All investment adviser firms · Page 32
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- CARNEGIE CAPITAL ASSET MANAGEMENT, LLCCRD 150488 · PEPPER PIKE, OH$7,513,187,008.00Regulatory AUM · August 2026
- CARNEGIE LAKE ADVISORS LLCCRD 330024 · PRINCETON, NJ$402,998,913.00Regulatory AUM · August 2026
- CARNEGIE WEALTH MANAGEMENT, LLCCRD 290430 · BERWYN, PA$357,101,202.00Regulatory AUM · August 2026
- $1,498,860,000.00Regulatory AUM · August 2026
- CARO INVESTORS MANAGEMENT, LLCCRD 332085 · CHEVY CHASE, MD$316,675,000.00Regulatory AUM · August 2026
- CAROLINA FINANCIAL ADVISORS, INC.CRD 118823 · GREENSBORO, NC$240,885,264.00Regulatory AUM · August 2026
- $443,877,669.00Regulatory AUM · August 2026
- CAROLINA STRATEGY, LLCCRD 324629$119,089,787.00Regulatory AUM · August 2026
- CAROLINA WEALTH ADVISORS, LLCCRD 288837 · MYRTLE BEACH, SC$313,415,083.00Regulatory AUM · August 2026
- CAROLINA WEALTH MANAGEMENT, INC.CRD 131393 · GREENVILLE, NC$798,455,655.00Regulatory AUM · August 2026
- CAROSA STANTON ASSET MANAGEMENT, LLCCRD 104588 · MENDON, NY$50,745,803.00Regulatory AUM · August 2026
- CAROTA WEALTH MANAGEMENTCRD 127344$135,002,387.00Regulatory AUM · August 2026
- CAROUSEL CAPITAL MANAGEMENT COMPANY, L.P.CRD 157822 · CHARLOTTE, NC$1,912,790,537.00Regulatory AUM · August 2026
- CARPENTER, CLAYDON ADVISORS, INC.CRD 143516 · MAITLAND, FL$294,900,020.00Regulatory AUM · August 2026
- CARR FINANCIAL GROUP CORPORATIONCRD 317321 · WORCESTER, MA$744,163,845.00Regulatory AUM · August 2026
- CARR'S HILL CAPITAL PARTNERS MANAGEMENT, L.P.CRD 305205 · NEW ORLEANS, LA$492,654,566.00Regulatory AUM · August 2026
- CARRAIGHILL CAPITAL LIMITEDCRD 290703Not availableRegulatory AUM · August 2026
- CARRERA CAPITAL ADVISORS, LLCCRD 330834 · TROY, MI$968,703,896.00Regulatory AUM · August 2026
- CARRET ASSET MANAGEMENT, LLCCRD 131445 · NEW YORK, NY$3,459,799,840.00Regulatory AUM · August 2026
- CARRHAE CAPITAL (DIFC) LIMITEDCRD 337385$6,079,358,063.00Regulatory AUM · August 2026
- CARRHAE CAPITAL, LLPCRD 161900$6,086,321,550.00Regulatory AUM · August 2026
- CARRIAGE SERVICES INVESTMENT ADVISORS, INC.CRD 164325 · HOUSTON, TX$308,215,760.00Regulatory AUM · August 2026
- CARRICK CAPITAL MANAGEMENT COMPANY, LLCCRD 165915 · SAN FRANCISCO, CA$2,081,348,308.00Regulatory AUM · August 2026
- CARRICK LANE LLCCRD 309148 · NEW YORK, NY$3,029,750,000.00Regulatory AUM · August 2026
- CARRINGTON CAPITAL MANAGEMENT, LLCCRD 130813 · OLD GREENWICH, CT$5,081,782,135.00Regulatory AUM · August 2026
- CARROLL ADVISORY GROUP, LLCCRD 334565 · TEXARKANA, TX$341,058,157.00Regulatory AUM · August 2026
- CARROLL INVESTORS, INC.CRD 311180 · MT PLEASANT, SC$221,449,186.00Regulatory AUM · August 2026
- CARRONADE CAPITAL MANAGEMENT, LPCRD 309174 · DARIEN, CT$3,431,802,906.00Regulatory AUM · August 2026
- CARRY ADVISORS LLCCRD 323620 · BROOKLYN, NY$180,909,997.00Regulatory AUM · August 2026
- CARSON ADVISORY, INC.CRD 117410 · ATHENS, GA$864,880,656.00Regulatory AUM · August 2026
- CARSON GROUP INVESTING, LLCCRD 291744 · OMAHA, NE$2,048,522,707.00Regulatory AUM · August 2026
- CARSON MANAGEMENT COMPANY, LLCCRD 153261 · DALLAS, TX$475,084,747.00Regulatory AUM · August 2026
- CARSONALLARIA WEALTH MANAGEMENT, LTD.CRD 157998 · GLEN CARBON, IL$791,823,560.00Regulatory AUM · August 2026
- CARSWELL INVESTMENTS, LLCCRD 158205 · EAST SYRACUSE, NY$322,482,128.00Regulatory AUM · August 2026
- CARTA FINANCIERA SA.CRD 306723Not availableRegulatory AUM · August 2026
- CARTENNA CAPITAL LPCRD 307688 · STAMFORD, CT$2,359,150,413.00Regulatory AUM · August 2026
- CARTER FINANCIAL GROUP, INC.CRD 301025 · BARRINGTON, IL$382,228,531.00Regulatory AUM · August 2026
- CARTER FINANCIAL, LLCCRD 298327 · LA JOLLA, CA$282,293,248.00Regulatory AUM · August 2026
- CARTER-HASTON INVESTMENT PARTNERS II GP, LLCCRD 165442 · NASHVILLE, TN$367,229,960.00Regulatory AUM · August 2026
- CARTER, TERRY & COMPANY, INC.CRD 16365 · ATLANTA, GA$103,973,773.00Regulatory AUM · August 2026
- CARTESIAN CAPITAL GROUP, LLCCRD 159370 · NEW YORK, NY$863,216,519.00Regulatory AUM · August 2026
- CARUSO MCLEAN & CO., INC.CRD 126084 · UTICA, NY$281,766,347.00Regulatory AUM · August 2026
- CARVAL CLO MANAGEMENT LLCCRD 298135 · MINNEAPOLIS, MN$7,304,940,802.00Regulatory AUM · August 2026
- CARY STREET PARTNERS ASSET MANAGEMENT LLCCRD 289178 · RICHMOND, VA$1,447,830,806.00Regulatory AUM · August 2026
- CARY STREET PARTNERS INVESTMENT ADVISORY LLCCRD 128545 · RICHMOND, VA$10,252,264,301.00Regulatory AUM · August 2026
- CAS INVESTMENT PARTNERS, LLCCRD 170071 · WESTPORT, CT$2,447,181,816.00Regulatory AUM · August 2026
- CASCADE FINANCIAL PARTNERS, LLCCRD 326620 · SAN DIEGO, CA$1,381,234,310.00Regulatory AUM · August 2026
- CASCADE FINANCIAL STRATEGIES, LLCCRD 166610 · BEND, OR$150,876,230.00Regulatory AUM · August 2026
- CASCADE INVESTMENT ADVISORS, INC.CRD 117294 · OREGON CITY, OR$360,420,745.00Regulatory AUM · August 2026
- CASCADE INVESTMENT GROUP, INC.CRD 35844 · COLORADO SPRINGS, CO$419,864,095.00Regulatory AUM · August 2026
- CASCADE WEALTH ADVISORS, INCCRD 158470 · WENATCHEE, WA$228,059,740.00Regulatory AUM · August 2026
- CASCADES CAPITAL ASSET MANAGEMENT, LLCCRD 167102 · GREENSBORO, NC$383,331,712.00Regulatory AUM · August 2026
- CASDIN CAPITAL, LLCCRD 169579 · NEW YORK, NY$2,872,598,242.00Regulatory AUM · August 2026
- CASILIO LEITCH INVESTMENTS, LLCCRD 173152 · WALNUT CREEK, CA$256,000,000.00Regulatory AUM · August 2026
- CASPIAN CAPITAL, LPCRD 155751 · NEW YORK, NY$7,026,185,000.00Regulatory AUM · August 2026
- CASSADAY & CO WEALTH MANAGEMENT LLCCRD 317672 · MCLEAN, VA$7,138,784,240.00Regulatory AUM · August 2026
- CASSADY WEALTH & RETIREMENT PLANNING L.L.C.CRD 309710 · HENDERSON, NV$292,084,297.00Regulatory AUM · August 2026
- CASSEDY FINANCIAL GROUP, INC.CRD 111446 · TAMPA, FL$248,446,484.00Regulatory AUM · August 2026
- CASSIA CAPITAL PARTNERS LLCCRD 159911 · WINSTON SALEM, NC$251,207,843.00Regulatory AUM · August 2026
- CASSILLY FINANCIAL GROUP, LLCCRD 300672 · SEVERNA PARK, MD$135,536,632.00Regulatory AUM · August 2026
- CASTANEA PARTNERS INC.CRD 160229 · NEWTON, MA$239,000,000.00Regulatory AUM · August 2026
- CASTELLAN GROUP, LLCCRD 299363 · LOUISVILLE, KY$882,230,876.00Regulatory AUM · August 2026
- CASTFIRM ADVISORS LLCCRD 327519 · GARDEN CITY, NY$30,000,000.00Regulatory AUM · August 2026
- CASTLE COAST WEALTH, LLCCRD 298439 · LA JOLLA, CA$423,691,740.00Regulatory AUM · August 2026
- CASTLE CREEK ADVISORS IV LLCCRD 158079 · SAN DIEGO, CA$1,135,436,615.00Regulatory AUM · August 2026
- CASTLE FINANCIAL & RETIREMENT PLANNING ASSOCIATES INCCRD 107865 · FAIR HAVEN, NJ$107,946,217.00Regulatory AUM · August 2026
- CASTLE HARLAN, INC.CRD 158106 · NEW YORK, NY$677,975,119.00Regulatory AUM · August 2026
- CASTLE HOOK PARTNERS LPCRD 284968 · NEW YORK, NY$10,960,463,291.00Regulatory AUM · August 2026
- CASTLE RIDGE ASSET MANAGEMENT LIMITEDCRD 309774$300,830,149.00Regulatory AUM · August 2026
- CASTLE ROCK ADVISORS LLCCRD 331429 · BOSTON, MA$2,383,765,925.00Regulatory AUM · August 2026
- CASTLE ROCK WEALTH MANAGEMENT, LLCCRD 199513 · WALNUT CREEK, CA$587,078,190.00Regulatory AUM · August 2026
- CASTLE SECURITIES, LLCCRD 342075 · MOORESVILLE, NCNot availableRegulatory AUM · August 2026
- CASTLE WEALTH MANAGEMENT LLCCRD 118364 · BOYNTON BEACH, FL$430,064,189.00Regulatory AUM · August 2026
- CASTLE WEALTH PLANNING LLCCRD 141601 · SANTA BARBARA, CA$236,435,373.00Regulatory AUM · August 2026
- CASTLEARK ALTERNATIVES, LLCCRD 288893 · CHICAGO, IL$8,240,000.00Regulatory AUM · August 2026
- CASTLEARK MANAGEMENT LLCCRD 109587 · CHICAGO, IL$4,585,548,400.00Regulatory AUM · August 2026
- CASTLEBAR ASSET MANAGEMENT, LLCCRD 162231 · OVERLAND PARK, KS$122,472,670.00Regulatory AUM · August 2026
- CASTLEKEEP INVESTMENT ADVISORS LLCCRD 111656 · WESTPORT, CT$920,751,806.00Regulatory AUM · August 2026
- CASTLEKNIGHT MANAGEMENT LPCRD 309435 · NEW YORK, NY$4,103,837,648.00Regulatory AUM · August 2026
- CASTLELAKE, L.P.CRD 145165 · MINNEAPOLIS, MN$35,287,534,891.00Regulatory AUM · August 2026
- CASTLETON PARTNERS, LLCCRD 140873$142,411,975.00Regulatory AUM · August 2026
- CASTLEVIEW PARTNERS, LLCCRD 281410 · DALLAS, TX$416,875,249.00Regulatory AUM · August 2026
- CAT ROCK CAPITAL MANAGEMENT LPCRD 268817 · GREENWICH, CT$968,461,360.00Regulatory AUM · August 2026
- CATALIO CAPITAL MANAGEMENT, LPCRD 310374 · NEW YORK, NY$2,176,631,478.00Regulatory AUM · August 2026
- CATALUR CAPITAL MANAGEMENT, LPCRD 307830 · NEW YORK, NY$611,870,514.00Regulatory AUM · August 2026
- CATALYST CAPITAL ADVISERS LLCCRD 290191 · DALLAS, TX$228,121,767.00Regulatory AUM · August 2026
- CATALYST CAPITAL ADVISORS LLCCRD 139895 · SAN JUAN, PR$10,302,566,935.00Regulatory AUM · August 2026
- CATALYST FINANCIAL NW CORPORATIONCRD 168534 · GRESHAM, OR$233,421,000.00Regulatory AUM · August 2026
- CATALYST FINANCIAL PARTNERS LLCCRD 299335 · BOSTON, MA$1,722,297,612.00Regulatory AUM · August 2026
- CATALYST INTERNATIONAL ADVISORS LLCCRD 306592 · SAN JUAN, PR$58,019,919.00Regulatory AUM · August 2026
- CATALYST INVESTMENT MANAGEMENT LLCCRD 298122$129,810,000.00Regulatory AUM · August 2026
- CATALYST PRIVATE WEALTH, LLCCRD 305565 · SAN MATEO, CA$370,426,802.00Regulatory AUM · August 2026
- CATALYST WEALTH ADVISORS LLCCRD 297503 · NEWPORT BEACH, CA$167,196,185.00Regulatory AUM · August 2026
- CATALYST WEALTH MANAGEMENT LLCCRD 329586 · HOUSTON, TX$105,000,766.00Regulatory AUM · August 2026
- CATAWBA RIVER CAPITALCRD 134217 · LAKE WYLIE, SC$325,111,772.00Regulatory AUM · August 2026
- CATCHLIGHT CAPITAL MANAGEMENT LLCCRD 319003$175,727,608.00Regulatory AUM · August 2026
- CATCHMENT CAPITAL, L.P.CRD 335631 · NEW YORK, NY$147,710,000.00Regulatory AUM · August 2026
- CATENARY ALTERNATIVES ASSET MANAGEMENT, LLCCRD 164517 · MIAMI, FL$353,308,947.00Regulatory AUM · August 2026
- CATERER GOODMAN PARTNERS LTDCRD 314975$15,287,918.00Regulatory AUM · August 2026
- CATHAY CAPITAL NA, LLCCRD 268816 · NEW YORK, NY$76,611,428.00Regulatory AUM · August 2026