All investment adviser firms · Page 131
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- ROCKBRIDGE ASSET MANAGEMENT, LLCCRD 329880 · ALEXANDRIA, VA$218,011,000.00Regulatory AUM · August 2026
- ROCKBRIDGE CAPITAL, LLCCRD 161078 · COLUMBUS, OH$5,007,030,717.00Regulatory AUM · August 2026
- ROCKBRIDGE GROWTH EQUITY MANAGEMENT, L.P.CRD 299650 · DETROIT, MI$1,841,308,407.00Regulatory AUM · August 2026
- ROCKBRIDGE INVESTMENT MANAGEMENT, LLCCRD 115754 · SYRACUSE, NY$1,837,441,861.00Regulatory AUM · August 2026
- ROCKEFELLER & CO. LLCCRD 294197 · NEW YORK, NY$36,764,098,197.00Regulatory AUM · August 2026
- ROCKEFELLER FINANCIAL LLCCRD 291361 · NEW YORK, NY$99,603,487,232.00Regulatory AUM · August 2026
- ROCKFORD TOWER ASSET MANAGEMENT, L.L.C.CRD 342499 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- ROCKHILL ADVISORS LLCCRD 288789 · VICTOR, ID$174,172,887.00Regulatory AUM · August 2026
- ROCKINGSTONE ADVISORS LLCCRD 149592 · GREAT BARRINGTON, MA$280,098,256.00Regulatory AUM · August 2026
- ROCKLAND CAPITAL, LPCRD 156791 · THE WOODLANDS, TX$4,392,629,238.00Regulatory AUM · August 2026
- ROCKLINE WEALTH MANAGEMENT LLCCRD 324004 · ISLIP TERRACE, NY$749,631,742.00Regulatory AUM · August 2026
- ROCKPOINT GROUP, L.L.C.CRD 156630 · BOSTON, MA$13,042,546,969.00Regulatory AUM · August 2026
- ROCKPORT WEALTH, LLCCRD 297122 · FAIRVIEW PARK, OH$676,427,261.00Regulatory AUM · August 2026
- ROCKWALL WEALTH MANAGEMENT INCCRD 339856 · ROCKWALL, TX$305,459,947.00Regulatory AUM · August 2026
- ROCKWOOD CAPITAL, LLCCRD 156663 · NEW YORK, NY$10,608,321,132.00Regulatory AUM · August 2026
- ROCKWOOD EQUITY PARTNERS LLCCRD 163846 · DENVER, CO$189,783,574.00Regulatory AUM · August 2026
- ROCKWOOD WEALTH MANAGEMENT, LLCCRD 137481 · NEW HOPE, PA$2,869,900,402.00Regulatory AUM · August 2026
- ROCKY HILL ADVISORS INC.CRD 123242 · PEABODY, MA$102,418,700.00Regulatory AUM · August 2026
- ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.CRD 127140 · SUGAR LAND, TX$23,529,420.00Regulatory AUM · August 2026
- RODGERS & ASSOCIATES, LLCCRD 121700 · LANCASTER, PA$1,630,281,071.00Regulatory AUM · August 2026
- RODGERS BROTHERS, INC.CRD 16197 · HARMONY, PA$1,037,507,673.00Regulatory AUM · August 2026
- ROEHL & YI INVESTMENT ADVISORS, LLCCRD 109258 · EUGENE, OR$959,361,821.00Regulatory AUM · August 2026
- ROFFMAN MILLLER ASSOCIATES INCCRD 106019 · PHILADELPHIA, PA$3,198,701,439.00Regulatory AUM · August 2026
- ROFI LLCCRD 340471 · BIRMINGHAM, MI$230,978,670.00Regulatory AUM · August 2026
- ROG IX, LLCCRD 304142 · HOUSTON, TX$400,979,767.00Regulatory AUM · August 2026
- ROG VI L.L.C.CRD 285639 · HOUSTON, TX$561,274,529.00Regulatory AUM · August 2026
- ROGAN & ASSOCIATES, INC.CRD 42762 · SAFETY HARBOR, FL$709,555,265.00Regulatory AUM · August 2026
- ROGER WITTLIN INVESTMENT ADVISORY, LLCCRD 292577$348,469,672.00Regulatory AUM · August 2026
- ROGERS WEALTH GROUP, INC.CRD 107409 · FORT WORTH, TX$1,038,059,532.00Regulatory AUM · August 2026
- ROGERS, MICHAEL LANCECRD 286377Not availableRegulatory AUM · August 2026
- ROI FINANCIAL ADVISORS, LLCCRD 160100 · BEAVERTON, OR$264,156,070.00Regulatory AUM · August 2026
- ROI FINANCIAL PLANNING, LLCCRD 341025 · CLARKSVILLE, TNNot availableRegulatory AUM · August 2026
- ROKOS CAPITAL MANAGEMENT (US) LPCRD 306046 · NEW YORK CITY, NY$20,195,507,416.00Regulatory AUM · August 2026
- ROKOS CAPITAL MANAGEMENT LLPCRD 281215$219,439,595,264.00Regulatory AUM · August 2026
- ROLEK WEALTH MANAGEMENT LLCCRD 285351 · BERWYN, PA$239,161,911.00Regulatory AUM · August 2026
- ROLLINS FINANCIAL ADVISORS, LLCCRD 312921 · ATLANTA, GA$1,588,275,994.00Regulatory AUM · August 2026
- ROMAN BUTLER FULLERTON & COCRD 104771 · ST. LOUIS, MO$716,138,721.00Regulatory AUM · August 2026
- ROMANO BROTHERS AND COMPANYCRD 3215 · EVANSTON, IL$1,539,768,041.00Regulatory AUM · August 2026
- ROMARK CREDIT ADVISORS LPCRD 298909 · NEW YORK, NY$3,133,231,694.00Regulatory AUM · August 2026
- RONIN EQUITY PARTNERS LLCCRD 310679 · NEW YORK, NY$131,058,344.00Regulatory AUM · August 2026
- ROOF EIDAM MAYCOCK PERALTA LLCCRD 106696 · SAN FRANCISCO, CA$804,912,358.00Regulatory AUM · August 2026
- ROOKWOOD WEALTH MANAGEMENT, LLCCRD 143983$205,354,528.00Regulatory AUM · August 2026
- ROOM40 CAPITAL LLCCRD 322436 · NEW YORK, NY$261,736,536.00Regulatory AUM · August 2026
- ROONEY CAPITAL MANAGEMENT, INC.CRD 141874$411,215,000.00Regulatory AUM · August 2026
- ROOSEVELT CAPITAL MANAGEMENT LLCCRD 283217 · DALLAS, TX$1,366,575,505.00Regulatory AUM · August 2026
- ROOSEVELT MANAGEMENT COMPANY LLCCRD 161605 · NEW YORK, NY$52,380,000.00Regulatory AUM · August 2026
- ROOT CAPITAL - GESTÃO DE RECURSOS LTDA.CRD 323503$1,272,941,201.00Regulatory AUM · August 2026
- ROOT FINANCIAL PARTNERS, LLCCRD 290289 · AUSTIN, TX$2,147,774,389.00Regulatory AUM · August 2026
- ROOTED FINANCIAL GROUP, LLCCRD 335302 · TIGARD, OR$108,680,079.00Regulatory AUM · August 2026
- ROOTED WEALTH ADVISORS, INC.CRD 313759 · BOURBONNAIS, IL$408,841,196.00Regulatory AUM · August 2026
- ROPPEL CAPITAL MANAGEMENT LLCCRD 310237 · PARK RIDGE, IL$231,463,747.00Regulatory AUM · August 2026
- ROSCI LAMB, LLCCRD 337278 · NEW YORK, NY$64,973,156.00Regulatory AUM · August 2026
- ROSCOMMON ANALYTICS LLCCRD 332346 · NEW YORK, NY$880,614,444.00Regulatory AUM · August 2026
- ROSE CAPITAL ADVISORS, LLCCRD 173054 · MIAMI BEACH, FL$608,316,066.00Regulatory AUM · August 2026
- ROSE GROVE CAPITAL MANAGEMENT, LLCCRD 156572 · WELLESLEY, MA$1,936,281,345.00Regulatory AUM · August 2026
- ROSE PARK ADVISORS, LLCCRD 162017 · BOSTON, MA$629,855,538.00Regulatory AUM · August 2026
- ROSE SMART GROWTH INVESTMENT ADVISORS, LLCCRD 161271 · NEW YORK, NY$2,001,105,424.00Regulatory AUM · August 2026
- ROSECAP INVESTMENT ADVISORS, LLCCRD 152054 · GRAND JUNCTION, CO$527,528,418.00Regulatory AUM · August 2026
- ROSECLIFF CAPITAL ADVISORY LLCCRD 305951 · NEW YORK, NY$27,286,315.00Regulatory AUM · August 2026
- ROSECLIFF VENTURE MANAGEMENT, LLCCRD 300188 · NEW YORK, NY$649,807,323.00Regulatory AUM · August 2026
- ROSEL WEALTH MANAGEMENT, LLCCRD 291065 · HIGHLANDS RANCH, CO$630,237,813.00Regulatory AUM · August 2026
- ROSEMAWR MANAGEMENT LLCCRD 148984 · MIAMI BEACH, FL$843,571,000.00Regulatory AUM · August 2026
- Not availableRegulatory AUM · August 2026
- ROSENBAUM, LANNY, KEVINCRD 144985 · GLENVILLE, NY$28,165,682.00Regulatory AUM · August 2026
- ROSENBLUM SILVERMAN SUTTON SF INCCRD 105774 · SAN FRANCISCO, CA$486,644,882.00Regulatory AUM · August 2026
- ROSENWALD CAPITAL MANAGEMENT, INC.CRD 290118 · REDONDO BEACH, CA$248,122,453.00Regulatory AUM · August 2026
- ROSEROCK WEALTH MANAGEMENT, LLCCRD 288088 · DALLAS, TX$275,000,000.00Regulatory AUM · August 2026
- ROSS WEALTH ADVISORS, LLCCRD 304359 · COLUMBUS, OH$139,697,583.00Regulatory AUM · August 2026
- ROSSBY FINANCIAL, LLCCRD 324631 · MELBOURNE, FL$854,779,566.00Regulatory AUM · August 2026
- ROSSJOHNSON & ASSOCIATES, LLCCRD 297583 · PLYMOUTH, MN$211,615,913.00Regulatory AUM · August 2026
- ROSSMORE PRIVATE CAPITAL, LLCCRD 288453 · GLASTONBURY, CT$1,923,376,840.00Regulatory AUM · August 2026
- ROTH FINANCIAL PARTNERS LLCCRD 309814 · KINGWOOD, TX$460,120,257.00Regulatory AUM · August 2026
- Not availableRegulatory AUM · August 2026
- $28,474,632,132.00Regulatory AUM · August 2026
- ROTHSCHILD CAPITAL PARTNERS, LLCCRD 161688 · NEW YORK, NY$469,731,208.00Regulatory AUM · August 2026
- ROTHSCHILD FINANCIAL PARTNERS, LLCCRD 342696 · OAK BROOK, ILNot availableRegulatory AUM · August 2026
- ROTHSCHILD INVESTMENT LLCCRD 728 · CHICAGO, IL$2,792,196,229.00Regulatory AUM · August 2026
- ROTHSCHILD WEALTH LLCCRD 162442 · OAKBROOK, IL$1,697,509,307.00Regulatory AUM · August 2026
- ROTHWELL INVESTMENT ADVISORS LLCCRD 337504 · SALEM, MA$187,689,302.00Regulatory AUM · August 2026
- ROTTER, LAURA INGBERCRD 283860$31,951,134.00Regulatory AUM · August 2026
- ROTUNDA CAPITAL PARTNERS, LLCCRD 290282 · BETHESDA, MD$1,607,240,723.00Regulatory AUM · August 2026
- ROUBAIX CAPITAL, LLCCRD 269879 · DENVER, CO$298,904,244.00Regulatory AUM · August 2026
- ROUND HILL ASSET MANAGEMENT INCCRD 107069 · PASADENA, CA$271,348,002.00Regulatory AUM · August 2026
- ROUND HILL MUSIC LPCRD 167234 · NASHVILLE, TN$1,045,816,419.00Regulatory AUM · August 2026
- ROUND ROCK ADVISORS LLCCRD 286007 · WILTON, CT$906,658,173.00Regulatory AUM · August 2026
- ROUND TABLE CAPITAL MANAGEMENT, L.P.CRD 307065 · MIAMI, FL$362,381,696.00Regulatory AUM · August 2026
- ROUNDHILL FINANCIAL INC.CRD 300799 · NEW YORK, NY$9,586,795,259.00Regulatory AUM · August 2026
- ROUNDTABLE HEALTHCARE MANAGEMENT, INCCRD 161235 · LAKE FOREST, IL$3,118,843,509.00Regulatory AUM · August 2026
- ROUNDVIEW CAPITAL, LLCCRD 148083 · PRINCETON, NJ$2,126,359,440.00Regulatory AUM · August 2026
- ROUTE 20 PRIVATE WEALTH INC.CRD 332581 · FORT LAUDERDALE, FL$83,548,470.00Regulatory AUM · August 2026
- ROUTE ONE INVESTMENT COMPANY, L.P.CRD 156398 · SAN FRANCISCO, CA$4,681,719,383.00Regulatory AUM · August 2026
- ROUTEBURN CAPITAL LPCRD 338912$175,801,888.00Regulatory AUM · August 2026
- ROVIA ADVISORS LLCCRD 339115Not availableRegulatory AUM · August 2026
- ROVIN CAPITAL LLCCRD 152662 · MESA, AZ$917,311,000.00Regulatory AUM · August 2026
- ROW ASSET MANAGEMENT, LLCCRD 168336 · NEWPORT BEACH, CA$2,548,819,118.00Regulatory AUM · August 2026
- ROWLAND MILLER + PARTNERS LLCCRD 226629 · ATLANTA, GA$635,854,930.00Regulatory AUM · August 2026
- ROWLING & ASSOCIATES LLCCRD 308292 · SAN DIEGO, CA$582,973,248.00Regulatory AUM · August 2026
- ROXBURY FINANCIAL LLCCRD 330547 · MOUNT ARLINGTON, NJ$180,467,000.00Regulatory AUM · August 2026
- ROYAL CAPITAL WEALTH MANAGEMENT LLCCRD 292217$204,155,428.00Regulatory AUM · August 2026
- ROYAL FUND MANAGEMENT, LLCCRD 144434 · LADY LAKE, FL$1,557,484,260.00Regulatory AUM · August 2026