All investment adviser firms · Page 16
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- AUCTUS ADVISORS LLCCRD 289489 · CHARLOTTE, NC$612,923,272.00Regulatory AUM · August 2026
- AUDAX MANAGEMENT COMPANY (NY), LLCCRD 159458 · NEW YORK, NY$25,694,791,227.00Regulatory AUM · August 2026
- AUDAX MANAGEMENT COMPANY, LLCCRD 160483 · BOSTON, MA$20,123,854,195.00Regulatory AUM · August 2026
- AUDAX PDB MANAGEMENT COMPANY, LLCCRD 333812 · NEW YORK, NY$1,174,175,760.00Regulatory AUM · August 2026
- AUDENT GLOBAL ASSET MANAGEMENT, LLCCRD 308166 · WEST HOLLYWOOD, CA$452,276,902.00Regulatory AUM · August 2026
- AUERBACH INVESTMENT SERVICES, LLCCRD 290041 · NARBERTH, PA$150,199,334.00Regulatory AUM · August 2026
- AUFMAN ASSOCIATES INCCRD 104622 · SEWICKLEY, PA$971,506,728.00Regulatory AUM · August 2026
- AUGMENT ADVISORS, LLCCRD 335130 · AUSTIN, TX$342,636,254.00Regulatory AUM · August 2026
- AUGMENT INFRASTRUCTURE MANAGERS ADVISORY LLCCRD 315485 · CHEVY CHASE, MD$337,118,458.00Regulatory AUM · August 2026
- AUGUST WEALTH ADVISORS LLCCRD 339322 · WESTPORT, CT$436,607,068.00Regulatory AUM · August 2026
- AUGUSTINE ASSET MANAGEMENT INCCRD 105801 · JACKSONVILLE, FL$783,291,351.00Regulatory AUM · August 2026
- AULDBRASS PARTNERS, LPCRD 161360 · NEW YORK, NY$412,916,586.00Regulatory AUM · August 2026
- AULL & MONROE INVESTMENT MANAGEMENT CORPCRD 104830 · MOBILE, AL$323,170,676.00Regulatory AUM · August 2026
- AUOUR INVESTMENTS LLCCRD 173392 · WOBURN, MA$378,007,116.00Regulatory AUM · August 2026
- AURANSER INC.CRD 340833 · FORT MILL, SCNot availableRegulatory AUM · August 2026
- AURDAN CAPITAL MANAGEMENT, LLCCRD 330304 · WAYNE, PA$526,247,837.00Regulatory AUM · August 2026
- AUREANA CAPITAL MANAGEMENT, LLCCRD 154124$308,129.00Regulatory AUM · August 2026
- AURELIUS CAPITAL MANAGEMENT, LPCRD 157325 · NEW YORK, NY$411,862,221.00Regulatory AUM · August 2026
- AURELIUS FAMILY OFFICE, LLCCRD 323016 · BEDFORD, NH$315,255,207.00Regulatory AUM · August 2026
- AUREON PARTNERS LLCCRD 338348 · NEW YORK, NY$481,028,320.00Regulatory AUM · August 2026
- AUREUM WEALTH MANAGEMENT, LLCCRD 272027 · NORTH PALM BEACH, FL$150,560,827.00Regulatory AUM · August 2026
- AUREUS ASSET MANAGEMENT, LLCCRD 136674 · BOSTON, MA$8,396,789,302.00Regulatory AUM · August 2026
- AURORA CAPITAL PARTNERS MANAGEMENT VI L.P.CRD 304605 · LOS ANGELES, CA$6,195,787,583.00Regulatory AUM · August 2026
- AURORA INVESTMENT COUNSELCRD 107460 · ATLANTA, GA$252,723,544.00Regulatory AUM · August 2026
- AURORA INVESTMENT MANAGERS, LLCCRD 146325 · NAPLES, FL$358,694,902.00Regulatory AUM · August 2026
- AURORA PRIVATE WEALTH, INC.CRD 281604 · TOTOWA, NJ$374,030,968.00Regulatory AUM · August 2026
- AUSBIL INVESTMENT MANAGEMENT LIMITEDCRD 289468$14,352,289,769.00Regulatory AUM · August 2026
- AUSDAL FINANCIAL PARTNERS, INC.CRD 7995 · DAVENPORT, IA$3,733,313,940.00Regulatory AUM · August 2026
- AUSPICIOUS FINANCIAL PLANNING, LLCCRD 297962 · SAN RAMON, CA$277,960,000.00Regulatory AUM · August 2026
- AUSTERRA WEALTH MANAGEMENT LLCCRD 161964 · DALLAS, TX$230,269,794.00Regulatory AUM · August 2026
- AUSTIN ASSET MANAGEMENT COCRD 105441 · AUSTIN, TX$1,871,758,998.00Regulatory AUM · August 2026
- AUSTIN MONEY MANAGEMENT CORPORATIONCRD 302038 · AUSTIN, TX$296,058,749.00Regulatory AUM · August 2026
- AUSTIN WEALTH MANAGEMENT, LLCCRD 172793 · AUSTIN, TX$1,082,954,570.00Regulatory AUM · August 2026
- AUSTRALIS PARTNERS (ADVISERS) LLCCRD 175505 · NEW YORK, NY$651,835,099.00Regulatory AUM · August 2026
- AUTHENTIC COUNSEL, LLCCRD 173306 · GREENWOOD VILLAGE, CO$172,621,305.00Regulatory AUM · August 2026
- AUTHENTIC VENTURES INVESTMENT MANAGER, LLCCRD 304938 · OAKLAND, CA$201,179,040.00Regulatory AUM · August 2026
- AUTHENTIKOS WEALTH ADVISORY LLCCRD 286646 · NEW BRAUNFELS, TX$184,093,085.00Regulatory AUM · August 2026
- AUTILUS PARTNERS LLCCRD 322882 · SANTA MONICA, CA$413,754,518.00Regulatory AUM · August 2026
- AUTONOMOUS WEALTH MANAGEMENT LLCCRD 337909 · BROOKLYN, NY$45,580.00Regulatory AUM · August 2026
- AUTOPILOT ADVISERS, LLCCRD 331749 · NEW YORK, NY$892,375,643.00Regulatory AUM · August 2026
- AUTUMN GLORY PARTNERS, LLCCRD 288250 · DALLAS, TX$747,577,803.00Regulatory AUM · August 2026
- AUTUMN LANE ADVISORS, LLCCRD 173624 · HOUSTON, TX$1,198,858,655.00Regulatory AUM · August 2026
- AUXANO ADVISORS, LLCCRD 145179 · BELLEVUE, WA$1,777,095,540.00Regulatory AUM · August 2026
- AUXIER ASSET MANAGEMENT LLCCRD 107980 · AURORA, OR$946,070,277.00Regulatory AUM · August 2026
- AUXO INVESTMENT PARTNERS, LLCCRD 290177 · GRAND RAPIDS, MI$412,041,275.00Regulatory AUM · August 2026
- AVAII WEALTH MANAGEMENT, LLCCRD 298165 · APPLETON, WI$602,750,772.00Regulatory AUM · August 2026
- AVAIL INVESTMENT PARTNERS, LLCCRD 315678 · LEMONT, PA$184,457,139.00Regulatory AUM · August 2026
- AVALA GLOBAL LPCRD 323053 · NEW YORK, NY$3,820,660,614.00Regulatory AUM · August 2026
- AVALAN, LLCCRD 156109 · SANTA BARBARA, CA$621,827,000.00Regulatory AUM · August 2026
- AVALON ADVISORY GROUP LLCCRD 297090 · WEXFORD, PA$290,263,807.00Regulatory AUM · August 2026
- AVALON CAPITAL MANAGEMENTCRD 107501 · MENLO PARK, CA$582,198,850.00Regulatory AUM · August 2026
- AVALON GLOBAL ASSET MANAGEMENT LLCCRD 107785 · SAN FRANCISCO, CA$553,759,758.00Regulatory AUM · August 2026
- AVALOR INVESTMENT AGCRD 283227$2,244,937,195.00Regulatory AUM · August 2026
- AVANATH CAPITAL MANAGEMENT, LLCCRD 172704 · IRVINE, CA$3,749,413,912.00Regulatory AUM · August 2026
- AVANCE INVESTMENT MANAGEMENT, LLCCRD 310749 · NEW YORK, NY$2,618,772,663.00Regulatory AUM · August 2026
- AVANT CAPITAL, LLCCRD 167961 · LAFAYETTE, LA$176,206,195.00Regulatory AUM · August 2026
- AVANT FINANCIAL ADVISORS LLCCRD 297894 · AUSTIN, TX$196,402,029.00Regulatory AUM · August 2026
- AVANT MANAGEMENT LLCCRD 330991 · DENVER, CO$449,012,484.00Regulatory AUM · August 2026
- AVANTAX PLANNING PARTNERS, INC.CRD 106237 · DUBUQUE, IA$7,569,387,166.00Regulatory AUM · August 2026
- AVANTIA INVESTMENT SERVICES, LLCCRD 307869 · SEATTLE, WA$119,147,222.00Regulatory AUM · August 2026
- AVANTRA FAMILY WEALTH, INC.CRD 288209 · MECHANICSBURG, PA$221,555,091.00Regulatory AUM · August 2026
- AVANTYR CAPITAL PARTNERS, LPCRD 337895 · NEW YORK, NY$3,270,033,954.00Regulatory AUM · August 2026
- AVATAR CAPITAL MANAGEMENT LLCCRD 330793 · SEATTLE, WA$279,640,377.00Regulatory AUM · August 2026
- AVATHON CAPITAL MANAGEMENT LPCRD 332243 · CHICAGO, IL$598,561,502.00Regulatory AUM · August 2026
- AVEGO MANAGEMENT, LLCCRD 310520 · ALPHARETTA, GA$917,526,516.00Regulatory AUM · August 2026
- $1,995,407,313.00Regulatory AUM · August 2026
- AVENIR CORPORATIONCRD 110545 · ALEXANDRIA, VA$849,280,840.00Regulatory AUM · August 2026
- AVENIR MANAGEMENT COMPANY, LLCCRD 288045 · NEW YORK, NY$2,794,813,482.00Regulatory AUM · August 2026
- AVENTAIL CAPITAL GROUP, LPCRD 306333 · NEW YORK, NY$2,551,738,205.00Regulatory AUM · August 2026
- AVENTINE FINANCIAL GROUP LLCCRD 292390 · DOYLESTOWN, PA$153,133,400.00Regulatory AUM · August 2026
- AVENTURA CAPITAL MANAGEMENT, LLCCRD 142478 · BOCA RATON, FL$48,407,771.00Regulatory AUM · August 2026
- AVENTURA PRIVATE WEALTH, LLCCRD 332630 · AVENTURA, FL$374,802,190.00Regulatory AUM · August 2026
- AVENTUS INVESTMENT ADVISORS, INC.CRD 153390 · NAPLES, FL$136,489,439.00Regulatory AUM · August 2026
- AVENUE ASIA CAPITAL MANAGEMENT, L.P.CRD 113246 · NEW YORK CITY, NY$1,894,027,386.00Regulatory AUM · August 2026
- AVENUE CAPITAL MANAGEMENT II, L.P.CRD 111845 · NEW YORK, NY$4,973,514,377.00Regulatory AUM · August 2026
- AVENUE EUROPE INTERNATIONAL MANAGEMENT, L.P.CRD 131937 · NEW YORK, NY$3,912,426,861.00Regulatory AUM · August 2026
- AVESI PARTNERS LLCCRD 314570 · STAMFORD, CT$3,154,091,801.00Regulatory AUM · August 2026
- AVESTAR CAPITAL, LLCCRD 287525 · NEW YORK, NY$2,066,742,787.00Regulatory AUM · August 2026
- AVIANCE CAPITAL PARTNERS LLCCRD 146597 · NAPLES, FL$1,125,638,667.00Regulatory AUM · August 2026
- AVIATOR FINANCIAL CONSULTING LLCCRD 307799 · MONTGOMERY, TX$144,147,405.00Regulatory AUM · August 2026
- AVIATOR'S WEALTH MANAGEMENTCRD 330735Not availableRegulatory AUM · August 2026
- AVICENE INVESTMENT MANAGEMENT LPCRD 339617 · NEW YORK, NY$256,486,554.00Regulatory AUM · August 2026
- AVID WEALTH PARTNERS, LLCCRD 323124 · SAN ANTONIO, TX$298,534,409.00Regulatory AUM · August 2026
- AVIDIAN WEALTH ENTERPRISES, LLCCRD 127186 · HOUSTON, TX$4,764,235,121.00Regulatory AUM · August 2026
- AVIDITY PARTNERS MANAGEMENT LPCRD 304628 · DALLAS, TX$1,059,191,006.00Regulatory AUM · August 2026
- AVILA RE CAPITAL, LLCCRD 325431 · CORTE MADERA, CA$341,232,889.00Regulatory AUM · August 2026
- AVION WEALTH, LLCCRD 134242 · THE WOODLANDS, TX$984,550,948.00Regulatory AUM · August 2026
- AVIOR WEALTH MANAGEMENT, LLCCRD 148674 · OMAHA, NE$6,464,235,428.00Regulatory AUM · August 2026
- AVISE FINANCIAL COOPERATIVE, INC.CRD 328790 · LOS ANGELES, CA$169,438,931.00Regulatory AUM · August 2026
- AVISEN ADVISORS, LLCCRD 113791 · SACRAMENTO, CA$388,961,011.00Regulatory AUM · August 2026
- AVISO WEALTH MANAGEMENTCRD 108146 · BELLEVUE, WA$621,295,558.00Regulatory AUM · August 2026
- AVISTA CAPITAL HOLDINGS, L.P.CRD 160750 · NEW YORK, NY$6,658,417,345.00Regulatory AUM · August 2026
- AVITY INVESTMENT MANAGEMENT INC.CRD 104623 · GREENWICH, CT$2,027,216,229.00Regulatory AUM · August 2026
- AVIVA INVESTORS CANADA INC.CRD 333457$9,154,129,413.00Regulatory AUM · August 2026
- AVIVAR CAPITAL, LLCCRD 215516$362,080,456.00Regulatory AUM · August 2026
- AVOCET CAPITAL MANAGEMENT LLCCRD 156261 · NORTHBROOK, IL$157,774,773.00Regulatory AUM · August 2026
- AVONDALE WEALTH MANAGEMENT LLCCRD 152590 · WEST LAKE HILLS, TX$326,716,990.00Regulatory AUM · August 2026
- AVORO CAPITAL ADVISORS LLCCRD 154091 · NEW YORK, NY$13,550,212,784.00Regulatory AUM · August 2026
- AVORY & COMPANY, LLC.CRD 284812 · MIAMI, FL$353,171,275.00Regulatory AUM · August 2026
- AVOS CAPITAL MANAGEMENT, LLCCRD 313979 · DARIEN, CT$297,797,612.00Regulatory AUM · August 2026