All investment adviser firms · Page 33
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- CATHERINE AVERY INVESTMENT MANAGEMENT LLCCRD 144946 · LONGBOAT KEY, FL$317,970,000.00Regulatory AUM · August 2026
- CATHOLIC INVESTMENT SERVICES, INC.CRD 172467 · BOSTON, MA$1,516,759,419.00Regulatory AUM · August 2026
- CATHY PARETO AND ASSOCIATES, INC.CRD 145919 · CORAL GABLES, FL$300,132,683.00Regulatory AUM · August 2026
- CATOCTIN RIDGE WEALTH PARTNER, LLCCRD 333113 · THURMONT, MD$199,037,195.00Regulatory AUM · August 2026
- CATTERTON MANAGEMENT COMPANY, L.L.C.CRD 157428 · GREENWICH, CT$30,842,978,104.00Regulatory AUM · August 2026
- CATTON CAPITAL PARTNERS, LLCCRD 339336 · SAN FRANCISCO, CA$39,595,809.00Regulatory AUM · August 2026
- CATUM ADVISORY GROUP, LLC.CRD 277148 · WILTON, CT$128,644,000.00Regulatory AUM · August 2026
- CAUBLE & HARRE WEALTH MANAGEMENT, INC.CRD 143812 · ST. LOUIS, MO$300,624,293.00Regulatory AUM · August 2026
- CAUSEWAY CAPITAL MANAGEMENT LLCCRD 113308 · LOS ANGELES, CA$62,241,970,339.00Regulatory AUM · August 2026
- CAUSEY PUBLIC FINANCE LLCCRD 332123$430,900,615.00Regulatory AUM · August 2026
- CAUSEY WEALTH LLCCRD 331134 · GREENWOOD VILLAGE, CO$393,201,010.00Regulatory AUM · August 2026
- CAVALCADE CAPITAL LLCCRD 327292 · NEW YORK, NY$149,900,000.00Regulatory AUM · August 2026
- CAVALIER INVESTMENTS, LLCCRD 281201 · ALPHARETTA, GA$421,361,387.00Regulatory AUM · August 2026
- CAVANAL HILL INVESTMENT MANAGEMENT, INC.CRD 110774 · TULSA, OK$15,233,547,787.00Regulatory AUM · August 2026
- CAVU CONSUMER PARTNERS, LLCCRD 281535 · NEW YORK, NY$1,525,102,515.00Regulatory AUM · August 2026
- CAVU WEALTH ADVISORS, LLCCRD 340677 · WALNUT CREEK, CA$171,550,000.00Regulatory AUM · August 2026
- CAVU WEALTH MANAGEMENT INC.CRD 299089 · LAKESIDE, CA$208,760,964.00Regulatory AUM · August 2026
- CAXTON ASSOCIATES (USA) LLCCRD 132823 · NEW YORK, NY$4,627,271,602.00Regulatory AUM · August 2026
- CAXTON ASSOCIATES LLPCRD 333153$71,557,546,999.00Regulatory AUM · August 2026
- CAYETANO DEVELOPMENT, LLCCRD 290076 · AUSTIN, TX$666,603,019.00Regulatory AUM · August 2026
- CAYMUS EQUITY PARTNERS, LLCCRD 322999 · ATLANTA, GA$241,617,201.00Regulatory AUM · August 2026
- CAYSIDE PARTNERS, LLCCRD 306090 · JUPITER, FL$353,000,257.00Regulatory AUM · August 2026
- CAZ GP STAKES ADVISER LLCCRD 338168 · HOUSTON, TX$99,029,519.00Regulatory AUM · August 2026
- CAZ INVESTMENTS L.P.CRD 113931 · HOUSTON, TX$10,830,341,793.00Regulatory AUM · August 2026
- CAZ INVESTMENTS REGISTERED ADVISER LLCCRD 327614 · HOUSTON, TX$540,556,877.00Regulatory AUM · August 2026
- CB CAPITAL ADVISORS, LLCCRD 147242 · NEW YORK, NY$138,632,206.00Regulatory AUM · August 2026
- CBF ADVISORS, LLCCRD 134079 · NEW YORK, NY$46,625,534.00Regulatory AUM · August 2026
- CBG & COMPANY, INC.CRD 149225 · FISHERS, IN$270,678,780.00Regulatory AUM · August 2026
- CBIZ FINANCIAL SOLUTIONS, INC.CRD 16678 · CLEVELAND, OH$8,873,081.00Regulatory AUM · August 2026
- CBIZ INVESTMENT ADVISORY SERVICES, LLCCRD 286002 · CLEVELAND, OH$12,762,169,497.00Regulatory AUM · August 2026
- CBM FINANCIAL, LLCCRD 327254 · AUSTIN, TX$234,750,441.00Regulatory AUM · August 2026
- $50,424,555,192.00Regulatory AUM · August 2026
- $11,537,550,643.00Regulatory AUM · August 2026
- CBRE INVESTMENT MANAGEMENT LISTED REAL ASSETS LLCCRD 106256 · RADNOR, PA$10,800,860,665.00Regulatory AUM · August 2026
- CBRE INVESTMENT MANAGEMENT, LLCCRD 109981 · NEW YORK, NY$22,840,880,000.00Regulatory AUM · August 2026
- CC CAPITAL INSURANCE ADVISORS LLCCRD 334723 · NEW YORK, NY$937,350,545.00Regulatory AUM · August 2026
- CC MANAGEMENT GP, LLCCRD 168693 · CHARLOTTE, NC$1,391,528,366.00Regulatory AUM · August 2026
- CCAVENTUS GLOBAL CREDIT MANAGEMENT LLCCRD 342500 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- CCC ADVISORS, LLCCRD 288948 · AUSTIN, TX$703,271,683.00Regulatory AUM · August 2026
- CCG WEALTH MANAGEMENT, LLCCRD 296985 · SAN DIEGO, CA$1,195,740,335.00Regulatory AUM · August 2026
- CCM INVESTMENT ADVISERS, LLCCRD 105743 · COLUMBIA, SC$1,549,608,058.00Regulatory AUM · August 2026
- CCM NEW OPPORTUNITIES, LLCCRD 301887 · MERRIAM, KS$1,296,970.00Regulatory AUM · August 2026
- CCM PARTNERS, LPCRD 104720 · DENVER, CO$6,522,231,948.00Regulatory AUM · August 2026
- CCMP CAPITAL ADVISORS, LPCRD 140121 · NEW YORK, NY$2,229,046,156.00Regulatory AUM · August 2026
- CCMP GROWTH ADVISORS, LPCRD 322926 · NEW YORK, NY$818,532,187.00Regulatory AUM · August 2026
- CCS PARTNERS LLCCRD 329876 · NEW YORK, NY$1,489,092,000.00Regulatory AUM · August 2026
- CDAM (UK) LTDCRD 169319$953,747,566.00Regulatory AUM · August 2026
- CDH INVESTMENT ADVISORY PRIVATE LIMITEDCRD 163756$2,753,093,324.00Regulatory AUM · August 2026
- CDKV HOLDINGS LLCCRD 299856 · DENVER, CO$187,524,263.00Regulatory AUM · August 2026
- CDM FINANCIAL COUNSELING SERVICES, INC.CRD 126295 · NORWICH, CT$315,443,079.00Regulatory AUM · August 2026
- CDP FINANCIAL GROUP, LLCCRD 155725 · LITTLETON, CO$100,463,661.00Regulatory AUM · August 2026
- CE INVESTMENT MANAGEMENT, LLCCRD 299786 · OKLAHOMA CITY, OK$5,907,573,125.00Regulatory AUM · August 2026
- CEDAR MOUNTAIN ADVISORS, LLCCRD 140339 · LAKE OSWEGO, OR$1,197,759,928.00Regulatory AUM · August 2026
- CEDAR POINT CAPITAL PARTNERS, LLCCRD 317532 · CEDAR RAPIDS, IA$248,116,441.00Regulatory AUM · August 2026
- CEDAR SPRING ADVISORS, LLCCRD 289329$169,418,524.00Regulatory AUM · August 2026
- CEDAR SPRINGS ADVISORS, LLCCRD 290855$220,660,118.00Regulatory AUM · August 2026
- CEDAR STREET ASSET MANAGEMENT LLCCRD 285814 · CHICAGO, IL$938,401,000.00Regulatory AUM · August 2026
- CEDAR WEALTH MANAGEMENT, LLCCRD 167149$417,242,966.00Regulatory AUM · August 2026
- CEDARGOLD CONSULTING INC.CRD 286326Not availableRegulatory AUM · August 2026
- CEDARSTONE ADVISORSCRD 172653 · THOUSAND OAKS, CA$198,427,826.00Regulatory AUM · August 2026
- CEDARVIEW CAPITAL MANAGEMENT, LPCRD 136253 · WOODMERE, NY$104,603,322.00Regulatory AUM · August 2026
- CEDARWOOD WEALTH LLCCRD 334756 · HIGHLANDS RANCH, CO$213,419,865.00Regulatory AUM · August 2026
- CEDERBERG CAPITAL ASIA LIMITEDCRD 328093$684,563,680.00Regulatory AUM · August 2026
- CEDERBERG CAPITAL LIMITEDCRD 297836$684,563,680.00Regulatory AUM · August 2026
- CEDRUS WEALTH GROUP LLCCRD 334995 · ANDOVER, MN$217,814,000.00Regulatory AUM · August 2026
- CEERA INVESTMENTS, LLCCRD 135179$303,748,023.00Regulatory AUM · August 2026
- CEETO CAPITAL GROUP, LLCCRD 286538 · CORAL GABLES, FL$531,397,433.00Regulatory AUM · August 2026
- CELERES CAPITAL ADVISORS, LLCCRD 304581 · SAN JUAN, PR$534,776,966.00Regulatory AUM · August 2026
- CELLO CAPITAL MANAGEMENT, LPCRD 160398 · NEW YORK, NY$577,222,671.00Regulatory AUM · August 2026
- CENDANA CAPITAL MANAGEMENT, LLCCRD 165555 · SAN FRANCISCO, CA$2,368,715,300.00Regulatory AUM · August 2026
- CENTAURUS FINANCIAL, INC.CRD 30833 · ANAHEIM, CA$9,740,127,253.00Regulatory AUM · August 2026
- CENTENNIAL ADVISORS, LLCCRD 290778 · AUSTIN, TX$237,327,848.00Regulatory AUM · August 2026
- CENTENNIAL SECURITIES COMPANY INCCRD 7763 · GRAND RAPIDS, MI$1,335,217,612.00Regulatory AUM · August 2026
- CENTENNIAL WEALTH ADVISORY, LLCCRD 138054 · TRAVERSE CITY, MI$397,056,084.00Regulatory AUM · August 2026
- CENTER CAPITAL PARTNERS LLCCRD 315464 · BEVERLY HILLS, CA$414,973,544.00Regulatory AUM · August 2026
- CENTER FOR ASSET MANAGEMENT, LLCCRD 147981 · PALM BEACH GARDENS, FL$257,140,940.00Regulatory AUM · August 2026
- CENTER FOR FINANCIAL PLANNING INCCRD 109599 · SOUTHFIELD, MI$1,969,959,576.00Regulatory AUM · August 2026
- CENTER FOR WEALTH MANAGEMENT LLC.CRD 171221$227,823,265.00Regulatory AUM · August 2026
- CENTER LAKE CAPITAL MANAGEMENT, LLCCRD 174311 · WEST PALM BEACH, FL$77,933,741.00Regulatory AUM · August 2026
- CENTER ROCK CAPITAL PARTNERS, LPCRD 291521 · CHICAGO, IL$1,734,531,218.00Regulatory AUM · August 2026
- CENTERBOOK PARTNERS LPCRD 312387 · GREENWICH, CT$2,908,735,905.00Regulatory AUM · August 2026
- CENTERBRIDGE PARTNERS, L.P.CRD 157359 · NEW YORK, NY$79,857,174,908.00Regulatory AUM · August 2026
- CENTERFIELD MANAGEMENT III, INCCRD 161504 · INDIANAPOLIS, IN$1,084,623,481.00Regulatory AUM · August 2026
- CENTERGATE CAPITAL, L.P.CRD 281685 · AUSTIN, TX$828,277,894.00Regulatory AUM · August 2026
- CENTERLINE WEALTH ADVISORS, LLCCRD 164485 · LOUISVILLE, KY$326,036,978.00Regulatory AUM · August 2026
- CENTEROAK ADVISER, L.P.CRD 175156 · DALLAS, TX$1,975,228,000.00Regulatory AUM · August 2026
- CENTERPIECE WEALTH ADVISOR L.L.C.CRD 296956 · GREENWOOD VILLAGE, CO$138,597,000.00Regulatory AUM · August 2026
- CENTERPOINT ADVISORS, LLCCRD 156698 · NEEDHAM, MA$731,903,710.00Regulatory AUM · August 2026
- CENTERPOINT ADVISORY GROUP, LLCCRD 324181 · OVERLAND PARK, KS$276,346,500.00Regulatory AUM · August 2026
- CENTERSQUARE INVESTMENT MANAGEMENT LLCCRD 290078 · CONSHOHOCKEN, PA$13,695,107,341.00Regulatory AUM · August 2026
- CENTERSTAR ASSET MANAGEMENT, LLCCRD 289928 · CHICAGO, IL$138,601,644.00Regulatory AUM · August 2026
- CENTIVA CAPITAL, LPCRD 286299 · NEW YORK, NY$20,609,149,268.00Regulatory AUM · August 2026
- CENTRAL FAMILY ADVISORS, LLCCRD 283995 · NEW YORK, NY$608,325,779.00Regulatory AUM · August 2026
- CENTRAL ILLINOIS GROUP, LLCCRD 341748 · CHAMPAIGN, ILNot availableRegulatory AUM · August 2026
- CENTRAL PINE CAPITAL, LLCCRD 322281 · CEDARHURST, NY$332,379,112.00Regulatory AUM · August 2026
- CENTRAL VALLEY ADVISORS, LLCCRD 324974 · SACRAMENTO, CA$633,744,497.00Regulatory AUM · August 2026
- CENTRAL WEALTH MANAGEMENT LLCCRD 293172 · MADISON, WI$136,834,321.00Regulatory AUM · August 2026
- CENTRALIS CAPITAL LLCCRD 305897 · PRAIRIE VILLAGE, KS$60,271,669.00Regulatory AUM · August 2026
- CENTRE PARTNERS MANAGEMENT LLCCRD 109534 · NEW YORK, NY$1,227,800,500.00Regulatory AUM · August 2026
- CENTRIC ADVISORS, LLCCRD 282477 · CYPRESS, TX$211,348,878.00Regulatory AUM · August 2026