All investment adviser firms · Page 19
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- BASS AND BELL, INC.CRD 300557 · LITTLE ROCK, AR$1,024,897,615.00Regulatory AUM · August 2026
- BASSAM WEALTH MANAGEMENT, LLCCRD 330695 · PALM BEACH, FL$240,970,936.00Regulatory AUM · August 2026
- BASSO CAPITAL MANAGEMENT, L.P.CRD 132311 · STAMFORD, CT$2,558,086,914.00Regulatory AUM · August 2026
- BASSWOOD CAPITAL MANAGEMENT, L.L.C.CRD 138032 · NEW YORK, NY$2,827,097,469.00Regulatory AUM · August 2026
- BASTION FIDUCIARY, LLCCRD 333420$125,219,049.00Regulatory AUM · August 2026
- BASTION MANAGEMENT II LLCCRD 309685 · STAMFORD, CT$572,736,610.00Regulatory AUM · August 2026
- BATES FINANCIAL ADVISORS, INC.CRD 116515 · ROCKFORD, IL$439,211,752.00Regulatory AUM · August 2026
- BATTERY GLOBAL ADVISORS, LLCCRD 158508 · BOSTON, MA$8,374,300,000.00Regulatory AUM · August 2026
- BATTERY MANAGEMENT CORP.CRD 160921 · BOSTON, MA$15,609,095,762.00Regulatory AUM · August 2026
- BATTLE INVESTMENT GROUP, LLCCRD 283292 · ATLANTA, GA$307,938,207.00Regulatory AUM · August 2026
- BAU ADVISORS LLCCRD 301667 · MIAMI, FL$286,466,780.00Regulatory AUM · August 2026
- BAUER WEALTH MANAGEMENT INC.CRD 152977 · COLORADO SPRINGS, CO$205,933,923.00Regulatory AUM · August 2026
- BAUGH & ASSOCIATES, LLCCRD 136342 · ATLANTA, GA$294,248,937.00Regulatory AUM · August 2026
- BAUM CAPITAL PARTNERS MANAGEMENT, LLCCRD 288225 · KANSAS CITY, MO$247,005,439.00Regulatory AUM · August 2026
- BAUMAN ADVISORY GROUP, LLCCRD 153061 · LAS VEGAS, NV$206,399,319.00Regulatory AUM · August 2026
- BAUTIS FINANCIAL, LLCCRD 148582 · MONTCLAIR, NJ$197,360,737.00Regulatory AUM · August 2026
- BAXTER BROTHERS INC.CRD 106548 · RIVERSIDE, CT$1,165,631,297.00Regulatory AUM · August 2026
- BAXTER CAPITAL MANAGEMENT INCCRD 105123 · INDIANAPOLIS, IN$4,194,166,296.00Regulatory AUM · August 2026
- BAY CAPITAL ADVISORS, LLCCRD 140796 · VIRGINIA BEACH, VA$228,283,850.00Regulatory AUM · August 2026
- BAY CLIADAKIS & ASSOCIATES, LLCCRD 301214 · CHICO, CA$135,010,107.00Regulatory AUM · August 2026
- BAY COLONY ADVISORY GROUP, INC.CRD 152583 · CONCORD, MA$1,434,891,449.00Regulatory AUM · August 2026
- BAY HARBOR WEALTH MANAGEMENT, LLCCRD 294000 · HUNT VALLEY, MD$411,994,411.00Regulatory AUM · August 2026
- BAY HILLS CAPITAL MANAGEMENT, LLCCRD 158603 · SAN FRANCISCO, CA$569,785,000.00Regulatory AUM · August 2026
- BAY POINT ADVISORS, LLCCRD 286050 · ATLANTA, GA$1,034,023,470.00Regulatory AUM · August 2026
- BAY POINTE WEALTH, LLCCRD 340986 · NEW BALTIMORE, MI$115,917,788.00Regulatory AUM · August 2026
- BAY RIVERS GROUP, INC.CRD 290095 · WILLIAMSBURG, VA$326,205,349.00Regulatory AUM · August 2026
- BAYARD ASSET MANAGEMENT LLCCRD 177515 · PRINCETON, NJ$397,263,409.00Regulatory AUM · August 2026
- BAYBERRY CAPITAL PARTNERS LPCRD 300381 · NEW YORK, NY$533,425,534.00Regulatory AUM · August 2026
- BAYBRIDGE CAPITAL GROUP, LLCCRD 284867 · LIVERMORE, CA$192,926,505.00Regulatory AUM · August 2026
- BAYESIAN CAPITAL MANAGEMENT, LPCRD 283967$228,803,076.00Regulatory AUM · August 2026
- BAYFOREST CAPITAL LIMITEDCRD 312969$318,073,489.00Regulatory AUM · August 2026
- BAYHAWK CAPITAL LPCRD 328829 · BOSTON, MA$730,750,567.00Regulatory AUM · August 2026
- BAYHUNT CAPITAL LLCCRD 333514 · MILL VALLEY, CA$362,141,122.00Regulatory AUM · August 2026
- BAYNTREE WEALTH ADVISORS, LLCCRD 226708 · SCOTTSDALE, AZ$241,077,085.00Regulatory AUM · August 2026
- BAYOU CITY ENERGY MANAGEMENT LLCCRD 283269 · HOUSTON, TX$1,047,155,162.00Regulatory AUM · August 2026
- BAYPINE HOLDINGS LPCRD 311154 · BOSTON, MA$5,097,819,598.00Regulatory AUM · August 2026
- BAYPOINTE PARTNERS, LLCCRD 331273 · STAMFORD, CT$270,500,006.00Regulatory AUM · August 2026
- BAYRIDGE FINANCIAL GROUP, INC.CRD 296831 · ROCKVILLE CENTRE, NY$94,191,027.00Regulatory AUM · August 2026
- BAYSHORE ASSET MANAGEMENT, LLCCRD 144191 · CORAL GABLES, FL$740,057,030.00Regulatory AUM · August 2026
- BAYSHORE CAPITAL ADVISORS, LLCCRD 110209 · TAMPA, FL$879,243,015.00Regulatory AUM · August 2026
- BAYSWATER MANAGEMENT COMPANY LPCRD 285290 · DENVER, CO$991,480,270.00Regulatory AUM · August 2026
- BAYTRUST WEALTH MANAGEMENT, LLCCRD 338822 · TAMPA, FL$97,749,639.00Regulatory AUM · August 2026
- BAYVIEW ASSET MANAGEMENT, LLCCRD 157053 · CORAL GABLES, FL$64,207,935,422.00Regulatory AUM · August 2026
- BAZIS PRIVATE WEALTH, LLCCRD 148605 · OMAHA, NE$244,134,828.00Regulatory AUM · August 2026
- BBAE ADVISORS LLCCRD 269900 · PLANO, TX$1,232,750.00Regulatory AUM · August 2026
- BBAM US LPCRD 175441 · DALLAS, TX$4,752,906,142.00Regulatory AUM · August 2026
- BBJS FINANCIAL ADVISORS, LLCCRD 115969 · SEATTLE, WA$331,525,200.00Regulatory AUM · August 2026
- BBR PARTNERS, LLCCRD 109688 · NEW YORK, NY$36,493,200,000.00Regulatory AUM · August 2026
- BBVA GLOBAL WEALTH ADVISORS, INC.CRD 327326 · MIAMI, FL$1,364,604,282.00Regulatory AUM · August 2026
- BC ADVISORS, LLCCRD 142982 · MT. LAUREL, NJ$4,734,892,180.00Regulatory AUM · August 2026
- BC PARTNERS ADVISORS L.P.CRD 288495 · NEW YORK, NY$6,688,932,729.00Regulatory AUM · August 2026
- BC PARTNERS PE L.P.CRD 333698 · NEW YORK, NY$31,066,872,081.00Regulatory AUM · August 2026
- BCA PRIVATE WEALTH, INC.CRD 140913 · GREENVILLE, SC$317,299,794.00Regulatory AUM · August 2026
- BCG SECURITIES, INC.CRD 70 · CHERRY HILL, NJ$894,217,482.00Regulatory AUM · August 2026
- BCGM WEALTH MANAGEMENT, LLCCRD 306757 · LAFAYETTE, IN$541,469,419.00Regulatory AUM · August 2026
- BCI SECURITIES, INC.CRD 168047 · MIAMI, FL$402,246,518.00Regulatory AUM · August 2026
- BCK PARTNERS, INC.CRD 181512 · CORNING, NY$212,670,459.00Regulatory AUM · August 2026
- BCM ADVISORS, LLCCRD 107946 · LAFAYETTE, LA$775,708,312.00Regulatory AUM · August 2026
- BCM CAPITAL MANAGEMENT LLCCRD 337570 · NORTHFIELD, IL$126,287,008.00Regulatory AUM · August 2026
- BCO WEALTH MANAGEMENT, LLCCRD 322276 · CARLSBAD, NM$359,771,393.00Regulatory AUM · August 2026
- BCPC ADVISORS, LPCRD 327851 · BOSTON, MA$1,739,531,991.00Regulatory AUM · August 2026
- BCR WEALTH STRATEGIES, LLCCRD 119670 · VESTAVIA, AL$528,142,142.00Regulatory AUM · August 2026
- BCS FINANCIAL, LLCCRD 115489 · JOHNSON CITY, TN$987,373,384.00Regulatory AUM · August 2026
- BCSF ADVISORS, LPCRD 282092 · BOSTON, MA$3,647,381,756.00Regulatory AUM · August 2026
- BCU WEALTH ADVISORS, LLCCRD 164173 · VERNON HILLS, IL$653,584,277.00Regulatory AUM · August 2026
- BCWM, LLC.CRD 144748 · OVERLAND PARK, KS$665,209,282.00Regulatory AUM · August 2026
- BD INVESTMENT PARTNERS, LLCCRD 309347 · RALEIGH, NC$223,653,189.00Regulatory AUM · August 2026
- BDFS CAPITAL LLCCRD 287680 · REHOBOTH BEACH, DE$411,329,570.00Regulatory AUM · August 2026
- BDT & ASSOCIATES, INC.CRD 288008 · YUMA, AZ$371,143,077.00Regulatory AUM · August 2026
- BDT & MSD BDC MANAGEMENT, LLCCRD 330624 · NEW YORK, NY$7,179,805,960.00Regulatory AUM · August 2026
- BDT CAPITAL PARTNERS, LLCCRD 160914 · CHICAGO, IL$51,515,270,131.00Regulatory AUM · August 2026
- BEACH POINT CAPITAL MANAGEMENT LPCRD 148885 · SANTA MONICA, CA$29,774,018,687.00Regulatory AUM · August 2026
- BEACON ADVISORS HOLDINGS, LLCCRD 335101 · AUSTIN, TX$459,604,597.00Regulatory AUM · August 2026
- BEACON ASSOCIATES WEALTH MANAGEMENT, LLCCRD 318651 · MAUMEE, OH$101,067,667.00Regulatory AUM · August 2026
- BEACON BRIDGE WEALTH PARTNERS, LLCCRD 321705 · LOWER GWYNEDD, PA$426,622,164.00Regulatory AUM · August 2026
- BEACON CAPITAL MANAGEMENT, INC.CRD 120641 · DAYTON, OH$4,258,083,129.00Regulatory AUM · August 2026
- BEACON CAPITAL MANAGEMENT, LLCCRD 156228 · FRANKLIN, TN$1,269,503,035.00Regulatory AUM · August 2026
- BEACON CAPITAL PARTNERS, LLCCRD 158137 · BOSTON, MA$1,298,485,910.00Regulatory AUM · August 2026
- BEACON CAPITAL, LLCCRD 286316 · CEDAR RAPIDS, IA$278,297,015.00Regulatory AUM · August 2026
- BEACON COAST PARTNERS, LLCCRD 341584 · SAN FRANCISCO, CANot availableRegulatory AUM · August 2026
- BEACON FINANCIAL ADVISORS LTDCRD 106164 · HOUSTON, TX$296,912,883.00Regulatory AUM · August 2026
- BEACON FINANCIAL ADVISORS, INC.CRD 119672 · RYE BROOK, NY$228,012,480.00Regulatory AUM · August 2026
- BEACON FINANCIAL ADVISORY LLCCRD 174334 · CLEVELAND, OH$900,724,380.00Regulatory AUM · August 2026
- BEACON FINANCIAL PLANNING, INCCRD 175372 · HYANNIS, MA$397,111,083.00Regulatory AUM · August 2026
- BEACON FINANCIAL STRATEGIES CORP.CRD 132987 · RALEIGH, NC$309,434,084.00Regulatory AUM · August 2026
- BEACON GLOBAL ADVISOR NETWORK, LLCCRD 288833 · ATLANTA, GA$745,075,914.00Regulatory AUM · August 2026
- BEACON HARBOR WEALTH ADVISORS, INC.CRD 300243 · VIRGINIA BEACH, VA$608,304,013.00Regulatory AUM · August 2026
- BEACON HILL WEALTH MANAGEMENT LTDCRD 325860$148,554,973.00Regulatory AUM · August 2026
- BEACON INVESTMENT ADVISORS LLCCRD 127368 · GAITHERSBURG, MD$541,900,982.00Regulatory AUM · August 2026
- BEACON INVESTMENT ADVISORY SERVICES, INC.CRD 226547 · MORRISTOWN, NJ$4,442,205,744.00Regulatory AUM · August 2026
- BEACON POINTE ADVISORS, LLCCRD 119290 · NEWPORT BEACH, CA$54,872,534,714.00Regulatory AUM · August 2026
- BEACON RETIREMENT PLANNING SERVICES INC.CRD 110038 · DALLAS, TX$1,304,179,817.00Regulatory AUM · August 2026
- BEACON WEALTH CONSULTANTS, INC.CRD 154939 · ROANOKE, VA$278,261,194.00Regulatory AUM · August 2026
- BEACON WEALTHCARE LLCCRD 312556 · RALEIGH, NC$308,321,846.00Regulatory AUM · August 2026
- BEACONLIGHT CAPITAL, LLCCRD 158390 · NEW YORK, NY$445,291,563.00Regulatory AUM · August 2026
- BEADELL A D INVESTMENT COUNSEL INCCRD 106946 · MEQUON, WI$250,005,853.00Regulatory AUM · August 2026
- BEAGLE INVEST, LLCCRD 315719$26,370,038.00Regulatory AUM · August 2026
- BEAIRD HARRIS WEALTH MANAGEMENT, LLCCRD 107238 · DALLAS, TX$2,272,278,072.00Regulatory AUM · August 2026
- BEAM WEALTH ADVISORS, INC.CRD 109867 · COVINGTON, LA$1,600,547,274.00Regulatory AUM · August 2026
- BEANSTOX INC.CRD 291957$14,884,663.00Regulatory AUM · August 2026