All investment adviser firms · Page 30
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- CANDELO CAPITAL MANAGEMENT LPCRD 307389 · NEW YORK, NY$178,143,123.00Regulatory AUM · August 2026
- CANDER ASSET MANAGEMENT LPCRD 337596 · NEW YORK, NY$989,008,000.00Regulatory AUM · August 2026
- CANDIDE GROUP, LLCCRD 286086 · OAKLAND, CA$123,571,267.00Regulatory AUM · August 2026
- CANDLESTICK ADVISING TECHNOLOGIES INC.CRD 333215$40,000.00Regulatory AUM · August 2026
- $154,660,272,284.00Regulatory AUM · August 2026
- CANE CAPITAL PARTNERS, LLCCRD 337468 · SAINT FRANCISVILLE, LA$284,109,433.00Regulatory AUM · August 2026
- CANNAE PORTFOLIO ADVISORS, LLCCRD 310606 · STAMFORD, CT$859,409,343.00Regulatory AUM · August 2026
- CANNELL & SPEARS LLCCRD 142633 · NEW YORK, NY$6,992,200,000.00Regulatory AUM · August 2026
- CANNELL CAPITAL LLCCRD 158371 · ALTA, WY$372,826,733.00Regulatory AUM · August 2026
- CANNON ADVISORS, INC.CRD 293929 · CHARLOTTE, NC$181,589,754.00Regulatory AUM · August 2026
- CANNON BEACH CONSULTANTS INCCRD 140959 · SAN RAMON, CA$209,225,495.00Regulatory AUM · August 2026
- CANNON CAPITAL MANAGEMENT, INC.CRD 144247 · SALT LAKE CITY, UT$386,073,298.00Regulatory AUM · August 2026
- CANNON FINANCIAL STRATEGISTS, INC.CRD 133509 · ATHENS, GA$1,669,821,227.00Regulatory AUM · August 2026
- CANNON GLOBAL INVESTMENT MANAGEMENT, LLCCRD 301911 · DAVIE, FL$92,902,437.00Regulatory AUM · August 2026
- CANNON TINGEY INVESTMENT ADVISORS INCCRD 107539 · SALT LAKE CITY, UT$477,715,853.00Regulatory AUM · August 2026
- CANNON WEALTH MANAGEMENT SERVICES, LLCCRD 323302 · WINSTON SALEM, NC$245,163,421.00Regulatory AUM · August 2026
- CANO, RUBEN, DARIOCRD 337523Not availableRegulatory AUM · August 2026
- CANOPY 360 WEALTH, LLCCRD 296771 · OCALA, FL$382,820,511.00Regulatory AUM · August 2026
- CANOPY PARTNERS, LLCCRD 324812 · CINCINNATI, OH$869,015,092.00Regulatory AUM · August 2026
- CANSO INVESTMENT COUNSEL LTD.CRD 336447$44,358,760,156.00Regulatory AUM · August 2026
- CANTER STRATEGIC WEALTH MANAGEMENT, LLCCRD 167828 · LA JOLLA, CA$386,473,556.00Regulatory AUM · August 2026
- CANTERBURY CAPITAL WEALTH MANAGEMENT, LLCCRD 337758 · TUSCALOOSA, AL$132,103,641.00Regulatory AUM · August 2026
- CANTERBURY CONSULTING INCORPORATEDCRD 22875 · NEWPORT BEACH, CA$45,876,499,615.00Regulatory AUM · August 2026
- CANTERBURY INVESTMENT MANAGEMENT, LLCCRD 125680 · ZIONSVILLE, IN$69,839,871.00Regulatory AUM · August 2026
- CANTILLON CAPITAL MANAGEMENT LLCCRD 137895 · NEW YORK, NY$22,772,175,764.00Regulatory AUM · August 2026
- CANTILLON CAPITAL MANAGEMENT LLPCRD 139303$22,772,175,764.00Regulatory AUM · August 2026
- CANTLON FINANCIAL PLANNING LLCCRD 106622$125,138,019.00Regulatory AUM · August 2026
- CANTON HATHAWAY LLCCRD 297527 · PROVIDENCE, RI$866,119,419.00Regulatory AUM · August 2026
- CANTOR FITZGERALD ENERGY ADVISORS, LLCCRD 338226 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- CANTOR FITZGERALD INVESTMENT ADVISORS, L.P.CRD 159296 · NEW YORK, NY$3,240,009,707.00Regulatory AUM · August 2026
- CANTY FINANCIAL MANAGEMENT, INC.CRD 118945 · BALLSTON SPA, NY$253,972,909.00Regulatory AUM · August 2026
- CANVAS WEALTH ADVISORS, LLCCRD 306343 · SHAWNEE, KS$929,159,544.00Regulatory AUM · August 2026
- CANYON CAPITAL ADVISORS LLCCRD 107922 · DALLAS, TX$11,923,581,000.00Regulatory AUM · August 2026
- CANYON CLO ADVISORS LPCRD 226636 · DALLAS, TX$11,912,312,000.00Regulatory AUM · August 2026
- CANYON PARTNERS REAL ESTATE LLCCRD 107880 · DALLAS, TX$2,910,274,000.00Regulatory AUM · August 2026
- CAP PARTNERS, LLCCRD 144779 · FRANKLIN, TN$254,660,251.00Regulatory AUM · August 2026
- CAP SIX ADVISORS LLCCRD 325164 · HOUSTON, TX$340,816,273.00Regulatory AUM · August 2026
- CAP91 PARTNERS MANAGEMENT LLCCRD 324057 · RICHMOND, VA$531,036,012.00Regulatory AUM · August 2026
- CAPACUITY LLCCRD 297679 · LAKE MARY, FL$13,866,813,112.00Regulatory AUM · August 2026
- CAPASSO PLANNING PARTNERS LLCCRD 294673 · CHARLESTON, SC$274,217,847.00Regulatory AUM · August 2026
- CAPCO ASSET MANAGEMENT, LLCCRD 141325 · TAMPA, FL$468,584,730.00Regulatory AUM · August 2026
- CAPE ANN ASSET MANAGEMENT LIMITEDCRD 284056$3,779,677,035.00Regulatory AUM · August 2026
- CAPE ANN CAPITAL, INC.CRD 128942 · CONCORD, MA$193,009,183.00Regulatory AUM · August 2026
- CAPE INVESTMENT ADVISORY, INC.CRD 146384 · MCDONOUGH, GA$473,744,528.00Regulatory AUM · August 2026
- CAPEVIEW CAPITAL LLPCRD 160092$667,577,619.00Regulatory AUM · August 2026
- CAPFINANCIAL PARTNERS, LLCCRD 175112 · RALEIGH, NC$1,236,704,853,633.00Regulatory AUM · August 2026
- CAPITA FINANCIAL NETWORK, LLCCRD 290558 · DRAPER, UT$2,323,963,878.00Regulatory AUM · August 2026
- CAPITAL A WEALTH MANAGEMENT, LLCCRD 328863 · CRANBERRY TWP., PA$612,896,344.00Regulatory AUM · August 2026
- CAPITAL ACHIEVEMENTS, LLCCRD 291108$154,649,204.00Regulatory AUM · August 2026
- CAPITAL ADVANTAGE, INC.CRD 108985 · WALNUT CREEK, CA$1,276,570,885.00Regulatory AUM · August 2026
- CAPITAL ADVISERS, INC.CRD 118442 · RALEIGH, NC$620,000,000.00Regulatory AUM · August 2026
- CAPITAL ADVISORS GROUP, INCCRD 112000 · BOSTON, MA$23,032,827,960.00Regulatory AUM · August 2026
- CAPITAL ADVISORS WEALTH MANAGEMENT, LLCCRD 309387 · YAKIMA, WA$1,112,135,839.00Regulatory AUM · August 2026
- CAPITAL ADVISORS, INC.CRD 104643 · TULSA, OK$7,428,393,494.00Regulatory AUM · August 2026
- CAPITAL ADVISORS, LTD., LLCCRD 153600 · SHAKER HEIGHTS, OH$1,366,837,208.00Regulatory AUM · August 2026
- CAPITAL ADVISORY GROUP, INC.CRD 114539 · DALLAS, TX$224,943,977.00Regulatory AUM · August 2026
- CAPITAL ANALYSTS, LLCCRD 162200 · FORT WASHINGTON, PA$8,769,033,123.00Regulatory AUM · August 2026
- CAPITAL AND PLANNING, LLCCRD 321104 · JONESBORO, GA$193,938,755.00Regulatory AUM · August 2026
- CAPITAL ASSET ADVISORY SERVICES, LLC.CRD 110929 · WILLIAMSTON, MI$4,640,991,840.00Regulatory AUM · August 2026
- CAPITAL ASSET MANAGEMENT, INC.CRD 120597 · COLUMBUS, OH$199,520,574.00Regulatory AUM · August 2026
- CAPITAL ASSET MANAGEMENT, LLCCRD 284505 · DENVER, CO$208,812,237.00Regulatory AUM · August 2026
- CAPITAL BANK AND TRUST COMPANYCRD 170017 · IRVINE, CA$139,294,588,096.00Regulatory AUM · August 2026
- CAPITAL CITIES INVESTMENTSCRD 116185 · INDIANAPOLIS, IN$287,942,391.00Regulatory AUM · August 2026
- CAPITAL CITIES, LLCCRD 122916 · INDIANAPOLIS, INNot availableRegulatory AUM · August 2026
- CAPITAL CITY WEALTH MANAGEMENT, INC.CRD 172199 · BISMARCK, ND$130,000,000.00Regulatory AUM · August 2026
- CAPITAL CLIENT GROUP, INC.CRD 6247 · LOS ANGELES, CANot availableRegulatory AUM · August 2026
- CAPITAL CONSULTING & ASSET MANAGEMENT, INC.CRD 41438 · LINCOLN, NE$218,676,079.00Regulatory AUM · August 2026
- CAPITAL COUNSEL LLCCRD 109001 · NEW YORK, NY$2,874,453,202.00Regulatory AUM · August 2026
- CAPITAL CREEK PARTNERS, LLCCRD 301211 · AUSTIN, TX$1,523,427,564.00Regulatory AUM · August 2026
- CAPITAL CS GROUP, LLCCRD 304523 · IRVINE, CA$227,302,570.00Regulatory AUM · August 2026
- CAPITAL DESIGN PRIVATE WEALTH LLCCRD 300472 · PORTSMOUTH, NH$96,033,232.00Regulatory AUM · August 2026
- CAPITAL DYNAMICS, INC.CRD 130320 · NEW YORK, NY$2,686,955,570.00Regulatory AUM · August 2026
- CAPITAL ENDURANCE GROUP, INCCRD 284793 · ALPHARETTA, GA$108,822,905.00Regulatory AUM · August 2026
- CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLCCRD 125689 · CLIFTON PARK, NY$260,000,000.00Regulatory AUM · August 2026
- CAPITAL FINANCIAL GROUP, INC.CRD 111709 · LITTLETON, CO$237,367,874.00Regulatory AUM · August 2026
- CAPITAL FINANCIAL PLANNERS LLCCRD 341222 · CHEVY CHASE, MDNot availableRegulatory AUM · August 2026
- CAPITAL FINANCIAL PLANNERS, LLCCRD 310168 · SALEM, OR$284,756,786.00Regulatory AUM · August 2026
- CAPITAL FINANCIAL, LLCCRD 122844 · OLNEY, MD$159,396,774.00Regulatory AUM · August 2026
- CAPITAL FORMATION ADVISERS LLCCRD 111815$68,447,213.00Regulatory AUM · August 2026
- CAPITAL FOUR US INC.CRD 315650 · NEW YORK, NY$2,637,761,145.00Regulatory AUM · August 2026
- CAPITAL FUND MANAGEMENT S.A.CRD 125780$13,381,701,504.00Regulatory AUM · August 2026
- CAPITAL GAINS INCCRD 111717 · NILES, IL$166,571,646.00Regulatory AUM · August 2026
- CAPITAL GENERATION PARTNERS LLPCRD 281808$4,120,830,623.00Regulatory AUM · August 2026
- CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.CRD 312837 · LOS ANGELES, CA$42,713,999,861.00Regulatory AUM · August 2026
- CAPITAL IDEAS, LLCCRD 114352 · DALLAS, TX$336,171,763.00Regulatory AUM · August 2026
- CAPITAL IMPACT ADVISORS, LLCCRD 168313 · BOSTON, MA$1,486,837,952.00Regulatory AUM · August 2026
- CAPITAL INNOVATIONS, LLCCRD 145329 · WAUKESHA, WI$806,657,637.00Regulatory AUM · August 2026
- CAPITAL INSIGHTS GROUP OF WNY, LLC.CRD 282909 · BUFFALO, NY$58,588,365.00Regulatory AUM · August 2026
- CAPITAL INTERNATIONAL, INC.CRD 110682 · LOS ANGELES, CA$51,920,188,400.00Regulatory AUM · August 2026
- CAPITAL INVESTMENT ADVISORS, INC.CRD 118269 · WASHINGTON D.C., DC$302,256,086.00Regulatory AUM · August 2026
- CAPITAL INVESTMENT ADVISORS, LLCCRD 158055 · ATLANTA, GA$8,212,613,694.00Regulatory AUM · August 2026
- CAPITAL INVESTMENT ADVISORY SERVICES, LLCCRD 149124 · RALEIGH, NC$2,393,599,531.00Regulatory AUM · August 2026
- CAPITAL INVESTMENT COUNSEL INCCRD 104591 · RALEIGH, NC$1,023,436,471.00Regulatory AUM · August 2026
- CAPITAL INVESTMENT COUNSEL, LLCCRD 328472 · DENVER, CO$1,351,761,173.00Regulatory AUM · August 2026
- CAPITAL INVESTMENT MANAGEMENT, INCCRD 113917 · LEE'S SUMMIT, MO$558,949,315.00Regulatory AUM · August 2026
- CAPITAL INVESTMENT SERVICES OF AMERICA INCCRD 110639 · MILWAUKEE, WI$1,314,238,097.00Regulatory AUM · August 2026
- CAPITAL IP INVESTMENT PARTNERS LPCRD 326733$163,451,104.00Regulatory AUM · August 2026
- CAPITAL MANAGEMENT ADVISOR GROUP, LLCCRD 304617 · WALNUT CREEK, CA$234,080,555.00Regulatory AUM · August 2026
- CAPITAL MANAGEMENT ADVISORS INCCRD 110447 · MARIETTA, GA$52,004,472.00Regulatory AUM · August 2026
- CAPITAL MANAGEMENT ASSOCIATES INCCRD 104783 · NEW YORK, NY$68,740,380.00Regulatory AUM · August 2026