All investment adviser firms · Page 29
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- CADIA PRIVATE CLIENT LLCCRD 337400 · PARSIPPANY, NJ$192,533,399.00Regulatory AUM · August 2026
- CADIAN CAPITAL MANAGEMENT, LPCRD 157813 · NEW YORK, NY$2,679,961,653.00Regulatory AUM · August 2026
- CADINHA & CO LLCCRD 108135 · HONOLULU, HI$1,122,698,766.00Regulatory AUM · August 2026
- CADOGAN PARK ADVISORS INC.CRD 291546$47,409,347.00Regulatory AUM · August 2026
- CAERUS INVESTMENT ADVISORS, LLCCRD 171716$117,194,570.00Regulatory AUM · August 2026
- CAGR FINANCE LLCCRD 337809 · LEWES, DE$31,840.00Regulatory AUM · August 2026
- CAHABA WEALTH MANAGEMENT, INC.CRD 151675 · ATLANTA, GA$2,060,891,106.00Regulatory AUM · August 2026
- CAHILL FINANCIAL ADVISORS, INC.CRD 109890 · EDINA, MN$1,770,183,778.00Regulatory AUM · August 2026
- CAI MANAGER LPCRD 310205 · MILL VALLEY, CA$2,177,689,001.00Regulatory AUM · August 2026
- CAIN CAPITAL L.L.C.CRD 113592 · DALLAS, TX$171,175,266.00Regulatory AUM · August 2026
- CAIN INTERNATIONAL ADVISERS LIMITEDCRD 290217$2,774,884,712.00Regulatory AUM · August 2026
- CAIN, WATTERS & ASSOCIATES, LLCCRD 111521 · FRISCO, TX$5,036,805,273.00Regulatory AUM · August 2026
- CAIRD INVESTMENT PARTNERS, LLCCRD 334504 · DALLAS, TX$413,201,562.00Regulatory AUM · August 2026
- CAIRN FINANCIAL PLANNING, LLCCRD 326908Not availableRegulatory AUM · August 2026
- CAIRN INVESTMENT GROUP, INC.CRD 143601 · VANCOUVER, WA$384,958,456.00Regulatory AUM · August 2026
- CAIS ADVISORS LLCCRD 317466 · NEW YORK, NY$225,327,313.00Regulatory AUM · August 2026
- CAITLIN JOHN, LLCCRD 154494 · BRIGHTON, MI$214,892,486.00Regulatory AUM · August 2026
- CAIUS CAPITAL LLPCRD 285187$1,750,979,497.00Regulatory AUM · August 2026
- CAIUS CAPITAL US LPCRD 322911 · NEW YORK, NY$1,749,453,073.00Regulatory AUM · August 2026
- CALABASAS ADVISORY GROUP, LLCCRD 288224 · WESTLAKE VILLAGE, CA$249,526,000.00Regulatory AUM · August 2026
- CALAMITA WEALTH MANAGEMENT INC.CRD 153316 · CHARLOTTE, NC$138,154,787.00Regulatory AUM · August 2026
- CALAMOS ADVISORS LLCCRD 105758 · NAPERVILLE, IL$43,888,328,733.00Regulatory AUM · August 2026
- CALAMOS ANTETOKOUNMPO ASSET MANAGEMENT LLCCRD 322813 · NAPERVILLE, IL$26,767,967.00Regulatory AUM · August 2026
- CALAMOS PRIVATE EQUITY LLCCRD 326913 · NAPERVILLE, ILNot availableRegulatory AUM · August 2026
- CALAMOS WEALTH MANAGEMENT LLCCRD 143490 · NAPERVILLE, IL$5,475,141,780.00Regulatory AUM · August 2026
- CALCULATED WEALTH LLCCRD 318985 · MADISON, WI$200,778,956.00Regulatory AUM · August 2026
- CALDER FINANCIAL LLCCRD 290616$134,762,591.00Regulatory AUM · August 2026
- CALDER INVESTMENT ADVISORSCRD 143973 · ADA, MI$297,000,000.00Regulatory AUM · August 2026
- CALDERWOOD FINANCIAL STRATEGIES, INC.CRD 313466 · HOUSTON, TX$228,534,086.00Regulatory AUM · August 2026
- CALDWELL ADVISORS, LLCCRD 144408 · BRENTWOOD, TN$351,404,599.00Regulatory AUM · August 2026
- CALDWELL SUTTER CAPITAL, INC.CRD 10489 · SAUSALITO, CA$605,675,350.00Regulatory AUM · August 2026
- $10,231,282,154.00Regulatory AUM · August 2026
- CALEDONIA US, LPCRD 291463 · NEW YORK, NY$3,659,525,025.00Regulatory AUM · August 2026
- CALEO CAPITAL N.A. LLCCRD 308542 · PONTE VEDRA, FL$111,841,090.00Regulatory AUM · August 2026
- CALERA CAPITAL ADVISORS, LPCRD 158050 · SAN FRANCISCO, CA$3,089,848,616.00Regulatory AUM · August 2026
- CALIBER WEALTH MANAGEMENT, LLCCRD 331165 · OVERLAND PARK, KS$1,763,558,000.00Regulatory AUM · August 2026
- CALIGAN PARTNERS, LPCRD 289887 · NEW YORK, NY$1,299,735,339.00Regulatory AUM · August 2026
- CALLAHAN ADVISORS, LLCCRD 114058 · HOUSTON, TX$1,327,579,088.00Regulatory AUM · August 2026
- CALLAHAN CAPITAL MANAGEMENT INCCRD 110568 · STEAMBOAT SPRINGS, CO$217,474,510.00Regulatory AUM · August 2026
- CALLAHAN WEALTH ADVISORY, LLCCRD 316124$372,154,200.00Regulatory AUM · August 2026
- CALLAN FAMILY OFFICE, LLCCRD 317446 · RADNOR, PA$10,208,823,032.00Regulatory AUM · August 2026
- CALLAN LLCCRD 107687 · SAN FRANCISCO, CA$41,940,517,968.00Regulatory AUM · August 2026
- CALLAWAY CAPITAL MANAGEMENT, LLCCRD 285709 · NASHVILLE, TN$211,306,604.00Regulatory AUM · August 2026
- CALLODINE BDC ADVISOR, LLCCRD 342427 · BOSTON, MANot availableRegulatory AUM · August 2026
- CALLODINE CAPITAL MANAGEMENT, LPCRD 297115 · BOSTON, MA$2,034,231,012.00Regulatory AUM · August 2026
- CALLODINE CREDIT MANAGEMENT, LLCCRD 313165 · BOSTON, MA$602,978,695.00Regulatory AUM · August 2026
- CALLODINE STRATEGIC CREDIT FUND III MANAGEMENT, LLCCRD 340405 · ATLANTA, GANot availableRegulatory AUM · August 2026
- CALMWATER ASSET MANAGEMENT, LLCCRD 282617 · EL SEGUNDO, CA$792,519,211.00Regulatory AUM · August 2026
- CALPA ADVISORS LLCCRD 318008 · KIRKLAND, WANot availableRegulatory AUM · August 2026
- CALTIER ADVISORS, LLCCRD 317263 · POWAY, CA$6,883,300.00Regulatory AUM · August 2026
- CALTIUS CAPITAL MANAGEMENT, LPCRD 157007 · LOS ANGELES, CA$1,064,884,177.00Regulatory AUM · August 2026
- CALTON & ASSOCIATES, INC.CRD 20999 · TAMPA, FL$1,576,517,756.00Regulatory AUM · August 2026
- CALUMET CAPITAL PARTNERS LLCCRD 318770 · MIAMI, FL$191,000,000.00Regulatory AUM · August 2026
- CALVERT IMPACT ADVISORY SERVICES, LLCCRD 326022 · BETHESDA, MD$197,789,240.00Regulatory AUM · August 2026
- CALVERT RESEARCH AND MANAGEMENTCRD 285127 · WASHINGTON, DC$40,257,330,574.00Regulatory AUM · August 2026
- CALVERT STREET CAPITAL PARTNERS, INC.CRD 158096 · TOWSON, MD$663,100,000.00Regulatory AUM · August 2026
- CALVERT WEALTH MANAGEMENT, INC.CRD 115639 · DUNKIRK, MD$189,569,655.00Regulatory AUM · August 2026
- CALYDON CAPITAL, LLCCRD 285485 · MEMPHIS, TN$3,576,202,004.00Regulatory AUM · August 2026
- CAMAC PARTNERS, LLCCRD 173002$386,594,898.00Regulatory AUM · August 2026
- CAMARDA FINANCIAL ADVISORS , LLCCRD 113784 · FLEMING ISLAND, FL$315,368,825.00Regulatory AUM · August 2026
- CAMBER PARTNERS MANAGEMENT LLCCRD 309328 · NEW YORK, NY$378,754,149.00Regulatory AUM · August 2026
- CAMBIAR INVESTORS, LLCCRD 115093 · DENVER, CO$2,923,412,105.00Regulatory AUM · August 2026
- CAMBIENT FAMILY OFFICE, LLCCRD 335128 · ADA, MI$857,939,726.00Regulatory AUM · August 2026
- CAMBIER CAPITAL, LLCCRD 341216 · NAPLES, FL$165,471,064.00Regulatory AUM · August 2026
- CAMBRIA INVESTMENT MANAGEMENT, L.P.CRD 141600 · MANHATTAN BEACH, CA$3,581,297,788.00Regulatory AUM · August 2026
- CAMBRIAN ASSET MANAGEMENT, INC.CRD 291953 · MILL VALLEY, CA$121,806,948.00Regulatory AUM · August 2026
- CAMBRIAN CAPITAL MANAGEMENT, L.L.C.CRD 324623 · NEWTOWN SQUARE, PA$343,834,003.00Regulatory AUM · August 2026
- CAMBRIDGE ADVISORS INCCRD 104851 · OMAHA, NE$693,511,589.00Regulatory AUM · August 2026
- CAMBRIDGE ADVISORS, LLCCRD 158928 · WILLIAMSVILLE, NY$46,540,702.00Regulatory AUM · August 2026
- CAMBRIDGE ASSOCIATES LIMITED, LLCCRD 106003 · BOSTON, MA$8,202,964,130.00Regulatory AUM · August 2026
- CAMBRIDGE ASSOCIATES, LLCCRD 104942 · BOSTON, MA$326,698,493,016.00Regulatory AUM · August 2026
- CAMBRIDGE CAPITAL MANAGEMENT, LLCCRD 110932 · O'FALLON, IL$457,811,293.00Regulatory AUM · August 2026
- CAMBRIDGE FINANCIAL GROUP, INC.CRD 112254 · COLUMBUS, OH$331,311,024.00Regulatory AUM · August 2026
- CAMBRIDGE FINANCIAL GROUP, LLCCRD 117428 · TUCSON, AZ$645,804,007.00Regulatory AUM · August 2026
- CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD 134139 · FAIRFIELD, IA$138,694,510,180.00Regulatory AUM · August 2026
- CAMBRIDGE WEALTH ADVISORS, LLCCRD 148889$237,029,977.00Regulatory AUM · August 2026
- CAMBRIDGE WEALTH MANAGEMENT, LLCCRD 172938 · CAMBRIDGE, NY$31,820,998.00Regulatory AUM · August 2026
- CAMBWICK US LLCCRD 342452Not availableRegulatory AUM · August 2026
- CAMDEN ASSET MANAGEMENT L PCRD 106772 · LOS ANGELES, CA$11,165,904,924.00Regulatory AUM · August 2026
- CAMDEN FINANCIAL MANAGEMENT, INC.CRD 111938$157,004,577.00Regulatory AUM · August 2026
- CAMDEN PARTNERS HOLDINGS, LLCCRD 117011 · OWINGS MILLS, MD$369,645,196.00Regulatory AUM · August 2026
- CAMDEN WEALTH ADVISORS LLCCRD 148518 · HOUSTON, TX$366,313,897.00Regulatory AUM · August 2026
- CAMELOT CAPITAL PARTNERS LLCCRD 281843 · LAGUNA BEACH, CA$1,540,916,744.00Regulatory AUM · August 2026
- CAMELOT EVENT-DRIVEN ADVISORS, LLCCRD 291798 · MAUMEE, OH$107,799,559.00Regulatory AUM · August 2026
- CAMELOT PORTFOLIOS, LLCCRD 145918 · MAUMEE, OH$272,234,967.00Regulatory AUM · August 2026
- CAMELOT TECHNOLOGY ADVISORS, INC.CRD 128053 · SAN FRANCISCO, CA$234,947,793.00Regulatory AUM · August 2026
- CAMPBELL & COMPANY INVESTMENT ADVISER LLCCRD 134332 · BALTIMORE, MD$4,343,962,506.00Regulatory AUM · August 2026
- CAMPBELL ASSET MANAGEMENT, LLCCRD 125052 · CHATTANOOGA, TN$146,049,639.00Regulatory AUM · August 2026
- CAMPBELL CAPITAL MANAGEMENT INCCRD 106130 · MIAMI, FL$303,336,000.00Regulatory AUM · August 2026
- CAMPBELL DEEGAN WEALTH MANAGEMENT, LLCCRD 293020 · RICHMOND, VA$745,050,833.00Regulatory AUM · August 2026
- CAMPBELL FINANCIAL PARTNERS, LLCCRD 142889 · FORT MYERS, FL$202,735,675.00Regulatory AUM · August 2026
- CAMPBELL GLOBAL, LLCCRD 111944 · PORTLAND, OR$7,023,614,803.00Regulatory AUM · August 2026
- CAMPBELL NEWMAN ASSET MANAGEMENT INCCRD 107003 · MILWAUKEE, WI$1,442,362,896.00Regulatory AUM · August 2026
- CAMPION ASSET MANAGEMENT, LLCCRD 134002 · FAIRFAX, VA$228,802,834.00Regulatory AUM · August 2026
- $135,455,625.00Regulatory AUM · August 2026
- CANAL CAPITAL MANAGEMENT, LLCCRD 164971 · RICHMOND, VA$1,284,491,370.00Regulatory AUM · August 2026
- CANAL ROAD CAPITAL, LLCCRD 327488 · MIAMI, FL$1,261,306,586.00Regulatory AUM · August 2026
- CANAM CAPITAL MANAGEMENT, LLCCRD 298587 · NEW YORK, NY$513,320,753.00Regulatory AUM · August 2026
- CANARAS CAPITAL MANAGEMENT, LLCCRD 142766 · NEW YORK, NY$561,000,000.00Regulatory AUM · August 2026
- CANBY FINANCIAL ADVISORS, LLCCRD 338797 · FRAMINGHAM, MA$729,447,855.00Regulatory AUM · August 2026