All investment adviser firms · Page 14
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- ARTIENCE CAPITAL MANAGEMENT, LLCCRD 150762$146,661,730.00Regulatory AUM · August 2026
- ARTIFEX FINANCIAL GROUP, LLCCRD 140643 · OAKWOOD, OH$328,703,165.00Regulatory AUM · August 2026
- ARTISAN PARTNERS LIMITED PARTNERSHIPCRD 150114 · MILWAUKEE, WI$183,619,365,456.00Regulatory AUM · August 2026
- ARTISAN PARTNERS UK LLPCRD 152711Not availableRegulatory AUM · August 2026
- ARTIST CAPITAL MANAGEMENT LLCCRD 296835 · NEW YORK, NY$417,629,206.00Regulatory AUM · August 2026
- ARVEST INVESTMENTS, INC.CRD 42057 · LOWELL, AR$3,439,741,668.00Regulatory AUM · August 2026
- ARVIN CAPITAL MANAGEMENT LPCRD 315672 · AUSTIN, TX$953,387,995.00Regulatory AUM · August 2026
- ARWA LLCCRD 337220 · FORT WORTH, TX$335,003,000.00Regulatory AUM · August 2026
- ARX MANAGEMENT, LLCCRD 305659 · EL SEGUNDO, CA$586,489,019.00Regulatory AUM · August 2026
- ARX PRIVATE WEALTHCRD 338631 · LANCASTER, PA$113,605,108.00Regulatory AUM · August 2026
- AS AVARON ASSET MANAGEMENTCRD 282350$401,854,297.00Regulatory AUM · August 2026
- AS TRIGON ASSET MANAGEMENTCRD 286092$75,903,860.00Regulatory AUM · August 2026
- ASA ASSET MANAGEMENT LLCCRD 335177 · NEW YORK, NY$47,615,453.00Regulatory AUM · August 2026
- ASA MANAGED ACCOUNT MANAGERS LLCCRD 162855 · MINNEAPOLIS, MN$1,115,661,000.00Regulatory AUM · August 2026
- ASAL INVEST LLCCRD 340305 · ARLINGTON, VA$270.00Regulatory AUM · August 2026
- ASANA PARTNERS, LPCRD 284477 · CHARLOTTE, NC$8,352,269,105.00Regulatory AUM · August 2026
- ASB CAPITAL MANAGEMENT LLCCRD 110995 · BETHESDA, MD$36,676,563,819.00Regulatory AUM · August 2026
- ASCEND CAPITAL PARTNERS MANAGER, L.P.CRD 310515 · NEW YORK, NY$2,176,274,072.00Regulatory AUM · August 2026
- ASCEND INTERPLAY, LLCCRD 317344 · NEW YORK, NY$390,219,029.00Regulatory AUM · August 2026
- ASCENDANT CAPITAL PARTNERS LPCRD 306257 · LOS ANGELES, CA$1,947,996,283.00Regulatory AUM · August 2026
- ASCENDOR WEALTH, LLCCRD 148969 · WILMINGTON, NC$145,590,518.00Regulatory AUM · August 2026
- ASCENSION CAPITAL ADVISORS, INC.CRD 109518 · HOUSTON, TX$938,510,312.00Regulatory AUM · August 2026
- ASCENSION INVESTMENT MANAGEMENT, LLCCRD 159767 · ST. LOUIS, MO$40,827,513,462.00Regulatory AUM · August 2026
- ASCENSION WEALTH PARTNERS, LLCCRD 146451 · PLEASANT HILL, CA$136,895,746.00Regulatory AUM · August 2026
- ASCENSUS INVESTMENT ADVISORS, LLCCRD 120632 · NEWTON, MA$12,973,029,698.00Regulatory AUM · August 2026
- ASCENT ADVISORS LLCCRD 335353 · MANKATO, MN$101,000,000.00Regulatory AUM · August 2026
- ASCENT CAPITAL PARTNERS, LLCCRD 291218 · SCOTTSDALE, AZ$172,002,374.00Regulatory AUM · August 2026
- ASCENT FINANCIAL GROUP LLCCRD 325706 · RICHMOND, VA$100,790,206.00Regulatory AUM · August 2026
- ASCENT WEALTH PARTNERS, LLCCRD 158898 · NEW HARTFORD, NY$1,518,044,632.00Regulatory AUM · August 2026
- ASCENTIS ASSET MANAGEMENT, LLCCRD 318126 · DALLAS, TXNot availableRegulatory AUM · August 2026
- ASCENTIS INDEPENDENT ADVISORS, LLCCRD 322879 · DALLAS, TX$2,094,861,769.00Regulatory AUM · August 2026
- ASCENTIS WEALTH MANAGEMENT, LLCCRD 330923 · DALLAS, TX$595,719,066.00Regulatory AUM · August 2026
- ASCENTRIS, LLCCRD 154814 · DENVER, CO$121,799,752.00Regulatory AUM · August 2026
- ASCO FINANCIAL GROUP, INC.CRD 124395 · KINGSTON, PA$173,160,402.00Regulatory AUM · August 2026
- ASEMPA, LLCCRD 328609 · BATON ROUGE, LA$246,043,951.00Regulatory AUM · August 2026
- ASESORDEINVERSIONES.COM LTDCRD 331588$1,257,576.00Regulatory AUM · August 2026
- ASH INVESTMENT PARTNERS, LLCCRD 322109 · ATLANTA, GA$185,726,227.00Regulatory AUM · August 2026
- ASHBAY CAPITAL, LLCCRD 168788 · NEW YORK,, NY$137,737,270.00Regulatory AUM · August 2026
- ASHDON INVESTMENT MANAGEMENT, LLCCRD 130180 · TULLAHOMA, TN$425,055,578.00Regulatory AUM · August 2026
- ASHE CAPITAL MANAGEMENT, LPCRD 169616 · ENGLEWOOD CLIFFS, NJ$1,038,689,554.00Regulatory AUM · August 2026
- ASHFORD ADVISORS, LLCCRD 114238 · PITTSFORD, NY$942,675,757.00Regulatory AUM · August 2026
- ASHFORD CAPITAL MANAGEMENT INCCRD 110696 · WILMINGTON, DE$965,833,061.00Regulatory AUM · August 2026
- ASHMORE INVESTMENT ADVISORS LIMITEDCRD 170303$1,940,633,902.00Regulatory AUM · August 2026
- ASHMORE INVESTMENT MANAGEMENT LTDCRD 112551$40,899,766,868.00Regulatory AUM · August 2026
- ASHOKA WHITEOAK CAPITAL PTE. LTD.CRD 299712$5,378,766,540.00Regulatory AUM · August 2026
- ASHTON THOMAS PRIVATE WEALTH, LLCCRD 153902 · SCOTTSDALE, AZ$6,009,474,500.00Regulatory AUM · August 2026
- ASHTON THOMAS SECURITIES, LLCCRD 16629 · ROCHESTER, NY$1,859,651,619.00Regulatory AUM · August 2026
- ASHWOOD ADVISORS, LLCCRD 128811 · MEDFIELD, MA$126,948,136.00Regulatory AUM · August 2026
- ASHWORTH WEALTH, LLCCRD 116950 · SOUTH JORDAN, UT$377,751,050.00Regulatory AUM · August 2026
- ASIA ALTERNATIVES MANAGEMENT LLCCRD 141481 · SAN FRANCISCO, CA$13,241,738,367.00Regulatory AUM · August 2026
- $303,526,284.00Regulatory AUM · August 2026
- ASILIA CREDIT INVESTMENTS, LLCCRD 334981 · SALT LAKE CITY, UT$365,928,073.00Regulatory AUM · August 2026
- ASIO CAPITAL LLCCRD 298326 · LEXINGTON, KY$805,087,065.00Regulatory AUM · August 2026
- ASK DOLLY, LLCCRD 337843 · DENVER, CONot availableRegulatory AUM · August 2026
- ASL FINANCIAL, LLCCRD 115479 · LOS GATOS, CA$186,708,263.00Regulatory AUM · August 2026
- ASPECT CAPITAL LIMITEDCRD 127600$2,555,627,814.00Regulatory AUM · August 2026
- ASPECT PARTNERS, LLCCRD 307273 · FAIRFAX, VA$418,184,288.00Regulatory AUM · August 2026
- ASPEN CAPITAL MANAGEMENTCRD 119050 · BOISE, ID$1,338,285,275.00Regulatory AUM · August 2026
- ASPEN GROVE CAPITAL, LLCCRD 158166 · AVON, CO$6,669,946,419.00Regulatory AUM · August 2026
- ASPEN INVESTMENT MANAGEMENT INC.CRD 112081 · GRAND RAPIDS, MI$452,463,427.00Regulatory AUM · August 2026
- ASPEN PRIVATE ADVISORS, LLCCRD 297639 · SIOUX FALLS, SD$199,936,645.00Regulatory AUM · August 2026
- ASPEN RENEWABLE INVESTMENTS, L.L.C.CRD 334812 · NEW YORK, NY$868,428,081.00Regulatory AUM · August 2026
- ASPEN WEALTH MANAGEMENT, LLCCRD 159594 · FORT WORTH, TX$657,825,724.00Regulatory AUM · August 2026
- ASPEN WEALTH STRATEGIES, LLCCRD 307424 · ARVADA, CO$312,179,003.00Regulatory AUM · August 2026
- ASPETUCK FINANCIAL MANAGEMENT LLCCRD 134500 · WESTPORT, CT$178,264,173.00Regulatory AUM · August 2026
- ASPIRE ADVISORS, LLCCRD 150652 · NORTH WHITE PLAINS, NY$109,185,877.00Regulatory AUM · August 2026
- ASPIRE CAPITAL ADVISORS LLCCRD 298366 · SEATTLE, WA$1,234,192,870.00Regulatory AUM · August 2026
- ASPIRE GROWTH PARTNERS LLCCRD 312063$1,187,187,496.00Regulatory AUM · August 2026
- ASPIRE PRIVATE CAPITAL, LLCCRD 154116 · CORNELIUS, NC$509,707,463.00Regulatory AUM · August 2026
- ASPIRE STRATEGIST PORTFOLIOS LLCCRD 327902 · NEW YORK, NY$97,275,988.00Regulatory AUM · August 2026
- ASPIRE WEALTH ADVISORY GROUP, LLCCRD 338618 · NEW YORK, NY$6,165,207.00Regulatory AUM · August 2026
- ASPIREAN WEALTH, LLCCRD 173138 · MILL VALLEY, CA$233,159,926.00Regulatory AUM · August 2026
- ASPIRIANT, LLCCRD 146720 · LOS ANGELES, CA$18,049,297,000.00Regulatory AUM · August 2026
- ASPIRING VENTURES, LLCCRD 282891 · CINCINNATI, OH$569,522,860.00Regulatory AUM · August 2026
- ASSABET ADVISORS, LLCCRD 127795 · HOLDEN, MA$171,382,707.00Regulatory AUM · August 2026
- ASSET ADVISORS INVESTMENT MANAGEMENT, LLCCRD 297305 · AUGUSTA, GA$1,399,036,377.00Regulatory AUM · August 2026
- ASSET ADVISORY GROUP, INC.CRD 106618 · KINNELON, NJ$479,523,818.00Regulatory AUM · August 2026
- ASSET ALLOCATION & MANAGEMENT COMPANY, LLCCRD 109875 · CHICAGO, IL$27,488,721,707.00Regulatory AUM · August 2026
- ASSET ALLOCATION STRATEGIES, LLCCRD 152339 · FARMINGTON, MI$1,019,375,000.00Regulatory AUM · August 2026
- ASSET CONSULTING GROUP, LLCCRD 107574 · CLAYTON, MO$1,096,094,630.00Regulatory AUM · August 2026
- ASSET DEDICATION, LLCCRD 151988 · SAN FRANCISCO, CA$2,932,920,407.00Regulatory AUM · August 2026
- ASSET GROWTH SOLUTIONS, LLCCRD 342319 · SCOTTSDALE, AZ$702,717,385.00Regulatory AUM · August 2026
- ASSET MANAGEMENT ADVISORS, LLCCRD 111309 · OKLAHOMA CITY, OK$221,273,854.00Regulatory AUM · August 2026
- ASSET MANAGEMENT CONSULTING SERVICES, INC.CRD 128793 · LIVINGSTON, NJ$144,195,053.00Regulatory AUM · August 2026
- ASSET MANAGEMENT GROUP INVESTMENT CORP.CRD 168369 · GREENWOOD VILLAGE, CO$151,216,832.00Regulatory AUM · August 2026
- ASSET MANAGEMENT GROUP, INC.CRD 110116 · STAMFORD, CT$898,343,327.00Regulatory AUM · August 2026
- ASSET MANAGEMENT ONE CO., LTD.CRD 110843$470,542,380,723.00Regulatory AUM · August 2026
- ASSET MANAGEMENT ONE USA INC.CRD 108982 · NEW YORK, NY$2,895,930,826.00Regulatory AUM · August 2026
- ASSET MANAGEMENT SERVICES, INC.CRD 110803$108,670,330.00Regulatory AUM · August 2026
- ASSET MANAGEMENT STRATEGIES, INC.CRD 135173 · INDIANAPOLIS, IN$220,241,744.00Regulatory AUM · August 2026
- ASSET ONE WEALTH MANAGEMENT, LLCCRD 336350 · BELLEVUE, WA$982,530,630.00Regulatory AUM · August 2026
- ASSET PLANNING CORPORATIONCRD 126242 · W. PALM BEACH, FL$104,378,457.00Regulatory AUM · August 2026
- ASSET PLANNING SERVICES INCCRD 104715 · COVINGTON, LA$365,570,218.00Regulatory AUM · August 2026
- ASSET PLANNING, INCCRD 111535 · LOS ALAMITOS, CA$553,464,866.00Regulatory AUM · August 2026
- ASSET PRESERVATION ADVISORS, LLCCRD 106741 · ATLANTA, GA$11,050,515,200.00Regulatory AUM · August 2026
- ASSET PRESERVATION GROUP INCCRD 108150 · GRAPEVINE, TX$321,172,762.00Regulatory AUM · August 2026
- ASSET RISK CONSULTANTS (UK) LIMITEDCRD 292916$1,367,009,016.00Regulatory AUM · August 2026
- ASSET STRATEGY ADVISORS, LLCCRD 139879 · WAYLAND, MA$649,260,559.00Regulatory AUM · August 2026
- ASSET STRATEGY CONSULTANTS LLCCRD 110800 · HUNT VALLEY, MD$5,157,339,356.00Regulatory AUM · August 2026
- ASSET STRATEGY RETIREMENT PLAN CONSULTANTS, LLCCRD 147982 · CAMP HILL, PA$116,389,146.00Regulatory AUM · August 2026