD 174407 · SOUTH PORTLAND, ME$202,099,933.00Regulatory AUM · August 2026
- ABBONDANDOLO WEALTH MANAGEMENT CORPCRD 168081 · GLEN COVE, NY$125,093,257.00Regulatory AUM · August 2026
- ABBOT FINANCIAL MANAGEMENT, INCCRD 111040 · ANDOVER, MA$302,994,864.00Regulatory AUM · August 2026
- ABBOTT CAPITAL MANAGEMENT LLCCRD 106332 · NEW YORK, NY$15,556,946,727.00Regulatory AUM · August 2026
- ABDIEL CAPITAL ADVISORS, LPCRD 161410 · NEW YORK, NY$141,929,097.00Regulatory AUM · August 2026
- ABEL FINANCIAL MANAGEMENT CO.CRD 121558$116,835,298.00Regulatory AUM · August 2026
- ABEL HALL, LLCCRD 302076 · BATON ROUGE, LA$819,117,440.00Regulatory AUM · August 2026
- ABENS FINANCIAL SERVICES INCCRD 106604 · EDINA, MN$120,118,491.00Regulatory AUM · August 2026
- ABERDEEN WEALTH MANAGEMENT LLCCRD 108525 · LAKE BLUFF, IL$699,137,695.00Regulatory AUM · August 2026
- ABERNATHY GROUP II LLCCRD 152401 · NEW YORK, NY$80,196,208.00Regulatory AUM · August 2026
- ABF INVESTMENT MANAGEMENT, LLCCRD 333541 · MIAMI, FL$253,152,664.00Regulatory AUM · August 2026
- ABG CONSULTANTS, LLCCRD 131129 · COTTONWOOD HEIGHTS, UT$697,361,654.00Regulatory AUM · August 2026
- ABICH FINANCIAL WEALTH MANAGEMENT, LLCCRD 310633 · ASHBURN, VA$394,657,069.00Regulatory AUM · August 2026
- ABL WEALTH ADVISORS, LLCCRD 324280 · ORLANDO, FLNot availableRegulatory AUM · August 2026
- ABLE FINANCIAL GROUP, LLCCRD 323646 · SCOTTSDALE, AZ$732,941,557.00Regulatory AUM · August 2026
- ABLE WEALTH MANAGEMENT LLCCRD 298085 · TOMS RIVER, NJ$579,538,342.00Regulatory AUM · August 2026
- ABLES, IANNONE, MOORE & ASSOCIATES, INC.CRD 126942 · SAVANNAH, GA$258,717,545.00Regulatory AUM · August 2026
- ABNER HERRMAN & BROCK, LLCCRD 8517 · JERSEY CITY, NJ$2,736,053,212.00Regulatory AUM · August 2026
- ABOUND WEALTH MANAGEMENT, LLCCRD 285903 · FRANKLIN, TN$1,948,433,647.00Regulatory AUM · August 2026
- ABR CAPITAL PARTNERS, LLCCRD 152121 · BALTIMORE, MD$487,166,231.00Regulatory AUM · August 2026
- ABR DYNAMIC FUNDS, LLCCRD 171847 · NEW YORK, NY$426,154,906.00Regulatory AUM · August 2026
- ABRA CAPITAL MANAGEMENT, LPCRD 323353 · SAN FRANCISCO, CA$334,730,631.00Regulatory AUM · August 2026
- ABRAHAM & CO., INC.CRD 299085$117,000,000.00Regulatory AUM · August 2026
- ABRAHAM TRADING, LPCRD 315318 · CANADIAN, TX$94,889,896.00Regulatory AUM · August 2026
- ABRAMS BISON INVESTMENTS, L.L.C.CRD 137183 · BETHESDA, MD$3,043,178,000.00Regulatory AUM · August 2026
- ABRAMS CAPITAL MANAGEMENT, L.P.CRD 155729 · BOSTON, MA$13,737,086,549.00Regulatory AUM · August 2026
- ABRDN ASIA LIMITEDCRD 124509$40,270,606,757.00Regulatory AUM · August 2026
- ABRDN INC.CRD 111069 · PHILADELPHIA, PA$41,477,054,582.00Regulatory AUM · August 2026
- ABRDN INVESTMENTS LIMITEDCRD 162309$206,500,141,591.00Regulatory AUM · August 2026
- ABRI LLCCRD 314832 · LEXINGTON, KY$114,386,423.00Regulatory AUM · August 2026
- ABRIDGE PARTNERS, LLCCRD 145247$123,997,709.00Regulatory AUM · August 2026
- ABRY PARTNERS II, LLCCRD 161154 · BOSTON, MA$14,903,579,747.00Regulatory AUM · August 2026
- ABRY PARTNERS III, LLCCRD 323712 · BOSTON, MA$1,111,447,823.00Regulatory AUM · August 2026
- ABRY PARTNERS, LLCCRD 161153 · BOSTON, MA$69,285,676.00Regulatory AUM · August 2026
- ABS INVESTMENT MANAGEMENT LLCCRD 127290 · STAMFORD, CT$10,480,492,211.00Regulatory AUM · August 2026
- ABS LEGACY PARTNERS, LLCCRD 325604 · HICKORY, NC$670,793,536.00Regulatory AUM · August 2026
- ABSHER WEALTH MANAGEMENT, LLCCRD 304642 · CHAPEL HILL, NC$1,260,905,144.00Regulatory AUM · August 2026
- ABSOLUTE CAPITAL MANAGEMENT, LLCCRD 121484 · PITTSBURGH, PA$742,497,713.00Regulatory AUM · August 2026
- ABSOLUTE INVESTMENT ADVISERS, LLCCRD 132436 · ROSEMARY BEACH, FL$2,233,935,045.00Regulatory AUM · August 2026
- ABSOLUTE STRATEGY RESEARCH SERVICES, INCCRD 164668Not availableRegulatory AUM · August 2026
- ABUNDANCE WEALTH COUNSELORS, LLCCRD 111740 · STATE COLLEGE, PA$1,564,033,885.00Regulatory AUM · August 2026
- ABUNDANT WEALTH MANAGEMENT LLCCRD 331285 · STAMFORD, CT$243,812,650.00Regulatory AUM · August 2026
- ABUNDANT WEALTH PARTNERS, LLCCRD 317221 · SANTA BARBARA, CA$103,183,113.00Regulatory AUM · August 2026
- ABUNDO WEALTH INC.CRD 304612 · HOUSTON, TXNot availableRegulatory AUM · August 2026
- AC FUNDS, LLCCRD 311748 · RIDGEWOOD, NJ$1,030,860,762.00Regulatory AUM · August 2026
- AC INVESTMENT MANAGEMENT, LLCCRD 140443 · NEW YORK, NY$250,967,301.00Regulatory AUM · August 2026
- ACA II ADVISORS, LLCCRD 156128 · GREENWICH, CT$189,717,622.00Regulatory AUM · August 2026
- ACA/PRUDENT INVESTORS PLANNING CORPORATIONCRD 47798 · GREEN BROOK, NJ$351,355,616.00Regulatory AUM · August 2026
- ACACIA ASSET MANAGEMENT LLCCRD 287857 · NEW YORK, NY$100,000,000.00Regulatory AUM · August 2026
- ACACIA PARTNERS, LLCCRD 281887 · AUSTIN, TX$220,726,167.00Regulatory AUM · August 2026
- ACADEMY ASSET MANAGEMENT, LLCCRD 319774 · NEW YORK, NY$1,287,479,045.00Regulatory AUM · August 2026
- ACADEMY CAPITAL MANAGEMENTCRD 105008 · WACO, TX$1,158,602,375.00Regulatory AUM · August 2026
- ACADIA INFRASTRUCTURE CAPITAL LPCRD 326032 · NEW YORK, NY$288,563,019.00Regulatory AUM · August 2026
- ACADIA LEGACY GROUP, LLCCRD 291481 · CLIVE, IA$133,192,237.00Regulatory AUM · August 2026
- $5,705,766,114.00Regulatory AUM · August 2026
- $697,930,326.00Regulatory AUM · August 2026
- ACADIAN ASSET MANAGEMENT LLCCRD 106609 · BOSTON, MA$177,464,258,309.00Regulatory AUM · August 2026
- ACANSA INVESTMENT MANAGEMENT GROUP, LLCCRD 313457 · TYSONS CORNER, VA$838,000,000.00Regulatory AUM · August 2026
- ACAP ASSET MANAGEMENT, INC.CRD 149452 · STUDIO CITY, CA$254,979,033.00Regulatory AUM · August 2026
- ACAS, LLCCRD 160657 · RANCHO SANTA FE, CA$393,386,204.00Regulatory AUM · August 2026
- ACASTA PARTNERS UK LLPCRD 334955$51,772,924.00Regulatory AUM · August 2026
- ACASTA PARTNERS US LLCCRD 335005 · BOCA RATON, FL$4,722,407,248.00Regulatory AUM · August 2026
- ACCEL MANAGEMENT CO. L.L.CCRD 331435 · PALO ALTO, CA$38,031,743,340.00Regulatory AUM · August 2026
- ACCEL WEALTH MANAGEMENT LLCCRD 286201 · WAVERLY, IA$1,147,752,700.00Regulatory AUM · August 2026
- ACCELAR, INC.CRD 314872 · SAN JOSE, CA$300.00Regulatory AUM · August 2026
- ACCELERATE INVESTMENT ADVISORS LLCCRD 325859 · ALISO VIEJO, CA$315,370,800.00Regulatory AUM · August 2026
- ACCELERATED WEALTH ADVISORS LLCCRD 170022 · COLORADO SPRINGS, CO$180,488,828.00Regulatory AUM · August 2026
- ACCENT CAPITAL MANAGEMENT, LLCCRD 319275 · CENTERVILLE, OH$382,706,251.00Regulatory AUM · August 2026
- ACCESS CAPITAL, LLCCRD 327013 · WICHITA, KS$105,647,730.00Regulatory AUM · August 2026
- ACCESS EQUITY MANAGEMENT LIMITEDCRD 281964Not availableRegulatory AUM · August 2026
- ACCESS FINANCIAL GROUP, INC.CRD 33065 · CHICAGO, IL$302,333,577.00Regulatory AUM · August 2026
- ACCESS FINANCIAL RESOURCES INC.CRD 109495 · OKLAHOMA CITY, OK$410,602,883.00Regulatory AUM · August 2026
- ACCESS FINANCIAL SERVICES, INC.CRD 115361 · MINNEAPOLIS, MN$437,789,551.00Regulatory AUM · August 2026
- ACCESS HOLDINGS MANAGEMENT COMPANY LLCCRD 297197 · BALTIMORE, MD$2,267,715,547.00Regulatory AUM · August 2026
- ACCESS INVESTMENT MANAGEMENT, LLCCRD 322491 · ATLANTA, GA$456,423,945.00Regulatory AUM · August 2026
- ACCESS REAL ESTATE, LLCCRD 337329 · LOUISVILLE, KY$63,357,987.00Regulatory AUM · August 2026
- ACCESS SOFTEK ADVISORY SERVICES, LLCCRD 299800 · NAPERVILLE, IL$7,401,031.00Regulatory AUM · August 2026
- ACCESS WEALTH MANAGEMENT, LLCCRD 339285 · LOUISVILLE, KY$357,683,282.00Regulatory AUM · August 2026
- ACCESS WEALTH PLANNING, LLCCRD 112973 · EAST HANOVER, NJ$539,117,584.00Regulatory AUM · August 2026
- ACCION IMPACT MANAGEMENT LLCCRD 319191 · WASHINGTON, DC$262,203,117.00Regulatory AUM · August 2026
- ACCOLADE CAPITAL MANAGEMENT LLCCRD 160802 · WASHINGTON, DC$9,336,808,651.00Regulatory AUM · August 2026
- ACCOLADE INVESTMENT ADVISORY, LLCCRD 145635 · COLUMBUS, OH$1,598,528,764.00Regulatory AUM · August 2026
- ACCORD EQUITY ADVISORS LLCCRD 166977 · SAN FRANCISCO, CA$194,285,594.00Regulatory AUM · August 2026
- ACCORDANT ADVISORY GROUP, INC.CRD 117474 · ANNAPOLIS, MD$277,973,372.00Regulatory AUM · August 2026
- ACCORDANT INVESTMENTS LLCCRD 325678 · SCOTTSDALE, AZ$186,422,766.00Regulatory AUM · August 2026
- ACCOUNT MANAGEMENT, LLCCRD 110303$106,244,499.00Regulatory AUM · August 2026
- ACCOUNTANTS PROPRIETARY FINANCIAL SERVICENET, LLCCRD 126685 · PLAINVIEW, NY$464,279,367.00Regulatory AUM · August 2026
- ACCREDITED INVESTOR SERVICES, LLCCRD 148821 · ST. CLOUD, MN$590,985,738.00Regulatory AUM · August 2026
- ACCREDITED INVESTORS INCCRD 105439 · EDINA, MN$4,412,886,238.00Regulatory AUM · August 2026
- ACCRETIVE WEALTH MANAGEMENT, LLCCRD 164341 · SAN RAMON, CA$290,666,725.00Regulatory AUM · August 2026
- ACCRETIVE WEALTH PARTNERS, LLCCRD 299544 · PARSIPPANY, NJ$504,544,372.00Regulatory AUM · August 2026
- ACCRUED EQUITIES INC.CRD 13452 · MELVILLE, NY$271,772,694.00Regulatory AUM · August 2026
- ACCUMULATOR OPERATIONS LLCCRD 341270 · CORAL GABLES, FL$148,405,174.00Regulatory AUM · August 2026
- ACCUMULUS CAPITAL MANAGEMENT, LLCCRD 160501 · NEW YORK, NY$1,740,000,512.00Regulatory AUM · August 2026
- ACCURATE WEALTH MANAGEMENT, LLCCRD 298137 · WESLEY CHAPEL, FL$1,710,313,446.00Regulatory AUM · August 2026
- ACCUVEST GLOBAL ADVISORS, INC.CRD 134096 · PROVO, UT$630,452,554.00Regulatory AUM · August 2026
- ACE & COMPANY NEW YORK, INC.CRD 304442 · NEW YORK, NY$65,834,594.00Regulatory AUM · August 2026
- ACHIEVE PARTNERS MANAGEMENT, LLCCRD 299883 · NEW YORK, NY$672,323,975.00Regulatory AUM · August 2026