All investment adviser firms · Page 150
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- TARGETED FINANCIAL SERVICES, LLCCRD 129049 · SEMINOLE, FL$353,427,211.00Regulatory AUM · August 2026
- TARHEEL ADVISORS, LLCCRD 149308 · CHAPEL HILL, NC$137,773,753.00Regulatory AUM · August 2026
- TASSEL CAPITAL MANAGEMENT, INC.CRD 121112 · MATTHEWS, NC$266,028,959.00Regulatory AUM · August 2026
- TATE WEALTH MANAGEMENTCRD 120938 · SACRAMENTO, CA$293,356,007.00Regulatory AUM · August 2026
- TAULA CAPITAL MANAGEMENT (DIFC) LTDCRD 329853$210,919,163,858.00Regulatory AUM · August 2026
- TAULA CAPITAL MANAGEMENT (JERSEY) LPCRD 330068$210,931,263,858.00Regulatory AUM · August 2026
- TAULA CAPITAL MANAGEMENT (UK) LLPCRD 329863$273,220,429,199.00Regulatory AUM · August 2026
- TAULA CAPITAL MANAGEMENT (US) LLCCRD 329865$210,931,263,858.00Regulatory AUM · August 2026
- TAURUM RETIREMENT PARTNERS, LLCCRD 282017 · MESA, AZ$155,931,747.00Regulatory AUM · August 2026
- TAURUS CAPITAL ADVISORS, LLCCRD 137633 · LAKE OSWEGO, OR$231,430,442.00Regulatory AUM · August 2026
- TAURUS FINANCIAL LLCCRD 335067 · JERSEY CITY, NJ$162,463,905.00Regulatory AUM · August 2026
- TAURUS PRIVATE MARKETS, LLCCRD 300786 · MALVERN, PA$508,710,000.00Regulatory AUM · August 2026
- TAVERIK CAPITAL, LLCCRD 156594 · GREENVILLE, SC$97,538,869.00Regulatory AUM · August 2026
- TAVIRA FINANCIAL LIMITEDCRD 299666$305,906,714.00Regulatory AUM · August 2026
- TAX EFFICIENT ASSET MANAGEMENT SOLUTION, INC.CRD 146778 · COSTA MESA, CA$148,259,042.00Regulatory AUM · August 2026
- TAYLOR & MORGAN WEALTH MANAGEMENT, LLCCRD 156177 · TROY, MI$512,510,120.00Regulatory AUM · August 2026
- TAYLOR DERRICK CAPITAL, L.L.C.CRD 158016 · SALT LAKE CITY, UT$910,679,666.00Regulatory AUM · August 2026
- TAYLOR FINANCIAL GROUP, INC.CRD 116744 · ROANOKE, VA$409,990,223.00Regulatory AUM · August 2026
- TAYLOR FRIGON CAPITAL MANAGEMENT LLCCRD 142617 · SCOTTSDALE, AZ$232,628,086.00Regulatory AUM · August 2026
- TAYLOR FRIGON FAMILY OFFICE, LLCCRD 323249 · SCOTTSDALE, AZ$19,955,040.00Regulatory AUM · August 2026
- TAYLOR HOFFMAN CAPITAL MANAGEMENT, LLCCRD 309329 · RICHMOND, VA$469,548,942.00Regulatory AUM · August 2026
- TAYLOR SECURITIES SERVICES, INC.CRD 304070 · HARRISBURG, PA$252,504,708.00Regulatory AUM · August 2026
- TAYLOR WEALTH MANAGEMENT, LLCCRD 132955 · TORRANCE, CA$170,536,938.00Regulatory AUM · August 2026
- TB ALTERNATIVE ASSETS LTD.CRD 162014$708,213,341.00Regulatory AUM · August 2026
- TBG-BEDFORD GROUP LLCCRD 341573 · SAINT LOUIS, MONot availableRegulatory AUM · August 2026
- TBH GLOBAL ASSET MANAGEMENT, LLCCRD 145536 · BRENTWOOD, TN$1,481,058,389.00Regulatory AUM · August 2026
- TC FINANCIAL MANAGEMENT, CO. INC.CRD 128967 · MARGATE CITY, NJ$122,726,140.00Regulatory AUM · August 2026
- TC LATIN AMERICA PARTNERS LLCCRD 307441 · SAN JUAN, PR$529,705,368.00Regulatory AUM · August 2026
- TCFG INVESTMENT ADVISORS, LLCCRD 166606 · LAGUNA NIGUEL, CA$639,411,822.00Regulatory AUM · August 2026
- TCG CAPITAL MANAGEMENT, LPCRD 298007 · PLAYA VISTA, CA$2,648,514,065.00Regulatory AUM · August 2026
- TCG CROSSOVER MANAGEMENT, LLCCRD 311718 · PALO ALTO, CA$5,055,348,555.00Regulatory AUM · August 2026
- TCG STRATEGIC INCOME ADVISOR LLCCRD 336718 · WEST PALM BEACH, FL$5,141,286.00Regulatory AUM · August 2026
- TCI WEALTH ADVISORS, INC.CRD 107373 · TUCSON, AZ$5,368,062,519.00Regulatory AUM · August 2026
- TCM ADVISORS, LLCCRD 147445$142,887,213.00Regulatory AUM · August 2026
- TCMI, INC.CRD 160389 · MENLO PARK, CA$22,506,060,259.00Regulatory AUM · August 2026
- TCN PRIVATE WEALTH MANAGEMENT LLCCRD 310464$118,955,499.00Regulatory AUM · August 2026
- TCP ASSET MANAGEMENT, LLCCRD 286037 · UPPER ARLINGTON, OH$1,182,711,742.00Regulatory AUM · August 2026
- TCP MANAGEMENT LLCCRD 319179 · ATLANTA, GA$463,512,316.00Regulatory AUM · August 2026
- TCW ASSET BACKED FINANCE MANAGEMENT COMPANY LLCCRD 332802 · LOS ANGELES, CA$424,957,601.00Regulatory AUM · August 2026
- TCW ASSET MANAGEMENT COMPANY LLCCRD 105742 · LOS ANGELES, CA$81,175,239,986.00Regulatory AUM · August 2026
- TCW INVESTMENT MANAGEMENT COMPANY LLCCRD 106546 · LOS ANGELES, CA$38,819,514,389.00Regulatory AUM · August 2026
- TCW PT MANAGEMENT COMPANY LLCCRD 333068 · LOS ANGELES, CA$2,698,413,884.00Regulatory AUM · August 2026
- TD CAPITAL MANAGEMENT LLCCRD 106125 · MEMPHIS, TN$1,244,462,434.00Regulatory AUM · August 2026
- TD PRIVATE CLIENT WEALTH LLCCRD 164484 · NEW YORK, NY$8,574,585,303.00Regulatory AUM · August 2026
- TDA, INC.CRD 112016 · SAN MATEO, CA$969,343,920.00Regulatory AUM · August 2026
- TDC CAPITAL ADVISORS, INC.CRD 117769 · COLLEGE STATION, TX$177,592,784.00Regulatory AUM · August 2026
- TE ADVISORS LLCCRD 336139 · QUINCY, MA$10,715.00Regulatory AUM · August 2026
- TEA & TAXES COMPANY DBA PROSPERITEA PLANNINGCRD 282041 · GREENFIELD, MA$176,890,177.00Regulatory AUM · August 2026
- TEACHERS ADVISORS, LLCCRD 107157 · NEW YORK, NY$436,329,079,198.00Regulatory AUM · August 2026
- TEALWOOD ASSET MANAGEMENT INCCRD 105245 · MINNEAPOLIS, MN$365,398,285.00Regulatory AUM · August 2026
- TEAM FINANCIAL GROUP, LLCCRD 309411 · TEMECULA, CA$251,054,808.00Regulatory AUM · August 2026
- TEAM HAYS INC.CRD 324992 · DENTON, TX$156,000,000.00Regulatory AUM · August 2026
- TEAM HEWINS, LLCCRD 291194 · FOSTER CITY, CA$3,966,070,638.00Regulatory AUM · August 2026
- TEAMWORK FINANCIAL ADVISORS, LLCCRD 165237 · SAN ANTONIO, TX$1,013,528,875.00Regulatory AUM · August 2026
- TECA PARTNERS, LPCRD 298106 · AUSTIN, TX$174,785,964.00Regulatory AUM · August 2026
- TECHBLOOM INC.CRD 333007 · MOUNTAIN VIEW, CANot availableRegulatory AUM · August 2026
- TECHQUITY CAPITAL MANAGEMENT, LLCCRD 162322 · AUSTIN, TX$329,002,974.00Regulatory AUM · August 2026
- TECTONIC ADVISORS LLCCRD 139713 · FRISCO, TX$5,141,575,409.00Regulatory AUM · August 2026
- TECTONIC CAPITAL ADVISORS, LLCCRD 339604 · HOUSTON, TX$154,408,708.00Regulatory AUM · August 2026
- TED BUCHAN & COMPANY, LLCCRD 140722 · SAN DIEGO, CA$413,227,292.00Regulatory AUM · August 2026
- TEEPLE WEALTH MANAGEMENT, LLCCRD 147676 · BROWNSBURG, IN$287,042,349.00Regulatory AUM · August 2026
- TEEWINOT CAPITAL ADVISERS, L.L.C.CRD 138757 · NORWALK, CT$1,611,908,176.00Regulatory AUM · August 2026
- TEKMEN WELLS LLCCRD 168431 · NEW YORK, NY$92,420,086.00Regulatory AUM · August 2026
- TEKNE CAPITAL MANAGEMENT, LLCCRD 164648 · NEW YORK, NY$1,422,389,882.00Regulatory AUM · August 2026
- TELEIOS CAPITAL PARTNERS LLCCRD 282532$820,042,572.00Regulatory AUM · August 2026
- TELEMARK ASSET MANAGEMENT, LLCCRD 156770 · BOSTON, MA$1,140,636,524.00Regulatory AUM · August 2026
- TELEO CAPITAL MANAGEMENT LLCCRD 307203 · BOISE, ID$894,110,342.00Regulatory AUM · August 2026
- TELESCOPE PARTNERS LLCCRD 286637 · SAN FRANCISCO, CA$933,955,126.00Regulatory AUM · August 2026
- TELLIGENT INVESTMENT MANAGEMENT, LLCCRD 118798$209,656,749.00Regulatory AUM · August 2026
- TELOS CAPITAL MANAGEMENT, INC.CRD 149108 · SAN DIEGO, CA$1,625,227,036.00Regulatory AUM · August 2026
- TELOS PARTNERS LLCCRD 340922 · AVON, CT$139,462,878.00Regulatory AUM · August 2026
- TELSEY CONSUMER FUND MANAGEMENT LPCRD 312514 · NEW YORK, NY$33,700,000.00Regulatory AUM · August 2026
- TEMA ETFS LLCCRD 332224 · NEW YORK, NY$1,456,000,000.00Regulatory AUM · August 2026
- TEMPERED INVESTMENT MANAGEMENT LTD.CRD 158837$162,429,000.00Regulatory AUM · August 2026
- TEMPLER WEALTH MANAGEMENT, LLCCRD 305972 · VIENNA, VA$102,919,045.00Regulatory AUM · August 2026
- TEMPLETON & PHILLIPS CAPITAL MANAGEMENT, LLCCRD 149101 · LOOKOUT MOUNTAIN, TN$314,151,887.00Regulatory AUM · August 2026
- TEMPLETON ASSET MANAGEMENT LTD.CRD 111382$24,049,024,348.00Regulatory AUM · August 2026
- TEMPLETON FINANCIAL SERVICES INC.CRD 128240 · CHANDLER, AZ$441,833,557.00Regulatory AUM · August 2026
- TEMPLETON GLOBAL ADVISORS LIMITEDCRD 111383$25,849,302,830.00Regulatory AUM · August 2026
- TEMPLETON INVESTMENT COUNSEL, LLCCRD 111370 · FT. LAUDERDALE, FL$4,611,589,623.00Regulatory AUM · August 2026
- TEMPO WEALTH, LLCCRD 336316 · INDEPENDENCE, OH$804,265,871.00Regulatory AUM · August 2026
- TEMPUS WEALTH PLANNING, LLCCRD 285349 · IRVINE, CA$699,383,573.00Regulatory AUM · August 2026
- TEN COVES CAPITAL, LPCRD 311121 · DARIEN, CT$1,028,406,867.00Regulatory AUM · August 2026
- TEN PEAKS PARTNERS L.L.C.CRD 169364 · CLAYTON, MO$108,601,957.00Regulatory AUM · August 2026
- TENARON CAPITAL MANAGEMENT LPCRD 283249 · NEW YORK, NY$56,414,656,384.00Regulatory AUM · August 2026
- TENBRIDGE PARTNERS LLCCRD 159378 · PORTLAND, OR$109,988,674.00Regulatory AUM · August 2026
- TENCAP WEALTH COACHING, LLCCRD 166130 · SOUTH JORDAN, UT$285,025,351.00Regulatory AUM · August 2026
- TENCORE PARTNERS, LPCRD 299327 · NEW YORK, NY$354,024,975.00Regulatory AUM · August 2026
- TENERE CAPITAL, LLCCRD 312441 · NEW YORK, NY$241,141,000.00Regulatory AUM · August 2026
- TENET WEALTH PARTNERS, LLCCRD 339818 · CHAMPAIGN, IL$246,867,155.00Regulatory AUM · August 2026
- TENEX CAPITAL MANAGEMENT, L.P.CRD 157077 · NEW YORK, NY$4,571,131,309.00Regulatory AUM · August 2026
- TENG YUE PARTNERS, L.P.CRD 162895 · NEW YORK, NY$2,247,493,203.00Regulatory AUM · August 2026
- TENGRAM CAPITAL PARTNERS L.P.CRD 166930 · WESTPORT, CT$110,719,129.00Regulatory AUM · August 2026
- TENNENBAUM CAPITAL PARTNERS, LLCCRD 113203 · SANTA MONICA, CA$3,156,595,256.00Regulatory AUM · August 2026
- TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS, LLCCRD 160321 · KNOXVILLE, TN$1,185,099,837.00Regulatory AUM · August 2026
- TENON FINANCIAL LLCCRD 305581 · METUCHEN, NJ$316,033,549.00Regulatory AUM · August 2026
- TENOR CAPITAL MANAGEMENT COMPANY, L.P.CRD 153277 · NEW YORK, NY$10,168,241,805.00Regulatory AUM · August 2026
- TENSILE CAPITAL MANAGEMENT LPCRD 164161 · LARKSPUR, CA$1,796,045,985.00Regulatory AUM · August 2026
- TENSOR EDGE CAPITAL, LLCCRD 335633 · BOSTON, MA$584,780,263.00Regulatory AUM · August 2026
- TENZING FINANCIAL LLCCRD 335259 · WILLIAMSBURG, VA$231,100,000.00Regulatory AUM · August 2026