All investment adviser firms · Page 147
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- STREETER MOORE & STIPE LLCCRD 118588 · TULSA, OK$219,130,877.00Regulatory AUM · August 2026
- STRENGTH CAPITAL PARTNERS, LLCCRD 134320 · BIRMINGHAM, MI$528,006,285.00Regulatory AUM · August 2026
- STRENGTHENING FAMILIES & COMMUNITIES, LLCCRD 282573 · BOSTON, MA$609,980,528.00Regulatory AUM · August 2026
- STRENTA INVESTMENT MANAGEMENT SERVICES, LLCCRD 169667 · MIAMI, FL$916,064,569.00Regulatory AUM · August 2026
- STRICKLAND DAVIS ADVISORS LLCCRD 126538 · MARIETTA, GA$121,276,259.00Regulatory AUM · August 2026
- STRICKLER INVESTMENT SERVICES, LLCCRD 332778 · BRIGHTON, MI$107,259,633.00Regulatory AUM · August 2026
- STRID GROUP, LLCCRD 170052 · NEWTOWN SQUARE, PA$1,077,317,886.00Regulatory AUM · August 2026
- STRIDE CONSUMER PARTNERS LLCCRD 311501 · BOSTON, MA$740,339,884.00Regulatory AUM · August 2026
- STRIDE INVESTMENTS, LLCCRD 167037 · CHICAGO, IL$200,926,083.00Regulatory AUM · August 2026
- STRIPES MANAGEMENT, LLCCRD 157553 · NEW YORK, NY$8,140,404,018.00Regulatory AUM · August 2026
- STRIVE ASSET MANAGEMENT, LLCCRD 322039 · DALLAS, TX$2,375,076,576.00Regulatory AUM · August 2026
- STRIVE FINANCIAL GROUP, LLCCRD 333298 · CARMEL, IN$246,692,286.00Regulatory AUM · August 2026
- STRIVUS WEALTH PARTNERS LLCCRD 173580 · JACKSONVILLE BEACH, FL$159,075,811.00Regulatory AUM · August 2026
- STROBE VENTURES LPCRD 334227 · BROOKLYN, NY$245,207,721.00Regulatory AUM · August 2026
- STRONG RETIREMENT SOLUTIONS LLCCRD 335968$166,100,780.00Regulatory AUM · August 2026
- STRONG TOWER ADVISORY SERVICES LLCCRD 315106 · MINNEAPOLIS, MN$759,217,127.00Regulatory AUM · August 2026
- STRONGBOX WEALTH, LLCCRD 304952 · LEE'S SUMMIT, MO$562,443,873.00Regulatory AUM · August 2026
- STRONGHOLD WEALTH MANAGEMENT L.L.C.CRD 161194 · TAMPA, FL$172,917,911.00Regulatory AUM · August 2026
- STRONGTOWER WEALTH MANAGEMENT, PLCCRD 292882 · HOT SPRINGS, AR$125,000,000.00Regulatory AUM · August 2026
- STRUCTURAL CAPITAL MANAGEMENT COMPANY II, LPCRD 284310 · MENLO PARK, CA$495,769,967.00Regulatory AUM · August 2026
- STRUCTURAL SOLUTIONS LLCCRD 319155 · CHAPEL HILL, NC$132,985,704.00Regulatory AUM · August 2026
- STRUCTURED WEALTH MANAGEMENT, INC.CRD 146611 · TOLEDO, OH$226,890,000.00Regulatory AUM · August 2026
- STUART INVESTMENT ADVISORS, INC.CRD 109995 · AUSTIN, TX$630,506,335.00Regulatory AUM · August 2026
- STUDIO INVESTMENT MANAGEMENT, LLCCRD 158489 · CHICAGO, IL$902,977,842.00Regulatory AUM · August 2026
- STURBRIDGE CAPITAL LLCCRD 160327 · BIRMINGHAM, MI$730,927,296.00Regulatory AUM · August 2026
- STURGEON VENTURES LLPCRD 167026$402,333,293.00Regulatory AUM · August 2026
- STURMAN WEALTH ADVISORS, LLCCRD 331560 · CHARLOTTESVILLE, VA$116,420,349.00Regulatory AUM · August 2026
- STUYVESANT CAPITAL MANAGEMENT CORPORATIONCRD 111998 · ARMONK, NY$42,996,660.00Regulatory AUM · August 2026
- STW ASSOCIATESCRD 106196$152,816,000.00Regulatory AUM · August 2026
- STWD INVESTMENT MANAGEMENT, LLCCRD 288615 · MIAMI BEACH, FL$5,433,998,213.00Regulatory AUM · August 2026
- STYLUS CAPITAL LLCCRD 282156$72,047,000.00Regulatory AUM · August 2026
- STYRAX CAPITAL LPCRD 318435 · NEW YORK, NY$1,765,843,840.00Regulatory AUM · August 2026
- SUCCESS WEALTH MANAGEMENT LLCCRD 299094 · WEXFORD, PA$110,470,000.00Regulatory AUM · August 2026
- SUCCESSFUL MONEY STRATEGIES INCCRD 109829 · FALL RIVER, MA$227,105,725.00Regulatory AUM · August 2026
- SUCCESSFUL PORTFOLIOS LLCCRD 152429 · CLEARWATER, FL$281,529,332.00Regulatory AUM · August 2026
- SUCCESSION FINANCIAL, INC.CRD 336434 · MCKINNEY, TX$210,297,733.00Regulatory AUM · August 2026
- SUGAR MAPLE ASSET MANAGEMENT, LLCCRD 282632 · SISTER BAY, WI$291,512,235.00Regulatory AUM · August 2026
- SULLIVAN FINANCIAL, LLCCRD 121371 · ESSEX, CT$119,064,924.00Regulatory AUM · August 2026
- SULLIVAN INVESTMENT MANAGEMENT LLCCRD 289217 · WISCONSIN RAPIDS, WI$111,800,000.00Regulatory AUM · August 2026
- SULLIVAN REALTY CAPITAL, LLCCRD 158988 · NEW YORK, NY$5,573,213,294.00Regulatory AUM · August 2026
- SULZBERGER CAPITAL ADVISORS, INC.CRD 174673 · MIAMI, FL$117,053,746.00Regulatory AUM · August 2026
- SUMERU EQUITY PARTNERS L.P.CRD 172955 · SAN MATEO, CA$3,373,972,104.00Regulatory AUM · August 2026
- $566,726,764.00Regulatory AUM · August 2026
- $443,959,296.00Regulatory AUM · August 2026
- $177,713,000,000.00Regulatory AUM · August 2026
- SUMITOMO MITSUI TRUST ASSET MANAGEMENT AMERICAS, INC.CRD 340411 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- SUMMA CORP.CRD 113091 · TOMBALL, TX$587,200,902.00Regulatory AUM · August 2026
- SUMMA GLOBAL ADVISORS, LLCCRD 148713 · CLACKAMAS, OR$144,123,398.00Regulatory AUM · August 2026
- SUMMATION CAPITAL MANAGEMENT, L.P.CRD 331645 · NEW YORK, NY$160,555,496.00Regulatory AUM · August 2026
- SUMMER CREEK WEALTH MANAGEMENT, LLCCRD 165258$50,768,193.00Regulatory AUM · August 2026
- SUMMER STREET CAPITAL PARTNERS, LLCCRD 161009$134,073,199.00Regulatory AUM · August 2026
- SUMMERHAVEN INVESTMENT MANAGEMENT, LLCCRD 289269 · STAMFORD, CT$176,198,488.00Regulatory AUM · August 2026
- SUMMIT ASSET MANAGEMENT LLCCRD 109606 · MEMPHIS, TN$1,079,755,571.00Regulatory AUM · August 2026
- SUMMIT CAPITAL INC.CRD 121335$176,573,489.00Regulatory AUM · July 2026
- SUMMIT CAPITAL SOLUTIONS LLCCRD 281478 · BRENTWOOD, TNNot availableRegulatory AUM · August 2026
- SUMMIT CREEK ADVISORS, LLCCRD 135496 · MINNEAPOLIS, MN$650,882,573.00Regulatory AUM · August 2026
- SUMMIT FINANCIAL ADVISORS, INC.CRD 145007 · MIDDLETOWN, OH$232,826,293.00Regulatory AUM · August 2026
- SUMMIT FINANCIAL CONSULTING LLCCRD 126570 · STERLING HEIGHTS, MI$184,673,370.00Regulatory AUM · August 2026
- SUMMIT FINANCIAL STRATEGIES INCCRD 110112 · COLUMBUS, OH$2,306,536,262.00Regulatory AUM · August 2026
- SUMMIT FINANCIAL WEALTH ADVISORS, LLCCRD 171278 · LAFAYETTE, LA$1,799,431,900.00Regulatory AUM · August 2026
- SUMMIT FINANCIAL, LLCCRD 299322 · PARSIPPANY, NJ$22,470,472,144.00Regulatory AUM · August 2026
- SUMMIT GLOBAL INVESTMENTS, LLCCRD 157091 · BOUNTIFUL, UT$2,291,949,405.00Regulatory AUM · August 2026
- SUMMIT GROUP RETIREMENT PLANNERS, INC.CRD 169823 · EXTON, PA$302,322,937.00Regulatory AUM · August 2026
- SUMMIT HILL WEALTH MANAGEMENT, LLCCRD 296740 · GREENWOOD VILLAGE, CO$145,673,103.00Regulatory AUM · August 2026
- SUMMIT HOUSE CAPITAL MANAGEMENT, LLCCRD 306823 · DALLAS, TX$518,693,963.00Regulatory AUM · August 2026
- SUMMIT INVESTMENT ADVISORS INCCRD 316321 · LEAWOOD, KS$273,353,092.00Regulatory AUM · August 2026
- SUMMIT INVESTMENT ADVISORY SERVICES, LLCCRD 168594 · ROSEVILLE, MN$745,821,237.00Regulatory AUM · August 2026
- SUMMIT PARTNERS CREDIT ADVISORS, L.P.CRD 153195 · BOSTON, MA$418,976,513.00Regulatory AUM · August 2026
- SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLCCRD 175100 · BOSTON, MA$4,617,406,031.00Regulatory AUM · August 2026
- SUMMIT PARTNERS, L.P.CRD 135271 · BOSTON, MA$42,008,600,050.00Regulatory AUM · August 2026
- SUMMIT PEAK INVESTMENTS, LLCCRD 310099$1,089,219,940.00Regulatory AUM · August 2026
- SUMMIT PLACE FINANCIAL ADVISORS,LLCCRD 147984 · SUMMIT, NJ$300,404,815.00Regulatory AUM · August 2026
- SUMMIT PLANNING GROUP, INC.CRD 125994 · E. SYRACUSE, NY$111,006,666.00Regulatory AUM · August 2026
- SUMMIT PORTFOLIO MANAGEMENT LLCCRD 111243 · LAS VEGAS, NV$213,976,612.00Regulatory AUM · August 2026
- SUMMIT ROCK ADVISORS, LPCRD 144059 · NEW YORK, NY$26,176,162,249.00Regulatory AUM · August 2026
- SUMMIT STREET CAPITAL MANAGEMENT, LLCCRD 160129 · NEW YORK, NY$757,471,000.00Regulatory AUM · August 2026
- SUMMIT TRAIL ADVISORS, LLCCRD 220519 · NEW YORK, NY$19,941,615,810.00Regulatory AUM · August 2026
- SUMMIT WEALTH & RETIREMENT PLANNING, INC.CRD 285972 · EAGLE, ID$978,085,825.00Regulatory AUM · August 2026
- SUMMIT WEALTH GROUP LLCCRD 282205 · EXETER, NH$761,904,517.00Regulatory AUM · August 2026
- SUMMIT WEALTH GROUP LLCCRD 335242 · COLORADO SPRINGS, CO$2,306,090,776.00Regulatory AUM · August 2026
- SUMMIT WEALTH GROUP, LLCCRD 166118 · TULSA, OK$182,490,922.00Regulatory AUM · August 2026
- SUMMIT WEALTH MANAGEMENT GROUP, INC.CRD 170029 · CAMARILLO, CA$249,527,694.00Regulatory AUM · August 2026
- SUMMIT WEALTH MANAGEMENT LLCCRD 226722 · AKRON, OH$120,089,915.00Regulatory AUM · August 2026
- SUMMIT WEALTH PARTNERS, LLCCRD 283648 · ORLANDO, FL$675,661,242.00Regulatory AUM · August 2026
- SUMMITAS INVESTMENT MANAGEMENT LLCCRD 330721$158,600,000.00Regulatory AUM · August 2026
- SUMMITPOINT CAPITAL MANAGEMENTCRD 336856 · LITTLETON, CO$132,504,048.00Regulatory AUM · August 2026
- SUMMITRY, LLCCRD 128586 · FOSTER CITY, CA$3,350,458,062.00Regulatory AUM · August 2026
- SUMMITTX CAPITAL, L.P.CRD 333741 · FORT WORTH, TX$10,097,280,833.00Regulatory AUM · August 2026
- SUMNICHT & ASSOCIATES, LLCCRD 111421 · APPLETON, WI$107,891,921.00Regulatory AUM · August 2026
- SUN CAPITAL ADVISORS, L.P.CRD 155109 · BOCA RATON, FL$5,843,293,394.00Regulatory AUM · August 2026
- SUN FINANCIAL, INC.CRD 333404 · MIDVALE, UT$217,462,827.00Regulatory AUM · August 2026
- SUN GROUP WEALTH PARTNERS LLCCRD 166372 · IRVINE, CA$224,450,529.00Regulatory AUM · August 2026
- SUN LIFE CAPITAL MANAGEMENT (U.S.) LLCCRD 109684 · WELLESLEY HILLS, MA$76,410,239,323.00Regulatory AUM · August 2026
- SUN MOUNTAIN CAPITAL ADVISORS, LLCCRD 151477 · SANTA FE, NM$378,687,028.00Regulatory AUM · August 2026
- SUNAMERICA ASSET MANAGEMENT, LLCCRD 107338 · NEW YORK, NY$42,158,773,377.00Regulatory AUM · August 2026
- SUNBEAM CAPITAL MANAGEMENT, LLCCRD 289723$410,159,817.00Regulatory AUM · August 2026
- SUNBELT SECURITIES, INC.CRD 42180 · HOUSTON, TX$2,640,113,505.00Regulatory AUM · August 2026
- SUNBURST FINANCIAL GROUP, LLCCRD 283605 · VESTAVIA HILLS, AL$808,066,543.00Regulatory AUM · August 2026
- SUNCOAST CAPITAL MANAGEMENTCRD 304638 · NEW ORLEANS, LA$380,000,000.00Regulatory AUM · August 2026
- SUNCOAST EQUITY MANAGEMENT, LLCCRD 108289 · TAMPA, FL$2,114,694,094.00Regulatory AUM · August 2026