All investment adviser firms · Page 2
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- 3G CAPITAL PARTNERS LPCRD 156934 · NEW YORK, NY$16,313,428,713.00Regulatory AUM · August 2026
- 3I CORPORATIONCRD 159892 · NEW YORK, NY$2,697,286,220.00Regulatory AUM · August 2026
- 3J CAPITAL PARTNERS LTDCRD 292257$237,955,686.00Regulatory AUM · August 2026
- 3L CAPITAL MANAGEMENT, LLCCRD 294003 · LOS ANGELES, CA$932,271,083.00Regulatory AUM · August 2026
- 3RD CREEK INVESTMENTS, INC.CRD 115945$204,947,847.00Regulatory AUM · August 2026
- 3ROOTS WEALTH PARTNERS LLCCRD 338300 · SCOTTSDALE, AZ$92,647,972.00Regulatory AUM · August 2026
- 40/86 ADVISORS, INC.CRD 107740 · CARMEL, IN$30,495,148,307.00Regulatory AUM · August 2026
- 400 CAPITAL MANAGEMENT LLCCRD 160089 · NEW YORK, NY$9,036,083,043.00Regulatory AUM · August 2026
- 401K GENERATIONCRD 154279 · ALTAMONTE SPRINGS,, FL$156,446,290.00Regulatory AUM · August 2026
- 42 AM, LLCCRD 339735 · NEW YORK, NY$51,850,000.00Regulatory AUM · August 2026
- 424 CAPITAL, LLCCRD 167462 · WAKEFIELD, MA$584,498,760.00Regulatory AUM · August 2026
- 44 NORTH CAPITAL, LLCCRD 327552 · BURLINGTON, VT$125,122,374.00Regulatory AUM · August 2026
- 44 WEALTH MANAGEMENT LLCCRD 309647 · EUGENE, OR$487,370,819.00Regulatory AUM · August 2026
- 442 CAPITAL PTY LTDCRD 334382$150,000,000.00Regulatory AUM · August 2026
- 46 PEAKS LLCCRD 306902 · NEWTOWN, PA$272,139,518.00Regulatory AUM · August 2026
- 4612 GROUP, LLCCRD 287619 · ATLANTA, GA$773,319,042.00Regulatory AUM · August 2026
- 49 WEALTH MANAGEMENT, LLCCRD 319484 · AUSTIN, TX$1,402,973,572.00Regulatory AUM · August 2026
- 4D ADVISORS, LLCCRD 315045 · REDONDO BEACH, CA$315,605,039.00Regulatory AUM · August 2026
- 4J WEALTH MANAGEMENT, LLCCRD 297268 · MCLEAN, VA$348,116,838.00Regulatory AUM · August 2026
- 4SIGHT WEALTH ADVISORS LLCCRD 286127 · SKOKIE, IL$121,248,000.00Regulatory AUM · August 2026
- 4THOUGHT FINANCIAL GROUP INC.CRD 162997 · SYOSSET, NY$214,345,250.00Regulatory AUM · August 2026
- 4WEALTH ADVISORS, INC.CRD 129727 · BURR RIDGE, IL$275,278,482.00Regulatory AUM · August 2026
- 4X4 CAPITAL, LLCCRD 316647 · NEW YORK, NY$445,391,605.00Regulatory AUM · August 2026
- 50 SOUTH CAPITAL ADVISORS, LLCCRD 174762 · CHICAGO, IL$16,072,357,877.00Regulatory AUM · August 2026
- 501 NORTH, LLCCRD 338118 · NEW YORK, NY$329,389,453.00Regulatory AUM · August 2026
- 503 CAPITAL PARTNERS, LLCCRD 327580 · LEAWOOD, KS$636,447,785.00Regulatory AUM · August 2026
- 50T HOLDINGS, LLCCRD 326720 · NEW YORK, NY$1,659,746,676.00Regulatory AUM · August 2026
- 55 NORTH PRIVATE WEALTH, LLCCRD 325325 · WINTER PARK, FL$581,328,557.00Regulatory AUM · August 2026
- 55I, LLCCRD 286620 · BOSTON, MA$36,740,224,268.00Regulatory AUM · August 2026
- 56 CAPITAL PARTNERS, LTDCRD 290938 · COLORADO SPRINGS, CO$113,310,000.00Regulatory AUM · August 2026
- 57 STARS LLCCRD 135202 · ARLINGTON, VA$3,698,051,732.00Regulatory AUM · August 2026
- 59 NORTH CAPITAL MANAGEMENT, LPCRD 300258 · HOUSTON, TX$7,503,173,537.00Regulatory AUM · August 2026
- 5AM VENTURE MANAGEMENT, LLCCRD 160395 · SAN FRANCISCO, CA$1,084,259,034.00Regulatory AUM · August 2026
- 5C CAPITAL MANAGEMENT, LLCCRD 284213 · WOODCLIFF LAKE, NJ$648,131,696.00Regulatory AUM · August 2026
- 5C INVESTMENT PARTNERS ADVISOR LLCCRD 330565 · NEW YORK, NY$262,188,502.00Regulatory AUM · August 2026
- 5C LENDING PARTNERS ADVISOR LLCCRD 328959 · NEW YORK, NY$601,751,115.00Regulatory AUM · August 2026
- 5T WEALTH, LLCCRD 112552 · NAPA, CA$331,362,448.00Regulatory AUM · August 2026
- 5TH CENTURY PARTNERS LPCRD 313522 · CHICAGO, IL$521,151,569.00Regulatory AUM · August 2026
- 5TH STREET ADVISORS, LLCCRD 140165 · SOUTHPORT, CT$524,460,932.00Regulatory AUM · August 2026
- 603 FINANCIAL ADVISORS, LLCCRD 324422$106,891,642.00Regulatory AUM · August 2026
- 626 FINANCIAL, LLCCRD 306474 · PORTAGE, MI$379,600,318.00Regulatory AUM · August 2026
- 683 CAPITAL MANAGEMENT, LLCCRD 156181 · NEW YORK, NY$2,436,885,197.00Regulatory AUM · August 2026
- 6TH MAN VENTURES, LLCCRD 318649$389,917,795.00Regulatory AUM · August 2026
- 6TH STREET ADVISORS, LLCCRD 156623 · DAPHNE, AL$256,543,633.00Regulatory AUM · August 2026
- 7 STREETS FINANCIAL, LLCCRD 282577 · SAN DIEGO, CA$88,400,000.00Regulatory AUM · August 2026
- 71 WEST CAPITAL PARTNERS, LLCCRD 338756 · BOSTON, MA$5,505,194,061.00Regulatory AUM · August 2026
- 724 ASSET MANAGEMENT, LLCCRD 318169$213,406,436.00Regulatory AUM · August 2026
- 724 CAPITAL, LLCCRD 318170$258,852,426.00Regulatory AUM · August 2026
- 747 CAPITAL, LLCCRD 164742 · NEW YORK, NY$1,134,617,173.00Regulatory AUM · August 2026
- 755 WEALTH MANAGEMENT, LLCCRD 342558 · WOODSTOCK, GANot availableRegulatory AUM · August 2026
- 776 MANAGEMENT, LLCCRD 311918$1,346,897,919.00Regulatory AUM · August 2026
- 7RIDGE LIMITEDCRD 315057$1,232,600,000.00Regulatory AUM · August 2026
- 8 KNOTS MANAGEMENT, LLCCRD 305473 · DALLAS, TX$2,034,678,758.00Regulatory AUM · July 2026
- 801 WEST CAPITAL MANAGEMENT, LLCCRD 168417 · LAKE OSWEGO, OR$515,861,941.00Regulatory AUM · August 2026
- 818 FAMILY OFFICE, LLCCRD 339082 · AUSTIN, TXNot availableRegulatory AUM · August 2026
- 818 WEALTH, LLCCRD 335975 · FORT WORTH, TX$117,131,991.00Regulatory AUM · August 2026
- 8FIGURES INC.CRD 337941 · DOVER, DENot availableRegulatory AUM · August 2026
- 8TH STREET INVESTMENTS, LLCCRD 148727 · ALEXANDRIA, VA$166,893,863.00Regulatory AUM · August 2026
- 9 STREAM CAPITAL PARTNERS LLCCRD 340394 · LEAWOOD, KS$73,900,000.00Regulatory AUM · August 2026
- 917 ADVISORY SERVICES LLCCRD 331476 · SPOKANE, WA$167,507,315.00Regulatory AUM · August 2026
- 93 FINANCIAL GROUP, LLCCRD 144235 · WOBURN, MA$899,661,209.00Regulatory AUM · August 2026
- 9823 CAPITAL, LPCRD 324329 · DALLAS, TX$677,134,000.00Regulatory AUM · August 2026
- 9YARDS CAPITAL MANAGEMENT LPCRD 299727 · NEW YORK, NY$687,603,167.00Regulatory AUM · August 2026
- A & I FINANCIAL SERVICES, LLCCRD 148357 · LONE TREE, CO$559,998,114.00Regulatory AUM · August 2026
- A BETTER WAY FINANCIAL, LLCCRD 304914 · ALLENTOWN, PA$108,964,358.00Regulatory AUM · August 2026
- A FIN MANAGEMENT LLCCRD 315482 · SUNNY ISLES BEACH, FL$6,160,297,411.00Regulatory AUM · August 2026
- A J FELDMAN FINANCIAL, LLCCRD 154773$135,922,400.00Regulatory AUM · August 2026
- A SLING & A STONE, INCORPORATEDCRD 134943 · BURNET, TX$102,058,435.00Regulatory AUM · August 2026
- A SMARTER WAY TO INVEST, INC.CRD 166170 · BRIGHTON, MI$149,952,958.00Regulatory AUM · August 2026
- A-STREET MANAGEMENT LPCRD 336707$529,972,445.00Regulatory AUM · August 2026
- A. J. PERRY & COMPANY, INC.CRD 107041 · TOWSON, MD$108,760,000.00Regulatory AUM · August 2026
- A. N. CULBERTSON & COMPANY, INC.CRD 108341 · CHARLOTTESVILLE, VA$817,783,658.00Regulatory AUM · August 2026
- A.G. CAMPBELL ADVISORY, LLCCRD 162150 · BALTIMORE, MD$403,897,677.00Regulatory AUM · August 2026
- A.G. MORGAN FINANCIAL ADVISORS, LLCCRD 173292 · MASSAPEQUA, NY$174,564,291.00Regulatory AUM · August 2026
- A.G.P. / ALLIANCE GLOBAL PARTNERS, LLCCRD 8361 · WESTPORT, CT$2,300,125,872.00Regulatory AUM · August 2026
- A.G.P. ASSET MANAGEMENT LLCCRD 339720 · NEW YORK, NY$144,457,810.00Regulatory AUM · August 2026
- A.O. WEALTH ADVISORY,LLCCRD 288301 · URBANDALE, IA$213,203,341.00Regulatory AUM · August 2026
- A.R.T. ADVISORS, LLCCRD 161643 · NEW YORK, NY$294,230,000.00Regulatory AUM · August 2026
- A.W. JONES ADVISORS, LLCCRD 161260 · NEW YORK, NY$667,048,737.00Regulatory AUM · August 2026
- A&M CAPITAL ADVISORS, LPCRD 163576 · GREENWICH, CT$7,199,446,953.00Regulatory AUM · August 2026
- A&M PRIVATE WEALTH PARTNERS, LLCCRD 331478 · WEST PALM BEACH, FL$1,832,726,951.00Regulatory AUM · August 2026
- A16Z CAPITAL MANAGEMENT, L.L.C.CRD 160489 · MENLO PARK, CA$106,476,153,956.00Regulatory AUM · August 2026
- A16Z PERENNIAL MANAGEMENT, L.P.CRD 324429 · MENLO PARK, CA$2,753,465,119.00Regulatory AUM · August 2026
- A3 CAPITAL ADVISORS, LLCCRD 338956 · HOUSTON, TX$236,845,287.00Regulatory AUM · August 2026
- A4 WEALTH ADVISORS LLCCRD 152397 · HUNTERSVILLE, NC$213,703,027.00Regulatory AUM · August 2026
- AA FINANCIAL ADVISORS, LLCCRD 119829 · COLUMBUS, OH$1,418,568,755.00Regulatory AUM · August 2026
- AACP INVESTMENTS, LLCCRD 314568 · NEW YORK, NY$248,121,419.00Regulatory AUM · August 2026
- AAF WEALTH MANAGEMENT, LLCCRD 164646 · WESTBOROUGH, MA$727,644,200.00Regulatory AUM · August 2026
- AARON WEALTH ADVISORS LLCCRD 298079 · CHICAGO, IL$4,288,292,230.00Regulatory AUM · August 2026
- AB BROADLY SYNDICATED LOAN MANAGER LLCCRD 308135 · NASHVILLE, TN$2,623,000,000.00Regulatory AUM · August 2026
- AB CARVAL INVESTORS, LPCRD 141819 · MINNEAPOLIS, MN$18,441,989,964.00Regulatory AUM · August 2026
- AB CUSTOM ALTERNATIVE SOLUTIONS LLCCRD 110879 · NASHVILLE, TN$1,415,000,000.00Regulatory AUM · August 2026
- AB PRIVATE CREDIT INVESTORS LLCCRD 173027 · AUSTIN, TX$11,358,000,000.00Regulatory AUM · August 2026
- AB2 CAPITAL PARTNERS LLCCRD 318038 · HOLLYWOOD, FL$1,150,000,000.00Regulatory AUM · August 2026
- ABACUS CAPITAL ADVISORS LLCCRD 309295 · PLANTATION, FL$119,507,501.00Regulatory AUM · August 2026
- ABACUS CAPITAL GROUP LLCCRD 157243 · NEW YORK, NY$6,876,967,683.00Regulatory AUM · August 2026
- ABACUS FCF ADVISORS LLCCRD 135152 · ORLANDO, FL$642,606,854.00Regulatory AUM · August 2026
- ABACUS INVESTMENTS LLCCRD 327805 · BIRMINGHAM, AL$105,949,539.00Regulatory AUM · August 2026
- ABACUS PLANNING GROUP, INC.CRD 107994 · COLUMBIA, SC$2,155,806,749.00Regulatory AUM · August 2026
- ABACUS WEALTH PARTNERS, LLCCRD 128590 · SANTA MONICA, CA$3,579,238,156.00Regulatory AUM · August 2026