All investment adviser firms · Page 1
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- "THE PILOT'S ADVISOR," LLCCRD 160241Not availableRegulatory AUM · August 2026
- &PARTNERSCRD 3767 · NASHVILLE, TN$30,268,689,798.00Regulatory AUM · August 2026
- 021 INVESTMENTS LLCCRD 328334 · MIAMI, FL$205,000,000.00Regulatory AUM · August 2026
- 1 MAIN CAPITAL MANAGEMENT, LLCCRD 328626 · WESTPORT, CT$80,523,279.00Regulatory AUM · August 2026
- 1 NORTH WEALTH SERVICES, LLCCRD 115948 · ANNAPOLIS, MD$320,430,085.00Regulatory AUM · August 2026
- 1 SEED PARTNERS LLCCRD 329288 · CHICAGO, IL$703,531,326.00Regulatory AUM · August 2026
- 10 EAST PARTNERS LLCCRD 322360 · NEW YORK, NY$490,271,373.00Regulatory AUM · August 2026
- 1015 CAPITAL PARTNERS, LLCCRD 328453$150,386,176.00Regulatory AUM · August 2026
- 103 ADVISORY GROUP LLCCRD 314694 · CHICAGO, IL$257,249,739.00Regulatory AUM · August 2026
- 10ELMS LLPCRD 323398 · TULSA, OK$120,572,068.00Regulatory AUM · August 2026
- 10TALENTS INVESTORS, LLCCRD 262786 · FOXBOROUGH, MA$353,024,880.00Regulatory AUM · August 2026
- 10TH LANE PARTNERS, LPCRD 160822 · NEW YORK, NY$3,756,816,957.00Regulatory AUM · August 2026
- 10TH MOUNTAIN, LLCCRD 285804$480,304,987.00Regulatory AUM · August 2026
- 10X CAPITAL PARTNERS LLCCRD 332547 · NEW YORK, NY$1,011,292,392.00Regulatory AUM · August 2026
- 11 CAPITAL PARTNERS LPCRD 306165 · DARIEN, CT$503,527,894.00Regulatory AUM · August 2026
- 1102 PARTNERS, LLCCRD 313536$114,487,348.00Regulatory AUM · August 2026
- 12 WEST CAPITAL MANAGEMENT LPCRD 160197 · NEW YORK, NY$1,347,862,740.00Regulatory AUM · August 2026
- 1207 CAPITAL GROUP, LLCCRD 162611 · JUNEAU, AK$162,741,607.00Regulatory AUM · August 2026
- 1230 ADVISORS, LLCCRD 312504 · POUND RIDGE, NY$106,200,000.00Regulatory AUM · August 2026
- 1248 PARTNERS, LLCCRD 325304 · KANSAS CITY, MO$323,363,990.00Regulatory AUM · August 2026
- 1291GROUP OF THE AMERICAS, LTDCRD 174939Not availableRegulatory AUM · August 2026
- 12TH STREET ASSET MANAGEMENT LLCCRD 153528 · NASHVILLE, TN$621,561,338.00Regulatory AUM · August 2026
- 1315 CAPITAL, LLCCRD 175292 · PHILADELPHIA, PA$1,351,201,596.00Regulatory AUM · August 2026
- 137 VENTURES MANAGEMENT LLCCRD 162351 · SAN FRANCISCO, CA$11,805,284,922.00Regulatory AUM · August 2026
- 13D MANAGEMENT LLCCRD 154009 · NEW YORK, NY$99,422,046.00Regulatory AUM · August 2026
- 140 SUMMER PARTNERS LPCRD 308929 · NEW YORK, NY$3,871,859,712.00Regulatory AUM · August 2026
- 1492 CAPITAL MANAGEMENT, LLCCRD 148566 · MILWAUKEE, WI$274,626,922.00Regulatory AUM · August 2026
- 15 EQUITY, LLCCRD 310628 · SANTA BARBARA, CA$135,936,843.00Regulatory AUM · August 2026
- 15 WEALTH ADVISORS LLCCRD 337459 · MUNDELEIN, IL$481,483,347.00Regulatory AUM · August 2026
- 1505 CAPITAL LLCCRD 298880 · NEW YORK, NY$485,749,748.00Regulatory AUM · August 2026
- 1543 CAPITAL LPCRD 305398 · GREENWICH, CT$1,037,962,290.00Regulatory AUM · August 2026
- 15706939 CANADA INC.CRD 329976Not availableRegulatory AUM · August 2026
- 1607 CAPITAL PARTNERS, LLCCRD 144758 · RICHMOND, VA$3,485,002,438.00Regulatory AUM · August 2026
- 1620 INVESTMENT ADVISORS, INC.CRD 119262 · PLYMOUTH, MA$241,583,460.00Regulatory AUM · August 2026
- 1650 WEALTH MANAGEMENT, LLCCRD 152985 · LIGHTHOUSE POINT, FL$119,650,000.00Regulatory AUM · August 2026
- 16TH AMENDMENT ADVISORS LLCCRD 150575 · NEW YORK, NY$390,232,030.00Regulatory AUM · August 2026
- 17 CAPITAL PARTNERS, LLCCRD 283013 · PHOENIX, AZ$246,415,209.00Regulatory AUM · August 2026
- 1776 WEALTH LLCCRD 286321 · SANDY SPRINGS, GA$390,766,614.00Regulatory AUM · August 2026
- 1787FP INVESTMENT SERVICES, LLCCRD 328273 · MCLEAN, VA$9,114,394.00Regulatory AUM · August 2026
- 1789 CAPITAL MANAGEMENT, LLCCRD 335007 · PALM BEACH, FL$2,725,022,048.00Regulatory AUM · August 2026
- 180 WEALTH ADVISORS, LLCCRD 284921 · FEDERAL WAY, WA$1,359,025,816.00Regulatory AUM · August 2026
- 1801 ADMIN, LLCCRD 157161 · PHILADELPHIA, PA$180,072,966.00Regulatory AUM · August 2026
- 1818 PRIVATE CLIENT GROUP, LLCCRD 304110 · AVENTURA, FL$115,403,046.00Regulatory AUM · August 2026
- 1819 PARTNERS, LLCCRD 326601 · MEMPHIS, TN$207,090,430.00Regulatory AUM · August 2026
- 1823 PARTNERS (US) LLCCRD 333927 · MIAMI, FL$18,532,286,569.00Regulatory AUM · August 2026
- 1832 ASSET MANAGEMENT U.S. INC.CRD 120836$1,427,489,393.00Regulatory AUM · August 2026
- 1834 INVESTMENT ADVISORS CO.CRD 105435 · MILWAUKEE, WI$2,196,582,334.00Regulatory AUM · August 2026
- 1836 ASSET MANAGEMENT, LLCCRD 313389 · GARLAND, TX$386,563,945.00Regulatory AUM · August 2026
- 1876 PARTNERS, LPCRD 329053 · TOMBALL, TX$259,961,748.00Regulatory AUM · August 2026
- 1888 INVESTMENTS, LLCCRD 312491 · DENVER, CO$5,914,655,884.00Regulatory AUM · August 2026
- 1900 WEALTH MANAGEMENT LLCCRD 175346 · SAN ANTONIO, TX$3,071,004,999.00Regulatory AUM · August 2026
- 191 GODWIN ASSOCIATES, INC D/B/A GODWIN CAPITAL MANAGEMENTCRD 124288 · WYCKOFF, NJ$150,085,275.00Regulatory AUM · August 2026
- 1919 INVESTMENT COUNSEL, LLCCRD 133370 · BALTIMORE, MD$26,036,166,216.00Regulatory AUM · August 2026
- 1932 INVESTMENT MANAGEMENT, LLCCRD 337619 · NEWARK, NJ$4,596,470,261.00Regulatory AUM · August 2026
- 1988 ASSET MANAGEMENT, LLCCRD 319422 · NEW YORK, NY$2,704,305,545.00Regulatory AUM · August 2026
- 1CONFIRMATION GLOBAL, LLCCRD 295180 · INCLINE VILLAGE, NV$860,008,293.00Regulatory AUM · August 2026
- 1N CAPITAL, LLCCRD 309502$135,872,830.00Regulatory AUM · August 2026
- 1SHARPE CAPITAL LLCCRD 285866 · SAN FRANCISCO, CA$2,700,278,178.00Regulatory AUM · August 2026
- 1ST DISCOUNT BROKERAGE, INC.CRD 39164 · LAKE WORTH, FL$131,402,154.00Regulatory AUM · August 2026
- 1WS CAPITAL ADVISORS, LLCCRD 298723 · NEW YORK, NY$1,142,600,000.00Regulatory AUM · August 2026
- 2 KNIGHTS WEALTH MANAGEMENT, LLCCRD 307238 · PEPPER PIKE, OH$127,345,618.00Regulatory AUM · August 2026
- 20 GATES MANAGEMENT LLCCRD 155480 · NEW YORK, NY$4,966,945,931.00Regulatory AUM · August 2026
- 21 WEST WEALTH MANAGEMENT LLCCRD 304532 · TUSTIN, CA$137,054,526.00Regulatory AUM · August 2026
- 210 WEALTH MANAGEMENT, INC.CRD 328570 · MORTON, IL$242,847,830.00Regulatory AUM · August 2026
- 21PEAKS CAPITAL MANAGEMENT, LLCCRD 300111$618,799.00Regulatory AUM · July 2026
- 21SHARES US LLCCRD 328136 · NEW YORK, NY$4,384,466.00Regulatory AUM · August 2026
- 2201 CAPITAL, LLCCRD 341112 · NEW YORK, NY$40,000,000.00Regulatory AUM · August 2026
- 22C CAPITAL LLCCRD 298094 · BOCA RATON, FL$1,513,692,080.00Regulatory AUM · August 2026
- 22NW, LPCRD 230788 · SEATTLE, WA$295,587,873.00Regulatory AUM · August 2026
- 22V ASSET MANAGEMENT LLCCRD 323898 · NEW YORK, NY$292,984,056.00Regulatory AUM · August 2026
- 25, LLCCRD 317916 · SAINT LOUIS, MO$545,000,000.00Regulatory AUM · August 2026
- 26NORTH DIRECT LENDING LPCRD 323152 · NEW YORK, NY$2,649,967,439.00Regulatory AUM · August 2026
- 26NORTH PARTNERS LPCRD 322923 · NEW YORK, NY$32,682,848,407.00Regulatory AUM · August 2026
- 2E CAPITAL PARTNERS LPCRD 334821 · NEW YORK, NY$180,000,000.00Regulatory AUM · August 2026
- 2XIDEAS US INC.CRD 328190 · NEW YORK, NY$79,748,031.00Regulatory AUM · August 2026
- 3 BOOMERANG CAPITAL, LPCRD 326929 · GREENWICH, CT$546,141,414.00Regulatory AUM · August 2026
- 3 FACTOR INDEXING, LLCCRD 160356$193,229,609.00Regulatory AUM · August 2026
- 3(38) INVESTMENT FIDUCIARIES INC.CRD 298053 · SIMI VALLEY, CA$1,035,072,002.00Regulatory AUM · August 2026
- 3000 MANAGEMENT, INC.CRD 121168 · SAN FRANCISCO, CA$520,903,769.00Regulatory AUM · August 2026
- 325 CAPITAL LLCCRD 310762 · NEW YORK, NY$337,838,983.00Regulatory AUM · August 2026
- 325 FILLMORE LLCCRD 287625 · DENVER, CO$103,751,644.00Regulatory AUM · August 2026
- 327 CAPITAL PARTNERS, LLCCRD 313414 · SAN ANTONIO, TX$505,532,871.00Regulatory AUM · August 2026
- 33 CAPITAL MANAGEMENT LLCCRD 326780 · GREENWICH, CT$112,670,347.00Regulatory AUM · August 2026
- 337 FRONTIER CAPITAL, LPCRD 284266 · NEW YORK, NY$795,335,809.00Regulatory AUM · August 2026
- 34 FINANCIAL, LLCCRD 329383 · ATLANTA, GA$100,983,071.00Regulatory AUM · August 2026
- 345 INVESTMENT ADVISORY, LLCCRD 342120 · SCOTTSDALE, AZNot availableRegulatory AUM · August 2026
- 36 NORTH CAPITAL MANAGEMENT, LLCCRD 317557 · BENTONVILLE, AR$2,670,149,362.00Regulatory AUM · August 2026
- 36 SOUTH CAPITAL ADVISORS LLPCRD 166406$1,017,925,270.00Regulatory AUM · August 2026
- 360 FINANCIAL PARTNERS, LLCCRD 169280 · MOUNT PLEASANT, SC$206,515,775.00Regulatory AUM · August 2026
- 360 FINANCIAL, INC.CRD 168600 · WAYZATA, MN$700,535,009.00Regulatory AUM · August 2026
- 360 ONE ASSET MANAGEMENT LIMITEDCRD 300914$4,310,389,443.00Regulatory AUM · August 2026
- 360 ONE PORTFOLIO MANAGERS LIMITEDCRD 307146$3,648,918,271.00Regulatory AUM · August 2026
- 3650 REIT INVESTMENT MANAGEMENT LLCCRD 286013 · MIAMI, FL$2,432,617,368.00Regulatory AUM · August 2026
- 37SPRUCE INVESTMENT PARTNERS, LLCCRD 340176 · GREENWICH, CT$150,000,000.00Regulatory AUM · August 2026
- 3A CAPITAL MANAGEMENT LLCCRD 343132 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- 3B CAPITAL MANAGEMENT, LPCRD 300098 · DALLAS, TX$245,886,438.00Regulatory AUM · August 2026
- 3CHOPT INVESTMENT PARTNERS LLCCRD 319125 · RICHMOND, VA$889,374,393.00Regulatory AUM · August 2026
- 3D ADVISOR GROUP, INC.CRD 342109Not availableRegulatory AUM · August 2026
- 3EDGE ASSET MANAGEMENT, LPCRD 282059 · NAPLES, FL$1,953,342,211.00Regulatory AUM · August 2026
- 3FOURTEEN & SMI ADVISORY SERVICES, LLCCRD 331301 · COLUMBUS, IN$723,000,000.00Regulatory AUM · August 2026