All investment adviser firms · Page 28
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- BUILD ASSET MANAGEMENT, LLCCRD 298354 · JEFFERSON CITY, MO$64,585,809.00Regulatory AUM · August 2026
- BUILD WHALE, INC.CRD 330063 · CHICAGO, IL$2,532,499.00Regulatory AUM · August 2026
- BUILDER INVESTMENT GROUP INCCRD 107671 · ATLANTA, GA$952,529,201.00Regulatory AUM · August 2026
- BUILDGROUP MANAGEMENT, LLCCRD 289150 · AUSTIN, TX$294,443,559.00Regulatory AUM · August 2026
- BULL HARBOR CAPITAL LLC.CRD 324995 · BETHESDA, MD$354,845,384.00Regulatory AUM · August 2026
- BULL OAK CAPITAL, LLCCRD 170325 · RANCHO SANTA FE, CA$261,648,815.00Regulatory AUM · August 2026
- BULL STREET ADVISORS, LLCCRD 304058 · SAVANNAH, GA$271,925,562.00Regulatory AUM · August 2026
- BULLDOG INVESTORS, LLPCRD 151585 · SADDLE BROOK, NJ$560,984,507.00Regulatory AUM · August 2026
- BULLET VENTURES MANAGEMENT LTDCRD 331216$24,015,000.00Regulatory AUM · August 2026
- BULLETPROOF CAPITAL, LLCCRD 341136 · CHICAGO, IL$575,767,663.00Regulatory AUM · August 2026
- BULLOCK WEALTH MANAGEMENT GROUP INC.CRD 283853 · BLOOMINGTON, IN$261,427,000.00Regulatory AUM · August 2026
- BULLSEYE ASSET MANAGEMENT LLCCRD 153990 · DENVER, CO$183,943,498.00Regulatory AUM · August 2026
- BULLSEYE IG LLCCRD 333284$55,650,000.00Regulatory AUM · August 2026
- BULLSEYE INVESTMENT MANAGEMENT, LLCCRD 145158 · CINCINNCIATI, OH$225,976,485.00Regulatory AUM · August 2026
- BULLTICK WEALTH MANAGEMENT, LLCCRD 141588 · MIAMI, FL$1,947,077,863.00Regulatory AUM · August 2026
- BULLTICK4U ADVISOR, LLCCRD 319418 · MIAMI, FL$142,776.00Regulatory AUM · August 2026
- BULWARK CAPITAL CORPORATIONCRD 139266$147,764,856.00Regulatory AUM · August 2026
- BUOYANT CAPITAL PRIVATE LIMITEDCRD 327612$955,095,721.00Regulatory AUM · August 2026
- BURFORD BROTHERS, INC.CRD 306574 · DALLAS, TX$440,208,266.00Regulatory AUM · August 2026
- BURFORD CAPITAL INVESTMENT MANAGEMENT LLCCRD 167365 · CHICAGO, IL$3,172,206,405.00Regulatory AUM · August 2026
- BURGESS CHAMBERS & ASSOCIATES INCCRD 110164 · ORLANDO, FL$165,850,650.00Regulatory AUM · August 2026
- BURGESS INVESTMENT GROUP, LLCCRD 318698 · GREENVILLE, SC$147,135,626.00Regulatory AUM · August 2026
- $144,159,401.00Regulatory AUM · August 2026
- BURGUNDY ASSET MANAGEMENT LTD.CRD 114317$19,093,067,539.00Regulatory AUM · August 2026
- BURK HOLDINGS LLCCRD 305300 · TULSA, OK$379,869,603.00Regulatory AUM · August 2026
- BURKE & HERBERT WEALTH SERVICES, LLCCRD 340285 · ALEXANDRIA, VA$156,063,257.00Regulatory AUM · August 2026
- BURKE WEALTH MANAGEMENT, LLCCRD 305840 · HOUSTON, TX$95,240,442.00Regulatory AUM · August 2026
- BURKEHILL GLOBAL MANAGEMENT, LPCRD 316398 · NEW YORK, NY$3,536,880,964.00Regulatory AUM · August 2026
- BURKETT FINANCIAL SERVICES, LLCCRD 140168 · ROCK HILL, SC$572,592,627.00Regulatory AUM · August 2026
- BURKHOLDER & ASSOCIATES, LLCCRD 313338 · WASHINGTON, DC$287,361,178.00Regulatory AUM · August 2026
- BURLING WEALTH PARTNERS, LLCCRD 332198 · CHICAGO, IL$1,004,645,681.00Regulatory AUM · August 2026
- BURNE FINANCIAL CONCEPTS, LLCCRD 293013 · WATERTOWN, CT$113,700,000.00Regulatory AUM · August 2026
- BURNHAM & COMPANY LLCCRD 319339 · GRAND RAPIDS, MI$129,534,296.00Regulatory AUM · August 2026
- BURNHAM STERLING ASSET MANAGEMENT LLCCRD 283907 · COS COB, CT$206,843,448.00Regulatory AUM · August 2026
- BURNS J W & CO INCCRD 107835 · DEWITT, NY$1,026,809,872.00Regulatory AUM · August 2026
- BURNS MATTESON CAPITAL MANAGEMENT, LLCCRD 118315 · CORNING, NY$400,402,976.00Regulatory AUM · August 2026
- BURR FINANCIAL SERVICES, LLCCRD 323114$138,061,061.00Regulatory AUM · August 2026
- BURREN CAPITAL ADVISORS LIMITEDCRD 157096$97,718,332.00Regulatory AUM · August 2026
- BURRUS FINANCIAL SERVICES, INC.CRD 141435 · SALT LAKE CITY, UT$240,658,000.00Regulatory AUM · August 2026
- BURT ASSET MANAGEMENT, INC.CRD 125967$116,959,077.00Regulatory AUM · August 2026
- BURTON ENRIGHT WELCHCRD 118376 · WALNUT CREEK, CA$1,553,063,539.00Regulatory AUM · August 2026
- BUSEY CAPITAL MANAGEMENT, INC.CRD 128044 · URBANA, IL$493,841,034.00Regulatory AUM · August 2026
- BUSH INVESTMENT GROUP, LLCCRD 304262 · VALDOSTA, GA$258,367,857.00Regulatory AUM · August 2026
- BUSINESS-OWNER STRATEGIES GROUP, LLCCRD 297243 · APEX, NC$134,763,000.00Regulatory AUM · August 2026
- BUSKA WEALTH MANAGEMENT, LLCCRD 170627 · WAUSAU, WI$538,727,785.00Regulatory AUM · August 2026
- BUTENSKY & COHEN FINANCIAL SECURITY INCCRD 110295 · PONTE VEDRA BEACH, FL$626,009,888.00Regulatory AUM · August 2026
- BUTLER FINANCIAL SERVICES, INC.CRD 118244 · DENVER, CO$154,662,250.00Regulatory AUM · August 2026
- BUTLER HALL CAPITAL LLCCRD 290744 · LOS ANGELES, CA$218,293,112.00Regulatory AUM · August 2026
- BUTTERFLY EQUITY LPCRD 284667 · BEVERLY HILLS, CA$7,084,560,665.00Regulatory AUM · August 2026
- BUTTERWORTH FINANCIAL LLCCRD 325026 · DANVERS, MA$103,300,000.00Regulatory AUM · August 2026
- BUTTONWOOD CAPITAL MANAGEMENT, LLCCRD 174857 · SCOTTSDALE, AZ$380,779,562.00Regulatory AUM · August 2026
- BUTTONWOOD FINANCIAL ADVISORS, INC.CRD 144926 · BALTIMORE, MD$483,170,997.00Regulatory AUM · August 2026
- BUTTONWOOD FINANCIAL GROUP, LLCCRD 151164 · KANSAS CITY, MO$659,465,030.00Regulatory AUM · August 2026
- BUTTONWOOD GROUP ADVISORS LLCCRD 173608 · UNIONDALE, NY$240,177,026.00Regulatory AUM · August 2026
- BUTTONWOOD WEALTH, LLCCRD 305896 · WINCHESTER, VA$425,329,328.00Regulatory AUM · August 2026
- BV INVESTMENT PARTNERS, L.P.CRD 159349 · BOSTON, MA$7,944,214,524.00Regulatory AUM · August 2026
- BVB AND PARTNERS S.A.CRD 288814$1,537,686.00Regulatory AUM · August 2026
- BVF PARTNERS L.P.CRD 156149 · SAN FRANCISCO, CA$6,107,900,310.00Regulatory AUM · August 2026
- BVP MANAGEMENT COMPANY, LLCCRD 307029 · NEW YORK, NY$335,186,930.00Regulatory AUM · August 2026
- BW ASSET MANAGEMENT LTDCRD 300503$110,152,943.00Regulatory AUM · August 2026
- BWA, LLCCRD 154878 · SAN MATEO, CA$146,886,515.00Regulatory AUM · August 2026
- BWCP, LPCRD 305638 · DALLAS, TX$1,232,068,455.00Regulatory AUM · August 2026
- BWM PLANNING LLCCRD 304855 · HOUSTON, TX$465,289,174.00Regulatory AUM · August 2026
- BX REIT ADVISORS L.L.C.CRD 288053 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- BXM WEALTH LLCCRD 332544 · ENGLEWOOD, CO$231,272,900.00Regulatory AUM · August 2026
- BXMT ADVISORS L.L.C.CRD 288050 · NEW YORK, NY$20,002,945,645.00Regulatory AUM · August 2026
- BY CRYPTO MANAGEMENT, LLCCRD 315265 · LITTLE ROCK, AR$712,905,113.00Regulatory AUM · August 2026
- BYCOFF GROUP LLCCRD 334192$72,646,995.00Regulatory AUM · August 2026
- BYRNE & COMPANY WEALTH MANAGEMENT, LLCCRD 160581 · OLYMPIA, WA$142,935,403.00Regulatory AUM · August 2026
- BYRNE ASSET MANAGEMENT, LLCCRD 125221 · KINGSTON, NJ$268,699,815.00Regulatory AUM · August 2026
- BYRNE FINANCIAL FREEDOM, LLCCRD 167893 · FRANKLIN, MA$546,432,495.00Regulatory AUM · August 2026
- BYRON PLACE CAPITAL MANAGEMENT, LLCCRD 282078 · METUCHEN, NJ$48,395,420.00Regulatory AUM · August 2026
- BYSKO JOHN ALLANCRD 110612 · OLD LYME, CT$204,313,517.00Regulatory AUM · August 2026
- BZ WEALTH ADVISORS, LLCCRD 335978 · LITTLETON, CO$26,026,206.00Regulatory AUM · August 2026
- C & C FINANCIAL SERVICES, INC.CRD 106752 · GREAT NECK, NY$66,236,000.00Regulatory AUM · August 2026
- C CUBED CAPITAL PARTNERS, LLCCRD 328128 · BOCA RATON, FL$362,669,896.00Regulatory AUM · August 2026
- $15,283,391,233.00Regulatory AUM · August 2026
- C-BRIDGE CAPITAL LLCCRD 308376 · NEW YORK, NY$4,628,807,677.00Regulatory AUM · August 2026
- C-III INVESTMENT MANAGEMENT LLCCRD 156553 · NEW YORK, NY$2,465,128,927.00Regulatory AUM · August 2026
- C. C. DUNNAVAN & CO., INC.CRD 109058 · MINNEAPOLIS, MN$392,678,403.00Regulatory AUM · August 2026
- C.L. SHELDON & COMPANY, LLCCRD 152582$110,683,215.00Regulatory AUM · August 2026
- C.M. CAPITAL ADVISORS, LLCCRD 157529 · PALO ALTO, CA$1,964,023,545.00Regulatory AUM · August 2026
- C.M.BIDWELL & ASSOCIATES LTDCRD 107449$267,147,265.00Regulatory AUM · August 2026
- C.W. O'CONNER WEALTH ADVISORS, INC.CRD 125646 · DULUTH, GA$264,615,105.00Regulatory AUM · August 2026
- C1 ADVISORS LLCCRD 331914 · PALO ALTO, CA$53,054,264.00Regulatory AUM · August 2026
- C2C WEALTH MANAGEMENT, LLCCRD 284148 · SCOTTSDALE, AZ$179,809,631.00Regulatory AUM · August 2026
- C2P CAPITAL ADVISORY GROUP, LLCCRD 156480 · WESTLAKE, OH$4,385,706,161.00Regulatory AUM · August 2026
- C4M GLOBAL ADVISORS LLCCRD 326942 · ARLINGTON, VA$16,347,003.00Regulatory AUM · August 2026
- CA ADVISER, LLCCRD 300183 · PHILADELPHIA, PA$357,691,982.00Regulatory AUM · August 2026
- CABANA LLCCRD 151418 · FAYETTEVILLE, AR$471,765,000.00Regulatory AUM · August 2026
- CABIN ADVISORS, LLCCRD 312547 · OVERLAND PARK, KS$220,186,192.00Regulatory AUM · August 2026
- CABLE CAR CAPITAL, LPCRD 169234 · SAN FRANCISCO, CA$548,315,000.00Regulatory AUM · August 2026
- CABOT PROPERTIES L.P.CRD 118729 · BOSTON, MA$9,112,648,547.00Regulatory AUM · August 2026
- CABOT WEALTH MANAGEMENTCRD 107327 · BEVERLY, MA$1,217,598,885.00Regulatory AUM · August 2026
- CACHE ADVISORS LLCCRD 323063 · SAN FRANCISCO, CA$962,105,612.00Regulatory AUM · August 2026
- CACHETECH INC.CRD 327688 · LOGAN, UT$547,391,993.00Regulatory AUM · August 2026
- CACTI ASSET MANAGEMENT, LLCCRD 156131$1,821,495,896.00Regulatory AUM · August 2026
- CADENCE WEALTH MANAGEMENT LLCCRD 155080 · WESTBOROUGH, MA$447,975,000.00Regulatory AUM · August 2026
- CADENT CAPITAL ADVISORS, LLCCRD 169704 · TULSA, OK$785,808,110.00Regulatory AUM · August 2026
- CADENT MANAGEMENT SERVICES, LLCCRD 157559 · RYE BROOK, NY$643,514,377.00Regulatory AUM · August 2026