All investment adviser firms · Page 15
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- ASSET VALUE INVESTORS LIMITEDCRD 137779$2,280,784,820.00Regulatory AUM · August 2026
- ASSETBUILDER, INC.CRD 142665 · ALLEN, TX$812,663,572.00Regulatory AUM · August 2026
- ASSETGRADE, LLCCRD 168779 · BOSTON, MA$337,720,606.00Regulatory AUM · August 2026
- ASSETMARK, INC.CRD 109018 · CONCORD, CA$91,760,148,020.00Regulatory AUM · August 2026
- ASSOCIATED INVESTMENT SERVICES, INC.CRD 1464 · GREEN BAY, WI$1,169,239,099.00Regulatory AUM · August 2026
- ASSOCIATION FINANCIAL SERVICES INC.CRD 142205 · SALT LAKE CITY, UT$1,265,596,116.00Regulatory AUM · August 2026
- ASSURED HEALTHCARE PARTNERS LLCCRD 311479 · NEW YORK, NY$1,736,209,546.00Regulatory AUM · August 2026
- ASSURED RETIREMENT FINANCIAL GROUP, INC.CRD 179516 · EDINA, MN$241,013,112.00Regulatory AUM · August 2026
- ASSUREDPARTNERS INVESTMENT ADVISORS, LLCCRD 309550 · TAMPA, FL$3,878,842,674.00Regulatory AUM · August 2026
- AST INVESTMENT SERVICES, INC.CRD 108897 · SHELTON, CT$91,470,712,627.00Regulatory AUM · August 2026
- ASTARA CAPITAL PARTNERS, L.P.CRD 317647 · NEW YORK, NY$731,865,626.00Regulatory AUM · August 2026
- ASTARIS CAPITAL MANAGEMENT LLPCRD 160262$1,025,972,004.00Regulatory AUM · August 2026
- ASTATINE ASSET MANAGEMENT LLCCRD 311095 · GREENWICH, CT$1,150,142,340.00Regulatory AUM · August 2026
- ASTEROZOA MANAGEMENT LLCCRD 316870 · PHOENIX, AZ$103,936,739.00Regulatory AUM · August 2026
- ASTIGNES CAPITAL ASIA PTE. LTD.CRD 152719$1,405,328,490.00Regulatory AUM · August 2026
- ASTIRA CAPITAL PARTNERS LPCRD 327034 · BOSTON, MA$777,314,919.00Regulatory AUM · August 2026
- ASTON CAPITAL MANAGEMENTCRD 291310 · CORAL GABLES, FL$711,759,197.00Regulatory AUM · August 2026
- ASTORIA PORTFOLIO ADVISORS LLCCRD 288271 · NEW YORK, NY$977,614,793.00Regulatory AUM · August 2026
- ASTORIA STRATEGIC WEALTH, INC.CRD 113510$482,509,831.00Regulatory AUM · August 2026
- ASTRA ASSET MANAGEMENT UK LIMITEDCRD 167413$425,817,444.00Regulatory AUM · August 2026
- ASTRA CAPITAL MANAGEMENT LLCCRD 284265 · WASHINGTON, DC$341,537,692.00Regulatory AUM · August 2026
- ASTRA VENTURES INVESTMENT PARTNERS LLCCRD 306263$179,551,936.00Regulatory AUM · August 2026
- ASTRA WEALTH PARTNERS LLCCRD 321136 · JERSEY CITY, NJ$268,442,170.00Regulatory AUM · August 2026
- ASTRAVIA FAMILY WEALTH OFFICE LLCCRD 342263 · EL SEGUNDO, CANot availableRegulatory AUM · August 2026
- ASTRIS ADVISORY JAPAN K.K.CRD 307365Not availableRegulatory AUM · August 2026
- ASYMMETRIC CAPITAL MANAGEMENT, LLC.CRD 285739 · WAYZATA, MN$231,178,827.00Regulatory AUM · August 2026
- ATAIROS MANAGEMENT, L.P.CRD 281947 · BRYN MAWR, PA$6,786,236,000.00Regulatory AUM · August 2026
- ATALA FINANCIAL INCCRD 318371 · CALABASAS, CA$370,745,717.00Regulatory AUM · August 2026
- ATALAN CAPITAL PARTNERS, LPCRD 226714 · NEW YORK, NY$3,290,074,714.00Regulatory AUM · August 2026
- ATALANTA SOSNOFF CAPITAL, LLCCRD 104880 · NEW YORK, NY$4,978,616,000.00Regulatory AUM · August 2026
- ATALANTA SOSNOFF MANAGEMENT, LLCCRD 11085 · NEW YORK, NY$3,913,898,000.00Regulatory AUM · August 2026
- ATB CAPITAL MARKETS USA INC.CRD 155053Not availableRegulatory AUM · August 2026
- ATCAP PARTNERS, LLCCRD 158214 · ROCKVILLE, MD$195,509,222.00Regulatory AUM · August 2026
- ATEGENOS CAPITAL, LLCCRD 326708 · BERWYN, PA$1,069,384,895.00Regulatory AUM · August 2026
- ATEGRA CAPITAL MANAGEMENT, LLCCRD 164245 · VIENNA, VA$190,194,000.00Regulatory AUM · August 2026
- ATERIAN INVESTMENT MANAGEMENT, LPCRD 169302 · NEW YORK, NY$1,667,827,681.00Regulatory AUM · August 2026
- ATFS ADVISERS LLCCRD 324191$153,858,461.00Regulatory AUM · August 2026
- ATHENA INVESTMENT MANAGEMENTCRD 106542$342,122,662.00Regulatory AUM · August 2026
- ATHENA WEALTH MANAGEMENT, LLCCRD 319373 · RENO, NV$173,979,964.00Regulatory AUM · August 2026
- ATHOS PRIVATE WEALTH LLCCRD 309862 · HOLLADAY, UT$268,494,780.00Regulatory AUM · August 2026
- ATHYRIUM CAPITAL MANAGEMENT LPCRD 161528 · NEW YORK, NY$2,510,753,000.00Regulatory AUM · August 2026
- ATIKA CAPITAL MANAGEMENT, LLCCRD 167227 · NEW YORK, NY$887,333,520.00Regulatory AUM · August 2026
- ATIVO CAPITAL MANAGEMENT, LLCCRD 125303 · CHICAGO, IL$862,728,498.00Regulatory AUM · August 2026
- ATL ADVISOR LPCRD 173866 · NEW YORK, NY$1,573,446,000.00Regulatory AUM · August 2026
- ATLA CAPITAL MANAGEMENT LLCCRD 312501 · NEW YORK, NY$91,064,638.00Regulatory AUM · August 2026
- ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C.CRD 116719 · ATLANTA, GA$28,644,498,655.00Regulatory AUM · August 2026
- ATLANTA CONSULTING GROUP ADVISORS, LLCCRD 288169 · ATLANTA, GA$14,698,439,022.00Regulatory AUM · August 2026
- ATLANTIC CAPITAL STRATEGIES, INC.CRD 146725$2,567,743,000.00Regulatory AUM · August 2026
- ATLANTIC CREEK INVESTMENT MANAGEMENT, LLCCRD 163428 · NEW YORK, NY$612,423,000.00Regulatory AUM · August 2026
- $604,262,134.00Regulatory AUM · August 2026
- ATLANTIC FAMILY WEALTH, LLCCRD 171062 · CORAL GABLES, FL$210,123,792.00Regulatory AUM · August 2026
- ATLANTIC INVESTMENT MANAGEMENT, INCCRD 137698 · NEW YORK, NY$383,985,760.00Regulatory AUM · August 2026
- ATLANTIC PRIVATE WEALTH, LLCCRD 311517 · CHAPEL HILL, NC$893,973,591.00Regulatory AUM · August 2026
- ATLANTIC STREET CAPITAL MANAGEMENT, LLCCRD 161107 · GREENWICH, CT$1,611,322,523.00Regulatory AUM · August 2026
- ATLANTIC UNION MUNICIPAL ADVISORS, INCCRD 329425 · GLEN ALLEN, VA$134,277,990.00Regulatory AUM · August 2026
- ATLANTIC WEALTH PARTNERS, LLCCRD 289440 · JUPITER, FL$198,142,369.00Regulatory AUM · July 2026
- ATLANTIS WEALTH ADVISORS LLCCRD 169956 · MAUMEE, OH$150,194,659.00Regulatory AUM · August 2026
- ATLAS ASSET MANAGEMENT LLCCRD 173561 · GUAYNABO, PR$700,609,861.00Regulatory AUM · August 2026
- ATLAS BROWN, INC.CRD 133408 · LOUISVILLE, KY$605,223,761.00Regulatory AUM · August 2026
- ATLAS CAPITAL ADVISORS INC.CRD 127036 · SAN FRANCISCO, CA$1,148,644,385.00Regulatory AUM · August 2026
- ATLAS CAPITAL MANAGEMENT CORPCRD 106107 · FT WAYNE, IN$869,789,917.00Regulatory AUM · August 2026
- ATLAS CAPITAL TEAM INC.CRD 326724$17,150,634.00Regulatory AUM · August 2026
- ATLAS FIDUCIARY SERVICES, INC.CRD 321271 · CONCORD, NH$269,279,564.00Regulatory AUM · August 2026
- ATLAS FINANCIAL PLANNING, LLCCRD 324861 · ALPHARETTA, GA$184,100,000.00Regulatory AUM · August 2026
- ATLAS FRM LLCCRD 160610 · GREENWICH, CT$18,115,023,438.00Regulatory AUM · August 2026
- ATLAS INFRASTRUCTURE PARTNERS (UK) LTDCRD 288560$1,882,988,257.00Regulatory AUM · August 2026
- ATLAS LEGACY ADVISORS LLCCRD 329888 · LOS ANGELES, CA$715,008,713.00Regulatory AUM · August 2026
- ATLAS MERCHANT CAPITAL LLCCRD 172124 · NEW YORK, NY$593,033,821.00Regulatory AUM · August 2026
- ATLAS PRIVATE WEALTH ADVISORS, LLCCRD 283744 · RED BANK, NJ$859,775,602.00Regulatory AUM · August 2026
- ATLAS SQUARE PARTNERS (HK) LIMITEDCRD 328980$2.00Regulatory AUM · August 2026
- ATLAS WEALTH LLCCRD 321832 · CINCINNATI, OH$872,588,664.00Regulatory AUM · August 2026
- ATLAS WEALTH PARTNERS LLCCRD 175219 · WYOMISSING, PA$233,756,342.00Regulatory AUM · August 2026
- ATLASMARK FINANCIAL, INC.CRD 152635 · AUSTIN, TX$228,571,101.00Regulatory AUM · August 2026
- ATLATL ADVISERS LLCCRD 284036 · MADISON, WI$392,672,491.00Regulatory AUM · August 2026
- ATMOS ADVISORY, LLCCRD 160087 · PITTSBURGH, PA$180,874,745.00Regulatory AUM · August 2026
- ATOM INVESTORS LPCRD 296819 · AUSTIN, TX$6,826,854,559.00Regulatory AUM · August 2026
- ATOMIC INVEST LLCCRD 313255 · NEW YORK, NY$319,519,697.00Regulatory AUM · August 2026
- ATOMIC VAULTS ADVISORS LLCCRD 330278 · SAN FRANCISCO, CANot availableRegulatory AUM · August 2026
- ATON ADVISORS, LLCCRD 154036$116,366,607.00Regulatory AUM · August 2026
- ATON FINANCIAL LLCCRD 173070 · SAN JUAN, PR$600,886,180.00Regulatory AUM · August 2026
- ATREIDES MANAGEMENT, LPCRD 301152 · BOSTON, MA$8,943,718,846.00Regulatory AUM · August 2026
- ATRIA INVESTMENTS, INC.CRD 143593 · CHARLOTTE, NC$11,048,554,773.00Regulatory AUM · August 2026
- ATTENTIVE INVESTMENTS, LLCCRD 315478 · STOCKTON, CA$197,494,206.00Regulatory AUM · August 2026
- ATTESSA CAPITAL LLCCRD 306827 · TUCSON, AZ$343,547,948.00Regulatory AUM · August 2026
- ATTICUS WEALTH MANAGEMENT, LLCCRD 296949 · PALM BEACH GARDENS, FL$565,329,716.00Regulatory AUM · August 2026
- ATTINGER, LLCCRD 311772 · PHILADELPHIA, PA$394,500,723.00Regulatory AUM · August 2026
- ATTLEBORO WEALTH MANAGEMENT LLCCRD 318056 · YARDLEY, PA$129,279,398.00Regulatory AUM · August 2026
- ATTUCKS ASSET MANAGEMENT, LLCCRD 118891 · CHICAGO, IL$3,859,952,013.00Regulatory AUM · August 2026
- ATTUNE WEALTH MANAGEMENT LLCCRD 342568Not availableRegulatory AUM · August 2026
- ATW PARTNERS LLCCRD 283146 · NEW YORK, NY$1,150,412,098.00Regulatory AUM · August 2026
- ATW SPAC MANAGEMENT LLCCRD 283737 · NEW YORK, NY$85,430,254.00Regulatory AUM · August 2026
- ATWATER CAPITAL, LLCCRD 299075 · LOS ANGELES, CA$491,461,508.00Regulatory AUM · August 2026
- ATWATER MALICK, LLCCRD 147972 · LANCASTER, PA$687,373,252.00Regulatory AUM · August 2026
- ATWATER WEALTH MANAGEMENT, INC.CRD 172749 · BOSTON, MA$248,226,322.00Regulatory AUM · August 2026
- ATWOOD & PALMER, INC.CRD 104995 · KANSAS CITY, MO$2,037,056,697.00Regulatory AUM · August 2026
- ATWOOD FINANCIAL PLANNING LLCCRD 288941$15,750,000.00Regulatory AUM · August 2026
- ATX FINANCIAL PLANNING, LLCCRD 311589 · AUSTIN, TX$174,315,751.00Regulatory AUM · August 2026
- ATYANT CAPITAL MANAGEMENT LIMITEDCRD 165518$470,168,766.00Regulatory AUM · August 2026
- AUA PRIVATE EQUITY PARTNERS, LLCCRD 170597 · WEST PALM BEACH, FL$841,780,083.00Regulatory AUM · August 2026
- AUBREY CAPITAL MANAGEMENT LIMITEDCRD 285802$1,151,975,088.00Regulatory AUM · August 2026