All investment adviser firms · Page 27
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- BROADLEAF PARTNERS, LLCCRD 137433 · HUDSON, OH$551,292,726.00Regulatory AUM · August 2026
- BROADLIGHT CAPITAL MANAGEMENT, LLCCRD 315015 · GREENWICH, CT$287,542,258.00Regulatory AUM · August 2026
- BROADMARK ASSET MANAGEMENT LLCCRD 109422 · DALLAS, TX$238,352,315.00Regulatory AUM · August 2026
- BROADOAK ASSET MANAGEMENT, LLCCRD 148901 · BETHESDA, MD$519,004,574.00Regulatory AUM · August 2026
- BROADRIVER ASSET MANAGEMENT, L.P.CRD 155792 · NEW YORK, NY$2,342,302,630.00Regulatory AUM · August 2026
- BROADSHORE CAPITAL PARTNERS, LLCCRD 119200 · LOS ANGELES, CA$981,645,694.00Regulatory AUM · August 2026
- BROADSIDE WEALTH TECHNOLOGIES INC.CRD 342220 · SAN FRANCISCO, CANot availableRegulatory AUM · August 2026
- BROADVIEW FINANCIAL MANAGEMENT, LLCCRD 143550 · WAUWATOSA, WI$699,241,680.00Regulatory AUM · August 2026
- BROADVIEW MANAGEMENT, LLCCRD 334073 · ST. LOUIS, MO$330,386,772.00Regulatory AUM · August 2026
- BROADVIEW REAL ESTATE PARTNERS, LLCCRD 297775 · STAMFORD, CT$425,076,037.00Regulatory AUM · August 2026
- BROADVIEW WEALTH MANAGEMENT, LLCCRD 174429$154,879,792.00Regulatory AUM · August 2026
- BROADVIEW WEALTH PARTNERS, LLCCRD 335028 · BOULDER, CO$304,671,215.00Regulatory AUM · August 2026
- BROADWATER CAPITAL MANAGEMENT LLCCRD 125509 · BOSTON, MA$161,029,271.00Regulatory AUM · August 2026
- BROADWAY ADVISOR GROUPCRD 324281 · ALBANY, NY$214,923,032.00Regulatory AUM · August 2026
- BROADWAY WEALTH SOLUTIONS, INC.CRD 291753 · SAN ANTONIO, TX$308,050,784.00Regulatory AUM · August 2026
- BROADWEALTH LLCCRD 304356$113,564,361.00Regulatory AUM · August 2026
- BROADWING CAPITAL ADVISORS, INC.CRD 127513 · LARKSPUR, CA$148,008,273.00Regulatory AUM · August 2026
- BROADWING CAPITAL MANAGEMENT LLCCRD 328881 · DALLAS, TX$513,108,323.00Regulatory AUM · August 2026
- BROADWOOD CAPITAL, INCCRD 159286 · NEW YORK, NY$1,711,394,203.00Regulatory AUM · August 2026
- BROCK FIDUCIARY SERVICES LLCCRD 153055 · NEW YORK, NY$588,153,609.00Regulatory AUM · August 2026
- BROGAN FINANCIAL, INC.CRD 133623 · KNOXVILLE, TN$577,039,484.00Regulatory AUM · August 2026
- BRONTE CAPITAL MANAGEMENT PTY LTDCRD 151222$1,147,515,948.00Regulatory AUM · August 2026
- BROOKE PRIVATE EQUITY ASSOCIATES MANAGEMENT LLCCRD 156772 · BOSTON, MA$1,942,819,455.00Regulatory AUM · August 2026
- BROOKFIELD ASSET MANAGEMENT PIC (ISG), LLCCRD 312797 · NEW YORK, NY$911,702,591.00Regulatory AUM · August 2026
- $73,815,884,710.00Regulatory AUM · August 2026
- $152,132,514,240.00Regulatory AUM · August 2026
- BROOKFIELD ASSET MANAGEMENT PIC US, LLCCRD 151599 · NEW YORK, NY$105,300,260,957.00Regulatory AUM · August 2026
- BROOKFIELD PUBLIC SECURITIES GROUP LLCCRD 110497 · NEW YORK, NY$66,463,831,334.00Regulatory AUM · August 2026
- BROOKFIELD RENEWABLE ENERGY GROUP LLCCRD 316590$99,118,583,714.00Regulatory AUM · August 2026
- BROOKLANDS FUND MANAGEMENT LIMITEDCRD 286221$1,458,320,321.00Regulatory AUM · August 2026
- BROOKLAWN CAPITAL ADVISORS LLCCRD 287796 · NEW YORK, NY$124,016,650.00Regulatory AUM · August 2026
- BROOKLINE INVESTMENTS, INC.CRD 109239 · BIRMINGHAM, AL$281,468,586.00Regulatory AUM · August 2026
- BROOKLINE WEALTH, LLCCRD 322787 · AUSTIN, TX$148,957,646.00Regulatory AUM · August 2026
- BROOKLYN FI, LLCCRD 292115 · BROOKLYN, NY$563,098,081.00Regulatory AUM · August 2026
- BROOKMONT CAPITAL MANAGEMENT, LLCCRD 145475 · DALLAS, TX$910,455,766.00Regulatory AUM · August 2026
- BROOKNOLL ADVISORS LLCCRD 298297 · BOSTON, MA$1,189,731,041.00Regulatory AUM · August 2026
- BROOKS, MOORE & ASSOCIATES, INC.CRD 105716 · CHATTANOOGA, TN$348,861,070.00Regulatory AUM · August 2026
- BROOKS, WAYNE ICRD 168816 · UTICA, NY$57,541,913.00Regulatory AUM · August 2026
- BROOKSIDE EQUITY PARTNERS LLCCRD 164429 · STAMFORD, CT$1,490,162,708.00Regulatory AUM · August 2026
- BROOKSTONE ASSET MANAGEMENT, LLCCRD 153467 · WHEATON, IL$597,943,509.00Regulatory AUM · August 2026
- BROOKSTONE CAPITAL MANAGEMENT LLCCRD 141413 · WHEATON, IL$12,750,129,748.00Regulatory AUM · August 2026
- BROOKSTONE WEALTH ADVISORS, LLCCRD 137658 · WHEATON, ILNot availableRegulatory AUM · August 2026
- BROOKTREE CAPITAL MANAGEMENT INC.CRD 114173 · GRAND RAPIDS, MI$138,924,111.00Regulatory AUM · August 2026
- BROOKWOOD ADVISORS, LLCCRD 338550 · BEVERLY, MA$964,497,094.00Regulatory AUM · August 2026
- BROOKWOOD INVESTMENT GROUP LLCCRD 316544 · PHOENIX, AZ$1,252,366,250.00Regulatory AUM · August 2026
- BROPHY WEALTH MANAGEMENT, LLCCRD 169894 · BEDFORD, NH$532,526,394.00Regulatory AUM · August 2026
- BROUSSARD FINANCIAL GROUP, LLCCRD 123724 · KAPLAN, LA$138,790,787.00Regulatory AUM · August 2026
- BROWN | MILLER WEALTH MANAGEMENT, LLCCRD 305742 · MCLEAN, VA$991,063,127.00Regulatory AUM · August 2026
- BROWN ADVISORY INVESTMENT SOLUTIONS GROUP LLCCRD 124612 · BALTIMORE, MD$9,838,930,305.00Regulatory AUM · August 2026
- BROWN ADVISORY LLCCRD 110181 · BALTIMORE, MD$124,314,645,098.00Regulatory AUM · August 2026
- BROWN ADVISORY LTD.CRD 168985$26,582,600,252.00Regulatory AUM · August 2026
- BROWN BROTHERS HARRIMAN & CO.CRD 111231 · NEW YORK, NY$7,152,290,266.00Regulatory AUM · August 2026
- BROWN BROTHERS HARRIMAN CREDIT PARTNERS, LLCCRD 338189 · NEW YORK, NY$57,433,331,059.00Regulatory AUM · August 2026
- BROWN CAPITAL MANAGEMENT, LLCCRD 105633 · BALTIMORE, MD$4,536,497,889.00Regulatory AUM · August 2026
- BROWN CAPITAL MANAGEMENT, LLCCRD 174101 · LITTLE ROCK, AR$205,189,000.00Regulatory AUM · August 2026
- BROWN FINANCIAL ADVISORS, LLCCRD 147056 · MILFORD, OH$323,336,194.00Regulatory AUM · August 2026
- BROWN MCLEOD, INCCRD 155548 · FAIRHOPE, AL$468,223,225.00Regulatory AUM · August 2026
- BROWN WEALTH MANAGEMENT, LLCCRD 324695 · NAPERVILLE, IL$530,789,306.00Regulatory AUM · August 2026
- BROWN, LISLE/CUMMINGS, INC.CRD 1331 · PROVIDENCE, RI$487,318,974.00Regulatory AUM · August 2026
- BROWNING WEST LPCRD 304702 · LOS ANGELES, CA$2,243,666,976.00Regulatory AUM · August 2026
- BROWNSON, REHMUS & FOXWORTH, INC.CRD 110608 · CHICAGO, IL$4,788,226,880.00Regulatory AUM · August 2026
- BROYHILL ASSET MANAGEMENT, LLCCRD 120462 · CHARLOTTE, NC$204,500,108.00Regulatory AUM · August 2026
- BRUCE & CO INCCRD 104735 · CHICAGO, IL$379,536,270.00Regulatory AUM · August 2026
- BRUCE G. ALLEN INVESTMENTS, LLCCRD 287859 · DENVER, CO$258,147,622.00Regulatory AUM · August 2026
- BRUCKE FINANCIAL, INC.CRD 291307$262,391,464.00Regulatory AUM · August 2026
- BRUCKMANN, ROSSER, SHERRILL & CO., MANAGEMENT, L.P.CRD 156881 · NEW YORK, NY$118,691,423.00Regulatory AUM · August 2026
- BRUESKE ADVISORY SERVICES, LLCCRD 300689 · BELLEVUE, WA$35,781,637.00Regulatory AUM · August 2026
- BRUNI J V & COCRD 106644 · COLORADO SPRINGS, CO$1,097,907,374.00Regulatory AUM · August 2026
- BRUTON CHISNELL ADVISORS, LLCCRD 293192 · DOWNINGTOWN, PA$772,461,258.00Regulatory AUM · August 2026
- BRX GLOBAL LPCRD 284664 · GREENWICH, CT$231,396,656.00Regulatory AUM · August 2026
- BRYAN ADVISORY SERVICES, LLCCRD 153659 · CANONSBURG, PA$2,404,583.00Regulatory AUM · August 2026
- BRYANT PARK FUNDING CLO MANAGEMENT LLCCRD 331650 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- BRYANT WOODS INVESTMENT ADVISORS, LLCCRD 109379 · GETZVILLE, NY$679,672,681.00Regulatory AUM · August 2026
- BRYDEN-ABRAMS INVESTMENT MANAGEMENT LLCCRD 143124 · NEW YORK, NY$45,000,000.00Regulatory AUM · August 2026
- BRYDON GROUP, LLCCRD 324247 · WASHINGTON, D.C., DC$721,520,164.00Regulatory AUM · August 2026
- BRYN MAWR TRUST ADVISORS, LLCCRD 285359 · PHILADELPHIA, PA$3,513,817,710.00Regulatory AUM · August 2026
- BRYNWOOD PARTNERS MANAGEMENT LLCCRD 158087 · GREENWICH, CT$1,964,458,547.00Regulatory AUM · August 2026
- BRYSPEN, INCORPORATEDCRD 109004 · WASHINGTON, DC$329,346,574.00Regulatory AUM · August 2026
- BSC CAPITAL PARTNERS, LLCCRD 284338 · WEST DES MOINES, IA$125,816,727.00Regulatory AUM · August 2026
- BSIP SLP GP, LLCCRD 298964 · FRISCO, TX$1,056,486,148.00Regulatory AUM · August 2026
- BSP CLO MANAGEMENT LLCCRD 304962 · NEW YORK, NY$12,238,930,780.00Regulatory AUM · August 2026
- BSP NY LLCCRD 128557 · NEW YORK, NY$14,241,569,172.00Regulatory AUM · August 2026
- BSW WEALTH PARTNERS, INC., A PUBLIC BENEFIT CORPORATIONCRD 107485 · BOULDER, CO$2,240,104,568.00Regulatory AUM · August 2026
- BT FAMILY OFFICE, LLCCRD 305713 · ATLANTA, GA$3,996,508,425.00Regulatory AUM · August 2026
- BTC CAPITAL MANAGEMENT, INC.CRD 127158 · DES MOINES, IA$4,598,715,309.00Regulatory AUM · August 2026
- BTG PACTUAL ASSET MANAGEMENT US , LLCCRD 152538 · NEW YORK, NY$30,107,889,463.00Regulatory AUM · August 2026
- BTS ASSET MANAGEMENT INCCRD 105215 · LINCOLN, MA$144,772,017.00Regulatory AUM · August 2026
- BUCHANAN STREET PARTNERS, L.P.CRD 169052 · NEWPORT BEACH, CA$1,607,611,425.00Regulatory AUM · August 2026
- BUCHANAN WEALTH MANAGEMENT, LLCCRD 316629 · RESTON, VA$212,012,187.00Regulatory AUM · August 2026
- BUCK WEALTH STRATEGIES, LLCCRD 322138 · DENVER, CO$1,642,992,371.00Regulatory AUM · August 2026
- BUCKET LIST WEALTH MANAGEMENT, LLCCRD 286494 · THE VILLAGES, FL$224,229,438.00Regulatory AUM · August 2026
- BUCKEYE-PACIFIC LLCCRD 311553 · NAPLES, FL$225,420,311.00Regulatory AUM · August 2026
- BUCKHEAD CAPITAL MANAGEMENT, LLCCRD 110707 · ATLANTA, GA$5,758,236,630.00Regulatory AUM · August 2026
- BUCKHORN RESOURCES, LPCRD 226647 · HOUSTON, TX$248,924,810.00Regulatory AUM · August 2026
- BUCKLEY CAPITAL ADVISORS, LLCCRD 268818 · MIAMI BEACH, FL$193,814,431.00Regulatory AUM · August 2026
- BUCKLEY WEALTH MANAGEMENT, LLCCRD 285823 · LAS VEGAS, NV$643,967,767.00Regulatory AUM · August 2026
- BUCKMAN ADVISORY GROUP LLCCRD 131688 · LITTLE SILVER, NJ$277,300,828.00Regulatory AUM · August 2026
- BUCKRAM SECURITIES LTDCRD 126976 · LOCUST VALLEY, NY$117,253,324.00Regulatory AUM · August 2026
- BUFFALO BUSINESS & ESTATE SERVICES LTDCRD 337303 · ORCHARD PARK, NY$764,911,010.00Regulatory AUM · August 2026
- BUFFALO FIRST WEALTH MANAGEMENT, LLCCRD 168937 · WILLIAMSVILLE, NY$91,738,676.00Regulatory AUM · August 2026