All investment adviser firms · Page 121
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- POSITIVE SELECTION INVESTMENT MANAGEMENT, LLCCRD 331469 · GREENWICH, CT$479,205,974.00Regulatory AUM · August 2026
- POST ADVISORY GROUP, LLCCRD 108860 · LOS ANGELES, CA$13,033,125,944.00Regulatory AUM · August 2026
- POST CAPITAL MANAGEMENT LLCCRD 161892 · NEW YORK, NY$200,188,431.00Regulatory AUM · August 2026
- POST RESCH TALLON GROUP, INC.CRD 156302 · PITTSFORD, NY$340,156,556.00Regulatory AUM · August 2026
- POST ROAD GROUP LLCCRD 288459 · STAMFORD, CT$1,051,050,655.00Regulatory AUM · August 2026
- POSTROCK PARTNERS LLCCRD 328865 · OVERLAND PARK, KS$489,068,507.00Regulatory AUM · August 2026
- POTENTIA RIA, LLCCRD 329135 · SAN JOSE, CA$569,095,699.00Regulatory AUM · August 2026
- POTENTUM PARTNERS, L.P.CRD 311282$773,329,750.00Regulatory AUM · August 2026
- POTOMAC ASSET MANAGEMENT CO INCCRD 105730 · FREDERICK, MD$114,264,799.00Regulatory AUM · August 2026
- POTOMAC FUND MANAGEMENT INCCRD 105413 · BETHESDA, MD$3,277,115,272.00Regulatory AUM · August 2026
- POTOMAC INVESTMENT COMPANYCRD 14553$106,972,702.00Regulatory AUM · August 2026
- POTRERO CAPITAL RESEARCH, LLCCRD 125909 · SAN FRANCISCO, CA$419,641,644.00Regulatory AUM · August 2026
- POULOS ADVISORS, INC.CRD 141905 · SOUTH BURLINGTON, VT$150,420,377.00Regulatory AUM · August 2026
- POWELL FINANCIAL, INC.CRD 144230 · CORNELIUS, NC$229,200,273.00Regulatory AUM · August 2026
- POWELL INVESTMENT ADVISORS, LLCCRD 160333 · MIAMI, FL$647,979,315.00Regulatory AUM · August 2026
- POWER ASSET MANAGEMENT LLCCRD 128580 · LOS ANGELES, CA$175,000,000.00Regulatory AUM · August 2026
- POWER FINANCIAL PARTNERS, LLCCRD 324253 · TAMPA, FL$329,142,012.00Regulatory AUM · August 2026
- POWER INNOVATION PARTNERS, L.P.CRD 312100 · NEW YORK, NY$288,653,128.00Regulatory AUM · August 2026
- POWER SUSTAINABLE MANAGER US, INC.CRD 325145 · MIAMI, FL$1,072,634,109.00Regulatory AUM · August 2026
- POWER WEALTH MANAGEMENT LLCCRD 315101 · ALPHARETTA, GA$429,921,410.00Regulatory AUM · August 2026
- POWERHOUSE ASSETS LLCCRD 157538$214,800,000.00Regulatory AUM · August 2026
- POWERLAW FUND ADVISER, LLCCRD 338152 · SAN FRANCISCO, CA$496,250,169.00Regulatory AUM · August 2026
- POWERS ADVISORY GROUP, LLCCRD 172252 · HIGHLAND, IL$329,500,201.00Regulatory AUM · August 2026
- POWERS INVESTMENT ADVISORY CORPORATIONCRD 110401$111,579,096.00Regulatory AUM · August 2026
- PPB ADVISORS, LLCCRD 152303 · WEST CONSHOHOCKEN, PA$4,751,573,238.00Regulatory AUM · August 2026
- PPC ENTERPRISES LLCCRD 165075 · NEW YORK, NY$2,321,515,422.00Regulatory AUM · August 2026
- PPC INVESTMENT PARTNERS LPCRD 291331 · CHICAGO, IL$7,208,185,834.00Regulatory AUM · August 2026
- PPM AMERICA, INC.CRD 107269 · CHICAGO, IL$93,793,612,433.00Regulatory AUM · August 2026
- PPM LOAN MANAGEMENT COMPANY 2, LLCCRD 297186 · CHICAGO, IL$2,723,359,751.00Regulatory AUM · August 2026
- PPS & V ASSET MANAGEMENT CONSULTANTS INCCRD 110491 · PORTAGE, MI$253,685,075.00Regulatory AUM · August 2026
- PPSGRP LLCCRD 340003 · WHITE PLAINS, NY$157,013,593.00Regulatory AUM · August 2026
- PR MORTGAGE INVESTMENT MANAGEMENT, LLCCRD 313210 · MOUNT LAUREL, NJ$1,538,703,658.00Regulatory AUM · August 2026
- PR WEALTH MANAGEMENT GROUP, INC.CRD 173711 · EAST MOLINE, IL$164,880,818.00Regulatory AUM · August 2026
- PRAESIDIUM INVESTMENT MANAGEMENT COMPANY, LLCCRD 137980 · NEW YORK, NY$582,904,963.00Regulatory AUM · August 2026
- PRAETORIAN PR LLCCRD 323280 · RINCON, PR$471,328,732.00Regulatory AUM · August 2026
- PRAETORIAN WEALTH MANAGEMENT, INC.CRD 147814 · CARMEL, CA$598,650,239.00Regulatory AUM · August 2026
- PRAIRIE ADVISORY, LLCCRD 339211 · LEAWOOD, KS$554,260,000.00Regulatory AUM · August 2026
- PRAIRIE CAPITAL MANAGEMENT GROUP, LLCCRD 311623 · KANSAS CITY, MO$7,127,492,919.00Regulatory AUM · August 2026
- PRAIRIE MANAGEMENT COMPANY, L.P.CRD 155566 · CHICAGO, IL$869,871,068.00Regulatory AUM · August 2026
- PRAIRIE RIVERS INVESTMENTS, LLCCRD 288153 · ROBINSON, IL$249,261,888.00Regulatory AUM · August 2026
- PRAIRIE VIEW WEALTH PARTNERS LLCCRD 341361 · SIOUX FALLS, SDNot availableRegulatory AUM · August 2026
- PRAIRIE WEALTH ADVISORS, INC.CRD 165266 · OMAHA, NE$557,956,158.00Regulatory AUM · August 2026
- PRAIRIEVIEW WEALTH PARTNERS, LLCCRD 327974 · FRANKFORT, IL$207,454,539.00Regulatory AUM · August 2026
- PRAIRIEWOOD CAPITAL, LLCCRD 149007 · FARGO, ND$365,413,413.00Regulatory AUM · August 2026
- PRANA CAPITAL MANAGEMENT LPCRD 287925 · GREENWICH, CT$4,312,316,333.00Regulatory AUM · August 2026
- PRASAD WEALTH PARTNERS, LLCCRD 332507 · INDEPENDENCE, OH$572,075,956.00Regulatory AUM · August 2026
- PRATO CAPITAL MANAGEMENT, INC.CRD 289917 · WHITE PLAINS, NY$224,563,710.00Regulatory AUM · August 2026
- PRAVATI CAPITAL LLCCRD 300435 · SCOTTSDALE, AZ$173,681,628.00Regulatory AUM · August 2026
- PRAXIS CAPITAL MANAGEMENT LLCCRD 333052 · CHICAGO, IL$301,430,999.00Regulatory AUM · August 2026
- PRAXIS INVESTMENT MANAGEMENT, INC.CRD 105675 · GOSHEN, IN$3,299,890,470.00Regulatory AUM · August 2026
- PRCE MANAGEMENT LLCCRD 312533 · ALPHARETTA, GA$22,203,118.00Regulatory AUM · August 2026
- PRECEDENT ASSET MANAGEMENT, LLCCRD 169100 · INDIANAPOLIS, IN$111,451,980.00Regulatory AUM · August 2026
- PRECEDENT WEALTH PARTNERS, LLCCRD 325203 · HOUSTON, TX$685,046,783.00Regulatory AUM · August 2026
- PRECEPT MANAGEMENT, LLCCRD 114671 · DALLAS, TX$5,410,000.00Regulatory AUM · August 2026
- PRECIDIAN FUNDS LLCCRD 156974 · NEWTOWN, PA$17,000,000.00Regulatory AUM · August 2026
- PRECISE INVESTMENT MANAGEMENT, INC.CRD 282557 · HIGHLAND PARK, IL$186,316,022.00Regulatory AUM · August 2026
- PRECISION CAPITAL ADVISORS, LLCCRD 157784 · GREENWICH, CT$2,688,246,972.00Regulatory AUM · August 2026
- PRECISION FIDUCIARY PARTNERS, LLCCRD 149694 · AUSTIN, TX$24,079,375,901.00Regulatory AUM · August 2026
- PRECISION WEALTH STRATEGIES, LLCCRD 299827 · ST. LOUIS, MO$711,032,584.00Regulatory AUM · August 2026
- PREISZ ASSOCIATES, INC.CRD 144469 · PORTLAND, OR$701,681,920.00Regulatory AUM · August 2026
- PRELUDE CAPITAL MANAGEMENT, LLCCRD 158105 · NEW YORK, NY$2,388,923,435.00Regulatory AUM · August 2026
- PRELUDE GROWTH PARTNERS MANAGEMENT COMPANY, LLCCRD 293249 · NEW YORK, NY$1,223,780,969.00Regulatory AUM · August 2026
- PRELUDE INVESTMENT SERVICES LLCCRD 339161 · SAN FRANCISCO, CANot availableRegulatory AUM · August 2026
- PREMIA GLOBAL ADVISORS, LLCCRD 282426 · CORAL GABLES, FL$340,818,253.00Regulatory AUM · August 2026
- PREMIER ESTATE PLANNERS, LLCCRD 122638 · CLINTON TOWNSHIP, MI$226,948,109.00Regulatory AUM · August 2026
- PREMIER FINANCIAL GROUP INCCRD 107314 · EUREKA, CA$819,918,431.00Regulatory AUM · August 2026
- PREMIER GOLD GLOBAL WEALTH LLCCRD 172465Not availableRegulatory AUM · August 2026
- PREMIER PATH WEALTH PARTNERS, LLCCRD 325300 · MADISON, NJ$1,223,242,250.00Regulatory AUM · August 2026
- PREMIER PRIVATE WEALTH MANAGEMENT, LLCCRD 331860 · PALM HARBOR, FL$126,301,962.00Regulatory AUM · August 2026
- PREMIER WEALTH ADVISORS, LLCCRD 120358 · NEW YORK, NY$555,064,406.00Regulatory AUM · August 2026
- PREMIER WEALTH ADVISORS, LLCCRD 285510 · SAN DIEGO, CA$694,897,516.00Regulatory AUM · August 2026
- PREMIS ADVISORS, LLCCRD 283679 · ATLANTA, GA$213,947,773.00Regulatory AUM · August 2026
- PREMIUM 72 CAPITAL, LLCCRD 284519$10,000,000.00Regulatory AUM · August 2026
- PRENTICE CAPITAL MANAGEMENT, LPCRD 161178 · GREENWICH, CT$228,406,963.00Regulatory AUM · August 2026
- PRENTICE WEALTH MANAGEMENT LLCCRD 160052 · ROCHESTER, NY$567,504,623.00Regulatory AUM · August 2026
- PRENTISS SMITH & COMPANY, INC.CRD 110928 · BRATTLEBORO, VT$453,050,280.00Regulatory AUM · August 2026
- PREP INVESTMENT ADVISERS, L.L.C.CRD 296631 · CHICAGO, IL$1,911,327,200.00Regulatory AUM · August 2026
- PREPARED RETIREMENT INSTITUTE LLCCRD 309663 · MONTGOMERYVILLE, PA$307,554,271.00Regulatory AUM · August 2026
- PRESCOTT ADVISORS, LLCCRD 283784 · DALLAS, TX$217,773,225.00Regulatory AUM · August 2026
- PRESCOTT GENERAL PARTNERS LLCCRD 157907 · BOCA RATON, FL$1,694,886,169.00Regulatory AUM · August 2026
- PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.CRD 115220 · TULSA, OK$1,298,388,038.00Regulatory AUM · August 2026
- PRESERVATION EQUITY FUND ADVISORS, LLCCRD 300968 · IRVINE, CA$502,879,532.00Regulatory AUM · August 2026
- PRESERVER PARTNERS LLCCRD 152356 · MEMPHIS, TN$175,729,180.00Regulatory AUM · August 2026
- PRESIDIO CAPITAL MANAGEMENT, LLCCRD 304501 · SAN DIEGO, CA$498,887,848.00Regulatory AUM · August 2026
- PRESIDIO INVESTORS LLCCRD 160841 · AUSTIN, TX$1,094,238,118.00Regulatory AUM · August 2026
- PRESILIUM PRIVATE WEALTH, LLCCRD 318345 · RADNOR, PA$671,659,251.00Regulatory AUM · August 2026
- PRESPER FINANCIAL ARCHITECTS, LLCCRD 297538 · AKRON, OH$362,648,463.00Regulatory AUM · August 2026
- PRESTIGE WEALTH MANAGEMENT GROUP, LLCCRD 127381 · FLEMINGTON, NJ$666,402,517.00Regulatory AUM · August 2026
- PRESTIGE WEALTH MANAGEMENT, INC.CRD 336264 · SOUTHLAKE, TX$148,381,816.00Regulatory AUM · August 2026
- PRESTIGE WEALTH MANAGEMENT, LLCCRD 150079 · PUEBLO, CO$103,963,088.00Regulatory AUM · August 2026
- PRESTIGE WEALTH SERVICES GROUP, INC.CRD 166641 · FLEMINGTON, NJ$175,183,757.00Regulatory AUM · August 2026
- PRESTIGE WEALTHWIDE, LLCCRD 321789 · LEHI, UT$198,459,223.00Regulatory AUM · August 2026
- PRESTON ADVISORY SERVICES LLCCRD 289926 · KINGMAN, AZ$197,679,341.00Regulatory AUM · August 2026
- PRESTON CAPITAL LLCCRD 328417 · ALISO VIEJO, CA$1,054,611,662.00Regulatory AUM · August 2026
- PRESTON F. SANDERS, CHFC, LLCCRD 125741 · WATKINSVILLE, GA$148,837,173.00Regulatory AUM · August 2026
- PRESTON WEALTH ADVISORS, LLC.CRD 165983 · RESTON, VA$285,980,470.00Regulatory AUM · August 2026
- PRETIUM CREDIT MANAGEMENT, LLCCRD 154057 · NEW YORK, NY$2,765,353,330.00Regulatory AUM · August 2026
- PRETIUM RESIDENTIAL CREDIT MANAGEMENT, LLCCRD 171026 · NEW YORK, NY$28,190,774,024.00Regulatory AUM · August 2026
- PRETIUM SINGLE-FAMILY RENTAL MANAGER III, LLCCRD 304443 · NEW YORK, NY$25,706,397,102.00Regulatory AUM · August 2026
- PREVAIL INNOVATIVE WEALTH ADVISORS, LLCCRD 288641 · LEAWOOD, KS$931,844,457.00Regulatory AUM · August 2026