All investment adviser firms · Page 18
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- BALDWIN WEALTH PARTNERS, LLCCRD 105343 · MARION, MA$2,334,719,354.00Regulatory AUM · August 2026
- BALEEN CAPITAL MANAGEMENT LLCCRD 311438 · LAS VEGAS, NV$168,700,000.00Regulatory AUM · August 2026
- BALEFIRE, LLCCRD 168733 · DALLAS, TX$1,988,796,480.00Regulatory AUM · August 2026
- BALENTINE LLCCRD 152511 · ATLANTA, GA$5,542,491,404.00Regulatory AUM · August 2026
- BALIS ENTERPRISES LLCCRD 315130$444,315,128.00Regulatory AUM · August 2026
- BALL & COMPANY WEALTH MANAGEMENT, INC.CRD 133950$203,064,245.00Regulatory AUM · August 2026
- BALLAST ADVISORS, LLCCRD 285991 · WOODBURY, MN$674,476,752.00Regulatory AUM · August 2026
- BALLAST ASSET MANAGEMENT, LPCRD 311116 · DALLAS, TX$220,658,717.00Regulatory AUM · August 2026
- BALLAST CAPITAL ADVISORS LLCCRD 282369 · WEST DES MOINES, IA$328,737,630.00Regulatory AUM · August 2026
- BALLAST EQUITY PARTNERS MANAGEMENT COMPANY, LLCCRD 330189 · PROVIDENCE, RI$111,922,530.00Regulatory AUM · August 2026
- BALLAST FINANCIAL ADVISORS, LLCCRD 304430 · WEST CHESTER, PA$342,648,784.00Regulatory AUM · August 2026
- BALLAST POINT FINANCIAL PLANNING, LLCCRD 283295 · BURLINGAME, CA$162,385,487.00Regulatory AUM · August 2026
- BALLAST ROCK PRIVATE WEALTH LLCCRD 322064 · CHARLESTON, SC$405,737,187.00Regulatory AUM · August 2026
- BALLAST, INC.CRD 152695 · LEXINGTON, KY$751,516,845.00Regulatory AUM · August 2026
- BALLENTINE PARTNERS, LLCCRD 152802 · WALTHAM, MA$15,316,738,538.00Regulatory AUM · August 2026
- BALLEW ADVISORS INCCRD 110522 · JACKSON, MS$1,296,126,408.00Regulatory AUM · August 2026
- BALLINA CAPITAL, LLCCRD 289598$486,256,666.00Regulatory AUM · August 2026
- BALLYROCK INVESTMENT ADVISORS LLCCRD 115324 · BOSTON, MA$10,994,891,542.00Regulatory AUM · August 2026
- BALMORAL MANAGEMENT II L.P.CRD 164956 · LOS ANGELES, CA$974,363,953.00Regulatory AUM · August 2026
- BALTIMORE-WASHINGTON FINANCIAL ADVISORS, INC.CRD 159388 · COLUMBIA, MD$2,985,578,005.00Regulatory AUM · August 2026
- BALYASNY ASSET MANAGEMENT L.P.CRD 138111 · CHICAGO, IL$248,144,627,283.00Regulatory AUM · August 2026
- BAM CREDIT AND INSURANCE SOLUTIONS ADVISOR LLCCRD 312792 · NEW YORK, NY$107,287,970,838.00Regulatory AUM · August 2026
- BAM WEALTH MANAGEMENT LLCCRD 330237 · LAKEWOOD, CO$201,993,089.00Regulatory AUM · August 2026
- BAMBOO ROBO ADVISOR INC.CRD 305500$40,719.00Regulatory AUM · July 2026
- BAMCO, INC.CRD 110789 · NEW YORK, NY$39,507,212,512.00Regulatory AUM · August 2026
- BANCREEK CAPITAL ADVISORS, LLCCRD 328736 · SANTA MONICA, CA$187,138,974.00Regulatory AUM · August 2026
- BANCREEK CAPITAL MANAGEMENT, LPCRD 312900 · SANTA MONICA, CA$49,344,098.00Regulatory AUM · August 2026
- BANCREEK CAPITAL STRATEGIES, LLCCRD 341539 · SANTA MONICA, CA$11,199,528.00Regulatory AUM · August 2026
- BANDERA PARTNERS LLCCRD 161230 · BROOKLYN, NY$244,104,385.00Regulatory AUM · August 2026
- BANK OF HAWAIICRD 112324 · HONOLULU, HI$1,254,981,000.00Regulatory AUM · August 2026
- BANKER INVESTMENT GROUP INCCRD 109650 · WEST LAFAYETTE, IN$260,212,387.00Regulatory AUM · August 2026
- BANKERS LIFE ADVISORY SERVICES, INC.CRD 281285 · CHICAGO, IL$2,487,262,961.00Regulatory AUM · August 2026
- BANKPLUS WEALTH MANAGEMENT, LLCCRD 152588 · JACKSON, MS$263,759,468.00Regulatory AUM · August 2026
- BANNEKER PARTNERS LLCCRD 296624 · SAN FRANCISCO, CA$3,364,852,656.00Regulatory AUM · August 2026
- BANNER CAPITAL MANAGEMENT, LLCCRD 326949 · LEHI, UT$619,188,611.00Regulatory AUM · August 2026
- BANNER OAK CAPITAL PARTNERS, LPCRD 284367 · DALLAS, TX$4,459,266,422.00Regulatory AUM · August 2026
- BANNER RIDGE PARTNERS, LPCRD 304928 · NEW YORK, NY$15,322,686,309.00Regulatory AUM · August 2026
- BANNERMAN WEALTH MANAGEMENT GROUP, LLCCRD 284677 · LEWISVILLE, TX$176,582,760.00Regulatory AUM · August 2026
- BANNERSTONE CAPITAL MANAGEMENT, LLCCRD 147447 · WAYZATA, MN$155,343,700.00Regulatory AUM · August 2026
- BANORTE ASSET MANAGEMENT, INC.CRD 290555 · HOUSTON, TX$661,189,262.00Regulatory AUM · August 2026
- BANORTE VENTURES LTD.CRD 335283 · HOUSTON, TX$52,430.00Regulatory AUM · August 2026
- BANSK GROUP LLCCRD 312320 · NEW YORK, NY$5,475,543,897.00Regulatory AUM · August 2026
- BANTA ASSET MANAGEMENT LPCRD 142987 · NEWPORT BEACH, CA$128,657,824.00Regulatory AUM · August 2026
- BANTAMAC CAPITAL, LLCCRD 307765 · CHICAGO, IL$224,740,043.00Regulatory AUM · August 2026
- BANYAN ALPHA INVESTMENT L.P.CRD 311857 · SOUTH SAN FRANCISCO, CA$751,940,092.00Regulatory AUM · August 2026
- BANYAN CAPITAL MANAGEMENT, INC.CRD 108123 · ATLANTA, GA$281,738,620.00Regulatory AUM · August 2026
- BANYAN GLOBAL INVESTMENT ADVISORS, LLCCRD 283264 · BOCA RATON, FL$162,076,071.00Regulatory AUM · August 2026
- BANYAN TREE ASSET MANAGEMENT, LLCCRD 168384 · TORRANCE, CA$1,032,525,505.00Regulatory AUM · August 2026
- BARCA CAPITAL, LLCCRD 263786 · WEST NEWTON, MA$438,995,290.00Regulatory AUM · August 2026
- BARD ASSOCIATES INCCRD 104984 · CHICAGO, IL$416,229,875.00Regulatory AUM · August 2026
- BARD PARTNERS LLCCRD 310269Not availableRegulatory AUM · August 2026
- BARDEN CAPITAL MANAGEMENT, INC.CRD 141769$183,500,000.00Regulatory AUM · August 2026
- BARE FINANCIAL SERVICES INC.CRD 328043 · GAP, PA$662,264,475.00Regulatory AUM · August 2026
- BARING FINANCIAL LLCCRD 173761 · BELLINGHAM, WA$210,327,061.00Regulatory AUM · August 2026
- BARING INTERNATIONAL INVESTMENT LTDCRD 105724$22,569,790,033.00Regulatory AUM · August 2026
- BARINGS LLCCRD 106006 · CHARLOTTE, NC$392,753,494,474.00Regulatory AUM · August 2026
- BARINGTON COMPANIES INVESTORS, LLCCRD 161305 · NEW YORK, NY$172,902,278.00Regulatory AUM · August 2026
- BARK SECURITIES, LLCCRD 337787 · SAN FRANCISCO, CANot availableRegulatory AUM · August 2026
- BARKER WEALTH MANAGEMENT, LLCCRD 226768 · CAMAS, WA$240,578,722.00Regulatory AUM · August 2026
- BARLOW WEALTH PARTNERS, LLCCRD 325308 · LOUISVILLE, KY$1,351,891,275.00Regulatory AUM · August 2026
- BARLOW, LINDA, ANNCRD 111643 · SANTA ANA, CA$239,644,680.00Regulatory AUM · August 2026
- BARNEGAT FUND MANAGEMENT INC.CRD 158347 · HOBOKEN, NJ$803,372,059.00Regulatory AUM · August 2026
- BARNES DENNIG PRIVATE WEALTH MANAGEMENT, LLCCRD 328496 · CINCINNATI, OH$188,215,232.00Regulatory AUM · August 2026
- BARNES PETTEY FINANCIAL ADVISORS, LLCCRD 142944 · CLARKSDALE, MS$1,310,474,780.00Regulatory AUM · August 2026
- BARNES WEALTH MANAGEMENT GROUP, INC.CRD 132189 · BAKERSFIELD, CA$477,213,262.00Regulatory AUM · August 2026
- BARNETT & CO INCCRD 105867 · CHATTANOOGA, TN$142,016,348.00Regulatory AUM · August 2026
- BARNETT CAPITAL ADVISORS LLCCRD 159113 · MIAMI, FL$161,128,400.00Regulatory AUM · August 2026
- BARNSTONE ADVISORS LLCCRD 144511 · PHOENIXVILLE, PA$241,063,476.00Regulatory AUM · August 2026
- BAROMETER CAPITAL MANAGEMENT INC.CRD 156409$736,967,644.00Regulatory AUM · August 2026
- BARON CAPITAL MANAGEMENT, INC.CRD 110791 · NEW YORK, NY$10,787,204,343.00Regulatory AUM · August 2026
- BARON FINANCIAL GROUP LLCCRD 144234 · FAIR LAWN, NJ$369,113,175.00Regulatory AUM · August 2026
- BARON SILVER STEVENS FINANCIAL ADVISORS, LLCCRD 126767 · BOCA RATON, FL$1,196,925,310.00Regulatory AUM · August 2026
- BARON WEALTH MANAGEMENT, LLCCRD 153117 · TROY, MI$846,778,426.00Regulatory AUM · August 2026
- BARR FINANCIAL SERVICES, LLCCRD 125444 · WINTER PARK, FL$269,200,387.00Regulatory AUM · August 2026
- BARRAMUNDI ADVISORS LLCCRD 334454 · BOCA RATON, FL$390,402,667.00Regulatory AUM · August 2026
- BARRETT & COMPANY, INC.CRD 1175 · PROVIDENCE, RI$529,683,081.00Regulatory AUM · August 2026
- BARRETT UPTON CAPITAL PARTNERS LLCCRD 326104 · LAKE FOREST, IL$182,250,000.00Regulatory AUM · August 2026
- BARRETT WEALTH CONNECTION LLCCRD 161020 · SPRING GROVE, IL$147,971,168.00Regulatory AUM · August 2026
- BARRIER CAPITAL MANAGEMENT, LLCCRD 312294 · SAN FRANCISCO, CA$136,019,223.00Regulatory AUM · August 2026
- BARRON FINANCIAL GROUP, LLPCRD 140504 · TORRINGTON, CT$199,126,279.00Regulatory AUM · August 2026
- BARROW, HANLEY, MEWHINNEY & STRAUSS, LLCCRD 105519 · DALLAS, TX$59,035,569,287.00Regulatory AUM · August 2026
- BARRY INVESTMENT ADVISORS, LLCCRD 144955 · NEW BEDFORD, MA$846,769,663.00Regulatory AUM · August 2026
- BARTHOLOMEW & COMPANY WEALTH MANAGEMENT, LLCCRD 342680 · WORCESTER, MANot availableRegulatory AUM · August 2026
- BARTLETT & CO. WEALTH MANAGEMENT LLCCRD 292246 · CINCINNATI, OH$10,253,059,151.00Regulatory AUM · August 2026
- BARTLEY FINANCIAL ADVISORS, LLCCRD 124293 · BEDFORD, NH$151,581,219.00Regulatory AUM · August 2026
- BARTON INVESTMENT MANAGEMENT, LLCCRD 141084 · W. CONSHOHOCKEN, PA$984,712,343.00Regulatory AUM · August 2026
- BARWICK & PARTNERS, INC.CRD 174336$2,769,760,744.00Regulatory AUM · August 2026
- BAS CAPITAL CORP.CRD 150430$117,010,925.00Regulatory AUM · August 2026
- BASA RESOURCES, INC.CRD 290034 · DALLAS, TX$95,680,440.00Regulatory AUM · August 2026
- BASALT INFRASTRUCTURE PARTNERS LLCCRD 162276 · NEW YORK, NY$9,616,846,873.00Regulatory AUM · August 2026
- BASALT INFRASTRUCTURE PARTNERS LLPCRD 161881$9,616,846,873.00Regulatory AUM · August 2026
- BASE WEALTH MANAGEMENT LLCCRD 321991 · LAKEWOOD RANCH, FL$326,333,445.00Regulatory AUM · August 2026
- BASECAMP WEALTH ADVISORS, LLCCRD 334018 · BELLEVUE, WA$1,076,551,129.00Regulatory AUM · August 2026
- BASELINE PARTNERS LLCCRD 301762 · MESA, AZ$75,311,489.00Regulatory AUM · August 2026
- BASELINE WEALTH MANAGEMENT LTD.CRD 155526$1,083,389,424.00Regulatory AUM · August 2026
- BASEPOINT ADVISORS LLCCRD 316715 · NEW YORK, NY$3,272,153,935.00Regulatory AUM · August 2026
- BASEPOINT WEALTH, LLCCRD 289538 · CEDAR RAPIDS, IA$883,834,872.00Regulatory AUM · August 2026
- BASIN OIL AND GAS MANAGEMENT, LPCRD 289099 · FORT WORTH, TX$492,662,498.00Regulatory AUM · August 2026
- BASIS MANAGEMENT GROUP LLCCRD 282518 · NEW YORK, NY$2,074,000,000.00Regulatory AUM · August 2026
- BASON ASSET MANAGEMENT LLCCRD 165450 · LAKEWOOD, CO$848,804,132.00Regulatory AUM · August 2026