All investment adviser firms · Page 132
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- ROYAL HARBOR PARTNERS, LLCCRD 304735 · HOUSTON, TX$344,799,694.00Regulatory AUM · August 2026
- ROYAL OAK FINANCIAL ADVISORS, LLCCRD 290152 · ROYAL OAK, MI$366,124,000.00Regulatory AUM · August 2026
- ROYAL OAK FINANCIAL GROUPCRD 166391 · WORTHINGTON, OH$366,039,317.00Regulatory AUM · August 2026
- ROYAL PALMS CAPITAL, LLCCRD 135304$124,194,124.00Regulatory AUM · August 2026
- ROYALE ASSET MANAGEMENT LLCCRD 281827$52,747,187.00Regulatory AUM · August 2026
- ROYALTY PHARMA MANAGER, LLCCRD 334982 · NEW YORK, NY$18,541,246,135.00Regulatory AUM · August 2026
- ROYALTY PHARMA SUB-MANAGER, LLCCRD 335070 · NEW YORK, NY$19,638,739,455.00Regulatory AUM · August 2026
- ROYCE & ASSOCIATES, LPCRD 107689 · NEW YORK, NY$12,408,363,508.00Regulatory AUM · August 2026
- RP MANAGEMENT, LLCCRD 161569 · NEW YORK, NY$2,139,046,014.00Regulatory AUM · August 2026
- RPA FINANCIAL, LLCCRD 294105 · SAN RAFAEL, CA$10,881,431,334.00Regulatory AUM · August 2026
- RPATA, LLCCRD 285598$74,240,000.00Regulatory AUM · August 2026
- RPC PRIVATE WEALTH, LLCCRD 298527 · HINSDALE, IL$286,257,766.00Regulatory AUM · August 2026
- RPD FUND MANAGEMENT LLCCRD 316867$492,072,424.00Regulatory AUM · August 2026
- RPG FAMILY WEALTH ADVISORY, LLCCRD 158528 · BURLINGTON, MA$700,744,314.00Regulatory AUM · August 2026
- RPG INVESTMENT ADVISORY, LLCCRD 172173 · PLEASANTON, CA$1,043,868,256.00Regulatory AUM · August 2026
- RPM CAPITAL MANAGEMENT, LLCCRD 164200$74,330,238.00Regulatory AUM · August 2026
- RPM CAPITAL PARTNERS, LLCCRD 160913 · NEW YORK, NY$233,924,522.00Regulatory AUM · August 2026
- RPO LLCCRD 318296 · STAMFORD, CT$372,098,298.00Regulatory AUM · August 2026
- RPOA ADVISORS, INC.CRD 157222 · PLANO, TX$3,588,670,117.00Regulatory AUM · August 2026
- RPR FINANCIAL ADVISORS LLCCRD 316557 · OVERLAND PARK, KS$162,050,078.00Regulatory AUM · August 2026
- RPS ADVISORY SOLUTIONS, LLCCRD 311575 · LOUISVILLE, KY$467,035,199.00Regulatory AUM · August 2026
- RPS RETIREMENT PLAN ADVISORSCRD 319220 · AUSTIN, TX$336,297,196.00Regulatory AUM · August 2026
- RR ADVISORS, LLCCRD 130609 · DALLAS, TX$496,770,809.00Regulatory AUM · August 2026
- RRA INVESTMENT MANAGEMENT, LLCCRD 306287 · PHOENIX, AZ$663,255,513.00Regulatory AUM · August 2026
- RREEF AMERICA L.L.C.CRD 109596 · CHICAGO, IL$34,340,065,747.00Regulatory AUM · August 2026
- RRG CAPITAL MANAGEMENT LLCCRD 291853 · LOS ANGELES, CA$2,893,808,083.00Regulatory AUM · August 2026
- RS ASSET MANAGEMENT, LLCCRD 157768 · COLORADO SPRINGS, CO$107,201,521.00Regulatory AUM · August 2026
- RS PETRELL & ASSOCIATES, LLCCRD 143462 · DEWITT, NY$159,068,338.00Regulatory AUM · August 2026
- RSC ASSET MANAGEMENT GROUP, LLCCRD 312211 · STUDIO CITY, CA$129,213,941.00Regulatory AUM · August 2026
- RSC INDUSTRIAL ASSET MANAGEMENT GROUP 2, LLCCRD 324467 · STUDIO CITY, CANot availableRegulatory AUM · August 2026
- RSD ADVISORS, LLCCRD 152447$78,126,462.00Regulatory AUM · August 2026
- RSG INVESTMENTS LLCCRD 323527 · OVERLAND PARK, KS$140,527,178.00Regulatory AUM · August 2026
- RSW INVESTMENTS HOLDINGS, LLCCRD 302023 · SUMMIT, NJ$2,297,458,438.00Regulatory AUM · August 2026
- RTD FINANCIAL ADVISORS INCCRD 110744 · PHILADELPHIA, PA$2,724,578,473.00Regulatory AUM · August 2026
- RTW FINANCIAL ADVISORS INCCRD 109934 · DALLAS, TX$581,023,969.00Regulatory AUM · August 2026
- RTW INVESTMENTS LPCRD 153232 · NEW YORK, NY$14,137,925,887.00Regulatory AUM · August 2026
- RUANE, CUNNIFF & GOLDFARB L.P.CRD 285971 · NEW YORK, NY$10,525,505,890.00Regulatory AUM · August 2026
- RUBENSTEIN PARTNERS, L.P.CRD 156988 · PHILADELPHIA, PA$378,900,000.00Regulatory AUM · August 2026
- RUBEY & RUST CAPITAL MANAGEMENT, LLCCRD 282776$381,026,881.00Regulatory AUM · August 2026
- RUBICON ADVISORS, GPCRD 174447 · REDDING, CA$420,724,128.00Regulatory AUM · August 2026
- RUBICON FOUNDERS LLCCRD 315631 · NASHVILLE, TN$2,260,751,398.00Regulatory AUM · August 2026
- RUBICON TECHNOLOGY MANAGEMENT L.L.C.CRD 169875 · BOULDER, CO$4,841,120,373.00Regulatory AUM · August 2026
- RUBIN OVERSEAS LTD.CRD 169309$84,850,024.00Regulatory AUM · August 2026
- RUBINBROWN ADVISORS LLCCRD 116909 · ST. LOUIS, MO$3,268,176,113.00Regulatory AUM · August 2026
- RUBRIC CAPITAL MANAGEMENT LPCRD 285090 · NEW YORK, NY$9,581,125,895.00Regulatory AUM · August 2026
- RUDIUS MANAGEMENT, L.P.CRD 305465 · NEW YORK, NY$955,767,274.00Regulatory AUM · August 2026
- RUDNEY ASSOCIATES, INC.CRD 110235 · ALAMO, CA$940,194,476.00Regulatory AUM · August 2026
- RUEDI WEALTH MANAGEMENT, INC.CRD 173262 · CHAMPAIGN, IL$498,000,167.00Regulatory AUM · August 2026
- RUFFER LLPCRD 309733$24,868,231,931.00Regulatory AUM · August 2026
- RUGGAARD & ASSOCIATES, LLCCRD 107489 · HUDSON, OH$368,561,588.00Regulatory AUM · August 2026
- RUGGIERO INVESTMENTS, INC.CRD 169180 · WEST PALM BEACH, FL$137,578,827.00Regulatory AUM · August 2026
- RULE ONE PARTNERS, LLCCRD 166341 · MORELAND, GA$236,194,041.00Regulatory AUM · August 2026
- RUNDE & CO. LLCCRD 106383 · SEATTLE, WA$209,495,000.00Regulatory AUM · August 2026
- RUNNING OAK CAPITAL LLCCRD 286656 · EDINA, MN$874,740,150.00Regulatory AUM · August 2026
- RUNNING POINT CAPITAL ADVISORS LLCCRD 306275 · EL SEGUNDO, CA$745,625,302.00Regulatory AUM · August 2026
- RUNNYMEDE CAPITAL ADVISORS, INC.CRD 128974$165,062,787.00Regulatory AUM · August 2026
- RUNWAY GROWTH CAPITAL LLCCRD 281514 · CHICAGO, IL$1,032,659,136.00Regulatory AUM · August 2026
- RUSH ISLAND MANAGEMENT, LPCRD 291275 · NEW YORK, NY$2,018,851,000.00Regulatory AUM · August 2026
- RUSHMONT CAPITAL MANAGEMENT, LPCRD 333041 · NEW YORK, NY$143,916,878.00Regulatory AUM · August 2026
- RUSSELL CAPITAL MANAGEMENT, LLCCRD 109513 · LEXINGTON, KY$275,014,718.00Regulatory AUM · August 2026
- RUSSELL INVESTMENT MANAGEMENT, LLCCRD 105734 · SEATTLE, WA$68,603,687,893.00Regulatory AUM · August 2026
- RUSSELL INVESTMENTS CAPITAL, LLCCRD 37550 · SEATTLE, WA$35,029,180,603.00Regulatory AUM · August 2026
- RUSSELL INVESTMENTS CREDIT ADVISER, LLCCRD 335782 · SEATTLE, WANot availableRegulatory AUM · August 2026
- RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLCCRD 329 · SEATTLE, WA$81,091,385,383.00Regulatory AUM · August 2026
- RUSSELL INVESTMENTS INFRASTRUCTURE ADVISER, LLCCRD 335783 · SEATTLE, WANot availableRegulatory AUM · August 2026
- RUTHERFORD ASSET PLANNING, INC.CRD 128036 · TAMPA, FL$181,313,080.00Regulatory AUM · August 2026
- RV CAPITAL AGCRD 173008$713,309,485.00Regulatory AUM · August 2026
- RV CAPITAL MANAGEMENT PRIVATE LTDCRD 171385$2,543,327,546.00Regulatory AUM · August 2026
- RVW WEALTH LLCCRD 140451 · LOS ANGELES, CA$1,936,575,507.00Regulatory AUM · August 2026
- RVX ASSET MANAGEMENT LLCCRD 282804 · AVENTURA, FL$96,842,409.00Regulatory AUM · August 2026
- RW BAKER WEALTH MANAGEMENT GROUP LLCCRD 297087 · CHEYENNE, WY$134,862,869.00Regulatory AUM · August 2026
- RW INVESTMENT MANAGEMENT LLCCRD 282707 · EAGLE, ID$1,731,699,388.00Regulatory AUM · August 2026
- RWA ADVISORS, LLCCRD 150120 · BOCA RATON, FL$199,120,135.00Regulatory AUM · August 2026
- RWA WEALTH PARTNERS, LLCCRD 156984 · BOSTON, MA$19,795,286,684.00Regulatory AUM · August 2026
- RWC ASSET ADVISORS (US) LLCCRD 166517 · MIAMI, FL$4,380,290,405.00Regulatory AUM · August 2026
- RWC ASSET MANAGEMENT LLPCRD 168656$17,317,221,085.00Regulatory AUM · August 2026
- RWM CAPITAL, LLCCRD 310635 · SUGAR LAND, TX$222,369,012.00Regulatory AUM · August 2026
- RWQ FINANCIAL MANAGEMENT SERVICES, INC.CRD 297541$222,275,773.00Regulatory AUM · August 2026
- RWR INVESTMENTS LLCCRD 157966 · DALLAS, TX$170,892,730.00Regulatory AUM · August 2026
- RWWM, INC.CRD 148221 · ROCKLIN, CA$1,537,322,279.00Regulatory AUM · August 2026
- RXR ASSET MANAGEMENT LLCCRD 158268 · UNIONDALE, NY$2,690,042,000.00Regulatory AUM · August 2026
- RYAN ALM ADVISERS, LLCCRD 135781$2,753,891,525.00Regulatory AUM · August 2026
- RYAN HERITAGE, LLPCRD 317097 · SADDLE BROOK, NJ$18,806,198.00Regulatory AUM · August 2026
- RYAN INVESTMENT MANAGEMENT, INC.CRD 115755 · BASALT, CO$272,033,000.00Regulatory AUM · August 2026
- RYAN POAGE & CO., LLCCRD 157432 · KANSAS CITY, MO$114,196,904.00Regulatory AUM · August 2026
- RYDAR EQUITIES, INC.CRD 154086 · WEATHERFORD, TX$197,400,000.00Regulatory AUM · August 2026
- RYE BROOK CAPITAL, LLCCRD 288517 · GREENWICH, CT$327,295,914.00Regulatory AUM · August 2026
- RYZOME INVESTMENT ADVISORS, LLCCRD 170762 · OKEMOS, MI$116,095,598.00Regulatory AUM · August 2026
- S & CO., INC.CRD 110026 · BOSTON, MA$2,456,013,267.00Regulatory AUM · August 2026
- S & D FINANCIAL, L.L.C.CRD 332415 · SAN ANTONIO, TX$134,178,280.00Regulatory AUM · August 2026
- S & P FINANCIAL, INC.CRD 139358 · ASHLAND, OR$370,590,050.00Regulatory AUM · August 2026
- S & S WEALTH MANAGEMENT, L.P.CRD 130652 · GRAND PRAIRIE, TX$153,785,097.00Regulatory AUM · August 2026
- S CAPITAL WEALTH ADVISORS, LLCCRD 172591 · MAHTOMEDI, MN$127,466,765.00Regulatory AUM · August 2026
- S HARRIS FINANCIAL GROUP, LLCCRD 151899 · SAN ANTONIO, TX$404,390,370.00Regulatory AUM · August 2026
- S SQUARED TECHNOLOGY, LLCCRD 124441$307,986,437.00Regulatory AUM · August 2026
- S. MUOIO & CO. LLCCRD 155549 · NEW YORK, NY$95,063,762.00Regulatory AUM · August 2026
- S. R. SCHILL & ASSOCIATES, INC.CRD 105864 · MERCER ISLAND, WA$143,079,018.00Regulatory AUM · August 2026
- S. WILLIAMS CAPITAL, LLCCRD 173204 · NEW YORK, NY$29,215,166.00Regulatory AUM · August 2026
- S.A. MASON, LLCCRD 151440 · HOLLAND, MI$528,671,189.00Regulatory AUM · August 2026
- S.B. VALUE PARTNERS, L.P.CRD 139162 · SAN ANTONIO, TX$3,890,370,297.00Regulatory AUM · August 2026