All investment adviser firms · Page 37
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- CLEAR HARBOR ASSET MANAGEMENT, LLCCRD 152242 · STAMFORD, CT$2,054,393,403.00Regulatory AUM · August 2026
- CLEAR HAVEN CAPITAL MANAGEMENT, LLCCRD 149165 · NEW YORK, NY$2,183,581,791.00Regulatory AUM · August 2026
- CLEAR INVESTMENT RESEARCH, LLCCRD 172685 · ALPHARETTA, GA$4,191,639,011.00Regulatory AUM · August 2026
- CLEAR POINT ADVISORS, INC.CRD 111775 · MELVILLE, NY$253,408,647.00Regulatory AUM · August 2026
- CLEAR RETIREMENT ADVICE LLCCRD 292667 · SAN MATEO, CA$153,400,000.00Regulatory AUM · August 2026
- CLEAR RIDGE WEALTH MANAGEMENT, LLCCRD 172689 · KALAMAZOO, MI$244,630,166.00Regulatory AUM · August 2026
- CLEAR SKY CARBON SOLUTIONS INVESTMENT MANAGEMENT, LLCCRD 311751 · BELLAIRE, TX$466,558,339.00Regulatory AUM · August 2026
- CLEAR SKY FINANCIAL, LPCRD 298551 · PROSPER, TX$140,560,725.00Regulatory AUM · August 2026
- CLEAR TRAIL ADVISORS, LLCCRD 337595 · HOUSTON, TX$803,109,913.00Regulatory AUM · August 2026
- CLEAR WAVE WEALTH MANAGEMENT, LLCCRD 338582 · RED BANK, NJ$617,000,000.00Regulatory AUM · August 2026
- CLEARALPHA TECHNOLOGIES LPCRD 325995 · GREENWICH, CT$931,558,940.00Regulatory AUM · August 2026
- $9,892,865,574.00Regulatory AUM · August 2026
- $2,228,148,061.00Regulatory AUM · August 2026
- CLEARBRIDGE INVESTMENTS, LLCCRD 137028 · NEW YORK, NY$184,809,812,930.00Regulatory AUM · August 2026
- CLEARBROOK INVESTMENT CONSULTING LLCCRD 108253 · NEW YORK, NY$13,719,492,092.00Regulatory AUM · August 2026
- CLEARBROOK INVESTMENT SOLUTIONS LLCCRD 155607 · NEW YORK, NY$149,860,823.00Regulatory AUM · August 2026
- CLEARFIELD CAPITAL MANAGEMENT LPCRD 174981 · NEW YORK, NY$240,200,778.00Regulatory AUM · August 2026
- CLEARHAVEN PARTNERS LPCRD 309219 · BOSTON, MA$1,039,618,614.00Regulatory AUM · August 2026
- CLEARLAKE CAPITAL GROUP, L.P.CRD 157920 · SANTA MONICA, CA$83,560,868,216.00Regulatory AUM · August 2026
- CLEARLIGHT PARTNERS MANAGEMENT, LLCCRD 157610 · NEWPORT BEACH, CA$390,259,494.00Regulatory AUM · August 2026
- CLEARLINE CAPITAL LPCRD 166699 · NEW YORK, NY$1,438,000,000.00Regulatory AUM · August 2026
- CLEARLIST CAPITAL LLCCRD 329206 · NEW YORK, NY$959,804,083.00Regulatory AUM · August 2026
- CLEARPATH CAPITAL PARTNERS LLCCRD 111756 · MENLO PARK, CA$161,282,531.00Regulatory AUM · August 2026
- CLEARSHARES LLCCRD 157531 · MARCO ISLAND, FL$382,484,066.00Regulatory AUM · August 2026
- CLEARSTEAD ADVISORS, LLCCRD 105674 · CLEVELAND, OH$33,880,026,978.00Regulatory AUM · August 2026
- CLEARUP LLCCRD 319052Not availableRegulatory AUM · July 2026
- CLEARVIEW CAPITAL, L.P.CRD 161146 · STAMFORD, CT$2,041,579,460.00Regulatory AUM · August 2026
- CLEARVIEW FAMILY WEALTH, LLCCRD 342171 · PEABODY, MANot availableRegulatory AUM · August 2026
- CLEARVIEW FINANCIAL PARTNERS, LLCCRD 286168 · RADNOR, PA$1,058,194,989.00Regulatory AUM · August 2026
- CLEARVIEW FINANCIAL PLANNING, INC.CRD 291834 · SOUTHOLD, NY$37,892,188.00Regulatory AUM · August 2026
- CLEARVIEW INVESTMENT PARTNERS, LLCCRD 150046 · COSTA MESA, CA$105,341,742.00Regulatory AUM · August 2026
- CLEARVIEW WEALTH ADVISORS, LLCCRD 305737 · SALEM, OR$201,771,685.00Regulatory AUM · August 2026
- CLEARVIEW WEALTH MANAGEMENT, LLCCRD 288978 · IRVINE, CA$178,543,412.00Regulatory AUM · August 2026
- CLEARWATER ADVISORS, LLCCRD 116865 · BOISE, ID$4,650,566,101.00Regulatory AUM · August 2026
- CLEARWATER CAPITAL ADVISORS, LLCCRD 139886 · HOFFMAN ESTATES, IL$1,681,301,200.00Regulatory AUM · August 2026
- CLEARWATER CAPITAL MANAGEMENT LLCCRD 115283$139,300,000.00Regulatory AUM · August 2026
- CLEARWATER MANAGEMENT CO., INC.CRD 105307 · ST PAUL, MN$4,681,919,861.00Regulatory AUM · August 2026
- CLEARWAVE CAPITAL, LLCCRD 337738 · UPLAND, CA$359,215,149.00Regulatory AUM · August 2026
- CLEARWELL ADVISORS, LLCCRD 306186 · TAMPA, FL$413,513,497.00Regulatory AUM · August 2026
- CLELLAND & CO INCCRD 105406 · SAN DIEGO, CA$465,676,047.00Regulatory AUM · August 2026
- CLEMENT STREET CAPITAL LLCCRD 159684 · DOWNERS GROVE, IL$141,012,444.00Regulatory AUM · August 2026
- CLERA, INCCRD 338073 · BAKERSFIELD, CANot availableRegulatory AUM · August 2026
- CLEROU ROMAIN PIERRE WALSHCRD 111081$218,943,043.00Regulatory AUM · August 2026
- CLEVELAND CAPITAL MANAGEMENT, L.L.C.CRD 341686 · ROCKY RIVER, OH$215,837,993.00Regulatory AUM · August 2026
- CLEVELAND WEALTH, LLCCRD 282196 · CLEVELAND, OH$506,578,765.00Regulatory AUM · August 2026
- CLEVERALPHA ASSET MANAGEMENT, LLCCRD 301620 · HAWTHORNE, CA$28,324,971.00Regulatory AUM · August 2026
- CLF ASSET MANAGEMENT, INC.CRD 284060 · MADISON, WI$146,884,969.00Regulatory AUM · August 2026
- CLG LLCCRD 282605 · LONG BEACH, CA$1,123,681,197.00Regulatory AUM · August 2026
- CLIENT 1ST ADVISORY GROUP LLCCRD 167790 · DUNEDIN, FL$511,486,971.00Regulatory AUM · August 2026
- CLIENT FIRST CAPITAL, LLCCRD 300684$269,676,993.00Regulatory AUM · August 2026
- CLIENT FIRST INVESTMENT MANAGEMENT LLCCRD 282600 · WEST BEND, WI$271,935,662.00Regulatory AUM · August 2026
- Not availableRegulatory AUM · August 2026
- CLIENTFIRST WEALTH MANAGEMENT, LLCCRD 120286 · LITTLE ROCK, AR$302,840,183.00Regulatory AUM · August 2026
- CLIFFORD SWAN INVESTMENT COUNSEL LLCCRD 108033 · PASADENA, CA$4,482,345,088.00Regulatory AUM · August 2026
- CLIFFWATER LLCCRD 132167 · MARINA DEL REY, CA$48,506,898,979.00Regulatory AUM · August 2026
- CLIFTONLARSONALLEN WEALTH ADVISORS, LLCCRD 38357 · MINNEAPOLIS, MN$14,426,640,890.00Regulatory AUM · August 2026
- CLIMATE FINANCE PARTNERS LLCCRD 306077 · WILMINGTON, DENot availableRegulatory AUM · August 2026
- CLIMBER CAPITAL SACRD 284784$625,390,555.00Regulatory AUM · August 2026
- CLINTON INVESTMENT MANAGEMENT, LLCCRD 143599 · STAMFORD, CT$3,906,740,384.00Regulatory AUM · August 2026
- CLIO ASSET MANAGEMENT LLCCRD 298041 · CHARLOTTESVILLE, VA$121,839,463.00Regulatory AUM · August 2026
- CLOCKTOWER GROUP, L.P.CRD 158142 · SANTA MONICA, CA$2,282,991,910.00Regulatory AUM · August 2026
- CLOCKWISE CAPITAL LLCCRD 175233 · MIAMI, FL$71,533,792.00Regulatory AUM · August 2026
- CLOSED LOOP PARTNERS, LLCCRD 307079 · NEW YORK, NY$466,385,930.00Regulatory AUM · August 2026
- CLOSED-END FUND ADVISORS INC.CRD 115562$186,323,115.00Regulatory AUM · August 2026
- CLOUD CAPITAL ADVISORS LLCCRD 314113 · WASHINGTON, DC$2,818,090,089.00Regulatory AUM · August 2026
- CLOUD CAPITAL MANAGEMENT, LLCCRD 317325 · SEATTLE, WA$300,205,177.00Regulatory AUM · August 2026
- CLOUD INVESTMENTS, LLCCRD 281915 · HUNTSVILLE, AL$404,025,477.00Regulatory AUM · August 2026
- CLOUGH CAPITAL PARTNERS, LPCRD 131257 · BOSTON, MA$1,508,743,415.00Regulatory AUM · August 2026
- CLOUT CAPITAL INVESTMENT MANAGERS LLCCRD 327315 · MIAMI, FL$105,000,000.00Regulatory AUM · August 2026
- CLOVER CREDIT MANAGEMENT, LLCCRD 307632 · NEW YORK, NY$3,471,419,706.00Regulatory AUM · August 2026
- CLOVER LEAF FINANCIAL LLCCRD 335751 · FAIRPORT, NY$75,000,000.00Regulatory AUM · August 2026
- CLOVERFIELDS CAPITAL GROUP, LPCRD 306590 · MINNEAPOLIS, MN$358,667,263.00Regulatory AUM · August 2026
- CLOVERLAY INVESTMENT MANAGEMENT, LLCCRD 277170 · CONSHOHOCKEN, PA$1,830,952,939.00Regulatory AUM · August 2026
- CLOVERPOINT, LLCCRD 335407 · MINNEAPOLIS, MNNot availableRegulatory AUM · August 2026
- CLP ASSET MANAGEMENT, LLCCRD 305962$173,842,000.00Regulatory AUM · August 2026
- CLPF LLCCRD 312448$80,956,080.00Regulatory AUM · August 2026
- CLS FINANCIAL ADVISORS, INC.CRD 152892 · PORTLAND, OR$191,992,677.00Regulatory AUM · August 2026
- CLUTINGER WILLIAMS & VERHOYE INCCRD 111082 · SAN DIEGO, CA$163,101,604.00Regulatory AUM · August 2026
- CLUTTERBUCK CAPITAL MANAGEMENT LLCCRD 140082 · CLEVELAND, OH$233,436,071.00Regulatory AUM · August 2026
- CM INVESTMENT PARTNERS LLCCRD 168941 · NEW YORK, NY$444,203,492.00Regulatory AUM · August 2026
- CM WEALTH ADVISORS LLCCRD 119467 · BEACHWOOD, OH$3,597,372,487.00Regulatory AUM · August 2026
- CMC ADVISORS, INC.CRD 123811 · BOCA RATON, FLNot availableRegulatory AUM · August 2026
- CMC FINANCIAL GROUP, LLCCRD 292413 · ATLANTA, GA$119,251,744.00Regulatory AUM · August 2026
- CMG CAPITAL MANAGEMENT GROUP, INC.CRD 110750 · MALVERN, PA$256,546,961.00Regulatory AUM · August 2026
- CMG FINANCIAL CONSULTING, LLCCRD 288359$149,647,147.00Regulatory AUM · August 2026
- CMG GLOBAL HOLDINGS, LLCCRD 307513 · PLANO, TX$379,373,540.00Regulatory AUM · August 2026
- CMG WEALTH ADVISORS LLCCRD 340600 · MADISON, WINot availableRegulatory AUM · August 2026
- CMH WEALTH MANAGEMENT, LLCCRD 150138 · PORTSMOUTH, NH$813,362,197.00Regulatory AUM · August 2026
- CMR CAPITAL MANAGEMENT, LLCCRD 284054 · PASADENA, CA$275,126,338.00Regulatory AUM · August 2026
- CMT ASSET MANAGEMENT LLCCRD 290487 · CHICAGO, IL$532,691,261.00Regulatory AUM · August 2026
- CNL EDUCATIONAL INSTITUTE, LLCCRD 175137 · ORLANDO, FLNot availableRegulatory AUM · August 2026
- CNL FUND ADVISORS II, LLCCRD 174178 · ORLANDO, FL$19,949,432.00Regulatory AUM · August 2026
- CNL RESIDENTIAL CREDIT MANAGER, LLCCRD 335786 · ORLANDO, FL$47,989,382.00Regulatory AUM · August 2026
- CNL STRATEGIC CAPITAL MANAGEMENT, LLCCRD 286342 · ORLANDO, FL$1,538,398,057.00Regulatory AUM · August 2026
- COALESCE CAPITAL MANAGEMENT LLCCRD 324179 · NEW YORK, NY$1,834,664,404.00Regulatory AUM · August 2026
- COALESCENCE PARTNERS INVESTMENT MANAGEMENT LPCRD 285361 · NEW YORK, NY$428,363,829.00Regulatory AUM · August 2026
- COAST ADVISORY LLCCRD 340229 · EAST TROY, WI$122,463,362.00Regulatory AUM · August 2026
- COAST CAPITAL MANAGEMENT, LPCRD 289883 · NEW YORK, NY$102,577,762.00Regulatory AUM · August 2026
- COASTAL BRIDGE ADVISORS, LLCCRD 152569 · WESTPORT, CT$5,020,879,705.00Regulatory AUM · August 2026
- COASTAL EQUITY MANAGEMENT, LLCCRD 331518 · PENSACOLA, FL$7,340,000.00Regulatory AUM · August 2026