All investment adviser firms · Page 149
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- SYNOVUS SECURITIES, INC.CRD 14023 · COLUMBUS, GA$8,445,083,014.00Regulatory AUM · August 2026
- SYNTAX RESEARCH, INC.CRD 151948 · BOCA RATON, FL$202,934,734.00Regulatory AUM · August 2026
- SYNTEGRA PRIVATE WEALTH GROUP LLCCRD 323180 · CHESTERFIELD, MO$1,393,107,412.00Regulatory AUM · August 2026
- SYNTHETICFI LLCCRD 330200 · SAN FRANCISCO, CA$992,895,205.00Regulatory AUM · August 2026
- SYON CAPITAL LLCCRD 322776 · SAN FRANCISCO, CA$4,379,631,229.00Regulatory AUM · August 2026
- SYRIOS WEALTH MANAGEMENT GROUP, INC.CRD 332139 · LA JOLLA, CA$424,571,594.00Regulatory AUM · August 2026
- SYSTELLIGENCE, LLCCRD 283582 · BLOOMINGTON, MN$783,897,454.00Regulatory AUM · August 2026
- SYSTEM 2 ADVISORS, L.P.CRD 164189 · SUMMIT, NJ$912,860,000.00Regulatory AUM · August 2026
- SYSTEMATIC ALPHA INVESTMENTS, LLCCRD 297693 · PRINCETON, NJ$3,485,822,068.00Regulatory AUM · August 2026
- SYSTEMATIC FINANCIAL MANAGEMENT LPCRD 106146 · TEANECK, NJ$4,206,539,621.00Regulatory AUM · August 2026
- SYSTEMATICA INVESTMENTS GP LIMITEDCRD 289338$23,789,789,926.00Regulatory AUM · August 2026
- SYSTEMATICA INVESTMENTS LIMITEDCRD 173876$23,789,789,926.00Regulatory AUM · August 2026
- $23,789,789,926.00Regulatory AUM · August 2026
- SYSTEMATICA INVESTMENTS UK LLPCRD 289336$23,789,789,926.00Regulatory AUM · August 2026
- SYSTIMA CAPITAL MANAGEMENT LLCCRD 168318 · CHICAGO, IL$512,605,896.00Regulatory AUM · August 2026
- SYVERSON STREGE & COMPANYCRD 109228 · WEST DES MOINES, IA$910,833,028.00Regulatory AUM · August 2026
- SZOP MULTISTRAT MANAGEMENT LLCCRD 317689 · NEW YORK, NY$55,949,444.00Regulatory AUM · August 2026
- T VENTURES MANAGEMENT CO, LTD.CRD 296775$773,871,526.00Regulatory AUM · August 2026
- T. ANTON INVESTMENT HOUSE, INC.CRD 174970 · MADISON, WI$366,642,843.00Regulatory AUM · August 2026
- T. ROWE PRICE (CANADA) INC.CRD 107290 · BALTIMORE, MD$6,553,090,092.00Regulatory AUM · August 2026
- T. ROWE PRICE ADVISORY SERVICES, INC.CRD 108958 · OWINGS MILLS, MD$5,899,382,003.00Regulatory AUM · August 2026
- T. ROWE PRICE ASSOCIATES, INC.CRD 105496 · BALTIMORE, MD$2,196,452,587,469.00Regulatory AUM · August 2026
- T. ROWE PRICE AUSTRALIA LIMITEDCRD 290594$16,709,888,821.00Regulatory AUM · August 2026
- T. ROWE PRICE INTERNATIONAL LTDCRD 126032$277,193,572,327.00Regulatory AUM · August 2026
- T. ROWE PRICE JAPAN, INC.CRD 290585$24,069,747,852.00Regulatory AUM · August 2026
- T. ROWE PRICE SINGAPORE PRIVATE LTDCRD 155831$2,297,060,727.00Regulatory AUM · August 2026
- T.M. WEALTH MANAGEMENT, LLCCRD 287965 · RESTON, VA$209,803,730.00Regulatory AUM · August 2026
- T.R.U.E. COASTAL CAPITAL, LLCCRD 281556 · SAVANNAH, GA$124,109,371.00Regulatory AUM · August 2026
- T.ROWE PRICE HONG KONG LIMITEDCRD 155827$42,335,297,615.00Regulatory AUM · August 2026
- T.ROWE PRICE INVESTMENT MANAGEMENT, INC.CRD 314590 · BALTIMORE, MD$204,178,969,692.00Regulatory AUM · August 2026
- T.T.G. FINANCIAL, INC.CRD 129004 · CANTON, OH$194,000,000.00Regulatory AUM · August 2026
- T2 ASSET MANAGEMENT, LLCCRD 167714 · NAPERVILLE, IL$180,000,000.00Regulatory AUM · August 2026
- TA ASSOCIATES MANAGEMENT, L.P.CRD 156699 · BOSTON, MA$55,067,878,100.00Regulatory AUM · August 2026
- TA CAPITAL MANAGEMENT, LLCCRD 169326 · SEWELL, NJ$438,908,484.00Regulatory AUM · August 2026
- TA REALTY LLCCRD 108586 · BOSTON, MA$1,476,718,962.00Regulatory AUM · August 2026
- TABER ASSET MANAGEMENT L.L.C.CRD 115849$110,023,313.00Regulatory AUM · August 2026
- TABERNACLE EQUITY MANAGEMENT LLCCRD 336248 · SOUTHLAKE, TX$41,502,378.00Regulatory AUM · August 2026
- TABLEAUX LLCCRD 319355 · GREAT BARRINGTON, MA$229,743,914.00Regulatory AUM · August 2026
- TABOR ASSET MANAGEMENT, LPCRD 304666 · NEW YORK, NY$577,194,716.00Regulatory AUM · August 2026
- TABR CAPITAL MANAGEMENT, LLCCRD 129959 · ORANGE, CA$241,230,314.00Regulatory AUM · August 2026
- TAC PARTNERS, INC.CRD 158249 · BOSTON, MA$983,376,786.00Regulatory AUM · August 2026
- TACONIC ADVISORS INC.CRD 123961 · SAUGERTIES, NY$246,265,616.00Regulatory AUM · August 2026
- TACONIC CAPITAL ADVISORS L.P.CRD 137295 · NEW YORK, NY$4,864,143,833.00Regulatory AUM · August 2026
- TACORA CAPITAL MANAGEMENT, LPCRD 316585$1,620,758,384.00Regulatory AUM · August 2026
- TACTICA LLCCRD 335272$123,548,302.00Regulatory AUM · August 2026
- TACTICAL FUND ADVISORS, LLCCRD 298049 · CINCINNATI, OH$169,804,763.00Regulatory AUM · August 2026
- TACTICAL INFRASTRUCTURE PARTNERS, LPCRD 318315 · NEW YORK, NY$398,276,858.00Regulatory AUM · August 2026
- TACTICAL ROTATION MANAGEMENT, LLCCRD 333968 · FOREST HILLS, NY$72,971,520.00Regulatory AUM · August 2026
- TACTIVE ADVISORS, LLCCRD 309311 · SARASOTA, FL$619,043,913.00Regulatory AUM · August 2026
- TACTIVEST, LLCCRD 173309$144,040,554.00Regulatory AUM · August 2026
- TAG ASSOCIATES FLORIDA LLCCRD 325292 · NEW YORK, NY$35,467,645.00Regulatory AUM · August 2026
- TAG ASSOCIATES LLCCRD 116959 · NEW YORK, NY$7,067,528,406.00Regulatory AUM · August 2026
- TAGES CAPITAL LLPCRD 337285$3,851,926,127.00Regulatory AUM · August 2026
- TAGSTONE CAPITAL, INC.CRD 158864 · CHARLOTTE, NC$368,884,462.00Regulatory AUM · August 2026
- TAIBER, KOSMALA & ASSOCIATES, LLCCRD 161703 · CHICAGO, IL$716,661,301.00Regulatory AUM · August 2026
- TAIKO PRIVATE WEALTHCRD 329909 · CHICAGO, IL$514,797,354.00Regulatory AUM · August 2026
- TAILORED WEALTH SOLUTIONS, LLCCRD 340266 · SARATOGA SPRINGS, NY$271,777,434.00Regulatory AUM · August 2026
- TAILWIND ADVISORS, LLCCRD 150081 · FORT WORTH, TX$1,674,033,000.00Regulatory AUM · August 2026
- TAILWIND MANAGEMENT LPCRD 156562 · NEW YORK, NY$5,410,743,372.00Regulatory AUM · August 2026
- TAILWINDS WEALTH, LLCCRD 322924 · VADNAIS HEIGHTS, MN$192,663,097.00Regulatory AUM · August 2026
- TAIYO PACIFIC PARTNERS L.P.CRD 160930 · KIRKLAND, WA$395,283,000.00Regulatory AUM · August 2026
- TALARA CAPITAL MANAGEMENT, LLCCRD 158866 · MONTCLAIR, NJ$317,625,949.00Regulatory AUM · July 2026
- TALBOT FINANCIAL, LLCCRD 155162 · BELLEVUE, WA$1,340,535,838.00Regulatory AUM · August 2026
- TALIS ADVISORY SERVICES, LLCCRD 135145 · RICHARDSON, TX$568,765,356.00Regulatory AUM · August 2026
- TALISMAN WEALTH ADVISORS, LLCCRD 313283 · MOUNTAINSIDE, NJ$251,337,097.00Regulatory AUM · August 2026
- TALKABOUTHEALTH, INC.CRD 337485$1,000.00Regulatory AUM · August 2026
- TALL PINES CAPITAL, LLCCRD 286089 · OAK BROOK, IL$24,994,894.00Regulatory AUM · August 2026
- TALLVINE PARTNERS MANAGEMENT LPCRD 330629 · CORAL GABLES, FL$1,420,400,000.00Regulatory AUM · August 2026
- TALLWOODS PARTNERS, LLCCRD 168865 · CHICAGO, IL$569,438,290.00Regulatory AUM · August 2026
- TALOMON CAPITAL LIMITEDCRD 291835$35,000,000.00Regulatory AUM · August 2026
- TALON LLCCRD 298714 · SAN JUAN, PR$1,060,316,193.00Regulatory AUM · August 2026
- TALOS EURISKO ASSET MANAGEMENT LPCRD 332873 · NEW YORK, NY$1,756,431,998.00Regulatory AUM · August 2026
- TALSON CAPITAL MANAGEMENT L.P.CRD 150787 · DARIEN, CT$1,061,213,963.00Regulatory AUM · August 2026
- TAM CAPITAL MANAGEMENT INCCRD 155271$111,712,704.00Regulatory AUM · August 2026
- TAM FINANCIAL ADVISORS, LLCCRD 125496$171,310,289.00Regulatory AUM · August 2026
- TAMAR SECURITIES, LLCCRD 153991 · WOODLAND HILLS, CA$1,521,678,938.00Regulatory AUM · August 2026
- TAMARISK CAPITAL MANAGEMENTCRD 339175 · HOLLAND, MINot availableRegulatory AUM · August 2026
- TAMARISK FINANCIAL, LLCCRD 312073 · HOLLAND, MI$781,324,025.00Regulatory AUM · August 2026
- TANAGER WEALTH MANAGEMENT LLPCRD 166084$1,604,440,422.00Regulatory AUM · August 2026
- TANAKA CAPITAL MANAGEMENT INCCRD 109888 · GREENWICH, CT$69,398,075.00Regulatory AUM · August 2026
- TANARA WEALTH MANAGEMENT LLCCRD 340174 · LEHI, UT$1,093,210,505.00Regulatory AUM · August 2026
- TANDEM CAPITAL MANAGEMENT CORPCRD 107856 · WOODCLIFF LAKE, NJ$279,681,162.00Regulatory AUM · August 2026
- TANDEM FINANCIAL, LLCCRD 292565 · GREENWOOD VILLAGE, CO$541,816,993.00Regulatory AUM · August 2026
- TANDEM INVESTMENT ADVISORS INCCRD 109392 · CHARLESTON, SC$3,450,893,853.00Regulatory AUM · August 2026
- TANDEM INVESTMENT PARTNERS, LLCCRD 172309 · BORDENTOWN, NJ$200,199,645.00Regulatory AUM · August 2026
- TANDEM WEALTH ADVISORS LLCCRD 157794 · PHOENIX, AZ$261,539,225.00Regulatory AUM · August 2026
- TANDEMGROWTH FINANCIAL ADVISORS, LLCCRD 125490 · ALPHARETTA, GA$297,000,214.00Regulatory AUM · August 2026
- TANG ERIC M P INCCRD 106135 · SAN FRANCISCO, CANot availableRegulatory AUM · August 2026
- $3,452,377,875.00Regulatory AUM · August 2026
- TANGLEWOOD LEGACY ADVISORS, LLCCRD 127289 · HOUSTON, TX$808,974,525.00Regulatory AUM · August 2026
- TANGLEWOOD WEALTH MANAGEMENT, INC.CRD 107639 · HOUSTON, TX$1,590,907,786.00Regulatory AUM · August 2026
- TANNIN CAPITAL, LLCCRD 304238 · CHARLOTTE, NC$824,879,157.00Regulatory AUM · August 2026
- TANO CAPITAL, LLCCRD 160367 · SAN MATEO, CA$138,029,335.00Regulatory AUM · August 2026
- TAO PRIVATE WEALTH, LLCCRD 340979 · TULSA, OKNot availableRegulatory AUM · August 2026
- TAP ROOT CAPITAL MANAGEMENT LPCRD 334936 · SUMMIT, NJ$297,287,232.00Regulatory AUM · August 2026
- TAPP FINANCE, INC.CRD 327980$385,969,101.00Regulatory AUM · August 2026
- TAPROOT MANAGEMENT LPCRD 335061 · NEW YORK, NY$940,092,433.00Regulatory AUM · August 2026
- TAR RIVER WEALTH PLANNING, LLCCRD 328530 · LOUISBURG, NC$401,179,615.00Regulatory AUM · August 2026
- TARBOX FAMILY OFFICE, INC.CRD 106079 · NEWPORT BEACH, CA$953,740,765.00Regulatory AUM · August 2026
- TARGET ROCK WEALTH MANAGEMENT, LLCCRD 312279 · NEW YORK, NY$94,028,548.00Regulatory AUM · August 2026