All investment adviser firms · Page 148
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- SUNDANCE BAY INVESTMENT MANAGER, LLCCRD 301868 · SALT LAKE CITY, UT$2,090,635,751.00Regulatory AUM · August 2026
- SUNDIAL WEALTH LLCCRD 321900 · DELRAY BEACH, FL$125,789,000.00Regulatory AUM · August 2026
- SUNDOWNER CAPITAL MANAGEMENT LLCCRD 146253$99,658,568.00Regulatory AUM · August 2026
- SUNDVOLD CAPITAL MANAGEMENT LLCCRD 108176 · COLUMBIA, MO$232,900,000.00Regulatory AUM · August 2026
- SUNESIS ADVISORS, LLCCRD 159114 · OVERLAND PARK, KS$1,484,583,109.00Regulatory AUM · August 2026
- SUNFLOWER WEALTH ADVISORS LLCCRD 269963 · SALINA, KS$812,772,012.00Regulatory AUM · July 2026
- SUNPOINTE, LLCCRD 282505 · ST. LOUIS, MO$790,729,786.00Regulatory AUM · August 2026
- SUNRISE FINANCIAL SERVICES LLCCRD 325955 · BURIEN, WA$151,248,727.00Regulatory AUM · August 2026
- SUNRISE MANAGER LLCCRD 330704 · WEST PALM BEACH, FL$311,782,933.00Regulatory AUM · August 2026
- SUNRIVER MANAGEMENT LLCCRD 281277 · GREENWICH, CT$1,199,486,909.00Regulatory AUM · August 2026
- SUNSTATE WEALTH MANAGEMENT LLCCRD 317453 · CORAL GABLES, FL$209,762,419.00Regulatory AUM · August 2026
- SUNSTONE ADVISORS, LLCCRD 324002 · IRVINE, CA$122,826,584.00Regulatory AUM · August 2026
- SUNSTONE ASSET MANAGEMENT, LPCRD 328895 · NEW YORK, NY$220,211,153.00Regulatory AUM · August 2026
- SUNSTONE PARTNERS MANAGEMENT, LLCCRD 305064 · SAN MATEO, CA$1,586,963,155.00Regulatory AUM · August 2026
- SUNTX CAPITAL MANAGEMENT CORP.CRD 161332 · DALLAS, TX$554,238,756.00Regulatory AUM · August 2026
- SUPERBLOOM PARTNERS MANAGEMENT LLCCRD 330218 · VENICE, CA$278,688,225.00Regulatory AUM · August 2026
- SUPERIOR FINANCIAL, LLCCRD 148326 · ROCHESTER, MN$112,181,935.00Regulatory AUM · August 2026
- SUPERIOR PLANNING, LLCCRD 130711 · SAN DIEGO, CA$349,553,158.00Regulatory AUM · August 2026
- SUPERSTATE ADVISERS LLCCRD 336188 · NEW YORK, NY$1,246,016,000.00Regulatory AUM · August 2026
- SUPERSTRING CAPITAL MANAGEMENT LPCRD 305743 · NEW YORK, NY$339,500,000.00Regulatory AUM · August 2026
- SUPREME ALLIANCE LLCCRD 45348$35,314,242.00Regulatory AUM · August 2026
- SURGOCAP PARTNERS LPCRD 323078 · NEW YORK, NY$7,354,761,131.00Regulatory AUM · August 2026
- SURIENCE PRIVATE WEALTH LLCCRD 313055 · YAKIMA, WA$124,013,591.00Regulatory AUM · August 2026
- SUSTAINABLE ADVISORS ALLIANCE LLCCRD 312061 · TULSA, OK$234,841,969.00Regulatory AUM · August 2026
- SUSTAINABLE GROWTH ADVISERS, LPCRD 127447 · STAMFORD, CT$16,661,106,462.00Regulatory AUM · August 2026
- SUSTAINABLE INSIGHT CAPITAL MANAGEMENT, LLCCRD 166616 · NEW YORK, NY$409,929,777.00Regulatory AUM · August 2026
- SUSTAINABLE INVESTMENT SOLUTIONS, LLCCRD 111456 · DEDHAM, MA$152,935,812.00Regulatory AUM · August 2026
- SUSTAINVEST ASSET MANAGEMENT, LLCCRD 166685 · LINWOOD, NJ$137,419,175.00Regulatory AUM · August 2026
- SUTTERFIELD FINANCIAL GROUP, INC.CRD 115652 · BARTLESVILLE, OK$274,397,181.00Regulatory AUM · August 2026
- SUTTLE CROSSLAND WEALTH ADVISORS, LLCCRD 318700 · SCOTTSDALE, AZ$101,068,809.00Regulatory AUM · August 2026
- SUTTON PLACE INVESTORS LLCCRD 298989 · ARMONK, NY$397,030,322.00Regulatory AUM · August 2026
- SV HEALTH INVESTORS, LLCCRD 160933 · BOSTON, MA$1,080,296,225.00Regulatory AUM · August 2026
- SVB ASSET MANAGEMENTCRD 124567 · SAN FRANCISCO, CA$32,316,444,668.00Regulatory AUM · August 2026
- SVB WEALTH LLCCRD 172832 · BOSTON, MA$3,095,230,922.00Regulatory AUM · August 2026
- SVERICA CAPITAL MANAGEMENT LPCRD 156956 · BOSTON, MA$2,464,797,000.00Regulatory AUM · August 2026
- SVN GLOBAL PRIVATE ADVISORS LLCCRD 329494$38,341,264.00Regulatory AUM · August 2026
- SVOF/MM, LLCCRD 132205 · SANTA MONICA, CA$16,352,050.00Regulatory AUM · August 2026
- SVRN ASSET MANAGEMENT, LLCCRD 222518 · AUSTIN, TX$231,461,942.00Regulatory AUM · August 2026
- SVVY, LLCCRD 325358 · PHOENIX, AZNot availableRegulatory AUM · August 2026
- SW INVESTMENT MANAGEMENT LLCCRD 289857$698,510,360.00Regulatory AUM · August 2026
- SWAN CAPITAL MANAGEMENT, LLCCRD 164280 · DURANGO, CO$1,300,855,577.00Regulatory AUM · August 2026
- SWAN CAPITAL, LLCCRD 305793$351,424,782.00Regulatory AUM · August 2026
- SWAN GLOBAL INVESTMENTS, LLCCRD 114669 · DURANGO, CO$2,388,188,410.00Regulatory AUM · August 2026
- SWAN GLOBAL MANAGEMENT LLCCRD 173621 · HUMACAO, PR$2,388,188,410.00Regulatory AUM · August 2026
- SWAN WEALTH ADVISORS, LLCCRD 292755 · DURANGO, CO$98,043,665.00Regulatory AUM · August 2026
- SWARTHMORE ASSET MANAGEMENT LTDCRD 108507 · NEW YORK, NY$48,586,739.00Regulatory AUM · August 2026
- SWBC INVESTMENT ADVISORY SERVICES LLCCRD 156155 · AUSTIN, TXNot availableRegulatory AUM · August 2026
- SWBC INVESTMENT COMPANYCRD 140994 · SAN ANTONIO, TX$255,957,289.00Regulatory AUM · August 2026
- SWEATER INDUSTRIES LLCCRD 317749 · BOULDER, CO$16,149,770.00Regulatory AUM · August 2026
- SWEENEY & MICHEL, LLCCRD 282595 · CHICO, CA$752,618,512.00Regulatory AUM · August 2026
- SWEETWATER INVESTMENT MANAGEMENT LLCCRD 297613 · ENCINITAS, CA$1,580,323,645.00Regulatory AUM · August 2026
- SWIFT CREEK REAL ESTATE PARTNERS LLCCRD 329614 · DALLAS, TX$1,743,214,664.00Regulatory AUM · August 2026
- SWISHER FINANCIAL CONCEPTS, INC.CRD 121384 · WESTERVILLE, OH$316,989,035.00Regulatory AUM · August 2026
- SWISS ALPINE WEALTH MANAGEMENT LLCCRD 269906$1,772,504.00Regulatory AUM · August 2026
- SWISS AMERICAN ADVISORS LTD.CRD 152531Not availableRegulatory AUM · August 2026
- $59,000,000.00Regulatory AUM · August 2026
- SWISS RE INSURANCE-LINKED STRATEGIES INC.CRD 318811 · NEW YORK, NY$4,907,696,083.00Regulatory AUM · August 2026
- SWISS USADVISORS LTD.CRD 158706$250,000,000.00Regulatory AUM · August 2026
- SWISSPARTNERS ADVISORS AGCRD 148721$891,794,772.00Regulatory AUM · August 2026
- SWITCHPOINT FINANCIAL PLANNING LLCCRD 282856 · LEHI, UT$367,109,076.00Regulatory AUM · August 2026
- SWMG, LLCCRD 166688 · FORT WORTH, TX$430,361,910.00Regulatory AUM · August 2026
- SWP FINANCIAL LLCCRD 327885 · ENCINITAS, CA$239,389,499.00Regulatory AUM · August 2026
- SWP INVESTMENT MANAGEMENT LLCCRD 331314 · INDEPENDENCE, OH$138,428,164.00Regulatory AUM · August 2026
- SWS CAPITAL MANAGEMENT, LLCCRD 119043 · NEW YORK, NY$413,094,749.00Regulatory AUM · August 2026
- SWS PARTNERS, LLCCRD 281838 · COLUMBUS, OH$442,567,982.00Regulatory AUM · August 2026
- SYCALE ADVISORS (NY) LLCCRD 168204 · NEW YORK, NY$473,119,269.00Regulatory AUM · August 2026
- SYCAMORE FINANCIAL GROUP, INC.CRD 14143 · KOKOMO, IN$787,411,448.00Regulatory AUM · August 2026
- SYCAMORE INVESTMENT CONSULTING SERVICES, LLCCRD 125081 · MADISON, WI$159,553,914.00Regulatory AUM · August 2026
- SYCAMORE PARTNERS MANAGEMENT, L.P.CRD 284346 · NEW YORK, NY$14,296,446,323.00Regulatory AUM · August 2026
- SYCAMORE TREE CAPITAL PARTNERS, L.P.CRD 311555 · DALLAS, TX$3,539,598,356.00Regulatory AUM · August 2026
- SYGNUS CAPITAL LIMTEDCRD 333428$67,000,000.00Regulatory AUM · August 2026
- SYGNUS CAPITAL PR LLCCRD 283447 · GUAYNABO, PR$236,183,301.00Regulatory AUM · August 2026
- SYGNUS CAPITAL SL LIMITEDCRD 333426$67,000,000.00Regulatory AUM · August 2026
- SYKON ASSET MANAGEMENT LLCCRD 336338 · HARRISON, NYNot availableRegulatory AUM · August 2026
- SYKON CAPITAL LLCCRD 326728 · HARRISON, NY$350,076,877.00Regulatory AUM · August 2026
- SYLEBRA CAPITAL LLCCRD 316856 · PALO ALTO, CA$2,900,778,000.00Regulatory AUM · August 2026
- SYLVEST ADVISORS, LLCCRD 165130 · DALLAS, TX$425,702,961.00Regulatory AUM · August 2026
- SYM FINANCIAL CORPORATIONCRD 107517 · WINONA LAKE, IN$5,813,231,190.00Regulatory AUM · August 2026
- SYMBIOSIS CAPITAL PARTNERS, LLCCRD 316599 · BENTONVILLE, AR$357,151,088.00Regulatory AUM · August 2026
- SYMBIOTIC CAPITAL MANAGEMENT CO. LLCCRD 325844 · LOS ANGELES, CA$1,134,521,879.00Regulatory AUM · August 2026
- SYMETRA INVESTMENT MANAGEMENT COMPANYCRD 312176 · FARMINGTON, CT$88,782,069,969.00Regulatory AUM · August 2026
- SYMFONIE CAPITAL, LTDCRD 164567Not availableRegulatory AUM · August 2026
- SYMMETRY CAPITAL ADVISORS LLCCRD 122563 · DALLAS, TX$492,672,576.00Regulatory AUM · August 2026
- SYMMETRY INVESTMENTS US LLCCRD 317755 · NEW YORK, NY$16,834,907,718.00Regulatory AUM · August 2026
- SYMMETRY PARTNERS, LLC.CRD 120982 · GLASTONBURY, CT$4,730,645,660.00Regulatory AUM · August 2026
- SYMMETRY WEALTH MANAGEMENT, LLCCRD 297002 · MOUNT PROSPECT, IL$120,915,635.00Regulatory AUM · August 2026
- $1,282,011,243.00Regulatory AUM · August 2026
- SYMPHONY FINANCIAL SERVICES, INC.CRD 125058 · AKRON, OH$428,700,951.00Regulatory AUM · August 2026
- SYMPHONY FINANCIAL, LTD. CO.CRD 171816 · HOUSTON, TX$1,354,847,217.00Regulatory AUM · August 2026
- SYMPHONY TECHNOLOGY GROUP, LLCCRD 160676 · MENLO PARK, CA$307,319,280.00Regulatory AUM · August 2026
- SYMPHONY WEALTH MANAGEMENT, LLC.CRD 283794$111,700,000.00Regulatory AUM · August 2026
- SYNCHRONOUS WEALTH ADVISORS LLCCRD 317161$286,055,158.00Regulatory AUM · August 2026
- SYNDICATED CAPITAL, INC.CRD 29037 · DIAMOND BAR, CA$141,993,039.00Regulatory AUM · August 2026
- SYNERGY ASSET MANAGEMENT, LLCCRD 117201 · VANCOUVER, WA$1,299,423,867.00Regulatory AUM · August 2026
- SYNERGY CAPITAL OF COLORADO LLCCRD 334117 · FORT COLLINS, CO$98,808,607.00Regulatory AUM · August 2026
- SYNERGY FINANCIAL GROUP, LTDCRD 309961$364,214,340.00Regulatory AUM · August 2026
- SYNERGY FINANCIAL PARTNERS, LLCCRD 305287 · DENVER, CO$308,697,230.00Regulatory AUM · August 2026
- SYNERGY FUND MANAGEMENT GROUP LIMITEDCRD 168167$490,332,000.00Regulatory AUM · August 2026
- SYNERGY INVESTMENT MANAGEMENT LLCCRD 305961 · ALTAMONTE SPRINGS, FL$681,452,500.00Regulatory AUM · August 2026
- SYNERGY WEALTH MANAGEMENT, LLCCRD 174633 · GRAND RAPIDS, MI$127,112,499.00Regulatory AUM · August 2026