All investment adviser firms · Page 38
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- COASTAL INVESTMENT COMPANY, LLCCRD 322164 · WINTER PARK, FL$262,937,654.00Regulatory AUM · August 2026
- COASTAL PRIVATE WEALTH MANAGEMENT LLCCRD 327867 · NEW YORK, NY$45,108,910.00Regulatory AUM · August 2026
- COASTAL WEALTH ADVISORS, LLCCRD 174574 · JOHNS ISLAND, SC$106,620,193.00Regulatory AUM · August 2026
- COASTEDGE PARTNERS, LLCCRD 149685 · SAN DIEGO, CA$2,142,300,000.00Regulatory AUM · August 2026
- COASTLANDS CAPITAL LPCRD 335329 · SAN FRANCISCO, CA$785,000,000.00Regulatory AUM · August 2026
- COASTLINE COMPLETE WEALTH LLCCRD 338227 · BLUFFTON, SC$213,631,245.00Regulatory AUM · August 2026
- COASTWISE CAPITAL GROUP, LLCCRD 139564 · LA JOLLA, CA$212,200,773.00Regulatory AUM · August 2026
- COATUE MANAGEMENT, L.L.C.CRD 157910 · NEW YORK, NY$92,705,722,582.00Regulatory AUM · August 2026
- COBBLERS COVE CAPITAL LPCRD 342999 · CHARLESTON, SCNot availableRegulatory AUM · August 2026
- COBBLESTONE ASSET MANAGEMENT LLCCRD 326545 · RICHMOND, VA$258,879,212.00Regulatory AUM · August 2026
- COBURN BARRETT, LLCCRD 166464 · SAN FRANCISCO, CA$112,680,590.00Regulatory AUM · August 2026
- CODE WAECHTER LLCCRD 289372 · TAMPA, FL$409,020,241.00Regulatory AUM · August 2026
- CODEX CAPITAL ASSET MANAGEMENT, L.L.C.CRD 309373$304,162,200.00Regulatory AUM · August 2026
- COELI FRONTIER MARKETS ABCRD 282916$325,166,353.00Regulatory AUM · August 2026
- COFG ADVISORS, LLCCRD 333344 · OAK BROOK, IL$1,209,198,018.00Regulatory AUM · August 2026
- COGENT INDEPENDENT ADVISORS, INC.CRD 161659$112,445,743.00Regulatory AUM · August 2026
- COGENT PRIVATE WEALTH, INC.CRD 319092 · ORLANDO, FL$250,272,040.00Regulatory AUM · August 2026
- COGENT STRATEGIC WEALTH LLCCRD 152715 · CHICAGO, IL$336,022,621.00Regulatory AUM · August 2026
- COGENTBLUE WEALTH ADVISORS, LLCCRD 312899 · KNOXVILLE, TN$606,032,219.00Regulatory AUM · August 2026
- COGENUITY PARTNERS, LLCCRD 332474 · SAN FRANCISCO, CA$693,834,940.00Regulatory AUM · August 2026
- COHALO ADVISORY LLCCRD 297315$1,345,900,000.00Regulatory AUM · August 2026
- COHEN & COMPANY FINANCIAL MANAGEMENT, LLCCRD 133171 · NEW YORK, NY$237,444,960.00Regulatory AUM · August 2026
- COHEN & STEERS ASIA LIMITEDCRD 135661$2,948,980,361.00Regulatory AUM · August 2026
- COHEN & STEERS CAPITAL MANAGEMENT, INC.CRD 106266 · NEW YORK, NY$85,670,100,572.00Regulatory AUM · August 2026
- COHEN & STEERS UK LIMITEDCRD 142150$5,374,797,533.00Regulatory AUM · August 2026
- COHEN CAPITAL ADVISORS, LLCCRD 339112 · CHICAGO, IL$1,100,714,851.00Regulatory AUM · August 2026
- COHEN CAPITAL MANAGEMENT INCCRD 107903 · CORTE MADERA, CA$1,000,113,667.00Regulatory AUM · August 2026
- COHEN INVESTMENT ADVISORS, LLCCRD 168595 · BEDFORD, NH$259,282,862.00Regulatory AUM · August 2026
- COHEN KLINGENSTEIN, LLCCRD 148428 · NEW YORK, NY$3,391,536,316.00Regulatory AUM · August 2026
- COHERE CAPITAL PARTNERS, LPCRD 305806 · BOSTON, MA$440,552,676.00Regulatory AUM · August 2026
- COHESION WEALTH MANAGEMENT, LLCCRD 308980 · BROOMFIELD, CO$170,970,225.00Regulatory AUM · August 2026
- COHESIVE CAPITAL MANAGEMENT, L.P.CRD 160274 · NEW YORK, NY$1,375,791,232.00Regulatory AUM · August 2026
- COIGN CAPITAL ADVISORS LLCCRD 171306 · DRAPER, UT$472,945,488.00Regulatory AUM · August 2026
- COINBASE ADVISORS, LLCCRD 342338 · STAMFORD, CTNot availableRegulatory AUM · August 2026
- COINBASE ASSET MANAGEMENT, LLCCRD 322174 · STAMFORD, CT$840,467,014.00Regulatory AUM · August 2026
- COINFUND MANAGEMENT LLCCRD 312302 · NEW YORK, NY$765,967,611.00Regulatory AUM · August 2026
- COINSHARES ASSET MANAGEMENT (US) LLCCRD 314541 · NEW YORK, NY$251,859,210.00Regulatory AUM · August 2026
- COKER & PALMER, INC.CRD 29163 · JACKSON, MS$126,323,487.00Regulatory AUM · August 2026
- COLAB CAPITAL, LLCCRD 338182 · ST. GEORGE, UT$1,371,882.00Regulatory AUM · August 2026
- COLARION LLCCRD 284588 · MOUNTAIN BROOK, AL$188,349,442.00Regulatory AUM · August 2026
- COLBECK CAPITAL MANAGEMENT, LLCCRD 282406 · NEW YORK, NY$1,711,482,585.00Regulatory AUM · August 2026
- COLBERT INVESTMENT MANAGEMENT COCRD 108642 · MIAMI, FL$295,841,392.00Regulatory AUM · August 2026
- COLBURN WEALTH MANAGEMENT, LLCCRD 157870 · GROVE CITY, OH$116,170,000.00Regulatory AUM · August 2026
- COLCHESTER GLOBAL INVESTORS LTDCRD 110985$26,959,094,516.00Regulatory AUM · August 2026
- COLCHESTER INVESTMENT COUNSEL LLCCRD 126805 · RIDGEFIELD, CT$128,851,449.00Regulatory AUM · August 2026
- COLCHIS CAPITAL MANAGEMENT, L.P.CRD 163503$1,338,858,977.00Regulatory AUM · August 2026
- COLDSTREAM CAPITAL MANAGEMENT INCCRD 108805 · BELLEVUE, WA$13,925,235,705.00Regulatory AUM · August 2026
- COLE WEALTH MANAGEMENT, LLCCRD 134509 · SCOTTSDALE, AZ$181,069,922.00Regulatory AUM · August 2026
- COLIN, BRUCE TEDCRD 118035$228,518,179.00Regulatory AUM · August 2026
- COLISEUM CAPITAL MANAGEMENT, LLCCRD 158120 · ROWAYTON, CT$2,269,400,402.00Regulatory AUM · August 2026
- COLLAB+CURRENCY MANAGEMENT, LLCCRD 309133$332,489,935.00Regulatory AUM · August 2026
- COLLABORATIVE CAPITAL ADVISORS LLCCRD 337588 · NEW YORK, NY$387,843,222.00Regulatory AUM · August 2026
- COLLABORATIVE FUND ADVISORS, LLCCRD 327121 · RENO, NV$144,836,775.00Regulatory AUM · August 2026
- COLLABORATIVE PORTFOLIO MANAGEMENT, LLCCRD 332929 · OVERLAND PARK, KS$178,738,625.00Regulatory AUM · August 2026
- COLLABORATIVE WEALTH MANAGEMENT, INC.CRD 142106 · LAKE MARY, FL$653,282,295.00Regulatory AUM · August 2026
- COLLAR CAPITAL MANAGEMENT, LLCCRD 152325 · APPLETON, WI$176,262,609.00Regulatory AUM · August 2026
- COLLECTIVE FAMILY OFFICE, LLCCRD 301274 · YORK, PA$533,364,496.00Regulatory AUM · August 2026
- COLLECTIVE WEALTH ADVISORS LLCCRD 289157 · COPPELL, TX$157,005,962.00Regulatory AUM · August 2026
- COLLECTIVE WEALTH PARTNERS, LLCCRD 317519 · ATLANTA, GA$59,900,000.00Regulatory AUM · August 2026
- COLLEGA CAPITAL MANAGEMENT, S.R.L.CRD 158829$81,400,000.00Regulatory AUM · August 2026
- COLLEGIATE CAPITAL MANAGEMENT, INC.CRD 118205 · RALEIGH, NC$652,988,757.00Regulatory AUM · August 2026
- COLLEGIATE PEAKS ASSET MANAGEMENT, LLCCRD 322086 · DENVER, CO$365,105,305.00Regulatory AUM · August 2026
- COLLER CAPITAL INCCRD 158102 · NEW YORK, NY$11,952,891,545.00Regulatory AUM · August 2026
- COLLER INVESTMENT MANAGEMENT LTDCRD 111035$36,657,342,081.00Regulatory AUM · August 2026
- COLLER PRIVATE MARKET SECONDARIES ADVISORS, LLCCRD 328015 · NEW YORK, NY$1,848,242,827.00Regulatory AUM · August 2026
- COLLIE FINANCIAL PLANNING, INC.CRD 134884 · BLACK MOUNTAIN, NC$162,924,000.00Regulatory AUM · August 2026
- COLLIER FINANCIAL, INCCRD 175207 · DENVER, CO$160,507,524.00Regulatory AUM · August 2026
- COLLIERS SECURITIES LLCCRD 7477 · MINNEAPOLIS, MN$329,636,522.00Regulatory AUM · August 2026
- COLLINS ADVISORS, LLCCRD 129270 · BUFFALO, NY$176,396,942.00Regulatory AUM · August 2026
- COLLWICK FUNDS GP, LLCCRD 162923 · CHARLOTTE, NC$439,629,958.00Regulatory AUM · August 2026
- COLMAN KNIGHT ADVISORY GROUP, LLCCRD 119696 · ACTON, MA$187,675,186.00Regulatory AUM · August 2026
- COLOMB INVESTMENT MANAGEMENT COMPANY, LLCCRD 140088 · METAIRIE, LA$4,651,207.00Regulatory AUM · August 2026
- COLONIAL RIVER INVESTMENTS, LLCCRD 284839 · MIDLOTHIAN, VA$464,365,160.00Regulatory AUM · August 2026
- COLONIAL TRUST ADVISORS, INC.CRD 110257 · SPARTANBURG, SC$1,852,935,341.00Regulatory AUM · August 2026
- COLONY CAPITAL INVESTMENT ADVISORS, LLCCRD 175506 · BOCA RATON, FL$336,204,726.00Regulatory AUM · August 2026
- COLONY FAMILY OFFICES, LLCCRD 167017 · CHARLOTTE, NC$3,362,394,020.00Regulatory AUM · August 2026
- COLORADO CAPITAL MANAGEMENT, INC.CRD 114011 · BOULDER, CO$638,376,461.00Regulatory AUM · August 2026
- COLRAIN CAPITAL LLCCRD 118098 · BOSTON, MA$222,159,862.00Regulatory AUM · August 2026
- COLTER LEWIS INVESTMENT PARTNERS LLCCRD 297213 · GREENWICH, CT$3,411,557,465.00Regulatory AUM · August 2026
- COLTON GROOME FINANCIAL ADVISORS, LLCCRD 128365 · ASHEVILLE, NC$724,883,187.00Regulatory AUM · August 2026
- COLTON WEALTH MANAGEMENTCRD 150486 · ARCADIA, CA$135,073,498.00Regulatory AUM · August 2026
- COLTRANE ASSET MANAGEMENT, L.P.CRD 165131 · NEW YORK, NY$303,981,025.00Regulatory AUM · August 2026
- COLUCCI WEALTH MANAGEMENT LLCCRD 338046 · BRIGHTWATERS, NY$80,796,246.00Regulatory AUM · August 2026
- COLUMBIA ADVISORY PARTNERS, LLCCRD 171616 · SPOKANE, WA$312,630,000.00Regulatory AUM · August 2026
- COLUMBIA ASSET MANAGEMENT, L.L.C.CRD 124174 · ANN ARBOR, MI$1,200,007,629.00Regulatory AUM · August 2026
- COLUMBIA BENEFITS, LLCCRD 132261 · DENVER, CO$116,170,423.00Regulatory AUM · August 2026
- COLUMBIA CAPITAL MANAGEMENT, LLCCRD 112773 · MERRIAM, KS$2,086,444,874.00Regulatory AUM · August 2026
- COLUMBIA CAPITAL, L.P.CRD 159616 · ALEXANDRIA, VA$9,102,453,764.00Regulatory AUM · August 2026
- COLUMBIA CENT CLO ADVISERS, LLCCRD 310864 · BOSTON, MA$2,995,750,368.00Regulatory AUM · August 2026
- COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLCCRD 108257 · BOSTON, MA$502,404,181,723.00Regulatory AUM · August 2026
- COLUMBIA PACIFIC ADVISORS, LLCCRD 142725 · SEATTLE, WA$1,457,262,691.00Regulatory AUM · August 2026
- COLUMBIA RIVER ADVISORS, LLCCRD 154571 · TACOMA, WA$191,149,780.00Regulatory AUM · August 2026
- COLUMBIA RIVER FINANCIAL GROUP, LLCCRD 288539 · VANCOUVER, WA$194,831,125.00Regulatory AUM · August 2026
- COLUMBUS HILL CAPITAL MANAGEMENT, L.P.CRD 158336 · SHORT HILLS, NJ$1,614,366,005.00Regulatory AUM · August 2026
- COLUMBUS INVESTMENT ADVISORY INC.CRD 104595 · NEW ALBANY, OH$453,724,871.00Regulatory AUM · August 2026
- COLUMBUS MACRO, LLCCRD 286374$970,251,440.00Regulatory AUM · August 2026
- COLUMBUS STREET WEALTH MANAGEMENT, LLCCRD 301788$144,549,263.00Regulatory AUM · August 2026
- COLUMN PARK ASSET MANAGEMENT, LPCRD 169730 · COCOA BEACH, FL$148,791,000.00Regulatory AUM · August 2026
- $13,658,111,381.00Regulatory AUM · August 2026
- COMGEST US LLCCRD 284352Not availableRegulatory AUM · August 2026