All investment adviser firms · Page 141
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- SMH CAPITAL ADVISORS LLCCRD 108344 · FORT WORTH, TX$503,081,102.00Regulatory AUM · August 2026
- SMI ADVISORY SERVICES, LLCCRD 137872 · COLUMBUS, IN$949,000,000.00Regulatory AUM · August 2026
- SMITH & CO ADVISORY LLCCRD 333042 · SPRING HILL, TN$118,459,793.00Regulatory AUM · August 2026
- SMITH & HOWARD WEALTH MANAGEMENT, LLCCRD 109540 · ATLANTA, GA$726,887,895.00Regulatory AUM · August 2026
- SMITH AFFILIATED CAPITAL CORPCRD 107675 · NEW YORK, NY$1,682,144,950.00Regulatory AUM · August 2026
- SMITH ASSET MANAGEMENT CO., LLCCRD 127684 · CHIEFLAND, FL$281,212,631.00Regulatory AUM · August 2026
- SMITH ASSET MANAGEMENT GROUP LPCRD 106301 · DALLAS, TX$182,157,722.00Regulatory AUM · July 2026
- SMITH BROTHERS FINANCIAL, LLCCRD 322951 · GLASTONBURY, CT$1,113,194,633.00Regulatory AUM · August 2026
- SMITH BRUER ADVISORS, LLCCRD 284508 · TALLAHASSEE, FL$238,483,049.00Regulatory AUM · August 2026
- SMITH CAPITAL INVESTORS, LLCCRD 294402 · DENVER, CO$13,111,663,806.00Regulatory AUM · August 2026
- SMITH FINANCIAL INVESTMENT ADVISORS, INC.CRD 154022 · KOKOMO, IN$456,904,847.00Regulatory AUM · August 2026
- SMITH GROUP ASSET MANAGEMENT, LLCCRD 313265 · DALLAS, TX$1,410,264,267.00Regulatory AUM · August 2026
- SMITH MOORE & CO.CRD 3441 · CLAYTON, MO$2,371,739,897.00Regulatory AUM · August 2026
- SMITH PARTNERS WEALTH MANAGEMENT, LLCCRD 112231 · GREENSBORO, NC$196,113,579.00Regulatory AUM · August 2026
- SMITH SHELLNUT WILSON LLCCRD 106235 · RIDGELAND, MS$6,924,984,046.00Regulatory AUM · August 2026
- SMITH THORNTON ADVISORS, LLCCRD 312537 · HUNTSVILLE, AL$852,253,140.00Regulatory AUM · August 2026
- SMITH W B & CO INCCRD 105917$323,553,465.00Regulatory AUM · August 2026
- SMITH, BRIAN DAVIDCRD 121757 · GREENVILLE, SC$132,964,803.00Regulatory AUM · August 2026
- SMITH, BROWN & GROOVER, INC.CRD 1329 · MACON, GA$284,162,648.00Regulatory AUM · August 2026
- SMITH, SALLEY & ASSOCIATES, LLCCRD 129614 · GREENSBORO, NC$2,893,493,810.00Regulatory AUM · August 2026
- SMITHBRIDGE ASSET MANAGEMENT, INC.CRD 106261 · CHADDS FORD, PA$830,668,238.00Regulatory AUM · August 2026
- SMP ASSET MANAGEMENT, LLCCRD 162653$255,398,619.00Regulatory AUM · August 2026
- SMP FINANCIAL PLANNING, LLCCRD 315300$64,387,095.00Regulatory AUM · August 2026
- SNAPDRAGON CAPITAL PARTNERS LLCCRD 297989$1,216,330,810.00Regulatory AUM · August 2026
- SNIDER RETIREMENT STRATEGIES, INC.CRD 117392 · BELLEVUE, WA$549,695,384.00Regulatory AUM · August 2026
- SNOW FINANCIAL MANAGEMENT, LLCCRD 131068$97,568,392.00Regulatory AUM · August 2026
- SNOW PHIPPS GROUP, LLCCRD 158024 · NEW YORK, NY$777,050,095.00Regulatory AUM · August 2026
- SNOWCAP CAPITAL MANAGEMENT, LLCCRD 146883 · DALLAS, TX$238,889,532.00Regulatory AUM · August 2026
- SNOWDEN CAPITAL ADVISORS LLCCRD 157299 · NEW YORK, NY$8,869,615,945.00Regulatory AUM · August 2026
- SNOWHAWK LPCRD 325176 · NEW YORK, NY$1,839,881,055.00Regulatory AUM · August 2026
- SNOWWATER INVESTMENT PARTNERS, LLCCRD 311790$1,300,000,000.00Regulatory AUM · August 2026
- SNYDER CAPITAL MANAGEMENT LPCRD 108518 · SAN FRANCISCO, CA$6,093,953,500.00Regulatory AUM · August 2026
- SOA WEALTH ADVISORS, LLCCRD 310448 · NEW YORK, NY$1,216,853,300.00Regulatory AUM · August 2026
- SOAPSTONE MANAGEMENT L.P.CRD 162936 · BETHESDA, MD$610,062,541.00Regulatory AUM · August 2026
- SOARING INVESTMENT MANAGEMENT, LLCCRD 305273 · PORTLAND, OR$112,516,204.00Regulatory AUM · August 2026
- SOCHA FINANCIAL GROUP, LLCCRD 299263 · CORNING, NY$429,960,596.00Regulatory AUM · August 2026
- $100,579,397.00Regulatory AUM · August 2026
- SOCIAL LEVERAGE ADVISORS, LLCCRD 292690 · SCOTTSDALE, AZ$443,681,676.00Regulatory AUM · August 2026
- SOCIALTRADER.AI INC.CRD 326985 · SAN DIEGO, CA$73,145.00Regulatory AUM · August 2026
- SOCORRO ASSET MANAGEMENT, L.P.CRD 304401 · DALLAS, TX$497,869,186.00Regulatory AUM · August 2026
- SOCOTRA MANAGEMENT, INC.CRD 328954 · SACRAMENTO, CA$388,502,152.00Regulatory AUM · August 2026
- SOFI WEALTH LLCCRD 167958 · SAN FRANCISCO, CA$2,047,338,985.00Regulatory AUM · August 2026
- SOFINNOVA INVESTMENTS, INC.CRD 160297 · MENLO PARK, CA$5,368,491,884.00Regulatory AUM · August 2026
- SOFTVEST ADVISORS, LLCCRD 300084 · ABILENE, TX$788,226,856.00Regulatory AUM · August 2026
- SOLA IMPACT GROUP, LLCCRD 313748 · LOS ANGELES, CA$232,123,725.00Regulatory AUM · August 2026
- SOLACE CAPITAL PARTNERS, L.P.CRD 175319 · EL SEGUNDO, CA$508,113,801.00Regulatory AUM · August 2026
- SOLAMERE CAPITAL, LLCCRD 156902 · BOSTON, MA$5,744,014,313.00Regulatory AUM · August 2026
- SOLANO WEALTH INVESTMENT ADVISORS, LLCCRD 322037 · FAIRFIELD, CA$331,919,831.00Regulatory AUM · August 2026
- SOLAS BIOVENTURES MANAGEMENT, LLCCRD 322344 · CHATTANOOGA, TN$164,966,818.00Regulatory AUM · August 2026
- SOLAS CAPITAL MANAGEMENT, LLCCRD 159962 · DARIEN, CT$628,972,756.00Regulatory AUM · August 2026
- SOLE SOURCE CAPITAL LLCCRD 290032 · DALLAS, TX$1,982,340,341.00Regulatory AUM · August 2026
- SOLEL PARTNERS LPCRD 305424 · BOSTON, MA$1,238,398,928.00Regulatory AUM · August 2026
- SOLEUS CAPITAL MANAGEMENT, L.P.CRD 294459 · GREENWICH, CT$3,663,346,813.00Regulatory AUM · August 2026
- SOLID POINT WEALTH ADVISORS, LLCCRD 323093$119,670,103.00Regulatory AUM · August 2026
- SOLIDARITY CAPITAL MANAGEMENT, LLCCRD 322596 · LEHI, UT$127,583,753.00Regulatory AUM · August 2026
- SOLIDARITY WEALTH, LLCCRD 315843 · LEHI, UT$704,156,344.00Regulatory AUM · August 2026
- SOLIST WEALTH, LLCCRD 329317 · TAMPA, FL$130,131,318.00Regulatory AUM · August 2026
- SOLITUDE FINANCIAL SERVICES, INC.CRD 150348 · CHARLOTTESVILLE, VA$363,512,536.00Regulatory AUM · August 2026
- SOLLINDA CAPITAL MANAGEMENT LLCCRD 321742 · MIAMI, FL$1,016,267,428.00Regulatory AUM · August 2026
- SOLOMAN HILL I LLCCRD 282237$33,000,000.00Regulatory AUM · August 2026
- SOLOMON API LLCCRD 159471 · ROCKLEDGE, FL$388,964,614.00Regulatory AUM · August 2026
- SOLOMON HESS SBA MANAGEMENT LLCCRD 158481 · ARLINGTON, VA$1,077,739,681.00Regulatory AUM · August 2026
- SOLPACIFIC, LLCCRD 315184 · DULUTH, MN$153,953,032.00Regulatory AUM · August 2026
- SOLSTEIN CAPITAL, LLCCRD 157888 · MENLO PARK, CA$801,824,634.00Regulatory AUM · August 2026
- SOLSTICE GUARD CAPITAL LLCCRD 342641 · ST. CHARLES, MONot availableRegulatory AUM · August 2026
- SOLTIS INVESTMENT ADVISORS, LLCCRD 154690 · ST. GEORGE, UT$12,036,590,400.00Regulatory AUM · August 2026
- SOLUM PARTNERS LPCRD 310213 · BOSTON, MA$1,746,500,000.00Regulatory AUM · August 2026
- SOLUS ALTERNATIVE ASSET MANAGEMENT LPCRD 144155 · SUMMIT, NJ$3,186,080,625.00Regulatory AUM · August 2026
- SOLUTIONS 4 WEALTH, LTDCRD 143248 · SOUTHLAKE, TX$189,447,995.00Regulatory AUM · August 2026
- SOLYCO CAPITAL LLCCRD 338113 · ROCHESTER, MI$219,899,293.00Regulatory AUM · August 2026
- SOLYCO WEALTH LLCCRD 314981 · BIRMINGHAM, MI$116,168,145.00Regulatory AUM · August 2026
- SOMA CAPITAL MANAGEMENT LLCCRD 285419$1,365,369,638.00Regulatory AUM · August 2026
- SOMA EQUITY PARTNERS, LPCRD 283613 · SAN FRANCISCO, CA$1,946,491,854.00Regulatory AUM · August 2026
- SOMERSET GROUP LLCCRD 160282 · WAYZATA, MN$145,625,818.00Regulatory AUM · August 2026
- SOMNIO FINANCIAL GROUP, LLCCRD 174217 · GLASTONBURY, CT$168,290,000.00Regulatory AUM · August 2026
- SOMPO ASSET MANAGEMENT CO., LTD.CRD 286479$25,390,591,585.00Regulatory AUM · August 2026
- SONA ASSET MANAGEMENT (US) LLCCRD 291738 · NEW YORK, NY$33,488,793,242.00Regulatory AUM · August 2026
- SONAS FINANCIAL GROUP, INC.CRD 122547 · KANSAS CITY, MO$149,757,149.00Regulatory AUM · August 2026
- SONATA CAPITAL GROUP INCCRD 111277 · SEATTLE, WA$360,685,424.00Regulatory AUM · August 2026
- SONE CAPITAL MANAGEMENT, LLCCRD 331656 · NEW YORK, NY$1,611,779,750.00Regulatory AUM · August 2026
- SONEN CAPITAL LLCCRD 159461 · SAN FRANCISCO, CA$1,136,785,878.00Regulatory AUM · August 2026
- SONIC GP LLCCRD 322801 · HONOLULU, HI$109,870,742.00Regulatory AUM · August 2026
- SONNET, LLCCRD 282882 · SPRING, TX$148,431,321.00Regulatory AUM · August 2026
- SONOMA ALLOCATIONS LLCCRD 335435 · SANTA ROSA, CA$350,000,000.00Regulatory AUM · August 2026
- SONOMA BRANDS PARTNERS II, LLCCRD 296285 · SONOMA, CA$382,011,112.00Regulatory AUM · August 2026
- SONOMA PRIVATE WEALTH LLCCRD 308547 · NOVATO, CA$158,459,375.00Regulatory AUM · August 2026
- SONOMA WEST LLCCRD 138687$255,942,537.00Regulatory AUM · August 2026
- SOONER PRIVATE FINANCIAL LLCCRD 340648 · SALEM, NHNot availableRegulatory AUM · August 2026
- SOOTCHY SECURITIES, LLCCRD 307621Not availableRegulatory AUM · August 2026
- SOPHIS INVESTMENTS LLCCRD 170391 · NEW YORK, NY$129,871,423.00Regulatory AUM · August 2026
- SOPHRON CAPITAL MANAGEMENT LPCRD 331387 · SUMMIT, NJ$527,280,000.00Regulatory AUM · August 2026
- SORA INVESTORS LLCCRD 317257 · BRYN MAWR, PA$2,602,802,000.00Regulatory AUM · August 2026
- SORENSON IMPACT ADVISORY, LLCCRD 324124 · SALT LAKE CITY, UT$255,130,779.00Regulatory AUM · August 2026
- SOROBAN CAPITAL PARTNERS LPCRD 157360 · NEW YORK, NY$15,674,328,237.00Regulatory AUM · August 2026
- SORTIS FUND MANAGER, LLCCRD 315584 · PORTLAND, OR$202,036,274.00Regulatory AUM · August 2026
- SOUDERS FINANCIAL ADVISORS, LLCCRD 296780 · CINCINNATI, OH$1,409,251,956.00Regulatory AUM · August 2026
- SOULENCE WEALTH MANAGEMENT II LLCCRD 340580 · PLEASANT GROVE, UT$107,518,073.00Regulatory AUM · August 2026
- SOUND & SECURE ADVISORS LLCCRD 322514$41,316,009.00Regulatory AUM · August 2026
- SOUND ADVICE FINANCIAL INC.CRD 327104 · BANNOCKBURN, ILNot availableRegulatory AUM · July 2026
- SOUND ADVISORY, LLCCRD 328213$90,220,337.00Regulatory AUM · August 2026