All investment adviser firms · Page 134
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- SAMSUNG ASSET MANAGEMENT COMPANY, LTD.CRD 158319$300,817,292,631.00Regulatory AUM · August 2026
- SAN BLAS ADVISORY, INC.CRD 296929 · ATLANTA, GA$218,880,000.00Regulatory AUM · August 2026
- SAN FRANCISCO WEALTH PLANNING LLCCRD 296438$112,288,388.00Regulatory AUM · August 2026
- SANCHEZ & ZURES, LLCCRD 139898 · MCLEAN, VA$241,940,448.00Regulatory AUM · August 2026
- SANCHEZ GAUNT CAPITAL MANAGEMENT, LLCCRD 336187 · RENO, NV$285,849,290.00Regulatory AUM · August 2026
- SANCHEZ WEALTH MANAGEMENT GROUP, LLCCRD 169274 · JACKSONVILLE, FL$571,211,120.00Regulatory AUM · August 2026
- SANCTUARY ADVISORS, LLCCRD 226606 · MIAMI, FL$34,879,400,000.00Regulatory AUM · August 2026
- SANCTUARY FINANCIAL PLANNING, LLCCRD 325857$102,173,006.00Regulatory AUM · August 2026
- SANCTUARY WEALTH ADVISORS LLCCRD 285428 · DENVER, CO$191,544,207.00Regulatory AUM · August 2026
- SANCUS CAPITAL MANAGEMENT LPCRD 157121 · LOS ANGELES, CA$618,907,823.00Regulatory AUM · August 2026
- SAND CREEK CAPITAL, LLCCRD 326719 · REXBURG, ID$471,166,740.00Regulatory AUM · August 2026
- SAND HILL GLOBAL ADVISORS, LLCCRD 111295 · PALO ALTO, CA$4,390,631,813.00Regulatory AUM · August 2026
- SANDALWOOD SECURITIES, INC.CRD 27240 · ROSELAND, NJ$930,185,651.00Regulatory AUM · August 2026
- SANDBOX FINANCIAL PARTNERS, LLCCRD 297858 · BETHESDA, MD$681,669,971.00Regulatory AUM · August 2026
- SANDBRIDGE INVESTMENT MANAGEMENT, LLCCRD 169112 · LOS ANGELES, CA$281,608,083.00Regulatory AUM · August 2026
- SANDBROOK CAPITAL MANAGEMENT LPCRD 317009 · STAMFORD, CT$4,575,620,016.00Regulatory AUM · August 2026
- SANDEEP VARMA WEALTH STRATEGIES, LLCCRD 137705 · SAN DIEGO, CA$383,571,666.00Regulatory AUM · August 2026
- SANDENA, INC.CRD 322947 · SAN DIEGO, CA$148,779,499.00Regulatory AUM · August 2026
- SANDER CAPITAL ADVISORS, INC.CRD 112499 · SEATTLE, WA$210,000,000.00Regulatory AUM · August 2026
- SANDERS BOOZE CAPITAL ADVISORS, LLCCRD 148651 · OVERLAND PARK, KSNot availableRegulatory AUM · August 2026
- SANDERS CAPITAL, LLCCRD 151480 · WEST PALM BEACH, FL$122,179,654,000.00Regulatory AUM · August 2026
- SANDERS MANAGEMENT GROUP, LTDCRD 334205 · SOUTHFIELD, MI$203,474,000.00Regulatory AUM · August 2026
- SANDERS MORRIS LLCCRD 20580 · HOUSTON, TX$576,142,421.00Regulatory AUM · August 2026
- SANDERSON WEALTH MANAGEMENT, LLCCRD 118910 · BUFFALO, NY$1,431,219,990.00Regulatory AUM · August 2026
- SANDGLASS CAPITAL ADVISORS LLCCRD 299418 · NEW YORK, NY$873,735,436.00Regulatory AUM · August 2026
- SANDHILL CAPITAL PARTNERS LLCCRD 129800 · BUFFALO, NY$2,404,212,153.00Regulatory AUM · August 2026
- SANDHILL WEALTH MANAGEMENT, INC.CRD 291649 · WINTER PARK, FL$118,476,224.00Regulatory AUM · August 2026
- SANDIA INVESTMENT MANAGEMENT LPCRD 311098 · BOSTON, MA$625,412,805.00Regulatory AUM · August 2026
- SANDIA WEALTH MANAGEMENT, LLCCRD 159402 · ALBUQUERQUE, NM$193,482,000.00Regulatory AUM · August 2026
- SANDLER CAPITAL MANAGEMENTCRD 109856 · NEW YORK, NY$394,980,000.00Regulatory AUM · August 2026
- SANDLOT PARTNERS, LLCCRD 311409 · OREM, UT$934,473,996.00Regulatory AUM · August 2026
- SANDLOT PRIVATE WEALTH LLCCRD 335925 · OREM, UT$305,047.00Regulatory AUM · August 2026
- SANDPATH LLCCRD 339219Not availableRegulatory AUM · August 2026
- SANDRO WEALTH MANAGEMENT LLCCRD 332113 · FAIRFIELD, NJ$227,594,694.00Regulatory AUM · August 2026
- SANDS CAPITAL ALTERNATIVES, LLCCRD 155517 · ARLINGTON, VA$5,405,373,296.00Regulatory AUM · August 2026
- SANDS CAPITAL HORIZONS, LLCCRD 335568 · ARLINGTON, VA$466,939,172.00Regulatory AUM · August 2026
- SANDS CAPITAL MANAGEMENT, LLCCRD 137610 · ARLINGTON, VA$44,304,791,445.00Regulatory AUM · August 2026
- SANDSTONE ASSET MANAGEMENT INC.CRD 152742$330,723,534.00Regulatory AUM · August 2026
- SANDTON CAPITAL PARTNERS, LPCRD 160364 · NEW YORK, NY$2,268,424,440.00Regulatory AUM · August 2026
- SANDY COVE ADVISORS, LLCCRD 152482 · HINGHAM, MA$684,905,062.00Regulatory AUM · August 2026
- SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLCCRD 187519 · TAMPA, FL$183,125,945.00Regulatory AUM · August 2026
- SANFORD C. BERNSTEIN & CO., LLCCRD 104474 · NASHVILLE, TN$1,218,000,000.00Regulatory AUM · August 2026
- SANJAC ALPHA LPCRD 329302 · HOUSTON, TX$5,296,141.00Regulatory AUM · August 2026
- SANKALA GROUP LLCCRD 154806$159,130,515.00Regulatory AUM · August 2026
- SANOSTRO AGCRD 290214$260,158.00Regulatory AUM · August 2026
- SANTA BARBARA MGMT, LLCCRD 334801 · CHICAGO, IL$530,188,760.00Regulatory AUM · August 2026
- SANTA FE ADVISORS LLCCRD 170872 · SANTA FE, NM$116,141,100.00Regulatory AUM · August 2026
- SANTA LUCIA ASSET MANAGEMENT PTE. LTD.CRD 291669$1,200,300,000.00Regulatory AUM · August 2026
- SANTANDER ASSET MANAGEMENT SA SGIICCRD 143883$159,860,026,382.00Regulatory AUM · August 2026
- SANTANDER SECURITIES LLCCRD 41791 · BOSTON, MA$3,140,983,898.00Regulatory AUM · August 2026
- SANTIAGO CAPITAL, LLCCRD 154579$152,685,627.00Regulatory AUM · August 2026
- SANTORI & PETERS, INC.CRD 105978 · CANONSBURG, PA$433,499,220.00Regulatory AUM · August 2026
- SAOS CAPITAL, LLCCRD 159515 · MOUNT PLEASANT, SC$239,116,090.00Regulatory AUM · August 2026
- SAOTHAIR CAPITAL PARTNERS, LLCCRD 328192 · WAYNE, PA$500,709,754.00Regulatory AUM · August 2026
- SAPERE WEALTH MANAGEMENT, LLCCRD 119598 · MATTHEWS, NC$604,819,704.00Regulatory AUM · August 2026
- SAPERSTON LEGACY ADVISORS, INC.CRD 105849 · HAMBURG, NY$180,788,751.00Regulatory AUM · August 2026
- SAPIENT PRIVATE WEALTH MANAGEMENT SERVICES, LLCCRD 159419 · EUGENE, OR$1,745,762,088.00Regulatory AUM · August 2026
- SAPIENT CAPITAL LLCCRD 324899 · INDIANAPOLIS, IN$13,756,996,022.00Regulatory AUM · August 2026
- SAPPHIRE VENTURES, LPCRD 161558 · AUSTIN, TX$10,442,887,960.00Regulatory AUM · August 2026
- SARA-BAY FINANCIAL CORP.CRD 133443 · SARASOTA, FL$396,759,556.00Regulatory AUM · August 2026
- SARASIN ASSET MANAGEMENT LIMITEDCRD 115788$554,958,877.00Regulatory AUM · August 2026
- SARATOGA CAPITAL MANAGEMENT, LLCCRD 112021 · AVONDALE, AZ$138,830,486.00Regulatory AUM · August 2026
- SARATOGA INVESTMENT ADVISORS, LLCCRD 153060 · NEW YORK, NY$1,898,850,900.00Regulatory AUM · August 2026
- SARATOGA MANAGEMENT COMPANY LLCCRD 161822 · NEW YORK, NY$1,898,850,900.00Regulatory AUM · August 2026
- SARATOGA RESEARCH & INVESTMENT MANAGEMENTCRD 110506 · SARATOGA, CA$2,509,313,823.00Regulatory AUM · August 2026
- SARAZA MANAGEMENT LPCRD 317572 · NEW YORK, NY$366,497,757.00Regulatory AUM · August 2026
- SARD WEALTH MANAGEMENT GROUP, LLCCRD 123457 · ATLANTA, GA$463,973,082.00Regulatory AUM · August 2026
- SARDIS GROUP, LLCCRD 333854 · ATLANTA, GA$531,190,303.00Regulatory AUM · August 2026
- SARGASSO PARTNERS LLPCRD 332384$220,000,000.00Regulatory AUM · August 2026
- SARGENT INVESTMENT GROUP, LLCCRD 297499 · BETHESDA, MD$1,475,799,413.00Regulatory AUM · August 2026
- SARISSA CAPITAL MANAGEMENT LPCRD 167244 · GREENWICH, CT$298,342,350.00Regulatory AUM · August 2026
- SARMAYA PARTNERS, LLCCRD 330100 · SAN ANTONIO, TX$32,988,380.00Regulatory AUM · August 2026
- SAROFIM INTERNATIONAL MANAGEMENT COMPANY LLCCRD 106933 · HOUSTON, TX$2,411,440,302.00Regulatory AUM · August 2026
- SAROFIM REALTY ADVISORS LLCCRD 106931 · HOUSTON, TX$1,160,162,820.00Regulatory AUM · August 2026
- SAROFIM TRUST CO., LTACRD 106590 · HOUSTON, TX$12,959,991,253.00Regulatory AUM · August 2026
- SARONA ASSET MANAGEMENT INC.CRD 160963$363,004,507.00Regulatory AUM · August 2026
- SARTORIAL WEALTH INC.CRD 329971$130,411,192.00Regulatory AUM · August 2026
- SARVER VROOMAN WEALTH ADVISORS LLCCRD 332699 · KANSAS CITY, MO$452,160,346.00Regulatory AUM · August 2026
- SAS FINANCIAL ADVISORS, LLC.CRD 288015 · SAN FRANCISCO, CA$166,998,844.00Regulatory AUM · August 2026
- SASSER INVESTMENT MANAGEMENT, INC.CRD 110886 · BERKELEY, CA$120,092,164.00Regulatory AUM · August 2026
- SATHER FINANCIAL GROUP, INC.CRD 109344 · VICTORIA, TX$2,267,064,012.00Regulatory AUM · August 2026
- SATIS ASSET MANAGEMENT LTDCRD 336301$773,912,131.00Regulatory AUM · August 2026
- SATOR GROVE MANAGEMENT COMPANY, LLCCRD 318780$903,877,433.00Regulatory AUM · August 2026
- SATORI CAPITAL, LLCCRD 161829 · DALLAS, TX$1,614,358,611.00Regulatory AUM · August 2026
- SATOVSKY ASSET MANAGEMENT LLCCRD 143519 · NEW YORK, NY$974,765,900.00Regulatory AUM · August 2026
- SATURN FIVE ADVISORS LLCCRD 322348 · DENVER, CO$556,068,915.00Regulatory AUM · August 2026
- SATURN V CAPITAL MANAGEMENT LPCRD 316649 · AUSTIN, TX$793,205,303.00Regulatory AUM · August 2026
- SATURNA CAPITAL CORPORATIONCRD 25586 · BELLINGHAM, WA$8,624,828,208.00Regulatory AUM · August 2026
- SAUBERAN & COMPANY, LLCCRD 106317 · LOCKPORT, NY$5,810,307.00Regulatory AUM · August 2026
- SAUL WEALTH ADVISORS, LLCCRD 337371 · MIAMI, FL$201,457,806.00Regulatory AUM · August 2026
- SAVA CAPITAL LLCCRD 335379 · DORADO, PR$1,000,000,000.00Regulatory AUM · August 2026
- SAVANNA INVESTMENT MANAGEMENT LLCCRD 158770 · NEW YORK, NY$579,548,393.00Regulatory AUM · August 2026
- SAVANO DIRECT CAPITAL PARTNERS, LLCCRD 174066 · BALTIMORE, MD$519,057,969.00Regulatory AUM · August 2026
- SAVANT CAPITAL, LLCCRD 107271 · ROCKFORD, IL$55,607,787,559.00Regulatory AUM · August 2026
- SAVANT INVESTMENT ADVISERS, INC.CRD 121794 · HOMEWOOD, IL$162,526,073.00Regulatory AUM · August 2026
- SAVANT PARTNERS, LLCCRD 312567 · SAN MATEO, CA$309,505,362.00Regulatory AUM · August 2026
- SAVE ADVISERS LLCCRD 306053 · HOUSTON, TX$3,500,000.00Regulatory AUM · August 2026
- SAVILE CAPITAL MANAGEMENT LLCCRD 337692 · SAN JUAN, PRNot availableRegulatory AUM · August 2026
- SAVILE PRIVATE WEALTH LLCCRD 339409 · SHERIDAN, WYNot availableRegulatory AUM · August 2026
- SAVIOR LLCCRD 299178 · WELLESLEY, MA$140,239,469.00Regulatory AUM · August 2026