All investment adviser firms · Page 123
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- PROFIT INVESTMENT MANAGEMENT, LLCCRD 110294 · NORTH BETHESDA, MD$26,764,932.00Regulatory AUM · August 2026
- PROFITS PLUS CAPITAL MANAGEMENT, LLCCRD 118294 · NAMPA, ID$258,135,606.00Regulatory AUM · August 2026
- PROFOCUS, INCORPORATEDCRD 113954 · PHOENIX, AZ$156,539,998.00Regulatory AUM · August 2026
- PROFUND ADVISORS LLCCRD 109585 · BETHESDA, MD$5,200,000,000.00Regulatory AUM · August 2026
- PROFUSION FINANCIAL, INC.CRD 167003 · ST. LOUIS, MO$175,720,000.00Regulatory AUM · August 2026
- PROGRESSIVE INVESTMENT MANAGEMENT CORPORATIONCRD 107777 · LAKE OSWEGO, OR$758,314,156.00Regulatory AUM · August 2026
- PROJECT LEVEL MANAGEMENT COMPANY, LLCCRD 335704 · CHICAGO, IL$293,815,153.00Regulatory AUM · August 2026
- PROMANAGE, LLCCRD 133357 · CHICAGO, IL$4,058,757,523.00Regulatory AUM · August 2026
- PROMETHEAN INVESTMENTS LLPCRD 301383$473,000,000.00Regulatory AUM · August 2026
- PROMETHEUS CAPITAL MANAGEMENT CORP.CRD 121982 · YARDLEY, PA$397,790,936.00Regulatory AUM · August 2026
- PROMETHEUS WEALTH MANAGEMENT SAMCRD 332503$1,243,311,098.00Regulatory AUM · August 2026
- PROMETHIUM ADVISORS, LLCCRD 329565 · BETHESDA, MD$235,250,991.00Regulatory AUM · August 2026
- PROMETHOS CAPITAL, LLCCRD 300915 · BOSTON, MA$1,274,632,470.00Regulatory AUM · August 2026
- PROMONTORY FINANCIAL PLANNING, LLCCRD 153666 · FARMINGTON, UT$319,000,000.00Regulatory AUM · August 2026
- PROMUS ASSET MANAGEMENT, LLCCRD 157484 · DALLAS, TX$384,624,254.00Regulatory AUM · August 2026
- PROMUS ASSET MANAGEMENT, LLCCRD 165478 · CHICAGO, IL$1,272,271,986.00Regulatory AUM · August 2026
- PRONVEST, LLC DBA FUTURE CAPITALCRD 119081 · CHATTANOOGA, TN$2,015,819,389.00Regulatory AUM · August 2026
- PROPEL BIO MANAGEMENT, LLCCRD 322858 · LOS ANGELES, CA$247,496,668.00Regulatory AUM · August 2026
- PROPEL PRIVATE WEALTH LLCCRD 340734$2,795,081.00Regulatory AUM · August 2026
- PROPEL VENTURE PARTNERS MANAGEMENT CO., LLCCRD 283261 · SAN CARLOS, CA$703,611,534.00Regulatory AUM · August 2026
- PROPHET CAPITAL ASSET MANAGEMENT LPCRD 150683 · AUSTIN, TX$4,199,958,869.00Regulatory AUM · August 2026
- PROPHET EQUITY MANAGEMENT II LLCCRD 170614 · SOUTHLAKE, TX$171,407,407.00Regulatory AUM · August 2026
- PROPHET EQUITY MANAGEMENT LLCCRD 163214 · SOUTHLAKE, TXNot availableRegulatory AUM · August 2026
- PROPRIETARY CAPITAL, LLCCRD 125139 · DENVER, CO$651,828,000.00Regulatory AUM · August 2026
- PROPRIUM CAPITAL PARTNERS, L.P.CRD 165441 · STAMFORD, CT$3,361,050,000.00Regulatory AUM · August 2026
- PROSHARE ADVISORS LLCCRD 134155 · BETHESDA, MD$85,300,000,000.00Regulatory AUM · August 2026
- PROSHARE INVESTMENT MANAGEMENT LLCCRD 342578 · BETHESDA, MDNot availableRegulatory AUM · August 2026
- PROSIGHT MANAGEMENT, LPCRD 148791 · DALLAS, TX$1,035,350,000.00Regulatory AUM · August 2026
- PROSPECT CAPITAL ADVISORS, LLCCRD 119531 · SAUSALITO, CA$309,360,013.00Regulatory AUM · August 2026
- PROSPECT CAPITAL MANAGEMENT L.P.CRD 131018 · WEST PALM BEACH, FL$6,637,985,287.00Regulatory AUM · August 2026
- PROSPECT CREDIT REIT ADVISOR, LLCCRD 331345 · WEST PALM BEACH, FL$42,558,526.00Regulatory AUM · August 2026
- PROSPECT ENHANCED YIELD MANAGEMENT, LLCCRD 335748 · WEST PALM BEACH, FL$31,702,469.00Regulatory AUM · August 2026
- PROSPECT FINANCIAL GROUP LLCCRD 133953$204,400,000.00Regulatory AUM · August 2026
- PROSPECT FINANCIAL SERVICES LLCCRD 314154 · MELVILLE, NY$430,992,588.00Regulatory AUM · August 2026
- PROSPECT HILL GROWTH PARTNERS, L.P.CRD 171462 · WALTHAM, MA$310,642,036.00Regulatory AUM · August 2026
- PROSPECT HILL MANAGEMENT, LLCCRD 134080$256,582,019.00Regulatory AUM · August 2026
- PROSPECT PARTNERS ADVISORS LLCCRD 317720 · CHICAGO, IL$378,400,000.00Regulatory AUM · August 2026
- PROSPECT RIDGE ADVISORS, LLCCRD 299594 · NEW YORK, NY$5,809,355,876.00Regulatory AUM · August 2026
- PROSPER PRIVATE WEALTH, LLCCRD 333708 · MESA, AZ$150,821,334.00Regulatory AUM · August 2026
- PROSPER WEALTH SOLUTIONS, LLCCRD 311144 · LEHI, UT$58,240,000.00Regulatory AUM · August 2026
- PROSPERA CAPITAL MANAGEMENT, LLCCRD 330390$343,948,958.00Regulatory AUM · August 2026
- PROSPERA FINANCIAL SERVICES, INC.CRD 10740 · DALLAS, TX$12,435,115,072.00Regulatory AUM · August 2026
- PROSPERA FUNDS, INC.CRD 331765 · ISLE OF PALMS, SC$4,554,486.00Regulatory AUM · August 2026
- PROSPERITAS FINANCIAL, LLCCRD 315768 · VALENCIA, CA$812,462,629.00Regulatory AUM · August 2026
- PROSPERITY ADVISERS, LLCCRD 282998 · HORSHAM, PA$375,770,956.00Regulatory AUM · August 2026
- PROSPERITY ADVISORY GROUP LLCCRD 310720 · VICTOR, NY$216,021,904.00Regulatory AUM · August 2026
- PROSPERITY FINANCIAL GROUP, INC.CRD 339321 · SAN RAMON, CA$502,955,078.00Regulatory AUM · August 2026
- PROSPERITY PLANNING, INC.CRD 298268 · NORTH KANSAS CITY, MO$543,207,022.00Regulatory AUM · August 2026
- PROSPERITY ROAD, LLCCRD 281894 · SANTA ANA, CA$172,311,682.00Regulatory AUM · August 2026
- PROSPERITY WEALTH PLANNING LLCCRD 315163 · IRVINE, CA$269,224,678.00Regulatory AUM · August 2026
- PROSPERO WEALTH, LLCCRD 289966$110,555,693.00Regulatory AUM · August 2026
- PROSPETTIVA FINANCIAL LLCCRD 148760 · SAN FRANCISCO, CA$128,665,439.00Regulatory AUM · August 2026
- PROSSER CREEK ASSET MANAGEMENT LLCCRD 318883 · CORTE MADERA, CA$266,653,208.00Regulatory AUM · August 2026
- PROSSIMO ADVISORS LLCCRD 289347 · SAN LUIS OBISPO, CA$238,503,090.00Regulatory AUM · August 2026
- PROSTAR CAPITAL (US) LLCCRD 166523 · GREENWICH, CT$757,383,674.00Regulatory AUM · August 2026
- PROSTATIS GROUP LLCCRD 132662 · HANOVER, MD$605,444,336.00Regulatory AUM · August 2026
- PROTA FINANCIAL, LLCCRD 283776 · HOUSTON, TX$270,372,201.00Regulatory AUM · August 2026
- PROTERRA INVESTMENT PARTNERS LPCRD 282051 · MINNEAPOLIS, MN$3,713,249,148.00Regulatory AUM · August 2026
- PROTEUS, LLCCRD 164085 · INDIANAPOLIS, IN$259,790,771.00Regulatory AUM · August 2026
- PROTIUM CAPITAL LIMITEDCRD 335585$427,000,000.00Regulatory AUM · August 2026
- PROTOCOL VC LLCCRD 332272$350,429,245.00Regulatory AUM · August 2026
- PROTOCOL WEALTH, LLCCRD 335298 · DENVER, CO$127,102,603.00Regulatory AUM · August 2026
- PROVENANCE MANAGEMENT CO., LPCRD 307347 · BEVERLY HILLS, CA$454,079,101.00Regulatory AUM · August 2026
- PROVENANCE WEALTH ADVISORS, LLCCRD 126529 · FORT LAUDERDALE, FL$4,444,535,753.00Regulatory AUM · August 2026
- PROVENIO CAPITAL MANAGEMENT LLCCRD 333009 · NEWPORT BEACH, CA$1,633,830,237.00Regulatory AUM · August 2026
- PROVENTUS AG VERMÖGENSVERWALTUNGCRD 167142$807,168,005.00Regulatory AUM · August 2026
- PROVIDENCE CAPITAL ADVISORS, LLCCRD 174631 · CHARLOTTE, NC$1,072,053,984.00Regulatory AUM · August 2026
- PROVIDENCE EQUITY PARTNERS L.L.C.CRD 155678 · PROVIDENCE, RI$24,119,177,044.00Regulatory AUM · August 2026
- PROVIDENCE FINANCIAL ADVISORS, LLCCRD 124839 · OVERLAND PARK, KS$428,133,436.00Regulatory AUM · August 2026
- PROVIDENCE FINANCIAL AND INSURANCE SERVICES, INCCRD 141988 · WOODLAND HILLS, CA$215,020,611.00Regulatory AUM · August 2026
- PROVIDENCE LEGACY ADVISORS LLCCRD 336846$174,752,593.00Regulatory AUM · August 2026
- PROVIDENCE WEALTH ADVISORS, LLCCRD 153646 · FRANKFORT, IL$684,371,195.00Regulatory AUM · August 2026
- PROVIDENCE WEALTH MANAGEMENT LLCCRD 144902 · KNOXVILLE, TN$151,831,467.00Regulatory AUM · August 2026
- PROVIDENT FINANCIAL PLANNING, LLCCRD 291830 · ADDISON, TX$174,175,082.00Regulatory AUM · August 2026
- PROVIDENT INVESTMENT MANAGEMENT, INC.CRD 106976 · NOVI, MI$1,133,614,748.00Regulatory AUM · August 2026
- PROVIDENT LIVING FINANCIAL SERVICES, INC.CRD 282665 · LEHI, UT$158,102,043.00Regulatory AUM · August 2026
- PROVIDENT TRUST COMPANYCRD 110118 · WAUKESHA, WI$6,858,453,576.00Regulatory AUM · August 2026
- PROVIDENT WEALTH MANAGEMENT, LLCCRD 130417 · BRENTWOOD, TN$758,518,214.00Regulatory AUM · August 2026
- PROVIDER FINANCIAL, INC.CRD 168964 · INDIANAPOLIS, IN$303,974,168.00Regulatory AUM · August 2026
- PROVISE MANAGEMENT GROUP, LLCCRD 105375 · CLEARWATER, FL$2,033,366,884.00Regulatory AUM · August 2026
- PROVISION ASSET, LLCCRD 282183$150,670,233.00Regulatory AUM · August 2026
- PROWELL FINANCIAL MANAGEMENT, LLCCRD 281762 · EXTON, PA$6,863,569,821.00Regulatory AUM · August 2026
- PROXY WEALTH ADVISORS LLCCRD 298080 · WINDERMERE, FL$83,253,573.00Regulatory AUM · August 2026
- PROXYVOTE PLUS, LLCCRD 122222Not availableRegulatory AUM · August 2026
- PRP REAL ASSETS ADVISORS, LLCCRD 338178 · WASHINGTON, DC$3,043,695,778.00Regulatory AUM · August 2026
- PRUCO SECURITIES, LLCCRD 5685 · NEWARK, NJNot availableRegulatory AUM · August 2026
- PRUDENT INVESTOR ADVISORS, LLCCRD 121922 · FOLSOM, CA$1,302,177,184.00Regulatory AUM · August 2026
- PRUDENT INVESTORS NETWORK, INC.CRD 127284 · LAKE FOREST, CA$515,799,473.00Regulatory AUM · August 2026
- PRUDENT MAN ADVISORS, LLCCRD 301973 · NAPERVILLE, IL$30,592,958,541.00Regulatory AUM · August 2026
- PRUDENT MAN INVESTMENT MANAGEMENT INCCRD 104574 · LOUSIVILLE, CO$390,155,603.00Regulatory AUM · August 2026
- PRUDENT MANAGEMENT ASSOCIATESCRD 16691 · PHILADELPHIA, PA$1,228,684,992.00Regulatory AUM · August 2026
- PRUDENTIAL SELECT STRATEGIES LLCCRD 286153 · NEWARK, NJ$22,783,563,023.00Regulatory AUM · August 2026
- PRUFID FINANCIAL ADVISORS LLCCRD 121897$357,971,311.00Regulatory AUM · August 2026
- PRUNEYARD FINANCIAL GROUP, INC.CRD 117378 · CUPERTINO, CA$90,871,769.00Regulatory AUM · August 2026
- PRV MANAGEMENT, L.P.CRD 160667 · DENVER, CO$1,502,670,828.00Regulatory AUM · August 2026
- PRYSM CAPITAL, L.P.CRD 304961 · PRINCETON, NJ$6,858,372,011.00Regulatory AUM · August 2026
- PRYTANIA INVESTMENT ADVISORS LLPCRD 285874$981,704,716.00Regulatory AUM · August 2026
- PSC CAPITAL PARTNERS LLCCRD 165620 · MINNEAPOLIS, MN$240,837,420.00Regulatory AUM · August 2026
- PSC FINANCIAL LLCCRD 172054 · BLOOMINGTON, MN$135,074,412.00Regulatory AUM · August 2026
- PSC MANAGER LLCCRD 311756 · YARDLEY, PA$1,135,371,414.00Regulatory AUM · August 2026