All investment adviser firms · Page 122
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- PREVAIL WEALTH MANAGEMENT LLCCRD 164532 · KIRKLAND, WA$260,809,981.00Regulatory AUM · August 2026
- PREVATT CAPITAL LTDCRD 311895$571,484,109.00Regulatory AUM · August 2026
- PREVE INVERSIONESCRD 318445Not availableRegulatory AUM · August 2026
- PRICAP ADVISORS LLCCRD 159614 · NEW YORK, NY$41,657,693.00Regulatory AUM · August 2026
- PRICE CAPITAL MANAGEMENT, INC.CRD 157871$321,344,349.00Regulatory AUM · August 2026
- PRICE FINANCIAL GROUP WEALTH MANAGEMENT, INC.CRD 323146 · PORTLAND, OR$173,469,083.00Regulatory AUM · August 2026
- PRIDEROCK FUND MANAGEMENT PARTNERS, LLCCRD 297635 · PALM BEACH GARDENS, FL$283,609,147.00Regulatory AUM · August 2026
- PRIEN ASSET MANAGEMENT, LLCCRD 296462 · ALBUQUERQUE, NM$153,703,156.00Regulatory AUM · August 2026
- PRIMARK ADVISORS, LLCCRD 309653 · DENVER, CO$371,599,791.00Regulatory AUM · August 2026
- PRIMARY OPERATIONS INCCRD 336814Not availableRegulatory AUM · August 2026
- PRIMARY WAVE IP INVESTMENT MANAGEMENT LLCCRD 288266 · NEW YORK, NY$6,136,225,934.00Regulatory AUM · August 2026
- PRIMARY WEALTH MANAGEMENT, LLCCRD 282370 · BEATRICE, NE$157,985,357.00Regulatory AUM · August 2026
- PRIME BUCHHOLZ LLCCRD 106455 · PORTSMOUTH, NH$14,067,230,102.00Regulatory AUM · August 2026
- PRIME CAPITAL INVESTMENT ADVISORS, LLCCRD 288712 · OVERLAND PARK, KS$39,139,607,871.00Regulatory AUM · August 2026
- PRIME FINANCE ADVISOR, L.P.CRD 159971 · SAN FRANCISCO, CA$22,224,814,751.00Regulatory AUM · August 2026
- PRIME MERIDIAN CAPITAL MANAGEMENT, LLCCRD 166003 · WALNUT CREEK, CA$176,655,367.00Regulatory AUM · August 2026
- PRIME QUADRANT US, LLCCRD 322068$849,302,427.00Regulatory AUM · August 2026
- PRIMECAP MANAGEMENT COCRD 105516 · PASADENA, CA$139,344,370,550.00Regulatory AUM · August 2026
- PRIMESOLUTIONS ADVISORS, LLCCRD 110085 · PITTSBURGH, PA$440,086,455.00Regulatory AUM · August 2026
- PRIMESTOR INVESTMENT MANAGEMENT, LLCCRD 322066 · CULVER CITY, CA$234,205,039.00Regulatory AUM · August 2026
- PRIMETRUST ADVISORS LLCCRD 141625 · GREENVILLE, SC$421,567,644.00Regulatory AUM · August 2026
- PRIMM & CO INCCRD 105891$111,819,874.00Regulatory AUM · August 2026
- PRIMORIS WEALTH ADVISORS, LLCCRD 125567 · NORTH PALM BEACH, FL$229,982,481.00Regulatory AUM · August 2026
- PRIMUS CAPITAL PARTNERS, INC.CRD 156861 · ATLANTA, GA$1,673,153,272.00Regulatory AUM · August 2026
- PRINCE ASSET MANAGEMENT, INC.CRD 141567 · SARASOTA, FL$137,697,000.00Regulatory AUM · August 2026
- PRINCETON CAPITAL MANAGEMENT LLCCRD 113926 · RED BANK, NJ$435,479,718.00Regulatory AUM · August 2026
- PRINCETON EQUITY ADVISORS, LPCRD 310405 · PRINCETON, NJ$1,716,754,013.00Regulatory AUM · August 2026
- PRINCETON FUND ADVISORS, LLCCRD 157821 · DENVER, CO$780,000,000.00Regulatory AUM · August 2026
- PRINCETON GLOBAL ASSET MANAGEMENT LLCCRD 146644 · PRINCETON, NJ$921,324,613.00Regulatory AUM · August 2026
- PRINCETON VALUE PARTNERS LLCCRD 313153 · NEW YORK, NY$57,440,113.00Regulatory AUM · August 2026
- PRINCIPAL ADVISED SERVICES, LLCCRD 297324 · DES MOINES, IA$1,422,868,428.00Regulatory AUM · August 2026
- $14,380,880,456.00Regulatory AUM · August 2026
- PRINCIPAL GLOBAL INVESTORS, LLCCRD 109002 · DES MOINES, IA$427,712,721,629.00Regulatory AUM · August 2026
- PRINCIPAL REAL ESTATE INVESTORS, LLCCRD 109008 · DES MOINES, IA$105,646,930,594.00Regulatory AUM · August 2026
- PRINCIPAL SECURITIES, INC.CRD 1137 · DES MOINES, IA$17,024,265,096.00Regulatory AUM · August 2026
- PRINCIPIA WEALTH ADVISORY, LLCCRD 152678 · DALLAS, TX$225,000,000.00Regulatory AUM · August 2026
- PRINCIPIUM INVESTMENTS LLCCRD 124989$225,403,551.00Regulatory AUM · August 2026
- PRINCIPLE WEALTH PARTNERS LLCCRD 290180 · MADISON, CT$3,204,653,344.00Regulatory AUM · August 2026
- PRINCIPLED ADVISORS, INC.CRD 323468$15,000,000.00Regulatory AUM · August 2026
- PRINCIPLED WEALTH ADVISORS, LLCCRD 138143 · COVINGTON, KY$252,109,486.00Regulatory AUM · August 2026
- PRINCIPLY, INC.CRD 281813 · SAN FRANCISCO, CA$62,882,199.00Regulatory AUM · August 2026
- PRING/TURNER CAPITAL GROUP, INC.CRD 110931 · ALAMO, CA$262,131,675.00Regulatory AUM · August 2026
- PRIORITY SENIOR SECURED INCOME MANAGEMENT, LLCCRD 165500 · WEST PALM BEACH, FL$479,135,213.00Regulatory AUM · August 2026
- PRISM ADVISORS, INC.CRD 286474 · STUDIO CITY, CA$515,053,031.00Regulatory AUM · August 2026
- PRISM PLANNING PARTNERS, LLCCRD 290485 · LIBERTYVILLE, IL$241,542,869.00Regulatory AUM · August 2026
- PRITZKER ALTERNATIVE STRATEGIES LPCRD 333671 · CHICAGO, IL$378,253,638.00Regulatory AUM · August 2026
- PRIVACORE CAPITAL ADVISORS, LLCCRD 330893 · NEW YORK, NY$108,503,548.00Regulatory AUM · August 2026
- PRIVATE ADVISOR GROUP, LLCCRD 155216 · MORRISTOWN, NJ$44,327,930,714.00Regulatory AUM · August 2026
- PRIVATE ADVISOR NETWORK, LLCCRD 299133 · MORRISTOWN, NJNot availableRegulatory AUM · August 2026
- PRIVATE ADVISORY GROUP LLCCRD 170043 · REDMOND, WA$2,144,656,403.00Regulatory AUM · August 2026
- PRIVATE ASSET MANAGEMENT INCCRD 108815 · KIRKLAND, WA$109,489,332.00Regulatory AUM · August 2026
- PRIVATE CAPITAL ADVISORS, INC.CRD 125771 · DARIEN, CT$1,281,783,601.00Regulatory AUM · August 2026
- PRIVATE CAPITAL ASSET MANAGEMENT LLCCRD 317930 · DARIEN, CT$12,988,420.00Regulatory AUM · August 2026
- PRIVATE CAPITAL MANAGEMENT, LLCCRD 169172 · NAPLES, FL$1,444,558,205.00Regulatory AUM · August 2026
- PRIVATE CLIENT ADVISOR GROUP, LLCCRD 330038 · PALM CITY, FL$110,000,000.00Regulatory AUM · August 2026
- PRIVATE CLIENT ASSET MANAGEMENT, INC.CRD 147052 · MASSAPEQUA, NY$181,222,268.00Regulatory AUM · August 2026
- PRIVATE CLIENT SERVICES, LLCCRD 120222 · LOUISVILLE, KY$1,383,095,742.00Regulatory AUM · August 2026
- PRIVATE COUNSEL GROUP, LTD.CRD 300083 · INDIANAPOLIS, IN$116,007,039.00Regulatory AUM · August 2026
- PRIVATE EQUITY INVESTORS, INCCRD 160559 · NEW YORK, NY$85,434,076.00Regulatory AUM · August 2026
- PRIVATE FINANCIAL MANAGEMENT LLCCRD 313167$158,689,116.00Regulatory AUM · August 2026
- $169,215,765.00Regulatory AUM · August 2026
- PRIVATE INVESTOR CLUB LLCCRD 307512$270,476,545.00Regulatory AUM · August 2026
- PRIVATE LANE CAPITAL, LLCCRD 124999$144,086,780.00Regulatory AUM · August 2026
- PRIVATE MANAGEMENT GROUP INCCRD 104707 · IRVINE, CA$4,903,675,907.00Regulatory AUM · August 2026
- PRIVATE PORTFOLIOS, INC.CRD 111905 · SAN MATEO, CA$293,473,879.00Regulatory AUM · August 2026
- PRIVATE WEALTH ADVISORS, LLCCRD 141971 · FRESNO, CA$451,158,900.00Regulatory AUM · August 2026
- PRIVATE WEALTH ASSET MANAGEMENT, LLCCRD 315819 · OMAHA, NE$2,523,259,243.00Regulatory AUM · August 2026
- PRIVATE WEALTH CONSULTING, LLCCRD 336590$259,339,738.00Regulatory AUM · August 2026
- PRIVATE WEALTH GROUP, LLCCRD 128560 · TAMPA, FL$274,030,731.00Regulatory AUM · August 2026
- PRIVATE WEALTH MANAGEMENT GROUP LLCCRD 166539 · PRINCETON, NJ$612,775,760.00Regulatory AUM · August 2026
- PRIVATE WEALTH MANAGEMENT LLCCRD 137770$126,232,643.00Regulatory AUM · August 2026
- PRIVATE WEALTH MANAGEMENT OF NORTH CAROLINA LLCCRD 149889 · HENDERSON, NC$162,758,782.00Regulatory AUM · August 2026
- PRIVATE WEALTH MANAGEMENT, INC.CRD 120823 · MEMPHIS, TN$832,495,124.00Regulatory AUM · August 2026
- PRIVATE WEALTH PARTNERS, LLCCRD 133802 · MILL VALLEY, CA$1,921,390,575.00Regulatory AUM · August 2026
- PRIVATE WEALTH SOLUTIONS, LLCCRD 289437 · CALABASAS, CA$500,000,000.00Regulatory AUM · August 2026
- PROACTIVE CAPITAL MANAGEMENT, INC.CRD 297791 · TOPEKA, KS$170,661,346.00Regulatory AUM · August 2026
- PROACTIVE WEALTH STRATEGIES, LLCCRD 318872 · MARIETTA, GA$315,838,988.00Regulatory AUM · August 2026
- PROALTUS USA INC.CRD 310955 · MIAMI, FL$604,920,026.00Regulatory AUM · August 2026
- PROATHLETE WEALTH MANAGEMENT LLCCRD 317372 · BOCA RATON, FL$402,180,000.00Regulatory AUM · August 2026
- PROBITY ADVISORS, INC.CRD 121849 · DALLAS, TX$859,437,305.00Regulatory AUM · August 2026
- PROCAPITA PARTNERS, LLCCRD 300292 · NEW YORK, NY$1,469,000.00Regulatory AUM · August 2026
- $249,546,024.00Regulatory AUM · August 2026
- PROCORE ADVISORS, LLCCRD 289037 · NEWPORT BEACH, CA$143,665,154.00Regulatory AUM · August 2026
- PROCOURSE FIDUCIARY ADVISORS, LLCCRD 164328 · CARMEL, IN$5,492,591,864.00Regulatory AUM · August 2026
- PROCTOR FINANCIAL, INC.CRD 122021 · SHERBORN, MA$382,297,097.00Regulatory AUM · August 2026
- PROCUREAM LLCCRD 297134$189,304,603.00Regulatory AUM · August 2026
- PROCYON ADVISORS, LLCCRD 288239 · SHELTON, CT$9,204,268,020.00Regulatory AUM · August 2026
- PRODIGY ASSET MANAGEMENT LLCCRD 106457 · OMAHA, NE$2,435,740,783.00Regulatory AUM · August 2026
- PROEM ADVISORS LLCCRD 300404 · DALLAS, TX$474,129,404.00Regulatory AUM · August 2026
- PROFESSIONAL ADVISORY SERVICES INCCRD 105397 · VERO BEACH, FL$1,258,746,450.00Regulatory AUM · August 2026
- PROFESSIONAL FINANCIAL ADVISORS INCCRD 107289 · RADNOR, PA$425,986,789.00Regulatory AUM · August 2026
- PROFESSIONAL FINANCIAL ADVISORS, LLCCRD 173719 · NORTH PLATTE, NE$769,807,736.00Regulatory AUM · August 2026
- PROFESSIONAL FINANCIAL MANAGEMENT, INC.CRD 118117 · BOZEMAN, MT$304,096,440.00Regulatory AUM · August 2026
- PROFESSIONAL FINANCIAL MANAGEMENT, INC.CRD 154016 · APPLETON, WI$115,520,555.00Regulatory AUM · August 2026
- PROFESSIONAL FINANCIAL SOLUTIONS, LLCCRD 114957 · FAIRFAX, VA$409,664,540.00Regulatory AUM · August 2026
- PROFESSIONAL FINANCIAL STRATEGIES, INCCRD 125580 · PITTSFORD, NY$225,808,998.00Regulatory AUM · August 2026
- PROFESSIONAL WEALTH MANAGEMENT SERVICES LLCCRD 150266 · STATESVILLE, NC$136,154,234.00Regulatory AUM · August 2026
- PROFFITT & GOODSON INC.CRD 105278 · KNOXVILLE, TN$797,724,935.00Regulatory AUM · August 2026
- PROFICIENT WEALTH COUNSELORS, LLCCRD 152640 · NORWOOD, MA$146,889,279.00Regulatory AUM · August 2026
- PROFICIO CAPITAL PARTNERS LLCCRD 269931 · NEWTON, MA$5,266,070,265.00Regulatory AUM · August 2026