All investment adviser firms · Page 133
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- S.C. THOMAS & ASSOCIATES, CPA, LLCCRD 121666 · MEDINA, OH$104,552,674.00Regulatory AUM · August 2026
- S.E.E.D. PLANNING GROUP, LLCCRD 188521 · BINGHAMTON, NY$567,976,608.00Regulatory AUM · August 2026
- S.F. EHRLICH ASSOCIATES, INC.CRD 121356 · CRANFORD, NJ$185,778,206.00Regulatory AUM · August 2026
- S.W. MITCHELL CAPITAL LLPCRD 163494$3,131,104,109.00Regulatory AUM · August 2026
- S&A FINANCIAL SERVICES, INC.CRD 110471 · OVERLAND PARK, KS$392,271,325.00Regulatory AUM · August 2026
- S2 FUND MANAGER, LLCCRD 323759 · DALLAS, TX$474,775,840.00Regulatory AUM · August 2026
- S2G INVESTMENTS, LLCCRD 330022 · CHICAGO, IL$2,584,521,019.00Regulatory AUM · August 2026
- S3 CAPITAL ADVISORS LLCCRD 322956 · NEW YORK, NY$3,640,296,517.00Regulatory AUM · August 2026
- SA WEALTH MANAGEMENT LLCCRD 335680 · HUNTINGTON, NY$496,364,933.00Regulatory AUM · August 2026
- SAA ADVISORS, INC.CRD 148763 · BELLEVUE, WANot availableRegulatory AUM · August 2026
- SAAGA, LLCCRD 327015 · MIAMI, FL$717,466,443.00Regulatory AUM · August 2026
- SAAS CAPITAL, LLCCRD 298213 · CINCINNATI, OH$244,923,385.00Regulatory AUM · August 2026
- SABA CAPITAL MANAGEMENT, L.P.CRD 154362 · NEW YORK, NY$18,303,991,573.00Regulatory AUM · August 2026
- SABA LT, LPCRD 334114 · NEW YORK, NY$2,832,687,616.00Regulatory AUM · August 2026
- SABAL INVESTMENT ADVISORS, LLCCRD 169572 · IRVINE, CA$5,830,687,813.00Regulatory AUM · August 2026
- SABBIA FARO WEALTH MANAGEMENT LLCCRD 306358$50,627,470.00Regulatory AUM · August 2026
- SABER CAPITAL MANAGEMENT LLCCRD 166103 · FUQUAY VARINA, NC$129,339,725.00Regulatory AUM · August 2026
- SACAJAWEA & COMPANY, LLCCRD 109604$116,086,886.00Regulatory AUM · August 2026
- SACHEM HEAD CAPITAL MANAGEMENT LPCRD 167173 · NEW YORK, NY$7,157,720,307.00Regulatory AUM · August 2026
- SACHEM HILL LLCCRD 174210 · DENVER, CO$1,184,227,663.00Regulatory AUM · August 2026
- SACHEM INVESTMENT COUNSEL LLCCRD 169332$231,072,748.00Regulatory AUM · August 2026
- SACHETTA, LLCCRD 145713 · LYNNFIELD, MA$1,000,312,141.00Regulatory AUM · August 2026
- SACKETT WEALTH ADVISORS, INC.CRD 289950 · BREA, CA$212,277,685.00Regulatory AUM · August 2026
- SACKS & ASSOCIATES, LLCCRD 174909 · WARREN, NJ$212,809,574.00Regulatory AUM · August 2026
- SADDLE POINT MANAGEMENT, L.P.CRD 329856 · NEW YORK, NY$857,172,120.00Regulatory AUM · August 2026
- SADDLEROCK CAPITAL MANAGEMENT LLCCRD 330801 · NEW YORK, NY$187,788,241.00Regulatory AUM · August 2026
- SADDOCK WEALTH, LLCCRD 161568 · DALLAS, TX$94,325,000.00Regulatory AUM · August 2026
- SAF ADVISORS LLCCRD 284283$248,971,000.00Regulatory AUM · August 2026
- SAFANAD INC.CRD 170969 · NEW YORK, NY$779,803,791.00Regulatory AUM · August 2026
- SAFE HARBOR ASSET MANAGEMENT, INC.CRD 124787 · HUNTINGTON, NY$26,809,575.00Regulatory AUM · August 2026
- SAFE HARBOR FAMILY CAPITAL, LLCCRD 317547 · CHAPEL HILL, NC$613,856,599.00Regulatory AUM · August 2026
- SAFE HARBOR FIDUCIARY, LLCCRD 169659 · PENSACOLA, FL$129,856,358.00Regulatory AUM · August 2026
- SAFE HARBOR WEALTH ADVISORS, LLCCRD 284613 · DUBLIN, OH$167,200,727.00Regulatory AUM · August 2026
- SAFEBRIDGE LLCCRD 289485$205,281,096.00Regulatory AUM · August 2026
- SAFEGUARD INVESTMENT ADVISORY GROUP, LLCCRD 146132 · CORONA, CA$702,274,833.00Regulatory AUM · August 2026
- SAFFORD NICHOLAS H & CO INCCRD 104740 · ROCKPORT, MA$1,795,604,516.00Regulatory AUM · August 2026
- SAFIR WEALTH ADVISORS, LLCCRD 285848$198,182,483.00Regulatory AUM · August 2026
- SAFIRA WEALTH MANAGEMENT LLCCRD 290142Not availableRegulatory AUM · August 2026
- SAFRAN WEALTH ADVISORS, LLCCRD 152161 · NEW YORK, NY$132,932,668.00Regulatory AUM · August 2026
- SAFS, LLCCRD 144405 · LEMOYNE, PA$182,570,000.00Regulatory AUM · August 2026
- SAG HARBOR CAPITAL MANAGEMENT, LLCCRD 161490 · GREAT NECK, NY$427,192,002.00Regulatory AUM · August 2026
- SAGACE WEALTH MANAGEMENT, LLCCRD 307212 · ST. PETERSBURG, FL$162,726,716.00Regulatory AUM · August 2026
- SAGARD HOLDINGS MANAGER (US) LLCCRD 322374 · NEW YORK CITY, NY$1,410,770,595.00Regulatory AUM · August 2026
- SAGARD HOLDINGS MANAGER LPCRD 304924$8,609,810,168.00Regulatory AUM · August 2026
- SAGE ADVISORS, LLCCRD 148964 · NEW YORK, NY$366,131,898.00Regulatory AUM · August 2026
- SAGE ADVISORS, LLCCRD 301328 · EDMONDS, WA$575,147,683.00Regulatory AUM · August 2026
- SAGE ADVISORY SERVICES LTD COCRD 106236 · AUSTIN, TX$28,427,771,682.00Regulatory AUM · August 2026
- SAGE CAPITAL ADVISORS, LLCCRD 136577 · SIOUX FALLS, SD$629,817,774.00Regulatory AUM · August 2026
- SAGE CAPITAL MANAGEMENT LLCCRD 108547$368,623,040.00Regulatory AUM · August 2026
- SAGE FINANCIAL ADVISORS INC.CRD 116933 · SCOTTSDALE, AZ$270,296,873.00Regulatory AUM · August 2026
- SAGE FINANCIAL GROUP INC.CRD 116574 · WEST CONSHOHOCKEN, PA$4,291,847,204.00Regulatory AUM · August 2026
- SAGE FINANCIAL MANAGEMENT GROUP, INC.CRD 143562 · MCLEAN, VA$423,234,598.00Regulatory AUM · August 2026
- SAGE HILL ADVISORY AND MANAGEMENT LLCCRD 149365 · SARATOGA SPRINGS, NY$73,324,765.00Regulatory AUM · August 2026
- SAGE HILL CAPITAL L.L.C.CRD 155016 · ANN ARBOR, MI$214,276,283.00Regulatory AUM · August 2026
- SAGE INVESTMENT ADVISERS LLCCRD 304559 · WAPPINGERS FALLS, NY$268,400,685.00Regulatory AUM · August 2026
- SAGE INVESTMENT COUNSEL LLCCRD 116907 · FRANKLIN, TN$164,594,287.00Regulatory AUM · August 2026
- SAGE MOUNTAIN ADVISORS, LLCCRD 298593 · ATLANTA, GA$4,286,824,438.00Regulatory AUM · August 2026
- SAGE PRIVATE WEALTH GROUP, LLCCRD 173399 · OAKBROOK TERRACE, IL$440,776,871.00Regulatory AUM · August 2026
- SAGE RESIDENTIAL MANAGEMENT LLCCRD 315039 · MORRISTOWN, NJ$444,067,079.00Regulatory AUM · August 2026
- SAGE RHINO CAPITAL LLCCRD 290148 · MENLO PARK, CA$883,702,842.00Regulatory AUM · August 2026
- SAGE STONE WEALTH MANAGEMENT LLCCRD 155477 · LA JOLLA, CA$261,444,674.00Regulatory AUM · August 2026
- SAGE TRADING COLLECTIVE, LLCCRD 337481$1,222,000,000.00Regulatory AUM · August 2026
- SAGE TREE WEALTH, INC.CRD 298951 · FAIRPORT, NY$32,584,692.00Regulatory AUM · August 2026
- SAGE WEALTH PLANNING, LLCCRD 300747 · GEORGETOWN, TX$127,014,612.00Regulatory AUM · August 2026
- SAGE, RUTTY & CO., INC.CRD 3254 · ROCHESTER, NY$3,457,800,076.00Regulatory AUM · August 2026
- SAGEBROADVIEW WEALTH MANAGEMENT, LLCCRD 126472 · FARMINGTON, CT$397,171,504.00Regulatory AUM · August 2026
- SAGEFIELD INVESTMENT GROUP LPCRD 312019 · DALLAS, TX$2,173,361,795.00Regulatory AUM · August 2026
- SAGEGUARD FINANCIAL GROUP, LLCCRD 160266 · GOODLETTSVILLE, TN$755,666,448.00Regulatory AUM · August 2026
- SAGEHALL MANAGEMENT LPCRD 314770 · NEW YORK, NY$1,269,480,173.00Regulatory AUM · August 2026
- SAGENT WEALTH MANAGEMENTCRD 147890 · LAGUNA BEACH, CA$100,411,403.00Regulatory AUM · August 2026
- SAGEOAK FINANCIAL, LLCCRD 166927 · TULSA, OK$174,816,282.00Regulatory AUM · August 2026
- SAGEPOINT CAPITAL PARTNERS LLCCRD 339742 · FRANKLIN, TN$888,349,379.00Regulatory AUM · August 2026
- SAGESPRING WEALTH PARTNERSCRD 283515 · FRANKLIN, TN$8,486,110,061.00Regulatory AUM · August 2026
- SAGEVIEW ADVISORY GROUP, LLCCRD 126777 · NEWPORT BEACH, CA$37,502,470,791.00Regulatory AUM · August 2026
- SAGEVIEW CAPITAL LPCRD 159560 · GREENWICH, CT$2,307,229,775.00Regulatory AUM · August 2026
- SAGEWIND CAPITAL LLCCRD 288855 · NEW YORK, NY$1,297,060,740.00Regulatory AUM · August 2026
- SAGEWOOD ASSET MANAGEMENT LPCRD 281548 · NEW YORK, NY$2,700,678,017.00Regulatory AUM · August 2026
- SAGEWOOD CAPITAL MANAGEMENT LLCCRD 339800 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- SAHARA INVESTMENT GROUP, LLCCRD 341135 · LAS VEGAS, NV$52,583,166.00Regulatory AUM · August 2026
- SAINTS CAPITAL SERVICES, LLCCRD 161723$659,303,529.00Regulatory AUM · August 2026
- SAIPH CAPITAL, LLCCRD 312119 · WYCKOFF, NJ$459,360,019.00Regulatory AUM · August 2026
- SALEM INVESTMENT COUNSELORS INCCRD 104855 · WINSTON SALEM, NC$4,188,070,791.00Regulatory AUM · August 2026
- SALEM PARTNERS WEALTH MANAGEMENT, LLCCRD 131359 · LOS ANGELES, CA$1,497,133,263.00Regulatory AUM · August 2026
- SALI FUND MANAGEMENT, LLCCRD 124235 · AUSTIN, TX$41,716,443,368.00Regulatory AUM · August 2026
- SALIENT ADVISORS, L.P.CRD 122833 · DALLAS, TX$61,816,768.00Regulatory AUM · August 2026
- SALLYPORT PARTNERS INVESTMENT MANAGER, LLCCRD 327533 · HOUSTON, TX$156,650,500.00Regulatory AUM · August 2026
- SALOMON AND LUDWIN, LLCCRD 292456 · RICHMOND, VA$1,337,497,420.00Regulatory AUM · August 2026
- SALTMARSH FINANCIAL ADVISORS, LLCCRD 132248 · PENSACOLA, FL$356,520,720.00Regulatory AUM · August 2026
- SALUDA GRADE ASSET MANAGEMENT LLCCRD 304725 · NEW YORK, NY$5,826,711,802.00Regulatory AUM · August 2026
- SALUS FINANCIAL ADVISORS, LLCCRD 329882$262,614,043.00Regulatory AUM · August 2026
- SALVINI, BROOKE ALISONCRD 138087$116,154,534.00Regulatory AUM · August 2026
- SALVUS WEALTH MANAGEMENT, LLCCRD 171986 · RED BANK, NJ$316,485,187.00Regulatory AUM · August 2026
- SAM ADVISORS, LLCCRD 108685 · OAKHURST, CA$462,261,459.00Regulatory AUM · August 2026
- SAMALIN INVESTMENT COUNSEL, LLCCRD 142214 · CHAPPAQUA, NY$490,543,706.00Regulatory AUM · August 2026
- SAMARA INVESTMENT MANAGEMENT, LLCCRD 336178 · BEAVERTON, OR$123,004,023.00Regulatory AUM · August 2026
- SAMJO MANAGEMENT, LLCCRD 326808 · NEW YORK, NY$308,816,379.00Regulatory AUM · August 2026
- SAMLYN CAPITAL, LLCCRD 158296 · NEW YORK, NY$9,684,832,071.00Regulatory AUM · August 2026
- SAMMONS FINANCIAL GROUP ASSET MANAGEMENT, LLCCRD 321109 · WEST DES MOINES, IA$122,047,277,325.00Regulatory AUM · August 2026
- SAMSARA BIOCAPITAL, LLCCRD 288114$2,170,095,404.00Regulatory AUM · August 2026
- SAMSUNG ASSET MANAGEMENT (NEW YORK), INC.CRD 133827 · NEW YORK, NY$8,165,533,053.00Regulatory AUM · August 2026