All investment adviser firms · Page 20
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- BEANTOWN FINANCIAL ADVISORS LLCCRD 134637$158,400,000.00Regulatory AUM · August 2026
- BEAR CREEK ASSET MANAGEMENT, LLCCRD 137677 · DENVER, CO$5,188,928,260.00Regulatory AUM · August 2026
- BEAR CREEK FUND ADVISORS LLCCRD 329844 · DENVER, CO$282,522,030.00Regulatory AUM · August 2026
- BEAR MOUNTAIN CAPITAL INC.CRD 151151 · SEATTLE, WA$374,999,426.00Regulatory AUM · August 2026
- BEAR STEARNS ASSET MANAGEMENT INC.CRD 113359 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- BEARBULL LLCCRD 342324Not availableRegulatory AUM · August 2026
- BEARING POINT CAPITAL, LLCCRD 332023 · RICHFIELD, MN$1,111,491,574.00Regulatory AUM · August 2026
- BEATON MANAGEMENT CO INCCRD 104728 · HAVERHILL, MA$445,694,434.00Regulatory AUM · August 2026
- BEATRICE ADVISORS LPCRD 332668 · NEW YORK, NY$282,319,530.00Regulatory AUM · August 2026
- BEAU VENTURES, LLCCRD 336355$792,715,306.00Regulatory AUM · August 2026
- BEAUMONT ASSET MANAGEMENT, L.L.C.CRD 150407 · BEAUMONT, TX$365,197,944.00Regulatory AUM · August 2026
- BEAUMONT FINANCIAL ADVISORS, LLCCRD 322925 · NEEDHAM, MA$3,758,573,501.00Regulatory AUM · August 2026
- BECK ASSET MANAGEMENT AGCRD 162969$48,174,585.00Regulatory AUM · August 2026
- BECK BODE LLCCRD 282611 · DEDHAM, MA$666,352,130.00Regulatory AUM · August 2026
- BECK CAPITAL MANAGEMENT LLCCRD 152705 · AUSTIN, TX$562,420,185.00Regulatory AUM · August 2026
- BECK, MACK & OLIVER LLCCRD 105466 · NEW YORK, NY$6,180,820,812.00Regulatory AUM · August 2026
- BECKER CAPITAL MANAGEMENT INCCRD 110489 · PORTLAND, OR$5,725,237,630.00Regulatory AUM · August 2026
- BECKERMAN INSTITUTIONAL, LLCCRD 142480 · OCEAN GROVE, NJ$303,302,226.00Regulatory AUM · August 2026
- BEDEL FINANCIAL CONSULTING INCCRD 105653 · INDIANAPOLIS, IN$2,919,792,188.00Regulatory AUM · August 2026
- BEDFORD RIDGE CAPITAL LPCRD 310102 · NEW YORK, NY$2,606,117,249.00Regulatory AUM · August 2026
- BEDMINSTER L.L.C.CRD 118794 · BLUFFTON, SC$199,012,353.00Regulatory AUM · August 2026
- BEECKEN PETTY O'KEEFE & COMPANY, LLCCRD 157573 · CHICAGO, IL$1,896,160,909.00Regulatory AUM · August 2026
- BEEKMAN INVESTMENT ADVISORS, LLCCRD 163519 · NEW YORK, NY$1,060,544,602.00Regulatory AUM · August 2026
- BEERS KIGHT FINANCIAL ADVISORS, LLCCRD 160286 · COLUMBIA, SC$179,396,623.00Regulatory AUM · August 2026
- BEESE, FULMER INVESTMENT MANAGEMENT, INC.CRD 109882 · CANTON, OH$2,057,349,812.00Regulatory AUM · August 2026
- BEHRMAN BROTHERS MANAGEMENT COMPANY L.P.CRD 161083 · NEW YORK, NY$1,948,224,780.00Regulatory AUM · August 2026
- BEIRNE WEALTH CONSULTING SERVICES, LLCCRD 167103 · SHELTON, CT$2,259,001,736.00Regulatory AUM · August 2026
- BELAY INVESTMENT GROUP, LLCCRD 281985 · SHERMAN OAKS, CA$427,478,214.00Regulatory AUM · August 2026
- BELHEALTH INVESTMENT PARTNERS, LLCCRD 162674 · FORT LAUDERDALE, FL$156,717,026.00Regulatory AUM · August 2026
- BELL & BROWN WEALTH ADVISORS, LLCCRD 175419 · NEWPORT BEACH, CA$486,768,108.00Regulatory AUM · August 2026
- BELL ASSET MANAGEMENT LIMITEDCRD 146144$2,176,768,080.00Regulatory AUM · August 2026
- BELL ASSET MANAGEMENT USA INCCRD 108666$344,294,509.00Regulatory AUM · August 2026
- BELL CITY WEALTH, INC.CRD 326354 · HILLSBORO, OH$163,331,134.00Regulatory AUM · August 2026
- BELL INVESTMENT ADVISORS INCCRD 108383 · ORINDA, CA$787,577,604.00Regulatory AUM · August 2026
- BELL PARTNERS INVESTMENT MANAGER, LLCCRD 329611 · GREENSBORO, NC$6,115,793,351.00Regulatory AUM · August 2026
- BELLARS HARRIS WEALTH MANAGEMENT, LLCCRD 338986 · VIRGINIA BEACH, VA$505,382,390.00Regulatory AUM · August 2026
- BELLATORE FINANCIAL, INC.CRD 143543 · THE WOODLANDS, TX$638,705,220.00Regulatory AUM · August 2026
- BELLE HAVEN INVESTMENTS, L.P.CRD 29278 · RYE BROOK, NY$24,460,158,084.00Regulatory AUM · August 2026
- BELLEAIR ASSET MANAGEMENT, LLCCRD 290882 · BELLEAIR BLUFFS, FL$234,283,723.00Regulatory AUM · August 2026
- BELLEAIR WEALTH MANAGEMENT, LLCCRD 131666 · BELLEAIR BLUFFS, FL$111,159,804.00Regulatory AUM · August 2026
- BELLECAPITAL INTERNATIONAL AGCRD 158348$1,960,886,210.00Regulatory AUM · August 2026
- BELLEVUE ASSET MANAGEMENT, LLCCRD 129194 · BELLEVUE, WA$393,677,615.00Regulatory AUM · August 2026
- BELLINGHAM CAPITAL MANAGEMENT, INC.CRD 151684 · BELLINGHAM, WA$149,233,075.00Regulatory AUM · August 2026
- BELLINGRATH WEALTH MANAGEMENT, L.L.C.CRD 336024 · NEW ORLEANS, LA$196,108,853.00Regulatory AUM · August 2026
- BELLTOWER PARTNERS LLCCRD 333385 · NEW YORK, NY$681,376,783.00Regulatory AUM · August 2026
- BELLWETHER ADVISORS, LLCCRD 300012 · LINCOLN, NE$784,024,209.00Regulatory AUM · August 2026
- BELLWETHER CONSULTING LLCCRD 111188 · MILLBURN, NJNot availableRegulatory AUM · August 2026
- BELLWETHER INVESTMENT GROUP, LLCCRD 148114 · HIXSON, TN$155,100,717.00Regulatory AUM · August 2026
- BELMONT PRIVATE WEALTHCRD 331436$192,130,228.00Regulatory AUM · August 2026
- BELPOINTE ASSET MANAGEMENT LLCCRD 143440 · RENO, NV$7,577,693,628.00Regulatory AUM · August 2026
- BELVERON REAL ESTATE PARTNERS, LLCCRD 282072 · SAN FRANCISCO, CA$1,265,298,078.00Regulatory AUM · August 2026
- BELZBERG INVESTMENTS LLCCRD 315114 · NEW YORK, NY$2,327,000,000.00Regulatory AUM · August 2026
- BEMANAGED FINANCIAL SERVICES, INC.CRD 140099 · GRAND RAPIDS, MI$410,017,722.00Regulatory AUM · August 2026
- BENCH WALK ADVISORS LLCCRD 313945 · BOCA RATON, FL$707,608,219.00Regulatory AUM · August 2026
- BENCHMARK ADVISORY SERVICES, LLCCRD 305662 · SAN DIEGO, CANot availableRegulatory AUM · August 2026
- BENCHMARK CAPITAL GROUP LTD.CRD 123698 · GALENA, IL$173,620,326.00Regulatory AUM · August 2026
- BENCHMARK FINANCIAL WEALTH ADVISORS LLCCRD 287966 · BOCA RATON, FL$766,078,294.00Regulatory AUM · August 2026
- BENCHMARK FINANCIAL, LLCCRD 297443 · WILMINGTON, DE$131,579,095.00Regulatory AUM · August 2026
- BENCHMARK INVESTMENT ADVISORS LLCCRD 159705 · CHICAGO, IL$329,181,545.00Regulatory AUM · August 2026
- BENCHMARK PLUS MANAGEMENT, LLCCRD 127471 · GIG HARBOR, WA$767,365,428.00Regulatory AUM · August 2026
- BENCHSTONE CAPITAL MANAGEMENT LPCRD 329873 · NEW YORK, NY$1,107,595,272.00Regulatory AUM · August 2026
- BENEDICT FINANCIAL ADVISORS, INC.CRD 116690 · ATLANTA, GA$529,382,185.00Regulatory AUM · August 2026
- BENEFI GLOBAL CORPCRD 337846 · CHICAGO, ILNot availableRegulatory AUM · August 2026
- BENEFIT FIDUCIARY GROUP LLCCRD 291252 · RICHMOND, VA$529,431,293.00Regulatory AUM · August 2026
- BENEFIT STREET PARTNERS L.L.C.CRD 158672 · NEW YORK, NY$28,315,800,441.00Regulatory AUM · August 2026
- BENEFIT STREET PARTNERS LIMITEDCRD 160617$22,614,635,412.00Regulatory AUM · August 2026
- BENFORD CAPITAL PARTNERS MANAGEMENT, L.P.CRD 309272 · CHICAGO, IL$455,953,248.00Regulatory AUM · August 2026
- BENGAL ASSET MANAGEMENT, LLCCRD 168688 · SANTA MONICA, CA$197,646,257.00Regulatory AUM · August 2026
- BENIN MANAGEMENT CORPCRD 110988$659,181,861.00Regulatory AUM · August 2026
- BENJAMIN F. EDWARDS & COMPANY, INCORPORATEDCRD 146936 · ST. LOUIS, MO$18,915,206,310.00Regulatory AUM · August 2026
- BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLCCRD 297750 · ST. LOUIS, MO$705,354,800.00Regulatory AUM · August 2026
- BENJAMIN SECURITIES, INC.CRD 7754 · ALBANY, NY$33,609,905.00Regulatory AUM · August 2026
- $335,870,177.00Regulatory AUM · August 2026
- BENNINGFIELD FINANCIAL ADVISORS, LLCCRD 134950 · SAN FRANCISCO, CA$284,296,156.00Regulatory AUM · August 2026
- BENNINGTON FINANCIAL PLANNING GROUPCRD 116302 · BENNINGTON, VT$281,490,701.00Regulatory AUM · August 2026
- BENOLD FINANCIAL PLANNING INC.CRD 134258$139,050,428.00Regulatory AUM · August 2026
- BENSLER, LLCCRD 310849 · BELLEVUE, WA$1,941,526,044.00Regulatory AUM · August 2026
- BENSON WEALTH MANAGEMENT, INC.CRD 318898$116,000,000.00Regulatory AUM · August 2026
- BENTALLGREENOAK (U.S.) LIMITED PARTNERSHIPCRD 111470 · SEATTLE, WA$24,067,000,000.00Regulatory AUM · August 2026
- BENTALLGREENOAK STRATEGIC CAPITAL PARTNERS LLCCRD 137813 · NEW YORK, NY$3,513,724,722.00Regulatory AUM · August 2026
- BENTHAM WEALTH ADVISORS INCCRD 332035 · WILLIAMSVILLE, NY$110,100,000.00Regulatory AUM · August 2026
- BENTLEY FINANCIAL GROUP, INC.CRD 172474 · DOWNERS GROVE, IL$392,767,299.00Regulatory AUM · August 2026
- BEQUEST CAPITAL LLCCRD 334768 · SARASOTA, FL$39,512,738.00Regulatory AUM · August 2026
- BERENBERG ASSET MANAGEMENT LLCCRD 171274 · NEW YORK, NY$34,849,436.00Regulatory AUM · August 2026
- BERENSON CAPITAL MANAGEMENT, LLCCRD 340994 · NEW YORK, NYNot availableRegulatory AUM · July 2026
- BERESH, PATRICK MICHAELCRD 137495 · LARKSPUR, CA$117,158,000.00Regulatory AUM · August 2026
- BERGAMOT ASSET MANAGEMENT LPCRD 309424 · PRINCETON, NJ$106,482,912.00Regulatory AUM · August 2026
- BERGEN PARK CAPITAL MANAGEMENT, LLCCRD 315162 · BIGFORK, MT$99,265,903.00Regulatory AUM · August 2026
- BERGER FINANCIAL GROUP, INC.CRD 308174 · PLYMOUTH, MN$2,948,862,004.00Regulatory AUM · August 2026
- BERILIUM TECHNOLOGIES, INC.CRD 327058 · LAKE FOREST, CA$4,462,834.00Regulatory AUM · August 2026
- BERINGEA, LLCCRD 161803 · FARMINGTON HILLS, MI$269,911,203.00Regulatory AUM · August 2026
- BERKADIA CAPITAL ADVISORS LLCCRD 312130 · AMBLER, PA$2,656,303,438.00Regulatory AUM · August 2026
- BERKELEY ADVISORS, INC.CRD 134455 · ATLANTA, GA$125,345,440.00Regulatory AUM · August 2026
- BERKELEY CAPITAL MANAGEMENT, LLCCRD 149229 · ELLSWORTH, KS$128,487,497.00Regulatory AUM · August 2026
- BERKELEY CAPITAL PARTNERS, LLCCRD 281082 · MILTON, GA$1,104,421,153.00Regulatory AUM · August 2026
- BERKELEY PARTNERS MANAGEMENT, LLCCRD 284163 · OAKLAND, CA$3,055,617,704.00Regulatory AUM · August 2026
- BERKELEY, INCCRD 117667 · BOISE, ID$573,945,827.00Regulatory AUM · August 2026
- BERKSHIRE ADVISORS, INC.CRD 122389 · WYOMISSING, PA$97,054,078.00Regulatory AUM · August 2026
- BERKSHIRE ASSET MANAGEMENT, LLCCRD 145463 · WILKES-BARRE, PA$2,789,031,590.00Regulatory AUM · August 2026
- BERKSHIRE CAPITAL HOLDINGS INCCRD 107175$283,025,954.00Regulatory AUM · August 2026